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Comments on Study Regarding Financial Literacy Among Investors
[Release No. 34-66164; File No. 4-645]
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| Apr. 20, 2012 | David Certner, Legislative Counsel & Legislative Policy Director, Government Affairs, AARP |
| Apr. 16, 2012 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Mar. 28, 2012 | Lisa A. Catalano, Esq., Director, Associate Professor of Clinical Legal Education; Christine Lazaro, Esq., Supervising Attorney; Lauren Prunty, Joshua Eisenson, and Thomas Greene, Student Interns; St. John's School of Law Securities Arbitration Clinic, Queens, New York |
| Mar. 26, 2012 | Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia |
| Mar. 23, 2012 | Katherine H. Newhall, Counsel, and Timothy W. McHale, Counsel, Capital Research and Management Company |
| Mar. 23, 2012 | Leslie Kramerich, Frederick, Maryland |
| Mar. 23, 2012 | Brandon Rees, Acting Director, Office of Investment, American Federation of Labor and Congress of Industrial Organizations |
| Mar. 23, 2012 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers |
| Mar. 23, 2012 | Scott C. Goebel, Senior Vice President General Counsel, FMR Co., Fidelity Investments |
| Mar. 23, 2012 | David T. Bellaire, Esq., General Counsel and Director of Government Affairs |
| Mar. 23, 2012 | Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc. |
| Mar. 23, 2012 | Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors, LLC |
| Mar. 23, 2012 | Karrie McMillan, General Counsel, Investment Company Institute |
| Mar. 23, 2012 | Blaine F. Aikin, CEO; Duane R. Thompson,
Senior Policy Analyst; and Kristina Fausti Broumand, General Counsel, Fi360, Inc. |
| Mar. 23, 2012 | Stephen E. Roth, Clifford E. Kirsch, and Frederick R. Bellamy behalf of the Committee of Annuity Insurers |
| Mar. 23, 2012 | Kevin M. Carroll, Managing Director and, Associate General Counsel, SIFMA |
| Mar. 23, 2012 | David J. Stertzer, Chief Executive Officer, Association for Advanced Life Underwriting |
| Mar. 23, 2012 | Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia |
| Mar. 23, 2012 | Dorothy A. Berry, Chair, Governing Council, Independent Directors Council |
| Mar. 22, 2012 | Roger H. Ganser, Chairman, BetterInvesting Board of Directors, and Kathleen Zaracki, CEO, BetterInvesting |
| Mar. 22, 2012 | Jean M. Crawley, Senior Vice President and Deputy General Counsel, The Options Clearing Corporation |
| Mar. 21, 2012 | Ryan K. Bakhtiari, Public Investors Arbitration Bar Association, Beverly Hills, California |
| Mar. 21, 2012 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Mar. 19, 2012 | Ed Derman, Deputy Chief Executive Officer, California State Teachers' Retirement System, West Sacramento, California |
| Mar. 18, 2012 | Gib Veconi, CEO, Peridrome Corporation |
| Mar. 16, 2012 | Ted Beck, President & CEO, National Endowment for Financial Education |
| Mar. 14, 2012 | Pamela J. Horack, President, Pathfinder Planning LLC, Lake Wylie, South Carolina |
| Mar. 10, 2012 | Charlotte B. Beyer, Founder CEO, Investor Education Collaborative, New York, New York |
| Feb. 29, 2012 | Todd Genger, New York, New York |
| Feb. 28, 2012 | Max H. Herr, Pomona, California |
| Feb. 28, 2012 | Lawrence F. Glaser, Fairfax Station, Virginia |
| Feb. 16, 2012 | Jaimie Davis, Silverado, California |
| Feb. 15, 2012 | Norma C. Edwards, Lakewood, California |
| Feb. 13, 2012 | Andrew J. Haigney, Executive Director, Association of independent Investors, State Not Identified |
| Feb. 9, 2012 | Mary O. Bradley, New York, New York |
| Feb. 9, 2012 | Muriel F. Siebert, President, CEO and Chairwoman, Muriel Siebert & Co. Inc. |
| Feb. 6, 2012 | John A. Turner, PhD, Pension Policy Center, Washington, D.C. |
| Feb. 3, 2012 | Jennifer Micieli, Assistant Financial Planner, Yeske Buie, San Francisco, California |
| Feb. 2, 2012 | Chris Barnard, Germany |
| Feb. 1, 2012 | Kevin P. Ellis, President, Kyle Financial Services, Inc., Milwaukee, Wisconsin |
| Jan. 29, 2012 | Jaimie A. Davis, Silverado, California |
| Jan. 29, 2012 | Jaimie A. Davis, Silverado, California |
| Jan. 26, 2012 | Ted Rees, Professor of Ignorance, Retirement University of Hard Knocks, Mountain View, California |
| Jan. 19, 2012 | Jonathan Phelan, CFA, CFP, Michigan |
| Jan. 19, 2012 | Andrew Gluck, Journalist |
http://www.sec.gov/comments/4-645/4-645.shtml
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