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Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information
[Release No. 34-74245; File No. S7-03-15]
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(Click here for meetings with SEC officials)
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| May 6, 2016 | Bert Fuqua, General Counsel, and Michael Loftus, Managing Director; Investment Bank Americas Legal, UBS AG |
| Nov. 30, 2015 | Timothy W. Cameron, Esq., Managing Director, Asset Management Group — Head, and Laura Martin, Managing Director and Associate General Counsel, Asset Management Group; SIFMA |
| Nov. 25, 2015 | Tara Kruse, Director, Co-Head of Data, Reporting and FpML, The International Swaps and Derivatives Association, Inc. |
| Aug. 3, 2015 | Tara Kruse, Director, Co-Head of Data, Reporting and FpML, International Swaps and Derivatives Association, Inc. |
| Jun. 10, 2015 | Marisol Collazo, CEO, DTCC Data Repository (U.S.) LLC, et al. |
| May 20, 2015 | Melvin Saign |
| May 18, 2015 | Allan D. Grody, President, Financial InterGroup Holdings Ltd, New York, New York |
| May 13, 2015 |
Liza Rodriguez |
| May 4, 2015 | Susan Milligan, LCH.Clearnet Group Limited |
| May 4, 2015 | Dennis M. Kelleher, President & CEO, et al., Better Markets, Inc., Washington, District of Columbia |
| May 4, 2015 | Tara Kruse, Director, Co-Head of Data, Reporting and FpML, International Swaps and Derivatives Association, Inc. and Kyle Brandon, Managing Director, Director of Research, Securities Industry and Financial Markets Association |
| May 4, 2015 | Marcus Schüler, Head of Regulatory Affairs, Markit |
| May 4, 2015 | Larry E. Thompson, Vice Chairman and General Counsel, Depository Trust and Clearing Corporation |
| May 4, 2015 | William Shields, Chairman, Wholesale Markets Brokers Association, Americas |
| May 4, 2015 | Kara Dutta, General Counsel, and Bruce A. Tupper, President; ICE Trade Vault, LLC |
| May 4, 2015 | Chris Barnard, Germany |
| Mar. 13, 2015 | Paula M. Critzas, North Hollywood, California |
| Feb. 27, 2015 | Aaron C. Smith, Westminster, California
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jun. 20, 2016 | Memorandum from the Division of Trading and Markets regarding a June 17, 2016, telephone call with representatives of Markit |
| Apr. 7, 2016 | Memorandum from the Division of Trading and Markets regarding an April 6, 2016, telephone call with representatives of the International Swaps and Derivatives Association |
| Jan. 14, 2016 | Memorandum from the Division of Trading and Markets regarding a January 14, 2016, meeting with representatives of Markit |
| Dec. 28, 2015 | Memorandum from the Division of Trading and Markets regarding a December 16, 2015, meeting with representatives of the International Swaps and Derivatives |
| Nov. 20, 2015 | Memorandum from the Division of Trading and Markets regarding a November 13, 2015, meeting with representatives of SIFMA and Cleary Gottlieb Steen & Hamilton LLP |
| Nov. 10, 2015 | Memorandum from the Division of Trading and Markets regarding a November 10, 2015, meeting with representatives of Goldman Sachs |
| Oct. 16, 2015 | Memorandum from the Division of Trading and Markets regarding an October 14, 2015, meeting with representatives of SIFMA AMG, BlackRock, Vanguard, Goldman Sachs Asset Management, and Russell |
| Oct. 8, 2015 | Memorandum from the Division of Trading and Markets regarding an October 6, 2015, meeting with representatives of UBS |
| Oct. 6, 2015 | Memorandum from the Division of Trading and Markets regarding an October 6, 2015, meeting with representatives of Markit |
| Oct. 6, 2015 | Memorandum from the Division of Trading and Markets regarding an October 5, 2015, meeting with representatives of ISDA |
| Sep. 14, 2015 | Memorandum from the Division of Trading and Markets regarding a September 8, 2015, meeting with representatives of ISDA |
| Aug. 31, 2015 | Memorandum from the Division of Trading and Markets regarding an August 28, 2015, meeting with representatives of the Institute of International Bankers and the Securities Industry and Financial Markets Association |
| Aug. 6, 2015 | Memorandum from the Division of Trading and Markets regarding a July 23, 2015, meeting with representatives of SIFMA |
| Jul. 13, 2015 | Memorandum from the Division of Trading and Markets regarding a June 24, 2015, meeting with representatives of Goldman Sachs |
| Jul. 9, 2015 | Memorandum from the Division of Trading and Markets regarding a July 9, 2015, meeting with representatives of Markit |
| Jul. 7, 2015 | Memorandum from the Division of Trading and Markets regarding a July 7, 2015, meeting with representatives of Markit |
| Jun. 30, 2015 | Memorandum from the Division of Trading and Markets regarding a June 30, 2015, meeting with representatives of UBS |
| Jun. 30, 2015 | Memorandum from the Division of Trading and Markets regarding a June 24, 2015, meeting with representatives of Depository Trust and Clearing Corporation (DTCC) and ICE Trade Vault |
| Jun. 29, 2015 | Memorandum from the Division of Trading and Markets regarding a June 25, 2015, meeting with representatives of GFI Group, ICAP, Tradition, Tullett Prebon, and Squire Patton Boggs |
| Jun. 19, 2015 | Memorandum from the Division of Trading and Markets regarding a June 18, 2015, meeting with representatives of Goldman Sachs |
| Jun. 18, 2015 | Memorandum from the Division of Trading and Markets regarding a June 17, 2015, meeting with representatives of the Depository Trust and Clearing Corporation (DTCC) |
| Jun. 8, 2015 | Memorandum from the Division of Trading and Markets regarding a June 8, 2015, meeting with representatives of ISDA |
| May 18, 2015 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a May 18, 2015, meeting with representatives of ISDA |
| May 14, 2015 | Memorandum from the Division of Trading and Markets regarding a May 14, 2015, telephone call with representatives of the Depository Trust and Clearing Corporation |
| Mar. 12, 2015 | Memorandum from the Division of Trading and Markets regarding a March 12, 2015, meeting with representatives of Cadwalader, Wickersham & Taft LLP |
http://www.sec.gov/comments/s7-03-15/s70315.shtml
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