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Announcement

SEC Division of Examinations Announces 2021 Examination Priorities

March 3, 2021

View the Press Release: EXAMS Announces 2021 Examination Priorities

View the Priorities Memo: 2021 Examination Priorities

Last Reviewed or Updated: March 3, 2021

Rules & Regulations

Enforcement & Litigation

Compliance

SEC Division of Examinations Announces 2021 Examination Priorities

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SEC Division of Examinations Announces 2021 Examination Priorities