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Comments on Proposed Rule: Net Worth Standard for Accredited Investors

[Release Nos. 33-9177, IA-3144, IC-29572; File No. S7-04-11]


Submitted Comments

(Click here for meetings with SEC officials)
Mar. 31, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
Mar. 16, 2011 Rajeev Jain, Ph.D.
Mar. 15, 2011 Peter J. Mougey, Public Investors Arbitration Bar Association, President, Pensacola, Florida
Mar. 11, 2011 Real Estate Investment Securities Association
Mar. 11, 2011 Richard H. Baker, President and CEO, Managed Funds Association
Mar. 11, 2011 Stephen E. Roth and Mary Thornton Payne, Sutherland Asbill & Brennan LLP
Mar. 11, 2011 Robert G. Edgerton, Student, Villanova School of Law, Villanova, Pennsylvania
Mar. 11, 2011 Welton E. Blount, Jr., Law Student, Harvard Law School , Cambridge , Massachusetts
Mar. 11, 2011 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Mar. 11, 2011 William F. Galvin, Secretary of the Commonwealth of Massachusetts
Mar. 10, 2011 David S. Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State
Mar. 10, 2011 Sullivan & Cromwell LLP
Mar. 9, 2011 Karen L. Barr, General Counsel, Investment Adviser Association
Mar. 2, 2011 Jack L. Hollander, Chairman, Executive Committee, Investment Program Association
Feb. 28, 2011 Todd Genger, New York, New York
Feb. 26, 2011 Thaddeus Rusk, Real Estate Operator, Indiana
Feb. 17, 2011 Georg Merkl, Switzerland
Feb. 16, 2011 David Fligor, Los Altos, California
Feb. 11, 2011 Steven J. Thayer, Handler Thayer, LLP, Chicago, Illinois
Feb. 11, 2011 Paul Woolsey, Edmond, Oklahoma
Feb. 11, 2011 Andrew Cole, Professional Investor
Feb. 10, 2011 Julia S. Hipp, Investor Relations professional, Minneapolis, Minnesota
Feb. 10, 2011 Malcolm Phillips
Feb. 9, 2011 Donna E. Cox, Gilbert, Arizona
Feb. 9, 2011 Sajid Karsan, Canada
Feb. 9, 2011 Robert A. Newman, Financial Advsor, West Chester, Pennsylvania
Feb. 9, 2011 Peter J.Chepucavage, International Association of Small Broker-Dealers and Advisers
Feb. 4, 2011 David A. Marion, Attorney at Law, Morgan Hill, California
Feb. 1, 2011 Robert M. Davis, General Manager, Omniteam, Inc., Chino Hills, California
Jan. 31, 2011 Professor Manning G. Warren, Brandeis School of Law, University of Louisville, and Professor Marc I. Steinberg, Dedman School of Law, Southern Methodist University
Jan. 29, 2011 Chris Barnard, Germany
Jan. 28, 2011 Eduard Skutelsky, Student, Staten Island, New York
Jan. 27, 2011 Jerry E. Dempsey, Jr, Dempsey Lord Smith, LLC, CEO, FINRA Member, Rome, Georgia
Jan. 27, 2011 Bill Blair, CEO/Sr RF Engineer/Jr Accountant, Hawthorne, California
Jan. 26, 2011 Peter Papagianakis, Managing Member of law firm, New York, New York
Jan. 26, 2011 Leonard W. Burningham, Esq., Burningham Burningham, Salt Lake City, Utah
Jan. 26, 2011 Richard G. Talbert, Linthicum, Maryland
Jan. 26, 2011 Terence Bosley
Jan. 26, 2011 Peter Black, Indiana
Jan. 26, 2011 G. H., Financial Advisor, Vienna, Virginia
Jan. 26, 2011 Joe Tinger, Analyst and Consultant
Jan. 26, 2011 Libby Greenstone, Nantucket Companies, Bloomfield Hills, Michigan
Jan. 26, 2011 Karl T. Muth, The London School of Economics, London, United Kingdom

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 12, 2011 Memorandum from Division of Corporation Finance regarding May 3, 2011 panel discussion with representatives of Real Estate Investment Securities Association
May 11, 2011 Memorandum from Division of Corporation Finance regarding a May 4, 2011 meeting with representatives of the Real Estate Investment Securities Association
Feb. 14, 2011 Memorandum from Division of Corporation Finance regarding a February 14, 2011 meeting with representatives of the Real Estate Investment Securities Association

 

http://www.sec.gov/comments/s7-04-11/s70411.shtml

Modified: 05/13/2011