The SEC's Office of the Investor Advocate released its annual report, which includes information on steps the Investor Advocate has taken during Fiscal Year 2021 to improve the responsiveness of the Securities and Exchange Commission and self-regulatory organizations to investor concerns; a summary of the most serious problems encountered by investors during the reporting period; identification of action taken by the Commission or self-regulatory organizations to address those problems; and recommendations for administrative and legislative actions to resolve problems encountered by investors. Read full report.
Modified: April 6, 2023