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Comments on Proposed Rule: Crowdfunding
[Release No. 33-9470; File No. S7-09-13]
See also: Comments on JOBS Act, Title III; Crowdfunding
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Comments have been received from individuals and entities using the following Letter Type A: 21 |
Comments have been received from individuals and entities using the following Letter Type B: 7 |
Comments have been received from individuals and entities using the following Letter Type C: 21 |
(Click here for meetings with SEC officials)
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Aug. 4, 2016 | Tracy Smith |
Oct. 21, 2015 | Tasha M. Richard, Operations Officer, Dr. Bob's Donuts & Doyos |
Oct. 5, 2015 | Rep. Eric Swalwell, et al., Members of Congress |
Oct. 4, 2015 | Carl Grant |
Oct. 1, 2015 | T. W. Kennedy, BE, CyberIssues, LLC, Long Beach, California |
Apr. 30, 2015 | E.J. Johnston, Los Angeles, California |
Apr. 5, 2015 | Joseph C. Kucera, Austin, Texas |
Mar. 30, 2015 | Rep. Ted W. Lieu, Member of Congress |
Mar. 28, 2015 | Chris Wellington |
Mar. 3, 2015 | M. Scott |
Mar. 2, 2015 | Kiran Lingam, Esq., General Counsel, SeedInvest, New York, New York |
Jan. 29, 2015 | Anonymous |
Dec. 11, 2014 | Senators Michael F. Bennet and Jeff Merkley, United States Senate |
Dec. 9, 2014 | Samuel S. Guzik, Securities Lawyer, Guzik and Associates, Los Angeles, California |
Nov. 10, 2014 | Corey R. Bertelsen |
Nov. 8, 2014 | Kara Dake, Founder & CEO, Signalfy |
Nov. 6, 2014 | Maya D. Horgan, Ingressive.co |
Nov. 5, 2014 | Mandy Calara, Founder, CrowdFranchise |
Nov. 4, 2014 | Larry MacDonald, Santa Rosa, California |
Nov. 4, 2014 | Della Rucker, Wise Economy Workshop, Cincinnati, Ohio |
Oct. 31, 2014 | Dani Van de Sande, Co-Founder, Girls Raising, and Founder, Claremont Munchies |
Oct. 30, 2014 | Teddy Rounds, COO, Kamala Trunks |
Oct. 29, 2014 | Stephen Christopher Liu, CEO, Privy Groupe Inc. |
Oct. 26, 2014 | Brett Peterson |
Oct. 19, 2014 | Leslie M. Lackman, Professor of Engineering, UCLA, Los Angeles, California |
Oct. 18, 2014 | Andrew Martin, OFS, CB, Rockville, Maryland |
Oct. 16, 2014 | Shane Liddell, Chief Executive Officer, Smart Crowdfunding LLC |
Oct. 15, 2014 | Matthew Henningson, Co-Founder, Novi Security Inc. |
Oct. 14, 2014 | Drew White |
Oct. 8, 2014 | Kendall Almerico, Crowdfunding Attorney and CEO of FundHub.Biz, Tampa, Florida |
Oct. 7, 2014 | Ron Miller, CEO, StartEngine Crowdfunding, Inc. |
Oct. 3, 2014 | Sen. Jerry Moran, U.S. Senate |
Oct. 3, 2014 | Warren Schenck, Lancaster, California |
Oct. 1, 2014 | dbbmckennon, Certified Public Accountants |
Sep. 29, 2014 | Martin Kelman, Chief Operations Officer, CrowdBoarders |
Sep. 29, 2014 | Daniel A. Berman |
Sep. 29, 2014 | Charles Shih, Founder, AKT ALPHA LLC |
Sep. 28, 2014 | Malte Kramer, Founder, Moon Shoot Group, Inc. |
Sep. 27, 2014 | Jon Kolman, Founder, Flockwithme LLC |
Sep. 27, 2014 | Harry Price, Become the Mastermind |
Sep. 27, 2014 | Dave Fontenot, Founder, HackMatch |
Sep. 27, 2014 | Chintan Parikh, Co-Founder, Cappio, LLC |
Sep. 27, 2014 | David Mangold, Co-Founder, Cliqqit LLC |
Sep. 27, 2014 | Lucy Guo, Founder, Blah Labs |
Sep. 27, 2014 | Alex Kern |
Sep. 27, 2014 | Evan Luthra |
Sep. 27, 2014 | Guy Hadas |
Sep. 27, 2014 | Timirah James |
Sep. 27, 2014 | Adam Syed, Co-Founder, InAbate |
Sep. 26, 2014 | John Neil Conkle, President, Conkle & Olesten PLC |
Sep. 26, 2014 | Megh Vakharia, Co-Founder, Canary, Inc. |
Sep. 26, 2014 | Ashley Qian |
Sep. 26, 2014 | Ian Macalinao |
Sep. 26, 2014 | Wajahat Siddiqui |
Sep. 26, 2014 | Okky Jaya, President, TechGaver Industries |
Sep. 26, 2014 | Hilal Habashi |
Sep. 26, 2014 | Ari Weinstein, Founder, DeskConnect, Inc. |
Sep. 26, 2014 | Charles Frank Cash |
Sep. 26, 2014 | Kevin Suarez |
Sep. 26, 2014 | Kel Saborouh |
Sep. 26, 2014 | Ana Medina |
Sep. 26, 2014 | Gibson Han |
Sep. 26, 2014 | Zach Tratar, CEO, Jobstart |
Sep. 26, 2014 | Raphael Palefsky-Smith |
Sep. 26, 2014 | Daniel Gomez |
Sep. 26, 2014 | Bryan Thornbury, Founder & CEO, Food2Fork LLC |
Sep. 26, 2014 | Anshul Jain Shnack |
Sep. 26, 2014 | Jacob Jonas |
Sep. 26, 2014 | Jon Morton |
Sep. 26, 2014 | Shrav Mehta |
Sep. 26, 2014 | Anthony Lobko |
Sep. 26, 2014 | Casey Spencer |
Sep. 26, 2014 | Dawson Botsford |
Sep. 26, 2014 | Zach Fogg |
Sep. 26, 2014 | Kevin Wang |
Sep. 26, 2014 | Daniel Ahmadizadeh, Founder, Rentity |
Sep. 25, 2014 | Justin Boogaard, Founder, Ark Broadcasting |
Sep. 25, 2014 | Jon Khaykin |
Sep. 25, 2014 | Dan Stepanov, Founder, Amplified.Us |
Sep. 25, 2014 | Benjamin Waldow |
Sep. 25, 2014 | Adam Coulon |
Sep. 25, 2014 | Josh Javaheri, Founder, Lucky Day App |
Sep. 25, 2014 | David Coven, CEO & Co-Founder, Engineering Expectations, LLC |
Sep. 25, 2014 | David Zhao, Co-Founder, Instruments for Change |
Sep. 25, 2014 | Steve Dean, Co-Founder, Jobsuitors, Inc. |
Sep. 25, 2014 | Alex Pelletier, Co-Founder and CTO, Running Pi Studios, LLC |
Sep. 25, 2014 | Andrew J. Upchurch |
Sep. 25, 2014 | Jason Marmon, Founder, Skylight |
Sep. 25, 2014 | Henry Boldizar, Founder, Confessions.fm |
Sep. 25, 2014 | Brian Clark, Founder, VUE |
Sep. 23, 2014 | Aaron McDaniel, CEO, Tycoon Real Estate Corporation |
Sep. 22, 2014 | Matt Going, President, Anytime Mailbox |
Sep. 22, 2014 | Adam Berns, COO & Co-Founder, BrainRush |
Sep. 22, 2014 | Abhi R. |
Sep. 22, 2014 | Jan Wellmann |
Sep. 22, 2014 | Bipin B. Agravat, Founder, GameAbility |
Sep. 19, 2014 | Ken Demarest, CTO, Appsoma |
Sep. 19, 2014 | Ruben Dua, CEO, Spreeify |
Sep. 19, 2014 | Rohith Varanasi |
Sep. 19, 2014 | Rohith Varanasi |
Sep. 19, 2014 | Arya Boudaie |
Sep. 19, 2014 | Arya Bina, CEO & Founder, Cheap Travel Hunter |
Sep. 19, 2014 | Jared Wright |
Sep. 19, 2014 | Daniel Sokolovsky, Founder, Berkeley Delivers |
Sep. 19, 2014 | Sam Agnew |
Sep. 19, 2014 | Dan Friedman |
Sep. 19, 2014 | Kyle Johnson |
Sep. 19, 2014 | Otávio Dalarossa, CEO & Founder, Nvestly |
Sep. 19, 2014 | Trae Smith, Co-Founder, Opulent Social |
Sep. 18, 2014 | Anthony Geranio, Founder, Recap, LLC |
Sep. 18, 2014 | Steve O'Dell |
Sep. 18, 2014 | Esteban Rodriguez |
Sep. 18, 2014 | Jimmy Liu, Founder, Hackers Under 20 |
Sep. 18, 2014 | Ian Johnson |
Sep. 18, 2014 | Bruce Brown |
Sep. 18, 2014 | Taymoor Khan |
Sep. 18, 2014 | Hon Hoang |
Sep. 18, 2014 | Ishmael Philip |
Sep. 18, 2014 | David Mace, Hacktech |
Sep. 18, 2014 | Brandon Foo |
Sep. 18, 2014 | Andy Fang, Founder, Magmoz, Inc. |
Sep. 18, 2014 | Adam Hurley, Hurley Brothers |
Sep. 18, 2014 | Usman Majeed, Founder, Tech Twurl |
Sep. 18, 2014 | Joseph Daily, Founder, Captifeye |
Sep. 18, 2014 | Jeremy W. Greenfield, Founder, Hashtack |
Sep. 18, 2014 | Robin Johnson, Founder, SKIT! |
Sep. 18, 2014 | Sean Wycliffe, Founder/CEO, Dealflicks |
Sep. 18, 2014 | John Shiple, CTO, Freelance |
Sep. 18, 2014 | Scott Dudelson, Co-Founder, Swagbucks.com |
Sep. 18, 2014 | Julian Sarokin, Founder, Simple Labs, Inc. |
Sep. 18, 2014 | Matt Wright, Founder, WSEP, LLC |
Sep. 17, 2014 | Ali Kavoosi, CEO MiraclesFund, Los Angeles, California |
Sep. 16, 2014 | James Chang, Founder, Frenzy |
Sep. 16, 2014 | Hywel ApBuckler, Founder, surfonwave.com |
Sep. 16, 2014 | Sanjay Kuttemperoor, Founder and CEO, WikiRealty, Inc. |
Sep. 16, 2014 | Jonathan Rosenthal |
Sep. 16, 2014 | Jake Neuberg, Revolution Prep |
Sep. 16, 2014 | Andrew Fu |
Sep. 16, 2014 | Gil Penchina |
Sep. 15, 2014 | Warren Schenck |
Sep. 15, 2014 | David Padula, CEO, Fans.lu |
Sep. 15, 2014 | Sherwood Moore, Director Of Marketing, thrdPlace Inc. |
Sep. 15, 2014 | Laurel Touby |
Sep. 15, 2014 | Gabe Segal, President & Partner, Blue Whale Capital, LLP |
Sep. 15, 2014 | James Brandt |
Sep. 15, 2014 | Willie Litvack, CEO, SquadUP |
Sep. 15, 2014 | Mike Colosimo, thrdPlace Inc. |
Sep. 15, 2014 | Romain Sylvian |
Sep. 15, 2014 | Ronald A. Newcomb |
Sep. 15, 2014 | Thuan Ho, Creative Lead & Co-Founder, Synosure Games |
Sep. 15, 2014 | L. DeKoven Ashley |
Sep. 15, 2014 | Scott Schlichter, Founder/CEO, GTChannel |
Sep. 8, 2014 | Anindya Ghosh, ErrandRunner |
Sep. 6, 2014 | Mitchie A. Berlingeri, Ohio |
Sep. 6, 2014 | Anonymous |
Sep. 5, 2014 | Sen. Mark R. Warner, U.S. Senate |
Sep. 4, 2014 | Bartley J. Carlson, Azuba Corporation, Naperville, Illinois |
Sep. 4, 2014 | Anonymous |
Sep. 3, 2014 | Josef Holm, CFIRA, CFPA, Santa Monica, California |
Sep. 2, 2014 | Joy Schoffler, Principal, Leverage PR, Austin, Texas |
Sep. 2, 2014 | Dr. Meredith Campbell |
Aug. 30, 2014 | Andrew Upchurch and James Rogers, Partners, Pushcart Coffee LLC |
Aug. 28, 2014 | Joy Thompson |
Aug. 27, 2014 | Earl Brown, CEO, JumperCard |
Aug. 26, 2014 | David Johnson, Chief Executive Officer, tempCFO, Inc. |
Aug. 26, 2014 | Arthur T. Ling, Denver, Colorado |
Aug. 23, 2014 | Samuel Bussmann |
Aug. 24, 2014 | Kelly G. Beach |
Aug. 23, 2014 | Matt Webster |
Aug. 23, 2014 | Roberto |
Aug. 22, 2014 | Nathan Wolf, Fort Collins, Colorado |
Aug. 22, 2014 | Tristan M. Marroquin, Palmdale, California |
Aug. 22, 2014 | Anonymous |
Aug. 22, 2014 | Brian Allman, CEO, Plan B |
Aug. 22, 2014 | Doug Washburn, Baltimore, Maryland |
Aug. 22, 2014 | Sean Dryke |
Aug. 22, 2014 | Christopher Thompson, Founder & CEO, TriplePulse, Santa Monica, California |
Aug. 22, 2014 | Peter Einstein, Co-Founder / President & Chief Visionary Officer, The CrowdFunding Network, Inc. |
Aug. 22, 2014 | Tristan Sopp |
Aug. 22, 2014 | Eve Picker, President & co-founder, smallchange.com |
Aug. 22, 2014 | Peter Schoffelen |
Aug. 21, 2014 | Chris Tyrrell, Chairman, Crowdfund Intermediary Regulatory Advocates, New York, New York |
Aug. 21, 2014 | Stephen Drimmer |
Aug. 21, 2014 | Mohamed Ahmad |
Aug. 21, 2014 | Craig Denlinger, CPA, CrowdfundCPA |
Aug. 18, 2014 | Sherwood Neiss and Jason Best, Co-founders, Crowdfund Capital Advisors LLC, Miami Beach, Florida |
Aug. 15, 2014 | Steve Palley, CEO, ApplyMap |
Aug. 15, 2014 | Bill Kemp, Founder/CEO, United Space Structures |
Aug. 13, 2014 | Rod N. Blanchard |
Aug. 11, 2014 | Mandy Calara, Founder, CrowdFranchise |
Aug. 11, 2014 | Damon D'Amore,
WayFounder.com |
Aug. 8, 2014 | Rep. Jared Polis, Member of Congress, et al. |
Aug. 7, 2014 | Robert N. Grosshandler, Founder, iGive.com |
Aug. 6, 2014 | Manolis E. Sfinarolakis, CFIRA, CFPA, NLCFA, New Britain, Connecticut |
Aug. 2, 2014 | Leslie Lackman, PhD, Professor, Los Angeles, California |
Jul. 29, 2014 | Kamie Zaracki, Chief Executive Officer, et al., BetterInvesting |
Jul. 25, 2014 | Robert Grosshandler, Founder, iGive; Member, the CNBC-YPO Chief Executive Network |
Jul. 25, 2014 | Ron Miller, CEO, StartEngine, Los Angeles, California |
Jul. 22, 2014 | Kevin J. Tostado, Manager, Tostie Productions, LLC, Waltham, Massachusetts |
Jul. 16, 2014 | Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc. |
Jul. 12, 2014 | Bernie Navarro |
Jul. 1, 2014 | James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania |
Jun. 14, 2014 | Kristopher R. Craw, J.D., Denver, Colorado |
Jun. 3, 2014 | Alexandra D. Holland, Ph.D., CEO and founder of PIARCS, PBC, Boulder, Colorado |
May 28, 2014 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association |
May 19, 2014 | Christian Heller, Chicago, Illinois |
May 19, 2014 | Christian Heller, Chicago, Illinois |
May 6, 2014 | Pierce Louis, Dirt Hugger LLC, Hood River, Oregon |
Apr. 29, 2014 | Jeffrey A. Merkley, United States Senator |
Apr. 24, 2014 | Scott Purcell and Kim Wales, CrowdFund Intermediary Regulatory Advocates |
Apr. 11, 2014 | Mark Henry, Founder, Otherworld Pictures |
Apr. 11, 2014 | James Vann, Greenfield, Missouri |
Apr. 10, 2014 | Recommendation of the Investor Advisory Committee: Crowdfunding Regulations |
Mar. 31, 2014 | Bruce Mahurin, Rockwall, Texas |
Mar. 12, 2014 | Kim Wales, CEO, Wales Capital | Mar. 5, 2014 | Americans for Financial Reform |
Mar. 2, 2014 | Kim Wales, CEO, Wales Capital |
Feb. 28, 2014 | James O. Mason, Founder/CEO, Menlo Park Social Media Crowdfunding Incubator |
Feb. 28, 2014 | Sten E. Hakanson, Stillwater, Minnesota |
Feb. 27, 2014 | Samuel S. Guzik, Guzik and Associates, Los Angeles, California |
Feb. 26, 2014 | Brian Rodgers, President, Rodgers & Reichle, Inc, Austin, Texas |
Feb. 24, 2014 | Patrick E. Donohue, Minneapolis, Minnesota |
Feb. 22, 2014 | Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc. |
Feb. 21, 2014 | Ian Echterling, Entrepreneur |
Feb. 20, 2014 | Samuel S. Guzik, Guzik and Associates, Los Angeles, California |
Feb. 18, 2014 | Jason W. Parsont |
Feb. 17, 2014 | Gary Tucker |
Feb. 15, 2014 | Charles E. Marsala |
Feb. 14, 2014 | Rutheford B. Campbell, Jr., Spears-Gilbert Professor of Law, University of Kentucky |
Feb. 11, 2014 | Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc. |
Feb. 11, 2014 | Samuel S. Guzik, Guzik and Associates, Los Angeles, California |
Feb. 11, 2014 | Anthony M. Tate, Hillside Technological Innovation LLC, Cedar Rapids, Iowa |
Feb. 10, 2014 | Seyfarth Shaw LLP, New York, New York |
Feb. 7, 2014 | Kit Hayes, Campaign Director, Peers.org |
Feb. 7, 2014 | Jason Coombs |
Feb. 7, 2014 | Anonymous |
Feb. 6, 2014 | Douglas R. Slain, Managing Partner, Private Placement Advisors LLC |
Feb. 6, 2014 | Chris Tyrell, Chairman, and Kim Wales, Executive Board Member, CFIRA, New York, New York |
Feb. 6, 2014 | Robert Carbone, CFIRA Board Member, CrowdBouncer, CEO, New York, New York |
Feb. 5, 2014 | Alexander "Sasha" Gimpelson |
Feb. 5, 2014 | James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania |
Feb. 5, 2014 | Ethan R. Mollick, Edward B. and Shirley R. Shils Assistant Professor of Management, Wharton School, University of Pennsylvania, Phildelphia, Pennsylvania |
Feb. 5, 2014 | Gregory S. Fryer, Esq., Partner, Verrill Dana, LLP, Portland, Maine |
Feb. 4, 2014 | Daryl Bryant, Board Member, et al., CFIRA, New York, New York |
Feb. 4, 2014 | Cassie Mills, Communications Associate, Small Business Majority |
Feb. 3, 2014 | Andrea Seidt, President, North American Securities Administrators Association, Inc. (NASAA) |
Feb. 3, 2014 | Brandon J. Rees, Acting Director, Office of Investment, AFL-CIO |
Feb. 3, 2014 | John Berlau, Senior Fellow, Finance and Access to Capital, Competitive Enterprise Institute |
Feb. 3, 2014 | Todd Feinstein, Feinstein Law, P.A. |
Feb. 3, 2014 | Jonathan Miller, Board Member, et al., CFIRA, New York, New York |
Feb. 3, 2014 | Kim Wales, Founder and CEO, Wales Capital, New York, New York |
Feb. 3, 2014 | Katie Vlietstra, Vice President of Government Relations Public Affairs, The National Association for the Self-Employed, Washington, District of Columbia |
Feb. 3, 2014 | Rodney S. Sampson, CEO, Kingonomics |
Feb. 3, 2014 | Brian Farnkoff, Editor-in-Chief, Journal of Contemporary Health Law and Policy |
Feb. 3, 2014 | Frederic C. Schultz, Esq. and Alastair Onglingswan, Esq., Owners of CrowdStockz.com., CrowdStockETFs.com., and CrowdStockFunds.com |
Feb. 3, 2014 | Mathew Dellorso, CEO, WealthForge Holdings, Inc., Richmond, Virginia |
Feb. 3, 2014 | Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc. |
Feb. 3, 2014 | Sean Osterday & Peter Wild, Vest Inc., San Francisco, California |
Feb. 3, 2014 | Craig Denlinger, CPA, Denver, Colorado |
Feb. 3, 2014 | Andrew M. Hartnett, Missouri Commissioner of Securities |
Feb. 3, 2014 | Alexander Gimpelson, Chest Nut Hill, Massachusetts |
Feb. 3, 2014 | Alexander Gimpelson, Chest Nut Hill, Massachusetts |
Feb. 3, 2014 | Ron Busby, President, US Black Chambers, Inc., Washington, District of Columbia |
Feb. 3, 2014 | Margaret A. Wilson, Professor of Technology Commercialization, Austin, Texas |
Feb. 3, 2014 | Charles Belle, Ken Priore, and Timothy Yim, Hackers/Founders |
Feb. 3, 2014 | Max Silverman, COO, Seed & Spark |
Feb. 3, 2014 | Jeff Thomas, JD, CPA, Chair of Business and Associate Professor, Charlotte, North Carolina |
Feb. 3, 2014 | R. Kevin Saunders, Staff Editor, Vanderbilt Journal of Entertainment Technology Law, Nashville, Tennessee |
Feb. 3, 2014 | The American Institute of Certified Public Accountants |
Feb. 3, 2014 | Connie E. Evans, President
& CEO, Association for Enterprise Opportunity |
Feb. 3, 2014 | Todd O. McCracken, President, National Small Business Association |
Feb. 3, 2014 | Faye Morton, General Counsel, Oklahoma Department of Securities |
Feb. 3, 2014 | John Hamilton, President, City First Enterprises, Washington, District of Columbia |
Feb. 3, 2014 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
Feb. 3, 2014 | Claudia Viek, CEO, California Association for Micro Enterprise Opportunity |
Feb. 3, 2014 | Barbara Kasoff, President, Women Impacting Public Policy |
Feb. 3, 2014 | Frank Altman, President and CEO, Community Reinvestment Fund, USA |
Feb. 3, 2014 | Jeannine Jacokes, CEO, Partners for the Common Good, Washington DC, District of Columbia |
Feb. 3, 2014 | Sam Graves, Chairman, U.S. House of Representatives, Committee on Small Business, Washington, District of Columbia |
Feb. 3, 2014 | Marsha Bailey, Chair, Association of Women's Business Centers |
Feb. 3, 2014 | Karen Kerrigan, President & CEO, Small Business & Entrepreneurship Council |
Feb. 3, 2014 | William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
Feb. 3, 2014 | Adam J. Gomolin, General Counsel, Inkshares, Inc. |
Feb. 3, 2014 | Kiran Lingam, Esq., General Counsel, SeedInvest, New York, New York |
Feb. 3, 2014 | Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
Feb. 3, 2014 | Charles Sidman, MBA, PhD, President and Chair, for the Board of, the Crowdfunding Professional Association |
Feb. 3, 2014 | Joanna Schwartz, CEO, EarlyShares.com, Inc. |
Feb. 3, 2014 | William F. Galvin, Secretary of the Commonwealth of Massachusetts |
Feb. 3, 2014 | Ntxhi Song, Student, Johnson and Wales University Charlotte , Charlotte, North Carolina |
Feb. 3, 2014 | Mohit Bhansali, Chief Operating Officer, Equity Stock Transfer LLC, New York, New York |
Feb. 3, 2014 | Daniel S. Gorfine, Director, Financial Markets Policy, and Staci Warden, Executive Director, Center for Financial Markets, Milken Institute, Washington, District of Columbia |
Feb. 3, 2014 | Martin (Jay) J. McHale, Jr., President, US Equity Services, Computershare, Canton, Massachusetts |
Feb. 3, 2014 | Dan Danner, President and CEO, National Federation of Independent Business |
Feb. 3, 2014 | Ernst & Young LLP |
Feb. 3, 2014 | Alon Hillel-Tuch and Jed Cohen, RocketHub, New York, New York |
Feb. 3, 2014 | Carrie Devorah, The Center For Copyrights Integrity |
Feb. 3, 2014 | Andrew D. Stephenson, Brian Knight, and Matthew Bahleda |
Feb. 3, 2014 | Michael J. Hogan, President & Chief Executive Officer, FOLIOfn Investments, Inc., McLean, Virginia |
Feb. 3, 2014 | William Michael Cunningham, M.B.A., M.A., Social Investing Advisor, Washington, District of Columbia |
Feb. 3, 2014 | L. David Varvel and Ellenor Varvel, Founders, Tiny Cat Loans |
Feb. 3, 2014 | Jay Wittner, President Kickstarter Coaching, Bradenton, Florida |
Feb. 3, 2014 | Mercer Bullard, President and Founder, Fund Democracy, Associate Professor, University of Mississippi School of Law, Oxford, Mississippi |
Feb. 3, 2014 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets, CFA Institute |
Feb. 3, 2014 | Phil Johnston |
Feb. 3, 2014 | Mark C. Healy, President and Chief Executive Officer, American Stock Transfer & Trust Company, Brooklyn, New York |
Feb. 3, 2014 | Jeff Thomas, JD, CPA, Chair of Business and Associate Professor, Johnson & Wales University, Charlotte, North Carolina |
Feb. 3, 2014 | Graham R. Laub, Chair, and Katayun I. Jaffari, Vice Chair, Securities Regulation Committee of the Business Law Section, Philadelphia Bar Association, Philadelphia, Pennsylvania |
Feb. 3, 2014 | Margot Brandenburg, Chair, Brooklyn Cooperative Federal Credit Union, New York, New York |
Feb. 3, 2014 | David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation |
Feb. 3, 2014 | McGladrey LLP |
Feb. 3, 2014 | Andrew A. Schwartz, Associate Professor of Law, University of Colorado, Boulder, Colorado |
Feb. 3, 2014 | Robert C. Carbone, Founder & CEO, CrowdBouncer, Inc., Buffalo, New York |
Feb. 3, 2014 | William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia |
Feb. 3, 2014 | Runan Zhang, Esq. , Law Offices of Runan Zhang, Washington, District of Columbia |
Feb. 3, 2014 | Alicia Robb, Ph.D, Senior Fellow, and Dane Stangler, Vice President, Research & Policy, Ewing Marion Kauffman Foundation |
Feb. 3, 2014 | Elan Amram |
Feb. 3, 2014 | Elan Amram |
Feb. 3, 2014 | George Surgeon, President and CEO, GSJ Advisors, Ltd., Chicago, Illinois |
Feb. 2, 2014 | Brian R. Knight, VP, CrowdCheck, Inc. |
Feb. 2, 2014 | Mary E. Juetten, Founder & CEO, Traklight.com, Phoenix, Arizona |
Feb. 2, 2014 | Bruce Dobb, Concerned Capital - A Social Benefit Corp., Los Angeles, California |
Feb. 2, 2014 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
Feb. 2, 2014 | Sara Hanks, CEO, CrowdCheck, Inc., Alexandria, Virginia |
Feb. 1, 2014 | Robert Ball |
Jan. 31, 2014 | Mary Juetten, Board Member, et al., CFIRA, New York, New York |
Jan. 31, 2014 | Nicholas Tommarello, CEO, Wefunder, Cambridge, Massachusetts |
Jan. 31, 2014 | Matthew R. Nutting, Esq., Executive Director, National Legal Director, Crowdpassage.com, Sacramento, California |
Jan. 31, 2014 | Matthew R. Nutting, Esq., Executive Director, National Legal Director, Crowdpassage.com, Sacramento, California |
Jan. 31, 2014 | Matthew R. Nutting, Esq., Executive Director, National Legal Director, Crowdpassage.com, Sacramento, California |
Jan. 31, 2014 | J. Bradford McGee and John P. Callaghan, Founders, iCrowd, LLC, Rye, New York |
Jan. 31, 2014 | Elizabeth R. Makris, Finkelstein Thompson LLP |
Jan. 31, 2014 | David L. Ledford, Senior Vice President, Housing Finance & Regulatory Affairs, National Association of Home Builders |
Jan. 31, 2014 | Steve Mayer, PeoplePowerFund.com, Miami, Florida |
Jan. 31, 2014 | Steven G. Nelson, President and Chairman of Continental Stock Transfer Trust Company, New York, New York |
Jan. 30, 2014 | Sang H. Lee, CEO, Return on Change, New York, New York |
Jan. 30, 2014 | Jonathan Frutkin, The Frutkin Law Firm, Scottsdale, Arizona |
Jan. 29, 2014 | James. P. Lennane, ex24. Inc. |
Jan. 29, 2014 | Douglas Brown, Start-up business owner, Alexandria, Virginia |
Jan. 29, 2014 | Russell M. Frandsen, Esquire, The Business Legal Group Executive Committee of the Caltech Entrepreneurs Forum, Pasadena, California |
Jan. 29, 2014 | Kendall Almerico, Crowdfunding Expert, Attorney and CEO, Fund Hub and ClickStartMe, Tampa, Florida |
Jan. 29, 2014 | Daniel F. Zahlis, Founder, Product Architect, Active Agenda LLC, Clovis, California |
Jan. 28, 2014 | Judd E. Hollas, Founder and CEO, EquityNet, LLC |
Jan. 28, 2014 | Robert McManus, The 11 Wells Spirits Company, St. Paul, Minnesota |
Jan. 27, 2014 | Todd M. Lippiatt, CEO, Propellr, LLC, New York, New York |
Jan. 27, 2014 | Todd M. Lippiatt, CEO, Propellr, LLC, New York, New York |
Jan. 27, 2014 | Joy Schoffler, Board Member, and Kim Wales, Executive Board Member, CFIRA, New York, New York |
Jan. 27, 2014 | Alan A. Tabor, Co-Founder, Mountain Hardwear, San Francisco, California |
Jan. 27, 2014 | Bill Senner, Stalt, Inc. |
Jan. 27, 2014 | Jonathan R. Wilhelm, San Jose, California |
Jan. 27, 2014 | Eduardo Vidal, Houston, Texas |
Jan. 27, 2014 | Diana Greer, San Francsico, California |
Jan. 27, 2014 | David M. Ellenbogen, Ormond Beach, Florida |
Jan. 27, 2014 | Sanjay Sawhney |
Jan. 27, 2014 | J. Robert Brown, Jr., Professor of Law, Univeristy of Denver, Sturm College of Law, Denver, Colorado |
Jan. 27, 2014 | Monica L. Borrell, Portland |
Jan. 27, 2014 | Christopher R. York, CEO, NaviGantt, Arlington Heights, Illinois |
Jan. 26, 2014 | Kim Wales, Founder and CEO, Wales Capital, and Executive Board Member, CFIRA, New York, New York |
Jan. 26, 2014 | Kim Wales, Executive Board Member, et al., CFIRA, New York, New York |
Jan. 26, 2014 | Kim Wales, Executive Board Member, and Chris Tyrrell, Chairman, CFIRA, New York, New York |
Jan. 26, 2014 | T. W. Kennedy, BE, CEO, Regulated Funding Portal Industry Association, Seal Beach, California |
Jan. 25, 2014 | Anonymous |
Jan. 25, 2014 | Mike Moyer, Adjunct Associate Professor of Entrepreneurship at the University of Chicago Booth School of Business, Adjunct Lecturer of Entrepreneurship at Northwestern University, Illinois |
Jan. 24, 2014 | Naval Ravikant, CEO, AngelList |
Jan. 23, 2014 | Salli A. Marinov, President and Chief Executive Officer, First American Stock Transfer, Inc. |
Jan. 23, 2014 | Andrew D. Stephenson, Research Manager, CrowdCheck, Inc., Alexandria, Virginia |
Jan. 22, 2014 | Jarone V. Price, CEO, 7thenterprise International Inc., Memphis, Tennessee |
Jan. 22, 2014 | Kiran Lingam, General Counsel, SeedInvest, New York, New York |
Jan. 22, 2014 | Michael D. Gill, III, Esquire, Alexandria, Virginia |
Jan. 21, 2014 | Kiran Lingam, Esq., General Counsel, SeedInvest, New York, New York |
Jan. 21, 2014 | Terry Reed, J.D., Okemos, Michigan |
Jan. 21, 2014 | Alex M. Langrell, Camp Pendelton, California |
Jan. 20, 2014 | Kim Wales, Executive Board Member, and Chris Tyrrell, Chairman, CFIRA, New York, New York |
Jan. 20, 2014 | Kara Kennedy, Executive Director, ClearTrust, LLC |
Jan. 20, 2014 | J. Michael Kirkland, President, New York State Society of Certified Public Accountants (NYSSCPA) |
Jan. 20, 2014 | Louis C. Grassi, CPA, CFE, Managing Partner, Grassi and Co., New York, New York |
Jan. 20, 2014 | Steve Mahoney, Managing Director, Highlands Ranch, Colorado |
Jan. 19, 2014 | Freeman White, Board Member, et al., CFIRA, New York, New York |
Jan. 19, 2014 | Darrell Smith |
Jan. 17, 2014 | Stephen M. Kann |
Jan. 17, 2014 | David Benway, Chief Executive Officer, Verinvest Corporation |
Jan. 17, 2014 | Frank Scruggs |
Jan. 17, 2014 | Michael J. Sewell, Esq., Attorney, St. Louis, Missouri |
Jan. 16, 2014 | Winslow Sargeant, Ph.D., Chief Counsel for Advocacy, and Dillon Taylor, Assistant Chief Counsel Advocacy, SBA Office of Advocacy |
Jan. 16, 2014 | David M. Freedman, Editorial Advisor, The Value Examiner magazine (NACVA), Highland Park, Illinois |
Jan. 16, 2014 | Sean Shepherd, Founder & Chief Executive Officer, CrwdCorp, LLC |
Jan. 16, 2014 | Javier E. Benavente, Small Business Owner, Entrepreneur, Tampa, Florida |
Jan. 15, 2014 | Matthew J. Blevins, Vice President, Empire Stock Transfer Inc. |
Jan. 15, 2014 | Carylyn K. Bell, President, Corporate Stock Transfer, Inc. |
Jan. 15, 2014 | Daryl H. Bryant, CEO, StartupValley, Inc., Saddle Brook, New Jersey |
Jan. 15, 2014 | Charles E. Williams, MBA, EA, Founder and Managing Director, Pioneer Realty Capital, Mansfield, Texas |
Jan. 15, 2014 | Everette Phillips, Entrepreneur, Newport Beach, California |
Jan. 13, 2014 |
Thell M. Woods, Kalamazoo, Michigan |
Jan. 12, 2014 | Jim C. Shaw, Jazz Gas, Cheektowaga, New York |
Jan. 10, 2014 | Matthew McCulley |
Jan. 9, 2014 | Dennis Winters, Esq., Attorney, Laguna Beach, California |
Jan. 9, 2014 | Sara Hanks, CEO, CrowdCheck, Inc., Virginia |
Jan. 8, 2014 | Manny Fernandez, Co-Founder and CEO of www.DreamFunded.com, San Francisco, California |
Jan. 7, 2014 | Carl Kelso, Research Engineer, Lockheed Martin, Colorado |
Jan. 7, 2014 | Growthfountain LLC |
Jan. 7, 2014 | John R. Fahy and Wayne M. Whitaker, Whitaker Chalk Swindle & Schwartz PLLC |
Jan. 6, 2014 | Mark Harrison, Ph.D. |
Jan. 6, 2014 | Michael C. Knudsen, San Diego, California |
Jan. 2, 2014 | Brett A. Mlinarich, Los Angeles, California |
Jan. 2, 2014 | Bryan Healey, CEO, Joinvestor, Providence, Rhode Island |
Dec. 31, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 22, 2013 | Mannis Kishon, San Diego, California |
Dec. 18, 2013 | Muhammad A. Qizilbash, Alexandria, Virginia |
Dec. 18, 2013 | Charles V. Rossi, Chairman, STA Board Advisory Committee, The Securities Transfer Association, Inc., Hazlet, New Jersey |
Dec. 17, 2013 | Raj Patel |
Dec. 17, 2013 | Joshua S. Levine, Co-Founder and CEO, Sharewave, LLC., New York, New York |
Dec. 17, 2013 | Jeffrey L. Tucker, CEO, The Raindance Group, Carlton, Minnesota |
Dec. 15, 2013 | Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc. |
Dec. 14, 2013 | Randy A. Shipley, CrowdFundConnect Incorporated, Chicago, Illinois |
Dec. 12, 2013 | Olawale Ayeni, MBA, and Bolaji Olutade, Ph.D., The African Network, Oakland, California |
Dec. 10, 2013 | Lyle Thompson, Entrepreneur, Thousand Oaks, California |
Dec. 10, 2013 | Zak Wear, Richmond, California |
Dec. 10, 2013 | Tood Haylock, Sebring, Florida |
Dec. 10, 2013 | Roger Doctor, New York, New York |
Dec. 6, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 6, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 6, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 5, 2013 | Anonymous |
Dec. 4, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 4, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 4, 2013 | Scott Purcell, Arctic Island LLC, Las Vegas, Nevada |
Dec. 3, 2013 | Matt R. Morse, Sr., Oregon |
Dec. 3, 2013 | Heather Duke |
Dec. 2, 2013 | Vic Reichman, Esquire, Denver, Colorado |
Nov. 30, 2013 | Jordan Benjamin, Middlebury, Vermont |
Nov. 30, 2013 | Jason Zeman |
Nov. 30, 2013 | Kathleen Konecek, Oldsmar, Florida |
Nov. 30, 2013 | Herwig G. Konings, CEO, Accredify LLC, Miami, Florida |
Nov. 26, 2013 | John Mark Wendler, CPA, Funderbuddies |
Nov. 25, 2013 | Anonymous |
Nov. 25, 2013 | Chad E. Odhner, Villanova, Pennsylvania |
Nov. 24, 2013 | Adam Cole |
Nov. 19, 2013 | Robert J. Duke, Corporate Counsel, The Surety & Fidelity Association of America |
Nov. 18, 2013 | Justin A. Ritter, Esquire, Associate Attorney, Spinella, Owings & Shaia, P.C., Richmond, Virginia |
Nov. 17, 2013 | Anthony and Erika Endres, Projectheureka LLC |
Nov. 14, 2013 | Sherouk Omara |
Nov. 13, 2013 | Jeremy Gibb |
Nov. 13, 2013 | Yonatan Moskowitz |
Nov. 13, 2013 | Jonathan Schatz |
Nov. 13, 2013 | Anonymous |
Nov. 13, 2013 | Matthew Platkin |
Nov. 12, 2013 | Randy Shain, Founder/EVP, BackTrack Reports, New York, New York |
Nov. 12, 2013 | Peter J. DeMarco, Student, Stanford Law School, Stanford, California |
Nov. 11, 2013 | Vincent Crowley, Palo Alto, California |
Nov. 10, 2013 | Richard D. Greenfield , Esq, Greenfield Goodman LLC, New York, New York |
Nov. 10, 2013 | Leo M. Bullock, IV, Panama City Beach, Florida |
Nov. 9, 2013 | Anonymous |
Nov. 8, 2013 | Mack Taylor, Sparks, Nevada |
Nov. 8, 2013 | Peter Tafara, New Port Richey, Florida |
Nov. 8, 2013 | Brenda L. Hamilton, Hamilton & Associates Law Group, P.A. |
Nov. 6, 2013 | Todd R. Hyatt, New Lenox, Illinois |
Nov. 4, 2013 | Oren Rosenthal, Attorney, Los Angeles, California |
Nov. 4, 2013 | Jordan Berg Powers, Worcester, Massachusetts |
Nov. 4, 2013 | Scott Purcell, Founder, CEO, Arctic Island LLC, Las Vegas, Nevada |
Nov. 3, 2013 | M.A.V., Sarasota |
Nov. 1, 2013 | Darrell W. Nether |
Oct. 31, 2013 | Faith Bautista, President and CEO, National
Asian American Coalition |
Oct. 31, 2013 | Kevin G. Smith, Electrical Engineer, Houston, Texas |
Oct. 31, 2013 | Louise Luster, Eagle, Idaho |
Oct. 30, 2013 | Gabriel M. Lopossa, Rochester, Washington |
Oct. 30, 2013 | Frederick C. Young, Perfect Circle Solutions |
Oct. 30, 2013 | Robert L. Farese, Jr, Nashua, New Hampshire |
Oct. 30, 2013 | Rosemary Meling |
Oct. 29, 2013 | David B. Kopp, CEO, Yudek, Inc., Pasadena, California |
Oct. 29, 2013 | Frank L. Dantonio, Managing Principal, Multistate Tax Service, LLC, Westerville, Ohio |
Oct. 29, 2013 | Fred Bushroe |
Oct. 28, 2013 | Edward B. Stieglitz, Rocky Mount, North Carolina |
Oct. 27, 2013 | Sam H. |
Oct. 27, 2013 | David M. Cromwell, Yale School of Management, Adjunct Professor of Entrepreneurship, New Haven, Connecticut |
Oct. 27, 2013 | Steven M. Sander, CEO, Atlanta, Georgia |
Oct. 26, 2013 | Dobey Gavn, African American Business Opportunities Communities Corp/President/CEO, Detroit, Michigan |
Oct. 25, 2013 | Paul M Niederer, CEO ASSOB Equity Funding Platform Australia, Robina, Australia |
Oct. 25, 2013 | Jeff Sarles |
Oct. 25, 2013 | Ben Barnes, Director of Tribal Gaming, Miami Nation Enterprises, Miami, Oklahoma |
Oct. 25, 2013 | Don Cole |
Oct. 25, 2013 | Mordechai Clapman, New York, New York |
Oct. 24, 2013 | Terry L. Taylor |
Oct. 24, 2013 | Rebecca Ramsey |
Oct. 24, 2013 | Robert C. Guinto, Jr., President, Non Profit Capital Management, LLC, Boston, Massachusetts |
Oct. 24, 2013 | Idrus R. Syed, MBA, Seattle, Washington |
Oct. 24, 2013 | Charles J. Hamman, Chicago, Illinois |
Oct. 24, 2013 | Ubon Isang, Executive, Generation Enterprise Corporation, St Paul, Minnesota |
Oct. 24, 2013 | Ryan S. Taylor, Crowdfunder |
Oct. 24, 2013 | Wendi C. Hawley, MA, ATR-BC, CEO, TraceFind Technologies, Inc., Columbia City, Oregon |
Oct. 24, 2013 | Robert Shatz, CEO, CarbonTech Global LLC, Tucson, Arizona |
Oct. 23, 2013 | Trevor Vossberg, Chicago, Illinois |
Oct. 23, 2013 | Dileep Agnihotri, PhD, Entrepreneur and CEO of a start-up - Advanced Hydro Inc., Pflugerville, Texas |
Oct. 23, 2013 | Scott Purcell, CapSchedule.com, LLC, Las Vegas, Nevada |
Oct. 23, 2013 | Russ Mantel, Clear Lake, Wisconsin |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Oct. 27, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 27, 2015, meeting with representatives of NASAA |
Oct. 15, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding an October 7, 2015, meeting with staff of Senator Jeff Merkley |
Oct. 15, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a September 30, 2015, meeting with representatives of Crowdfund Capital Advisers and Ellenoff Grossman & Schole LLP |
Oct. 8, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 8, 2015, meeting with representatives of NASAA |
Apr. 10, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding an April 8, 2015, meeting with representatives of Crowdfund Capital Advisors, Offerboard and Ellenoff Grossman & Schole LLP |
Apr. 9, 2015 | Memorandum from the Office of Small Business Policy regarding an April 8, 2015, meeting with representatives of Crowdfund Capital Advisors and CrowdFund Intermediary Regulatory Advocates |
Mar. 3, 2015 | Memorandum from the Office of Small Business Policy regarding a February 24, 2015, meeting with a representative of Wales Capital and CrowdBureau |
Feb. 26, 2015 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a February 24, 2015, meeting with representatives of the North American Securities Administrators Association (NASAA) |
Feb. 19, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a February 10, 2015, conference call with a representative of the Milken Institute |
Feb. 9, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a February 6, 2015, meeting with Sherwood Neiss |
Jan. 22, 2015 | Memorandum from the Office of Small Business Policy regarding a January 22, 2015, meeting with representatives of CrowdFund Intermediary Regulatory Advocates (CFIRA) |
Dec. 16, 2014 | Memorandum from the Division of Trading and Markets regarding a December 16, 2014, meeting with representatives of SFSE |
Dec. 16, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a December 16, 2014, meeting with a representative of CrowdFund Intermediary Regulatory Advocates |
Nov. 24, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 24, 2014, meeting with representatives of Engine and Franklin Square Group LLC |
Nov. 21, 2014 | Memorandum from the Division of Corporation Finance regarding a November 21, 2014, meeting with a representative of StartEngine Crowdfunding, Inc. |
Oct. 29, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 28, 2014, meeting with representatives of the Small Business and Entrepreneurship Council |
Oct. 23, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 7, 2014, meeting with representatives of the North American Securities Administrators Association (NASAA) |
Oct. 1, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a September 29, 2014, telephone call with a representative of StartEngine |
Oct. 1, 2014 | Memorandum from the Division of Corporation Finance regarding an October 1, 2014, meeting with Andrew A. Schwartz, Associate Professor, University of Colorado Law School |
Sep. 18, 2014 | Memorandum from the Division of Corporation Finance regarding a September 18, 2014, telephone call with representatives of StartEngine Crowdfunding, Inc. |
Sep. 18, 2014 | Memorandum from the Division of Corporation Finance regarding a September 18, 2014, telephone call with representatives of StartEngine Crowdfunding, Inc. |
Sep. 8, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a September 8, 2014, telephone call with a representative of StartEngine, LLC |
Aug. 26 2014 | Memorandum from the Division of Corporation Finance regarding an August 26, 2014, meeting with a representative of CrowdTrust, Inc. |
Jul. 16, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a July 16, 2014, telephone call with representatives of StartEngine, LLC |
Jun. 27, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a June 27, 2014, telephone call with a representative of StartEngine |
May 9, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a May 7, 2014, meeting with representatives of The Heritage Foundation |
May 8, 2014 | Memorandum from the Division of Corporation Finance regarding a May 8, 2014, meeting with a representative of the Department of Business & Industry of the State of Nevada |
Apr. 24, 2014 | Memorandum from the Division of Corporation Finance regarding an April 23, 2014, telephone call with staff of Senator Jeff Merkley |
Apr. 23, 2014 | Memorandum from the Division of Corporation Finance regarding an April 23, 2014, meeting with representatives of VerInvest Corporation |
Apr. 23, 2014 | Memorandum from the Division of Trading and Markets regarding an April 23, 2014, meeting with representatives of SparkMarket |
Apr. 22, 2014 | Memorandum from the Division of Corporation Finance regarding an April 22, 2014, meeting with representatives of Wefunder |
Apr. 9, 2014 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an April 9, 2014, meeting with representatives of City First Enterprises |
Mar. 28, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a March 28, 2014, call with Andrew Green, counsel for Senator Merkley |
Mar. 27, 2014 | Memorandum from the Division of Corporation Finance regarding a March 26, 2014, meeting with representatives of the Crowdfunding Professional Association |
Mar. 26, 2014 | Memorandum from the Division of Corporation Finance regarding a March 26, 2014, meeting with representatives of City First Enterprises |
Mar. 26, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a March 25, 2014, meeting with representatives of City First Enterprises |
Feb. 25, 2014 | Memorandum from the Division of Trading and Markets regarding a February 25, 2014, meeting with representatives of the CFA Institute |
Feb. 19, 2014 | Memorandum from the Division of Corporation Finance regarding a February 19, 2014, meeting with representatives of Guzik & Associates and Seyfarth Shaw LLP |
Feb. 10, 2014 | Memorandum from the Division of Corporation Finance regarding a February 10, 2014, meeting with representatives of Guggenheim Partners |
Jan. 31, 2014 | Memorandum from the Office of the Chair regarding a January 26, 2014, meeting with representatives of the Corporate Directors Forum |
Jan. 28, 2014 | Memorandum from the Division of Trading and Markets regarding a January 28, 2014, meeting with representatives of Carter Ledyard & Milburn LLP |
Jan. 21, 2014 | Memorandum from the Division of Trading and Markets regarding a January 17, 2014, meeting with representatives of Vest |
Jan. 16, 2014 | Memorandum from the Division of Trading and Markets regarding a January 16, 2014, meeting with representatives of the University of California, Berkeley |
Dec. 10, 2013 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 9, 2013, meeting with representatives of the North American Securities Administrators Association |
Dec. 3, 2013 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 26, 2013 meeting with J. Robert Brown |
Nov. 22, 2013 | Memorandum from the Division of Trading and Markets regarding a November 22, 2013 meeting with representatives of CrowdFund Intermediary Regulatory Advocates |
Nov. 20, 2013 | Memorandum from the Division of Corporation Finance regarding a November 20, 2013 meeting with representatives of CrowdFund Intermediary Regulatory Advocates |
Nov. 19, 2013 | Memorandum from the Division of Trading and Markets regarding a November 19, 2013 meeting with representatives of RocketHub |
Nov. 20, 2013 | Memorandum from the Office of Commissioner Kara Stein regarding a November 20, 2013, conference call with representatives of The National Asian American Coalition |
Nov. 7, 2013 | Memorandum from the Division of Trading and Markets regarding a November 6, 2013 meeting with representatives of the Securities Transfer Association, Inc. |
http://www.sec.gov/comments/s7-09-13/s70913.shtml
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