SEC NEWS DIGEST Issue 2005-238 December 13, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF JAMES PATTEN An Administrative Law Judge has issued an Initial Decision in the matter of James T. Patten. The Initial Decision finds that James T. Patten (Patten) violated Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act), and Rule 10b-5, and aided and abetted violations of Martin Fox of Section 10(b) and Rule 10b-5 thereunder, in a fraudulent scheme to manipulate the price of Initio stock. The Initial Decision orders Patten to cease and desist from future violations of Section 10(b) of the Exchange Act, and Rule 10b-5 thereunder, and to pay a civil penalty in the amount of $60,000. The Initial Decision also finds that it is in the public interest to bar Patten from associating with any broker or dealer. (Initial Decision No. 303; File No. 3-11812) SEC ISSUES NOTICE OF PROPOSED PLAN OF DISGORGEMENT DISTRIBUTION AND OPPORTUNITY FOR COMMENT BY NON-PARTIES IN THE MATTER OF FREEDOM FINANCIAL, INC., ET AL. The Commission announced today that it gave notice, pursuant to Rule 1103 of the Commission's Rules of Practice, 17 C.F.R. § 201.1103, that the Division of Enforcement has filed its proposed Plan of Disgorgement Distribution (Distribution Plan) in the above matter with the Commission. On May 20, 2004, the Commission ordered Respondent Associated Investment Management, Inc. (AIM), pursuant to Section 21C of the Securities Exchange Act of 1934 (Exchange Act) and Section 203(k) of the Investment Advisers Act of 1940 (Advisers Act), to cease and desist from committing or causing any violations and any future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and Sections 206(1), (2) and (4) and 207 of the Advisers Act and Rule 206(4)-1(a)(5) thereunder. The Commission further ordered that AIM pay disgorgement of $150,000 plus prejudgment interest, but that payment of all but $26,223 of such amount be waived based upon AIM's sworn representations in its Statement of Financial Condition and other documents submitted to the Commission. The Commission further ordered that such disgorgement be distributed pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 (Fair Fund distribution). The Distribution Plan provides that the disgorged funds paid by respondent AIM be distributed pro rata to investors in AIM who contributed funds toward the purchase of an insurance policy for AIM's Insured Risk Program and who had not previously been reimbursed for such contributions by AIM. A copy of the Distribution Plan may be obtained by going to http://www.sec.gov/litigation/admin/33-8643-pdp.htm or by submitting a written request to Julie K. Lutz, United States Securities and Exchange Commission, 1801 California Street, Suite 1500, Denver, CO 80202. Further, all persons desiring to comment on the Distribution Plan may submit their views, in writing, no later than Jan. 12, 2006: 1. to the Office of the Secretary, United States Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303; 2. by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov. Please include File Number 3-11246 on the subject line. (Rels. 33-8643; 34-52945; IA-2460; File No. 3-11246) HOLDING COMPANY ACT RELEASES ENTERGY GULF STATES, INC. An order has been issued authorizing Entergy Gulf States, Inc., a wholly-owned public utility subsidiary of Entergy Corporation, a registered holding company under the Public Utility Holding Company Act, to issue secured bank debt. (Rel. 35-28073) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change and Amendment No. 1 thereto (SR-ISE-2005-53) filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52934) PROPOSED RULE CHANGE The American Stock Exchange filed a proposed rule change (SR-Amex- 2005-059) and Amendment Nos. 1 and 2 thereto relating to the listing and trading of the DB Commodity Index Tracking Fund. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52940) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3ASR E TRADE FINANCIAL CORP, 135 E. 57TH STREET, NEW YORK, NY, 10022, 6503316000 - 3,000,000 ($60,450,000.00) Equity, (File 333-130258 - Dec. 12) (BR. 07C) S-1 QUEST RESOURCE CORP, 701 EAST MAIN STREET, P.O. BOX 100, BENEDICT, KS, 66714, (316)698-2250 - 15,658,144 ($205,904,594.00) Equity, (File 333-130259 - Dec. 12) (BR. 04B) F-1 SHANGHAI CENTURY ACQUISITION CORP, SUITE 1002, 10TH FLOOR, 43 LYNDHURST TERRCE, CENTRAL, HONG KONG, F4, 00000, 852-2854-8989 - 0 ($218,750,000.00) Other, (File 333-130260 - Dec. 12) (BR. 09) F-9 TALISMAN ENERGY INC, 888 3RD STREET SW SUITE 3400, CALGARY, ALBERTA CANADA, A0, T2P 5C5, 4032371234 - 0 ($2,000,000,000.00) Debt, (File 333-130261 - Dec. 12) (BR. 04C) S-4 UCBH HOLDINGS INC, 555 MONTGOMERY STREET, 14TH FLOOR, SAN FRANCISCO, CA, 94111, 415-315-2800 - 0 ($52,372,474.00) Equity, (File 333-130262 - Dec. 12) (BR. 07A) S-8 INVICTA GROUP INC, 9553 HARDING AVE, SUITE 301, MIAMI BEACH, FL, 33154, 3058666525 - 100,000,000 ($180,000.00) Equity, (File 333-130263 - Dec. 12) (BR. 05B) SB-2 De Beira Goldfields Inc., 1530 DUTHIE AVENUE, BURNABY, A1, V5A 2R6, 604 729-5091 - 2,375,000 ($118,750.00) Equity, (File 333-130264 - Dec. 12) (BR. 09) S-1 ARTISOFT INC, 5 CAMBRIDGE CENTER, 3RD FLOOR, CAMBRIDGE, MA, 02142, 6173540600 - 0 ($75,665,417.94) Equity, (File 333-130265 - Dec. 12) (BR. 03C) SB-2 Eco Depot, Inc, 2311 WEST 16TH AVE., #83, SPOKANE, WA, 99224, (509) 482-1154 - 11,575,000 ($231,500.00) Equity, (File 333-130266 - Dec. 12) (BR. 09) S-8 LAMAR ADVERTISING CO/NEW, C/O LAMAR ADVERTISING COMPANY, 5551 CORPORATE BOULEVARD, BATON ROUGE, LA, 70808, 2259261000 - 88,732 ($4,195,248.96) Equity, (File 333-130267 - Dec. 12) (BR. 11C) S-8 DELTA FINANCIAL CORP, 1000 WOODBURY, STE 200, WOODBURY, NY, 11797, 5163648500 - 1,000,000 ($7,960,000.00) Equity, (File 333-130269 - Dec. 12) (BR. 07A) S-8 IRON MOUNTAIN INC, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 29,071 ($2,907.10) Equity, (File 333-130270 - Dec. 12) (BR. 05B) S-8 PEREGRINE PHARMACEUTICALS INC, 14282 FRANKLIN AVE, TUSTIN, CA, 92780, 7145086000 - 5,000,000 ($4,950,000.00) Equity, (File 333-130271 - Dec. 12) (BR. 01B) S-3ASR ALASKA AIR GROUP INC, 19300 PACIFIC HWY SOUTH, SEATTLE, WA, 98188, 206.392.5040 - 0 ($0.00) Equity, (File 333-130272 - Dec. 12) (BR. 05A) S-8 IBERIABANK CORP, 200 WEST CONGRESS STREET, LAFAYETTE, LA, 70505, 3375214003 - 562,500 ($31,024,687.50) Equity, (File 333-130273 - Dec. 12) (BR. 07A) SB-2 ERF Wireless, Inc., 2911 SOUTH SHORE BLVD, SUITE 100, LEAGUE CITY, TX, 77573, 281-538-2101 - 3,709,999 ($12,242,996.00) Equity, (File 333-130274 - Dec. 12) (BR. 11A) S-3D LACLEDE GROUP INC, 720 OLIVE ST, ST LOUIS, MO, 63101, 3143420500 - 600,000 ($17,844,000.00) Equity, (File 333-130276 - Dec. 12) (BR. 02A) S-8 SPRINT NEXTEL CORP, 2001 EDMUND HALLEY DRIVE, RESTON, VA, 20191, 703-433-4000 - 0 ($72,000,000.00) Other, (File 333-130277 - Dec. 12) (BR. 11B) S-8 Abington Community Bancorp, Inc., 180 OLD YORK ROAD, JENKINTOWN, PA, 19046, (215) 886-8280 - 714,150 ($8,670,531.00) Equity, (File 333-130278 - Dec. 12) (BR. 07A) S-8 WILSONS THE LEATHER EXPERTS INC, 7401 BOONE AVENUE NORTH, ST LOUIS PARK, BROOKLYN PARK, MN, 55428, 6123914000 - 0 ($8,382,000.00) Equity, (File 333-130279 - Dec. 12) (BR. 02A) S-8 NATIONAL FUEL GAS CO, 6363 MAIN STREET, WILLIAMSVILLE, NY, 14221-5887, 716-857-7000 - 201,830 ($6,579,658.00) Equity, (File 333-130280 - Dec. 12) (BR. 02B) S-8 NATIONAL FUEL GAS CO, 6363 MAIN STREET, WILLIAMSVILLE, NY, 14221-5887, 716-857-7000 - 700,000 ($22,820,000.00) Equity, (File 333-130281 - Dec. 12) (BR. 02B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES IL 1.01,9.01 12/09/05 Abington Community Bancorp, Inc. PA 1.01 12/07/05 ACCO BRANDS CORP DE 1.01,9.01 12/06/05 ADOBE SYSTEMS INC DE 1.01,9.01 12/07/05 ADVANCED MEDICAL OPTICS INC DE 3.02 12/09/05 ADVANCED NUTRACEUTICALS INC/TX TX 1.01,9.01 12/12/05 AFC ENTERPRISES INC MN 2.02,9.01 12/08/05 AFEM MEDICAL CORP NV 5.03,9.01 11/02/05 AFFILIATED COMPUTER SERVICES INC DE 5.04,9.01 12/12/05 AGILYSYS INC OH 8.01,9.01 12/07/05 AIRTRAN HOLDINGS INC NV 1.01,2.03 12/07/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 7.01,8.01,9.01 12/07/05 ALEXANDRIA REAL ESTATE EQUITIES INC MD 5.02,9.01 12/06/05 ALIGN TECHNOLOGY INC DE 1.01,8.01,9.01 12/12/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 4.01 12/06/05 ALLIED HOLDINGS INC GA 1.01,9.01 12/08/05 ALLION HEALTHCARE INC DE 1.01,2.01,9.01 12/09/05 ALLOS THERAPEUTICS INC DE 7.01,9.01 12/12/05 ALLOS THERAPEUTICS INC DE 7.01,9.01 12/12/05 Alpha Natural Resources, Inc. DE 1.01,7.01,9.01 12/08/05 ALPINE AIR EXPRESS INC/DE DE 1.01,3.02,9.01 10/27/05 AMEND AMARU INC NV 7.01,9.01 12/12/05 AMB PROPERTY CORP MD 5.03,8.01,9.01 12/06/05 AMERICAN GREETINGS CORP OH 2.02,2.06,9.01 12/07/05 American Tire Distributors Holdings, 5.02 12/06/05 Americredit Automobile Receivable Tru DE 8.01,9.01 12/12/05 AMERICREDIT AUTOMOBILE RECEIVABLES TR 8.01,9.01 12/12/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 12/12/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 12/06/05 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE 8.01,9.01 12/12/05 APOLLO INVESTMENT CORP MD 7.01 12/12/05 APPLICA INC FL 5.02,9.01 12/08/05 APPLIED IMAGING CORP DE 3.01,9.01 12/09/05 APPLIED IMAGING CORP DE 5.02,9.01 12/06/05 APPLIED NEUROSOLUTIONS INC DE 1.01,9.01 12/08/05 AQUA AMERICA INC PA 1.01,8.01 12/07/05 ARADIGM CORP CA 8.01,9.01 12/12/05 ARES CAPITAL CORP MD 7.01,9.01 12/12/05 ARTISOFT INC DE 2.04 11/16/05 ASSURED GUARANTY LTD 1.01,1.02,8.01 12/09/05 AT&T INC. DE 1.01,5.01 12/06/05 AT&T INC. DE 5.02 11/18/05 AMEND ATWOOD OCEANICS INC TX 8.01,9.01 12/12/05 AUTOBYTEL INC DE 5.02,9.01 12/08/05 Banc of America Commercial Mortgage I DE 8.01,9.01 12/12/05 BANK OF GRANITE CORP DE 5.02 12/06/05 BARNWELL INDUSTRIES INC DE 8.01,9.01 12/12/05 Bay View Deposit CORP DE 8.01,9.01 12/12/05 BE AEROSPACE INC DE 2.04,8.01,9.01 12/08/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 12/12/05 BELO CORP DE 1.01,5.02,8.01,9.01 12/08/05 BIOCRYST PHARMACEUTICALS INC DE 7.01,9.01 12/12/05 BIOGEN IDEC INC DE 1.01,5.02,9.01 12/06/05 BIOGEN IDEC INC DE 1.01,9.01 12/06/05 BIOLASE TECHNOLOGY INC DE 1.01,5.02,9.01 12/09/05 BlueLinx Holdings Inc. DE 7.01,9.01 12/12/05 BOWLIN TRAVEL CENTERS INC NV 2.02,9.01 12/12/05 BPI Industries Inc 3.01,9.01 12/12/05 BRAINSTORM CELL THERAPEUTICS INC 1.01,3.02,9.01 12/07/05 BRUSH ENGINEERED MATERIALS INC 1.01 12/06/05 CALLISTO PHARMACEUTICALS INC DE 7.01 12/11/05 CAPITAL ONE AUTO FINANCE TRUST 2004-A DE 8.01,9.01 12/12/05 Capital One Auto Finance Trust 2005-A DE 8.01,9.01 12/12/05 Capital One Auto Finance Trust 2005-B DE 8.01,9.01 12/12/05 Capital One Auto Finance Trust 2005-C DE 8.01,9.01 12/12/05 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 12/09/05 CAPITAL ONE MASTER TRUST NY 8.01,9.01 12/09/05 CAPITAL ONE MULTI ASSET EXECUTION TRU DE 8.01,9.01 12/09/05 CAPSTEAD MORTGAGE CORP MD 1.01,7.01,9.01 12/12/05 CARDINAL HEALTH INC OH 7.01,9.01 12/12/05 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 12/09/05 CARRAMERICA REALTY CORP MD 8.01,9.01 12/08/05 CCE Spinco, Inc. DE 8.01,9.01 12/12/05 Celanese CORP DE 7.01,9.01 12/12/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 2.02,4.02,9.01 12/12/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 8.01,9.01 12/12/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 8.01 12/12/05 CENTURY CASINOS INC /CO/ DE 1.01,9.01 12/08/05 CENTURY CASINOS INC /CO/ DE 1.01,9.01 12/09/05 CHAMPION ENTERPRISES INC MI 1.01 12/07/05 CHARYS HOLDING CO INC 1.01,9.01 10/03/05 CHASE MORTGAGE FINANCE CORP CHASEFLEX DE 8.01,9.01 11/25/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 11/25/05 ChaseFlex Trust Series 2005-2 DE 8.01,9.01 11/25/05 CHECKPOINT SYSTEMS INC PA 1.01,9.01 12/07/05 CHINA DIGITAL MEDIA CORP NV 1.01 12/05/05 CHOLESTECH CORPORATION CA 1.01,9.01 12/07/05 CHROMCRAFT REVINGTON INC DE 5.02,5.03,9.01 12/06/05 CITIZENS HOLDING CO /MS/ MS 1.01 11/15/05 CITY NETWORK INC NV 4.02 12/08/05 CKE RESTAURANTS INC DE 1.01 12/06/05 CLAIBORNE LIZ INC DE 8.01,9.01 12/12/05 CNET NETWORKS INC DE 5.02,9.01 12/07/05 COACHMEN INDUSTRIES INC IN 1.01 12/07/05 COAST DISTRIBUTION SYSTEM INC DE 7.01,9.01 12/09/05 COHERENT INC DE 5.02 12/08/05 COLDWATER CREEK INC DE 8.01,9.01 12/12/05 COLLEGIATE PACIFIC INC DE 1.01,9.01 12/07/05 COMPETITIVE TECHNOLOGIES INC DE 2.02,9.01 12/12/05 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 1.01,8.01,9.01 12/06/05 CONEXANT SYSTEMS INC DE 9.01 12/09/05 CONSECO INC DE 7.01 12/12/05 CONSTAR INTERNATIONAL INC DE 1.01,5.02,9.01 12/12/05 CONVERGYS CORP OH 1.01,2.03,9.01 12/09/05 COOPER COMPANIES INC DE 2.02,9.01 12/12/05 CORNING NATURAL GAS CORP NY 1.01 12/12/05 COST PLUS INC/CA/ CA 5.02 12/09/05 COWLITZ BANCORPORATION WA 3.01 12/09/05 CRYOLIFE INC FL 3.02,8.01 12/09/05 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 12/08/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/08/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/08/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/07/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/07/05 CYTOKINETICS INC 1.01,8.01,9.01 12/12/05 DATASCOPE CORP DE 7.01 12/09/05 DCP Midstream Partners, LP DE 1.01,2.01,2.03,3.02,5.03,9.01 12/09/05 DELTA & PINE LAND CO DE 5.02 12/07/05 DENDREON CORP DE 8.01,9.01 12/12/05 DEWEY ELECTRONICS CORP NY 5.02,9.01 12/12/05 DEX MEDIA INC DE 5.02,9.01 12/05/05 AMEND Diamond Foods Inc DE 8.01 12/12/05 DIRECT GENERAL CORP 7.01,9.01 12/12/05 DISCOVERY LABORATORIES INC /DE/ DE 1.01,8.01,9.01 12/09/05 DREW INDUSTRIES INC DE 8.01,9.01 12/07/05 DUN & BRADSTREET CORP/NW DE 1.01,8.01,9.01 12/06/05 DWANGO NORTH AMERICA CORP NV 5.02,8.01,9.01 12/07/05 DYNAMEX INC DE 7.01,9.01 12/07/05 ELECSYS CORP KS 2.02,9.01 12/12/05 ELECTRONIC ARTS INC DE 1.01,9.01 12/08/05 AMEND EMERGING VISION INC NY 5.02 12/12/05 ENCYSIVE PHARMACEUTICALS INC DE 1.01,9.01 12/08/05 ENERGY & ENGINE TECHNOLOGY CORP NV 1.01 12/06/05 ENERGYSOUTH INC AL 8.01 12/07/05 ENERGYTEC INC NV 3.02 12/09/05 ENERTECK CORP 1.01,3.02,5.02,9.01 12/06/05 ENZO BIOCHEM INC NY 2.02 12/12/05 EON COMMUNICATIONS CORP DE 8.01 12/12/05 EPICOR SOFTWARE CORP DE 1.01,2.01,9.01 12/06/05 ESB FINANCIAL CORP PA 8.01,9.01 12/09/05 EXELON CORP PA 8.01,9.01 12/05/05 FARO TECHNOLOGIES INC FL 1.01 12/08/05 FASTENTECH INC DE 2.01,9.01 12/06/05 FIELDSTONE INVESTMENT CORP 1.01,9.01 12/06/05 FIFTH THIRD BANCORP OH 7.01,9.01 12/12/05 FIRST MIDWEST BANCORP INC DE 7.01,8.01,9.01 12/12/05 FIRST NLC SECURITIZATION, INC. DE 8.01,9.01 12/08/05 FIRST SECURITY BANCORP INC /KY/ KY 1.01,7.01,9.01 12/12/05 FIRST SECURITY BANCORP INC /KY/ KY 1.01,7.01,9.01 12/12/05 AMEND FISHER COMMUNICATIONS INC WA 1.01,9.01 12/07/05 FLORIDA PUBLIC UTILITIES CO FL 1.01 12/06/05 FNB CORP/FL/ FL 7.01,9.01 12/07/05 FNB CORP/FL/ FL 1.02 12/06/05 FNB FINANCIAL CORP /PA/ PA 5.02 12/05/05 Foundation Coal Holdings, Inc. DE 1.01,5.02,9.01 12/07/05 FOXHOLLOW TECHNOLOGIES, INC. DE 5.02,8.01,9.01 12/12/05 FreightCar America, Inc. DE 1.01,5.02,9.01 12/06/05 GE Commercial Mortgage Corp. Series 2 DE 8.01,9.01 12/02/05 GENERAL DEVICES INC NJ 1.01,9.01 12/07/05 GENITOPE CORP DE 8.01 12/08/05 GLOBAL SIGNAL INC DE 8.01 12/09/05 GLOBALSANTAFE CORP 8.01,9.01 12/01/05 GLOBALSANTAFE CORP 1.01,9.01 12/07/05 GMX RESOURCES INC OK 1.01,1.02,2.01,2.03,9.01 12/08/05 GOLDEN ENTERPRISES INC DE 3.01,9.01 12/12/05 GOLDEN GRAIN ENERGY 1.01 12/06/05 GOODRICH CORP NY 7.01,9.01 12/12/05 GOODYS FAMILY CLOTHING INC /TN TN 8.01,9.01 12/09/05 GoRemote Internet Communications, Inc DE 1.01,9.01 12/09/05 GREAT PLAINS ENERGY INC MO 1.01 12/06/05 GREENFIELD ONLINE INC DE 1.01,8.01,9.01 12/09/05 GREIF INC DE 2.02,9.01 12/07/05 GS MORTGAGE SECURITIES CORP DE 8.01 12/08/05 GSAA Home Equity Trust 2005-14 DE 8.01,9.01 11/22/05 GTC BIOTHERAPEUTICS INC MA 1.01,9.01 12/07/05 GYRODYNE CO OF AMERICA INC NY 7.01,9.01 12/09/05 HARD ROCK HOTEL INC NV 1.01 12/06/05 HARTFORD LIFE INSURANCE CO CT 9.01 12/12/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 1.01 12/07/05 HEALTHEXTRAS INC DE 1.01 12/06/05 HELMERICH & PAYNE INC DE 1.01,3.03,9.01 12/08/05 HERSHEY CO DE 1.01,7.01,9.01 12/12/05 HIA INC NY 8.01 12/09/05 HICKORY TECH CORP MN 8.01,9.01 12/08/05 HOLLINGER INTERNATIONAL INC DE 1.01 12/06/05 HOME INTERIORS & GIFTS INC TX 1.01 12/06/05 HOME SOLUTIONS OF AMERICA INC DE 2.01,9.01 09/27/05 AMEND HORIZON OFFSHORE INC DE 3.02,5.03,9.01 12/12/05 HOUSTON EXPLORATION CO DE 1.01,1.02,5.02,8.01,9.01 12/08/05 HUMAN GENOME SCIENCES INC DE 5.02,9.01 11/30/05 AMEND HURCO COMPANIES INC IN 2.02,9.01 12/06/05 HydroGen CORP NV 5.02 12/08/05 HYPERION SOLUTIONS CORP DE 1.01,9.01 12/12/05 HyperSpace Communications, Inc. CO 1.01,3.02,9.01 12/12/05 IASIS Healthcare LLC DE 2.02,9.01 12/12/05 IDEXX LABORATORIES INC /DE DE 1.01,9.01 12/07/05 IMPERIAL SUGAR CO /NEW/ TX 5.02,8.01,9.01 12/07/05 INDEPENDENT BANK CORP /MI/ MI 5.02,9.01 12/01/05 INDIANA MICHIGAN POWER CO IN 8.01,9.01 12/12/05 INFINITY ENERGY RESOURCES, INC CO 1.01,2.03,3.02 12/09/05 INFOCROSSING INC DE 7.01,9.01 12/12/05 INGLES MARKETS INC NC 2.02,9.01 12/12/05 INSIGNIA SOLUTIONS PLC 1.01,5.02,9.01 11/30/05 INTEL CORP DE 7.01 12/12/05 Interactive Brand Development Inc. DE 2.03,8.01 11/09/05 INTRAWARE INC DE 1.01,2.03 12/06/05 INTREPID TECHNOLOGY & RESOURCE INC ID 5.02 12/09/05 IOWA TELECOMMUNICATIONS SERVICES INC IA 8.01,9.01 12/12/05 IPASS INC DE 1.01,9.01 12/09/05 iPCS, INC DE 8.01,9.01 12/12/05 IsoRay, Inc. MN 1.01,3.02,9.01 12/12/05 J C PENNEY CO INC DE 1.01 12/06/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 12/12/05 JACUZZI BRANDS INC DE 1.01 12/05/05 JACUZZI BRANDS INC DE 2.02,9.01 12/12/05 JAMDAT MOBILE INC 1.01,7.01,9.01 12/08/05 AMEND JOHNSON CONTROLS INC WI 2.03 12/06/05 JOURNAL COMMUNICATIONS INC 9.01 12/02/05 AMEND JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 12/06/05 KANSAS CITY SOUTHERN DE 8.01,9.01 12/09/05 KEITHLEY INSTRUMENTS INC OH 5.02 12/08/05 KLEENAIR SYSTEMS INC NV 4.01,9.01 11/14/05 KNOBIAS, INC. DE 4.02 12/06/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 12/12/05 LABORATORY CORP OF AMERICA HOLDINGS DE 8.01,9.01 12/09/05 LAKELAND INDUSTRIES INC DE 2.02,9.01 12/12/05 LANDAMERICA FINANCIAL GROUP INC VA 1.01,9.01 12/09/05 LATTICE SEMICONDUCTOR CORP DE 1.01,5.02,9.01 12/06/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/01/05 LEHMAN ABS CORP BELLSOUTH DEB BCKD SE DE 8.01,9.01 12/01/05 LEHMAN ABS CORP CORP BACKED TRUST CER DE 8.01,9.01 12/01/05 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 12/01/05 LEHMAN ABS CORP NEWS AMERICA DEBENTUR DE 8.01,9.01 12/01/05 LEVEL 8 SYSTEMS INC DE 8.01 12/12/05 LEVI STRAUSS & CO DE 5.02,8.01,9.01 12/08/05 LIBBEY INC DE 1.01,9.01 12/06/05 Liberty Global, Inc. DE 7.01,8.01 12/12/05 LINCOLN ELECTRIC HOLDINGS INC OH 2.05 12/06/05 Long Beach Mortgage Loan Trust 2005-W DE 2.01,9.01 11/30/05 MAD CATZ INTERACTIVE INC 1.01,9.01 12/06/05 MAKEMUSIC INC MN 5.02,9.01 12/08/05 MARKWEST HYDROCARBON INC DE 2.02,9.01 12/09/05 MARSH SUPERMARKETS INC IN 1.02,5.02,9.01 12/06/05 MAXYGEN INC DE 5.02,9.01 12/09/05 MCDONALDS CORP DE 8.01,9.01 12/08/05 MEDCO HEALTH SOLUTIONS INC DE 7.01 12/12/05 MEDIMMUNE INC /DE DE 8.01,9.01 12/12/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/09/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 2.01,9.01 11/30/05 METRO ONE TELECOMMUNICATIONS INC OR 1.01,9.01 12/06/05 MIDDLEBY CORP DE 1.01,9.01 12/06/05 MIDDLEBY CORP DE 1.01,2.03,9.01 12/07/05 MIRANT AMERICAS GENERATING LLC DE 7.01 12/11/05 MIRANT CORP DE 7.01 12/11/05 MIRANT MID ATLANTIC LLC DE 7.01 12/11/05 MortgageIT Holdings, Inc. MD 5.02,8.01,9.01 12/09/05 MortgageIT Trust 2005-AR1 DE 8.01,9.01 11/21/05 AMEND MOTIENT CORP DE 7.01,9.01 12/12/05 MUELLER INDUSTRIES INC DE 8.01,9.01 12/12/05 MULTI COLOR CORP OH 1.01,5.02,9.01 12/07/05 MYOGEN INC DE 7.01,9.01 12/12/05 NATIONAL AUSTRALIA BANK LTD NY 9.01 09/30/05 NATIONAL HEALTH INVESTORS INC MD 8.01 12/09/05 NATIONAL HEALTH REALTY INC MD 8.01 12/09/05 NATIONAL SECURITY GROUP INC DE 1.01,2.03 12/06/05 NATURALNANO INC DE 7.01,9.01 12/12/05 NAVISTAR INTERNATIONAL CORP DE 8.01 12/12/05 NCT GROUP INC DE 1.01,2.03,3.02 12/07/05 NDCHEALTH CORP DE 8.01,9.01 12/09/05 NEIMAN MARCUS GROUP INC DE 8.01,9.01 12/09/05 NEOMAGIC CORP DE 8.01,9.01 12/09/05 NETFONE INC 4.01,9.01 11/30/05 NETOPIA INC DE 1.01,9.01 12/09/05 New Viacom Corp. DE 1.01,9.01 12/09/05 New Viacom Corp. DE 8.01,9.01 12/08/05 NEWFIELD EXPLORATION CO /DE/ DE 8.01 12/12/05 NEWS CORP 8.01,9.01 12/12/05 North Atlantic Holding Company, Inc. DE 5.02,8.01 12/06/05 NORTH ATLANTIC TRADING CO INC NY 5.02,8.01 12/06/05 NORTHEAST UTILITIES MA 8.01,9.01 12/12/05 NORTHWESTERN CORP DE 8.01,9.01 12/12/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 12/12/05 NVR INC VA 1.01,1.02,2.03,9.01 12/07/05 OLD NATIONAL BANCORP /IN/ IN 8.01,9.01 12/12/05 OPTIO SOFTWARE INC GA 1.01 12/08/05 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 12/09/05 P COM INC DE 1.01,2.03,3.02,9.01 12/07/05 PACCAR INC DE 5.02 12/06/05 AMEND PALL CORP NY 2.02,9.01 12/06/05 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 12/06/05 PAXSON COMMUNICATIONS CORP DE 7.01 12/12/05 PERKINELMER INC MA 1.01,2.01,9.01 12/06/05 PETROSEARCH ENERGY CORP 5.02 12/08/05 PFIZER INC DE 1.01 12/12/05 PHARMACYCLICS INC DE 8.01,9.01 12/12/05 PHASE III MEDICAL INC/DE DE 1.01,9.01 12/06/05 PHH CORP MD 1.01,9.01 12/02/05 AMEND PICO HOLDINGS INC /NEW CA 5.02 12/07/05 PINNACLE AIRLINES CORP DE 8.01,9.01 12/06/05 PIPELINE DATA INC 7.01 09/30/05 PLATO LEARNING INC DE 1.01,5.02,9.01 12/07/05 POINT THERAPEUTICS INC DE 8.01,9.01 12/12/05 POP N GO INC DE 1.01,3.01,9.01 12/12/05 PRECIS INC OK 2.01,9.01 12/09/05 PRG SCHULTZ INTERNATIONAL INC GA 1.01 12/08/05 PROSPECT ENERGY CORP MD 9.01 12/12/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 12/08/05 PROVECTUS PHARMACEUTICALS INC NV 3.02,9.01 12/12/05 PSB Holdings, Inc. 8.01,9.01 12/07/05 PSB Holdings, Inc. 5.02,9.01 12/07/05 RADYNE CORP DE 1.01,7.01,9.01 12/12/05 RAILAMERICA INC /DE DE 2.01,9.01 09/30/05 AMEND RAMP Series 2005-RS9 Trust DE 8.01,9.01 12/12/05 RECKSON ASSOCIATES REALTY CORP MD 8.01 12/07/05 REGAN HOLDING CORP CA 1.01 12/07/05 RENTECH INC /CO/ CO 2.02,9.01 12/12/05 RESOLVE STAFFING INC NV 1.01,2.01,3.02,7.01,9.01 12/09/05 AMEND RIVIERA TOOL CO MI 1.01 12/09/05 ROCHESTER MEDICAL CORPORATION MN 1.01,9.01 11/16/05 ROHM & HAAS CO DE 2.05 12/06/05 RUBY MINING CO CO 8.01 12/12/05 S&T BANCORP INC PA 8.01 12/12/05 SANDERSON FARMS INC MS 2.02,9.01 12/06/05 SAPIENT CORP DE 8.01,9.01 12/12/05 SAXON CAPITAL INC MD 1.01,9.01 12/08/05 AMEND SCIENCE APPLICATIONS INTERNATIONAL CO DE 5.04,8.01,9.01 12/12/05 SCOTTISH RE GROUP LTD E9 7.01,8.01,9.01 12/12/05 SCRIPPS E W CO /DE OH 8.01,9.01 12/12/05 SCS TRANSPORTATION INC DE 1.01 12/06/05 SE FINANCIAL CORP 2.02,9.01 12/08/05 SEACOR HOLDINGS INC /NEW/ DE 8.01 12/12/05 SENOMYX INC DE 8.01,9.01 12/09/05 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 11/21/05 Sequoia Mortgage Trust 2005-1 8.01,9.01 11/21/05 Sequoia Mortgage Trust 2005-2 8.01,9.01 11/21/05 Sequoia Mortgage Trust 2005-3 8.01,9.01 11/21/05 Sequoia Mortgage Trust 2005-4 8.01,9.01 11/21/05 Shire plc 8.01,9.01 12/12/05 SIERRA HEALTH SERVICES INC NV 7.01 12/12/05 SMITH INTERNATIONAL INC DE 1.01 12/06/05 SOUTH FINANCIAL GROUP INC SC 1.01,9.01 12/07/05 SPARTAN STORES INC MI 1.01,7.01,9.01 12/09/05 SPEEDWAY MOTORSPORTS INC DE 8.01,9.01 12/09/05 SPINDLETOP OIL & GAS CO TX 2.02,9.01 12/09/05 ST JUDE MEDICAL INC MN 1.01,9.01 12/06/05 STANDARD REGISTER CO OH 1.01 12/07/05 STARRETT L S CO MA 7.01,8.01 12/12/05 STEEL TECHNOLOGIES INC KY 2.02,9.01 09/30/05 STREICHER MOBILE FUELING INC FL 3.03,9.01 12/06/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/30/05 SUMMIT BANK CORP GA 1.01,9.01 12/08/05 SYNERGETICS USA INC DE 2.02,9.01 12/12/05 SYNIVERSE HOLDINGS INC DE 8.01,9.01 12/08/05 SYNOPSYS INC DE 1.01,9.01 12/06/05 TARRAGON CORP NV 7.01,9.01 12/09/05 TAUBMAN CENTERS INC MI 5.02,8.01,9.01 10/07/05 TECH OPS SEVCON INC DE 2.02 09/30/05 AMEND TELKONET INC 1.01,9.01 12/06/05 TERABEAM, INC. DE 1.01,5.02,9.01 12/12/05 TETRA TECH INC DE 1.01 12/06/05 THERAVANCE INC DE 5.02,9.01 12/08/05 THERMADYNE HOLDINGS CORP /DE DE 1.01,5.02 12/06/05 TJX COMPANIES INC /DE/ DE 1.01 12/06/05 TRADESTATION GROUP INC FL 1.01 12/09/05 TRANS INDUSTRIES INC DE 3.01 12/12/05 Triad Automobile Receivables Trust 20 CA 8.01,9.01 12/12/05 Triad Automobile Receivables Trust 20 8.01,9.01 12/12/05 Triangle Petroleum CORP NV 1.01,2.03,3.02,9.01 12/08/05 TRINITY INDUSTRIES INC DE 1.01 12/06/05 UNITED NATURAL FOODS INC DE 1.01,7.01,9.01 12/08/05 UNIVERSAL COMPRESSION HOLDINGS INC DE 1.01,9.01 12/09/05 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 12/12/05 UNOVA INC DE 2.01,8.01,9.01 12/09/05 UTAH MEDICAL PRODUCTS INC UT 1.01,2.03 12/06/05 VALASSIS COMMUNICATIONS INC DE 1.01 12/06/05 VALSPAR CORP DE 1.01 12/07/05 VASO ACTIVE PHARMACEUTICALS INC DE 1.01,5.02 12/06/05 VERTEX PHARMACEUTICALS INC / MA MA 1.01 12/07/05 VIACOM INC DE 1.01,9.01 12/09/05 VIACOM INC DE 8.01,9.01 12/08/05 VION PHARMACEUTICALS INC DE 8.01,9.01 12/12/05 Vistula Communications Services, Inc. DE 4.01,9.01 12/07/05 Vocus, Inc. DE 1.01,9.01 12/06/05 WAL MART STORES INC DE 1.01,9.01 12/12/05 WARREN RESOURCES INC MD 8.01,9.01 12/09/05 WATERFORD GAMING LLC DE 8.01 12/12/05 WATTS WATER TECHNOLOGIES INC DE 1.01 12/08/05 WEATHERFORD INTERNATIONAL LTD D0 1.01,8.01,9.01 12/08/05 WESTWOOD ONE INC /DE/ DE 2.02,5.02,9.01 12/06/05 WINTHROP GROWTH INVESTORS I LP MA 1.01,9.01 12/06/05 Winthrop Realty Trust OH 2.01,2.03,9.01 12/07/05 WYNN RESORTS LTD 8.01 12/09/05 XCYTE THERAPIES INC WA 3.01,9.01 12/06/05 XL CAPITAL LTD 8.01,9.01 12/09/05 XSUNX INC CO 1.01,2.03,3.02,9.01 12/12/05 YARRAMAN WINERY, INC. NV 5.03,8.01,9.01 12/06/05 AMEND ZIX CORP TX 3.02,7.01,9.01 12/09/05 ZONAGEN INC DE 8.01,9.01 12/08/05