Investment Adviser Contact Information for firms affected by Hurricane
Katrina
For your convenience, we are compiling the following alternate contact
information for SEC Registered Investment Advisers located in areas affected
by Hurricane Katrina.
The SEC is providing this information as a public service, and does not
authorize or endorse the services of any investment adviser listed below.
List of Investment Advisers
Asset One, LLC
SEC File Number: 801-46986
Branch Office
108 Innwood Drive
Covington, LA 10433
Phone: 985-871-5322
Contact: Joe Vizzini or Lisa Aldrete
Asset Planning Services, Inc. (801-29419)
509 W. 21st Avenue
Covington, LA 70433
Phone: 985-867-8679
Contact: Keith Duet
Aull & Monroe Investment Management Corp
SEC File Number: 801-35841
3605 Springhill Business Park, Suite A
Mobile, AL 36608
Phone: (251) 342-3339
Fax: (251) 342-3113
AVL/Wealthcare, LLC
SEC File Number: 801-63224
Location: 9490 Three Rivers Road
Gulfport, MS 39503
Phone: 228-547-9103
Contact: Rodney Van Loon
Burton, William J., M.A.
SEC File Number: 801-11310
3700 Carlyle Close, Apartment 934
Mobile, AL
36609-1827
Phone: (251) 344-4785
Crescent Sterling Ltd.
SEC File Number: 801-41821
Physical Address:
3850 N. Causeway Blvd., Suite 1150
Metairie, La. 70002
Phone 1: 504-835-1135
Phone 2: 800-737-5111
Fax: 504-835-1995
Contact: Helen Graf
Alternate Contacts:
hgraf@crescentsterling.com
hthompson@crescentsterling.com
jmilan@crescentsterling.com
Delta Financial Advisors
SEC File Number: 801-61891
Temporary Office:
17170 Perkins Road
Baton Rouge, LA 70810
Contact1: Clifford Favrot
Phone: (225) 755-1021
Contact Frank Williams
Dorsey & Company, Inc.
SEC File Number: 801-35768
Temporary
Office: North Tower of the Chase Building
450 Laurel Street
Baton Rouge, LA
70801
Phone: (225) 387-8661
Equitas Capital Advisors, LLC
SEC File Number:
801-61979
Temporary Office: 4609 Bluebonnet Boulevard
Baton Rouge, LA 70809
Phone: (318) 349-8572
Phone2: (504) 232-4142
Email: derbygisclair@cox.net
First Command Financial Planning, Inc.
SEC File Number: 801-56942
P.O. Box 2387
Fort Worth, TX 76113
Phone: 800-443-2104
Francis Financial Group, LLC
SEC File Number: 801-62828
Temporary Office: 2300 McCue Road, Unit 253
Houston, TX 77056
Phone: 713-877-8136
Contact: Octave J. Francis III
Hibernia Asset Management, LLC
SEC File Number: 801-60234
440 Third Street
Baton Rouge, LA 70802
Phone: 225-381-2334 or 800-999-0124 ext. 43794
Contact: Richard L. Chauvin
Hirsch Investment Management LLC
SEC File Number: 801-48866
Returned to regular office:
1100 Poydras Street, Suite 1470
New Orleans, LA 70163
Horizon Advisers
SEC File No. 801-60142
Hancock Bank
2600 City Place, Suite 200
Baton Rouge, LA 70808
Phone 1: 225-248-7258
Contact: John Portwood
Contact: David Lundgren
Phone 2: 225-248-7208
Contact: Jeff Tanguis
KBOC, LLC
SEC
File Number: 801-62527
Temporary Office: Breaux Bridge, LA
Phone: (949)
387-5540
Email: jlbnola@aol.com
Kingdom Capital Management, Inc.
SEC File Number: 801-57611
Contact: Robert Katz
Phone: 504-388-4555
Email: rwkatz_99@yahoo.com
Orleans Capital Management Corp
SEC File Number: 801-39597
Relocated to Mandeville, Louisiana, pending the reopening of New Orleans offices:
Office location: 594 Asbury, Suite E, Mandeville, LA 70471
Mailing address: P.O. Box 1750, Mandeville, LA 70470
Phone: (985) 674-1367
Fax: (985) 674-9790
Personal Financial Advisors, LLC
SEC File Number: (801-60845)
100 Tyler Square, Number 6
Covington, LA 70433
Phone: 985-898-0450
Contact: Robert Reed
Quantum Gabelli LP
SEC File Number: 801-46630
Temporary Office: 4831 Simpson
Street
Groves TX 77619 Contact
Person: Harry Tabony
Phone: (409) 960-7761
Email: htabony@cox.net
Regatta Research & Money Management LLC
SEC File
Number: 801-60383
Temporary Office: 11931 Justice, Suite D
Baton Rouge, LA
70816
Contact Person: Eric Greschner
Phone1: (504) 261-4636
Phone2: (504)
388-4636
Phone3: (850) 376-6630
Email: info@regattaresearch.com
Resource
Management Inc.
SEC File Number: 801-55855
Temporary Office: Baton Rouge, LA
Contact Person: Randy Waesche
Email: rmiwaesche@aol.com
Siegel Group, Inc.
SEC File Number: (801-56696)
Temporary Office:
8929 Wilshire Boulevard, Ste. 411
Beverly Hills, CA 90211
Phone 1: (877) 374-3435
Phone 2: (310) 601-6880
Contact: Katrice Harris
Sisung Investment
Management
SEC File Number: 801-49929
Temporary Office: Covington, LA
Phone:
(985) 893-4772
St. Denis J. Villere & Co., LLC
SEC File Number: 801-702
Temporary Office: St. Denis J Villere & Co., LLC c/o Cypress Asset Mgmt.
2929 Allen Pkwy, Suite 1550
Houston, TX 77019
Contact Person: George Young
Phone: (713) 512-2104
Email: svillere@yahoo.com
Stokes & Hubbell Capital
Management Inc.
SEC File Number: 801-35163
Temporary Office: 7169 Flordia
Blvd.
Baton Rouge, LA 70806
Phone: (800) 803-8100
Contact Person: Steve
Hubbell
Phone: (832) 260-5385
Email1: stevehubbell@stokeshubbell.com
Email2: sjhubb@aol.com
T. Leavell & Associates, Inc.
SEC File Number: 801-14752
150 Government Streeet
Mobile, AL 36602
Phone: (251) 433-3709
Fax: (251)
433-3723
Walter Flower & Co., Inc.
SEC File Number: 801-14116
Temporary Office: #6 Office Park Circle
Birmingham, AL 35233
Phone: 205-795-3055
Waters, Parkerson & Co. Inc.
SEC File Number: 801-8754
Registrant has returned to original office location:
Suite 512, 228 St. Charles Avenue
New Orleans, LA 70130
Contact Person: Nancy Patrick
Phone: (800) 800-5812
Email: dtp5350@bellsouth.net
Wealthharbor Capital Group, LLC
SEC File Number:
801-62721
Temporary Office: Baton Rouge, LA
Contact Person: Geoff Sebold
Phone: (800) 850-4443
Email: Geoffs@wealthharbor.com
Any
investment adviser that would like to be included in this list should contact
the following staff member in our Atlanta District Office:
Danielle Ryea
3475 Lenox Road, N.E., Suite 1000
Atlanta, GA 30326-1232
404.842.7629
