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Comments on CHX Rulemaking
Notice of Filing of Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor’s 500 Index
[Release No. 34-62130; File No. SR-CHX-2010-10]
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Aug. 20, 2010 | Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX |
Jul. 19, 2010 | Memorandum from the Office of Commissioner Walter regarding a June 30, 2010, meeting with representatives of the Managed Funds Association |
Jun. 9, 2010 | John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois |
Jun. 9, 2010 | Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association |
Jun. 8, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 4, 2010, telephone call with a representative of Accenture plc |
Jun. 8, 2010 | Liam Connell, Allston Trading, LLC; Richard B. Gorelick, RGM Advisors, LLC; Adam Nunes, Hudson River Trading LLC; and Cameron Smith, Quantlab Financial, LLC |
Jun. 4, 2010 | Daniel Mathisson, Manager Director, Credit Suisse Securities (USA) LLC |
Jun. 3, 2010 | George U. Sauter, Managing Director and Chief Investment Officer, The Vanguard Group, Inc. |
Jun. 3, 2010 | Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade |
May 28, 2010 | Melissa L. Bean, U.S. House of Representatives |
May 27, 2010 | Judith Kittinger |
May 20, 2010 | Paul Rogers |
May 19, 2010 | Cliff Pereira |
May 13, 2010 | James K. Rutledge |
May 13, 2010 | Thomas Hofler Ph.D. |
May 11, 2010 | Rep. Edward J. Markey, U.S. House of Representatives |
May 10, 2010 | Sen. Charles E. Schumer, U.S. Senate |
http://www.sec.gov/comments/sr-chx-2010-10/chx201010.shtml
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