Breadcrumb

Final Rule

Revisions to Forms SB-1, SB-2, Regulation A and Regulation S-T With Regard to the Appropriate Place for Filing for Registrants in the Regions Covered by the Northeast, Southeast, Midwest, Central and Pacific Regional Offices

Overview

The Securities and Exchange Commission ("Commission') is amending Forms SB-1, SB-2, and Regulation A to provide that registrants may no longer file their Forms SB-1 and SB-2 registration statements and Regulation A materials in the Commission's Regional Offices given recently implemented changes to its filing processing programs. All such documents must be filed at the Commission's Headquarters in Washington, D.C. Regulation S-T, the electronic filing regulation of the Commission, also is being amended to reflect this change.

Last Reviewed or Updated: Dec. 16, 1996