Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) to Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications
[Release No. 34-98977; File No. SR-FINRA-2023-016]
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| Jul. 17, 2024 | Meredith Cordisco, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc. |
| Apr. 12, 2024 | Center for American Progress |
| Mar. 29, 2024 | Molly Diggins, General Counsel, Monument Group |
| Mar. 25, 2024 | Jack O'Brien, Partner, Morgan, Lewis & Bockius LLP |
| Mar. 15, 2024 | Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute and Matthew Thornton, Associate General Counsel, Investment Company Institute |
| Feb. 22, 2024 | Meredith Cordisco, Associate General Counsel,
Office of General Counsel, Financial Industry Regulatory Authority, Inc. |
| Jan. 31, 2024 | Molly Diggins, General Counsel, Monument Group, Inc. |
| Jan. 8, 2024 | Jay H. Knight, Chair, American Bar Association Business Law Section, Federal Regulation of Securities Committee |
| Dec. 15, 2023 | Joseph C. Peiffer, President, Public Investors Advocate Bar Association |
| Dec. 15, 2023 | Dorothy M. Donohue, Deputy General Counsel, and Matt Thornton, Associate General Counsel, Investment Company Institute |
| Dec. 15, 2023 | Anya Coverman, President & CEO, Institute for Portfolio Alternatives |
| Dec. 15, 2023 | Mike Underhill, President, Alternative & Direct Investment Securities Association |
| Dec. 15, 2023 | Dechert LLP |
| Dec. 15, 2023 | Jacqueline Kuiper, Co-Founder and Partner, Nelson Kuiper PLLC |
| Dec. 15, 2023 | Bernard V. Canepa, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Dec. 13, 2023 | Molly Diggins |
