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Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive.

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Date Sort ascending	Headline	Release No.
Sept. 29, 2023	SEC, MSRB, & FINRA to Hold Virtual Compliance Outreach Program	2023-216
Sept. 29, 2023	SEC Proposes Tailored Registration Form for Offerings of Registered Index-Linked Annuities	2023-215
Sept. 29, 2023	SEC Charges International Accounting Firm Prager Metis with Hundreds of Auditor Independence Violations	2023-214
Sept. 29, 2023	SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule	2023-213
Sept. 29, 2023	SEC Charges 10 Firms with Widespread Recordkeeping Failures	2023-212
Sept. 29, 2023	SEC Charges Two Credit Rating Agencies, DBRS and KBRA, with Longstanding Recordkeeping Failures	2023-211
Sept. 29, 2023	SEC Charges Newell Brands and Former CEO for Misleading Investors About Sales Performance	2023-210
Sept. 29, 2023	Albemarle Corp. to Pay SEC More Than $103 Million to Settle FCPA Violations	2023-209
Sept. 28, 2023	SEC Charges Electric Vehicle Co. for Misleading Revenue Projections Ahead of SPAC Merger	2023-208
Sept. 28, 2023	SEC Charges Exelon, its Subsidiary Commonwealth Edison, and Subsidiary’s Former CEO Anne Pramaggiore with Fraud in Connection with Political Corruption Scheme	2023-207
Sept. 28, 2023	SEC Charges Clear Channel Outdoor with FCPA Violations Relating to China Subsidiary	2023-206
Sept. 28, 2023	SEC Charges Former Pareteum Executives with Accounting and Disclosure Fraud	2023-205
Sept. 28, 2023	SEC Charges Former Financial Industry Analyst and Three Others with Insider Trading	2023-204
Sept. 27, 2023	SEC Charges Three Southern California Siblings with Insider Trading	2023-203
Sept. 27, 2023	SEC Appoints George Botic to the Public Company Accounting Oversight Board	2023-202
Sept. 27, 2023	SEC Charges Corporate Insiders for Failing to Timely Report Transactions and Holdings	2023-201
Sept. 26, 2023	SEC Charges Hydrogen Vehicle Co. Hyzon Motors and Two Former Executives for Misleading Investors	2023-200
Sept. 26, 2023	SEC Charges California Advisory Firm AssetMark for Failing to Disclose Multiple Financial Conflicts	2023-199
Sept. 26, 2023	New Report from the Small Business Forum Includes Recommendations to Improve Capital Raising	2023-198
Sept. 26, 2023	SEC Charges Advisory Firm Bruderman Asset Management and its Principal for Failing to Disclose Misuse of Investment Funds	2023-197
Sept. 25, 2023	SEC Charges Cash Flow King Podcast Host with Perpetrating $11 Million Ponzi Scheme	2023-196
Sept. 25, 2023	SEC Charges GTT Communications for Disclosure Failures	2023-195
Sept. 25, 2023	Deutsche Bank Subsidiary DWS to Pay $25 Million for Anti-Money Laundering Violations and Misstatements Regarding ESG Investments	2023-194
Sept. 22, 2023	SEC Charges Private Equity Fund Adviser American Infrastructure Funds for Breaching Its Duties	2023-193
Sept. 22, 2023	SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations	2023-192