MEMORANDUMNovember 15, 2004 | |
TO: | Files- Regulation NMS File No. S7-10-04 |
FROM: | Joseph A. Hall |
RE: | Meeting with Goldman Sachs |
On November 15, 2004, staff from the Chairman's office met with representatives of Goldman, Sachs & Co. During the meeting, Goldman representatives discussed matters raised in their comment letter on Regulation NMS, particularly with regard to their view that a trade-through rule should provide some form of depth-of-book protection. |