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Accredited Investor Standard:
Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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(Click here for meetings with SEC officials)
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Dec. 4, 2014 | Norman B. Arnoff, Esq. |
Dec. 30, 2010 | Robert P. Johnson, President, AEI Capital Corporation |
Nov. 15, 2010 | Field J. Garthwaite, Owner, JBTV LLC, Los Angeles, California |
Nov. 14, 2010 | Matthew Mireles, Founder CEO, SpeakerText, Inc., Mountain View, California |
Nov. 10, 2010 | William Carleton and Joseph Wallin, Seattle, Washington |
Nov. 8, 2010 | Spencer Hoffman, Founder of fledgling startup, New York, New York |
Nov. 4, 2010 | David Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State |
Sep. 24, 2010 | Keith P. Bishop, Adjunct Professor, Chapman University School of Law, Orange, California |
Sep. 22, 2010 | Richard H. Baker, President and CEO, Managed Funds Association |
Aug. 25, 2010 | State of Alaska |
Aug. 14, 2010 | Mark A. Buffington, Atlanta, Georgia |
Aug. 11, 2010 | Michael Scillia, Chairman, ASG Securities, Inc., Fort Lauderdale, Florida |
Aug. 4, 2010 | Peter J. Chepucavage, General Counsel, Plexus Consulting LLC |
Aug. 3, 2010 | Pat Nelson, MBA, Irvine, California |
Jul. 29, 2010 | April Hamlin, Minneapolis, Minnesota |
Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
Oct. 7, 2010 | Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association |
Oct. 5, 2010 | Memorandum from the Division of Corporation Finance regarding an October 5, 2010, meeting with representatives of the State of Alaska |
Oct. 5, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding an October 5, 2010, meeting with representatives of the State of Alaska |
http://www.sec.gov/comments/df-title-iv/accredited-investor/accredited-investor.shtml
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