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Revisions of Limited Offering Exemptions in Regulation D
[Release Nos. 33-8828, IC-27922; File No. S7-18-07]
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| Mar. 5, 2010 | Memorandum from the Division of Corporation Finance regarding a meeting with the Attorney General of the State of Alaska and Representatives of Arnold & Porter LLP |
| Feb. 24, 2010 | David F. Freeman, Jr., Arnold & Porter, LLP, Washington, District of Columbia |
| Dec. 28, 2009 | Edwin C. Laurenson, Esq., Partner, McDermott Will & Emery LLP, New York, New York |
| Nov. 20, 2008 | Record of Proceedings, 2008 Government-Business Forum on Small Business Capital Formation |
| Sep. 9, 2008 | National Venture Capital Association |
| Aug. 5, 2008 | Simon M. Lorne and Joseph McLaughlin, Sidley Austin LLP |
| Jun. 2008 | Final Report of the SEC Government-Business Forum on Small Business Capital Formation, held on Sept. 24, 2007 |
| Mar. 12, 2008 | Bob Smith |
| Mar. 10, 2008 | Kathleen A. Aho, CIPFA, President, National Association of Independent Public Finance Advisors |
| Feb. 13, 2008 | Memorandum from the Office of Small Business Policy regarding a February 12, 2008, meeting with Simon M. Lorne and Joseph McLaughlin |
| Jan. 17, 2008 | Joe Garcia, President, National Congress of American Indians |
| Dec. 22, 2007 | Garth McIntosh, Montreal, Canada |
| Nov. 12, 2007 | Joseph McLaughlin, Sidley Austin LLP, New York, New York |
| Oct. 29, 2007 | Sheldon M. Jaffe, Los Angeles, California |
| Oct. 26, 2007 | Daniel J. Morrissey, Professor, Gonzaga University Law School, Spokane, Washington |
| Oct. 26, 2007 | Karen Tyler, NASAA President and Commissioner, North Dakota Securities Department, Washington, District of Columbia |
| Oct. 19, 2007 | John G. Gaine, President, Managed Funds Association |
| Oct. 17, 2007 | Timothy Snodgrass, Chair, Legislative and Regulatory Committee, Tenant-In-Common Association, Indianapolis, Indiana |
| Oct. 12, 2007 | Bryan Lantagne, Director, Massachusetts Securities Division, Office of the Secretary of the Commonwealth |
| Oct. 12, 2007 | Keith F. Higgins, Lawrence A. Goldman, and Ellen Lieberman, American Bar Association |
| Oct. 11, 2007 | Sullivan & Cromwell LLP |
| Oct. 11, 2007 | Keith Paul Bishop |
| Oct. 10, 2007 | Harvey Kesner, Haynes and Boone, LLP |
| Oct. 9, 2007 | J. Michael Stanfield, Chief Executive Officer, VSR Financial Services Inc. |
| Oct. 9, 2007 | Fried, Frank, Harris, Shriver & Jacobson (London) LLP |
| Oct. 9, 2007 | Joel Held, Esq., Baker & McKenzie LLP, Dallas, Texas |
| Oct. 9, 2007 | Robert M. Lam, Acting Chairman, Pennsylvania Securities Commission, Harrisburg, Pennsylvania |
| Oct. 9, 2007 | National Venture Capital Association |
| Oct. 9, 2007 | Charles W. Barkley, Attorney at Law, Charlotte, North Carolina |
| Oct. 9, 2007 | Steven M. Davidoff, Assistant Professor of Law, Wayne State Law School, Detroit, Michigan |
| Oct. 9, 2007 | Stoecklein Law Group, San Diego, California |
| Oct. 9, 2007 | Nora M. Jordan, Yukako Kawata, Leor Landa, and Danforth Townley, Davis Polk & Wardwell |
| Oct. 9, 2007 | Edwin C. Laurenson, McDermott Will & Emery LLP, on behalf of RBC Asset Management Inc. and TD Asset Management, Inc. |
| Oct. 9, 2007 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Oct. 9, 2007 | Carol Bavousett Mattick |
| Oct. 9, 2007 | Katten Muchin Rosenman LLP, Financial Services Group |
| Oct. 9, 2007 | Dennis R. Hirsch, Sadis and Goldberg LLP |
| Oct. 9, 2007 | Rosemarie A. Thurston, Chair, Legal and Regulatory Affairs Committee, Investment Program Association |
| Oct. 9, 2007 | Stephanie McGillivray, CFA, and Charles W. Johnson, SOAR Growth Capital, LLC |
| Oct. 9, 2007 | Kenneth B. Abel, Chair, Committee on Securities Law, Business Law Section, Maryland State Bar Association |
| Oct. 9, 2007 | Raymond P. Boulanger and Thomas J. LaFond, Goodwin Procter LLP |
| Oct. 9, 2007 | Dr. Gavin Clarkson, Assistant Professor, University of Michigan, Ann Arbor, Michigan |
| Oct. 9, 2007 | John C. Melton, Coastal Securities, Houston, Texas |
| Oct. 8, 2007 | William G. Mulligan, Chair and Member of the Board of Managers, Altemative Investments Compliance Association |
| Oct. 8, 2007 | Lee W. Mercer, President, National Association of Small Business Investment Companies |
| Oct. 8, 2007 | Forum for US Securities Lawyers in London |
| Oct. 8, 2007 | Proskauer Rose LLP |
| Oct. 8, 2007 | Wendy K. White Eagle, Founder and CEO, NativeCapital Investment, Inc. |
| Oct. 5, 2007 | Philip Rutledge, Esq., Partner, Bybel Rutledge LLP, Lemoyne, Pennsylvania |
| Oct. 5, 2007 | Monique S. Botkin, Senior Counsel, Investment Adviser Association |
| Oct. 5, 2007 | Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors |
| Oct. 5, 2007 | Kelley Price, Price Meadows Incorporated, Bellevue, Washington |
| Oct. 4, 2007 | Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee |
| Oct. 1, 2007 | Keith Paul Bishop |
| Oct. 1, 2007 | Warren R. Horney, Senior Vice President, WFP Securities |
| Oct. 1, 2007 | Frank Akridge Jr., CFP, Cambridge Legacy Group |
| Sep. 30, 2007 | Iris K. Linder, Fraser Trebilcock Davis & Dunlap, P.C., Lansing, Michigan |
| Sep. 28, 2007 | Amy C. Cross, Chief Operating Officer and Chief Compliance Officer, Stock Sale Compliance, LLC |
| Sep. 24, 2007 | Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation |
| Sep. 7, 2007 | Jane Doe |
| Sep. 7, 2007 | James Chanos, Chairman, Coalition of Private Investment Companies |
| Sep. 5, 2007 | John R. Hummel |
| Sep. 5, 2007 | Steven I. Weinberger, Esq., Boca Raton, Florida |
| Sep. 2, 2007 | Phillip Goldstein, Principal, Bulldog Investors, Pleasantville, New York |
| Aug. 29, 2007 | Michael Sylkatis, Prosper, Texas |
| Aug. 25, 2007 | John L. Lackey, Weslaco, Texas | Aug. 24, 2007 | Mike Murray |
| Aug. 23, 2007 | Marc I. Steinberg, Rupert and Lillian Radford Professor of Law, SMU Dedman School of Law |
| Aug. 21, 2007 | David Groner |
| Aug. 21, 2007 | Stewart Alsop, Alsop Louie Partners |
| Aug. 19, 2007 | Paul Chambers, CEO, Hometown Digest Media Corporation, Benton, Tennessee |
| Aug. 17, 2007 | David J. Lazarovic, Law School Student, Managing Member, Lazarovic Partners Mgmt. LLC, Miami, Florida
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| Aug. 6, 2007 | Phillip Goldstein, Bulldog Investors |
http://www.sec.gov/comments/s7-18-07/s71807.shtml
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