|
|
Comments on Proposed Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
[Release No. IA-3145; File No. S7-05-11]
|
(Click here for meetings with SEC officials)
|
Oct. 27, 2011 | Private Equity Industry Data Provided by Preqin (Aug. 2011) |
Oct. 24, 2011 | Kathryn Fulton |
Oct. 6, 2011 | Gaurav S. Amin, Ph.D., Co Chair, The Open Protocol Enabling Risk Aggregation |
Sep. 20, 2011 | Rep. Darrell E. Issa, Chairman, Committee on Oversight and Govermnent Reform, U.S. House of Representatives |
Aug. 19, 2011 | Steve Judge, Vice President of Government Affairs, and Jason Mulvihill, General Counsel, Private Equity Growth Capital Council |
Jul. 26, 2011 | Jiøí Król, Director of Government and Regulatory Affairs, Alternative Investment Management Association Limited |
Jun. 8, 2011 | Jeremiah Chafkin, President and Andrew W. Lo, Chairman and Chief Investment Strategist, AlphaSimplex Group |
Apr. 12, 2011 | Robert W. Cleveland, General Counsel, Hamilton Lane Advisors, LLC |
Apr. 12, 2011 | Patricia A. Poglinco and Robert Van Grover, Seward & Kissel LLP, New York, New York |
Apr. 12, 2011 | Christopher B. Chuff, Law Student, Villanova University School of Law, Bryn Mawr, Pennsylvania |
Apr. 12, 2011 | Americans for Financial Reform |
Apr. 12, 2011 | Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association |
Apr. 12, 2011 | Michael E. Cahill, General Counsel, and Linda Baker, Deputy General Counsel, The TCW Group, Inc. |
Apr. 12, 2011 | Joanne Medero, Managing Director, BlackRock, Inc. |
Apr. 12, 2011 | Lawrence P. Stadulis, Esq., Stradley Ronon Stevens & Young, LLP |
Apr. 12, 2011 | Thomas G. Kilgore, Chief Risk Officer, ArcLight Capital Partners, LLC |
Apr. 12, 2011 | Michael D. Thomson, General Counsel, Lone Star U.S. Acquisitions |
Apr. 12, 2011 | Monique S. Botkin, Assistant General Counsel, Investment Adviser Association |
Apr. 12, 2011 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
Apr. 12, 2011 | Richard L. Trumka, AFL-CIO, Washington, District of Columbia |
Apr. 12, 2011 | Jamie L. Nash, Kleinberg, Kaplan, Wolff & Cohen, P.C., New York, New York |
Apr. 12, 2011 | Douglas Lowenstein, President, Private Equity Growth Capital Council, Washington, District of Columbia |
Apr. 12, 2011 | Karrie McMillan, General Counsel, Investment Company Institute |
Apr. 12, 2011 | R. Glenn Hubbard, Co-Chair, John L. Thornton, Co-Chair, and Hal S. Scott, Director, Committee on Capital Markets Regulation |
Apr. 12, 2011 | Matthew Jones, Associate Director, The Alternative Investment Management Association Ltd, United Kingdom |
Apr. 12, 2011 | David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
Apr. 11, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
Apr. 11, 2011 | Glenn H. Davis, Senior Research Associate, Council of Institutional Investors, Washington, District of Columbia |
Apr. 8, 2011 | Richard H. Baker, President and CEO, Managed Funds Association |
Apr. 1, 2011 | Robert S. Morris, Managing Partner, Olympus Partners, Stamford. Connecticut |
Mar. 31, 2011 | James S. Chanos, Chairman, Coalition of Private Investment Companies, New York, New York |
Mar. 24, 2011 | Stephen M. Renna, President, National Association of Real Estate Investment Managers |
Mar. 23, 2011 | Georg Merkl, Binz, Switzerland |
Mar. 9, 2011 | Andrew M. Bursky, Chairman, Atlas Holdings LLC |
Feb. 28, 2011 | Peter J.Chepucavage, Executive Director, CFAW, General Counsel, Plexus Consulting LLC |
Feb. 25, 2011 | Gregory Balitsos, General Counsel, Akina Limited, Zurich, Switzerland |
Feb. 22, 2011 | Georg Merkl, Switzerland |
Feb. 10, 2011 | Joel A. Adler |
Feb. 1, 2011 | Private Equity Industry Data by Provided by Preqin (Dec. 2010) |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
Oct. 20, 2011 | Memorandum from the Division of Investment Management regarding a Meeting with Representatives from the Office of Management and Budget |
Oct. 20, 2011 | Memorandum from the Office of the Chairman regarding an October 18, 2011 Telephone Conversation with Representatives from BlackRock |
Oct. 18, 2011 | Memorandum from the Division of Investment Management regarding a meeting with representatives of KPMG LLP |
Sep. 23, 2011 | Memorandum from the Division of Investment Management regarding a September 23, 2011, conference call with representatives of GlobeOp Financial Services |
Sep. 13, 2011 | Memorandum from the Division of Investment Management regarding a September 13, 2011, meeting with representatives of Albourne Partners Limited |
Aug. 25, 2011 | Memorandum from the Division of Investment Management regarding an August 25, 2011, conference call with representatives of The TCW Group, Inc. |
Aug. 24, 2011 | Memorandum from the Division of Investment Management regarding an August 24, 2011, meeting with representatives of KPMG LLP |
Jun. 16, 2011 | Memorandum from the Division of Investment Management regarding a June 16, 2011, conference call with representatives of the Investment Adviser Association |
Jun. 14, 2011 | Memorandum from the Division of Investment Management regarding a June 14, 2011, meeting with representatives of the Securities Industry and Financial Markets Association |
Jun. 8, 2011 | Memorandum from the Division of Investment Management regarding a June 8, 2011, meeting with representatives of the Alternative Investment Management Association Limited |
Jun. 3, 2011 | Memorandum from the Division of Investment Management regarding April 20 and May 9, 2011 conference calls with representatives of Autorité des Marchés Financiers de la
République Française |
Jun. 2, 2011 | Memorandum from the Office of the Chairman regarding a May 26, 2011, meeting with representatives of the Equity Growth Capital Council |
May 26, 2011 | Memorandum from the Office of Commissioner Casey regarding a May 26, 2011, meeting with representatives of Private Equity Growth Capital Council |
May 23, 2011 | Memorandum from the Division of Investment Management regarding a May 23, 2011, conference call with representatives of the Managed Funds Association |
May 19, 2011 | Memorandum from the Division of Investment Management regarding a May 19, 2011, meeting with representatives of the Investment Adviser Association |
May 12, 2011 | Memorandum from the Division of Investment Management regarding a May 12, 2011, conference call with representatives of the Convexity Capital Management |
May 9, 2011 | Memorandum from the Office of the Chairman regarding a May 5, 2011, meeting with representatives of PIMCO |
Apr. 19, 2011 | Memorandum from the Division of Investment Management regarding an April 19, 2011, conference call with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP |
Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council |
Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 12, 2011, meeting with representatives of the Managed Funds Association |
Apr. 7, 2011 | Memorandum from the Division of Investment Management regarding an April 7, 2011, conference call with representatives of Woodbine Capital Advisors LP |
Apr. 6, 2011 | Memorandum from the Division of Investment Management regarding an April 6, 2011, conference call with representatives of the Alternative Investment Management Association |
Mar. 25, 2011 | Memorandum from the Division of Investment Management regarding a March 14, 2011, meeting with various private fund investment advisers and service providers |
Mar. 24, 2011 | Memorandum from the Division of Investment Management regarding a March 24, 2011, meeting with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP |
Mar. 18, 2011 | Memorandum from the Division of Investment Management regarding a March 18, 2011, meeting with representatives of The TCW Group, Inc. |
Mar. 3, 2011 | Memorandum from the Division of Investment Management regarding a March 1, 2011, meeting with representatives of Willowridge Partners, Venture Capital Fund of America, Private Equity Investors and Carter Ledyard & Milburn |
Mar. 2, 2011 | Memorandum from the Division of Investment Management regarding a February 22, 2011, meeting with representatives of Atlas Holdings LLC and Willkie Farr & Gallagher LLP |
Mar. 1, 2011 | Memorandum from the Office of Commissioner Casey regarding a March 1, 2011, meeting with representatives of Willowridge Partners, Venture Capital Fund of America, and PEI Funds |
Feb. 24, 2011 | Memorandum from the Office of Commissioner Casey regarding a February 22, 2011, meeting with representatives of Atlas Holdings and Willkie Farr |
Feb. 22, 2011 | Memorandum from the Office of Commissioner Paredes regarding a February 22, 2011, meeting with representatives of Willkie Farr & Gallagher LLP and Atlas Holdings LLC |
Feb. 17, 2011 | Memorandum from the Division of Investment Management regarding a February 17, 2011, meeting with representatives of Managed Funds Association |
http://www.sec.gov/comments/s7-05-11/s70511.shtml
|