SEC NEWS DIGEST Issue 2003-234 December 10, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS ADDITIONAL CLOSED MEETING - THURSDAY, DECEMBER 11, 2003 - 3:00 P.M. The subject matter of the closed meeting to be held on Thursday, December 11, will be: Institution of injunctive actions; and Institution of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS DEFENDANT JOHN TEMPLE HELD IN CONTEMPT FOR FAILURE TO PAY SEC JUDGMENT The Commission today announced that on Nov. 24, 2003, the Honorable Sam A. Lindsay, U.S. District Judge for the Northern District of Texas, entered an order of civil contempt against defendant John R. Temple for his failure to pay an outstanding final judgment of $222,840, entered against Temple on April 30, 2002. After a hearing, the Court ordered Temple to purge himself of civil contempt by paying into the Court's Registry $100,000 by Jan. 30, 2004. Alternatively, the Court ordered Temple to assign or transfer his interest in certain parcels of land, a vehicle and a coin collection to a court-appointed special master. The Court further stated that Temple's failure to comply with the terms of the final judgment or the order of civil contempt may result in his incarceration or other sanctions. Previously, Temple and three other individuals consented to the entry of a final judgment in a Commission action alleging that the individual defendants and two companies, Big Country AGS, Inc. and Africa Gemstone Corporation, sold unregistered securities and misled investors in connection with an international gold trading deal. According to the Commission's complaint, between February 2000 and January 2001, the defendants raised over $1.3 million by offering and selling unregistered promissory notes to investors in several states, and made false and misleading claims, and failed to disclose material facts, about the risks of the investment and the results the investors could expect. Simultaneously with the filing of the action, the Commission accepted an offer of settlement from AGS, Temple and two other defendants, in which those defendants agreed, without admitting or denying the allegations in the complaint, to the entry of an order enjoining them from further violations of the securities laws; to pay civil money penalties of $20,000 each; and to pay disgorgement of $200,000 in illegal profits, plus $22,840 in prejudgment interest. AGS, Temple and the other settling defendants also agreed to pay the costs of disbursing the disgorged profits and prejudgment interest to the bona fide holders of AGS promissory notes on a pro rata basis. [SEC v. Big Country Ags, Inc., et al., Civil Action No. 3:02-CV-606-L, USDC, NDTX/Dallas Division] (LR- 18495) RICHARD WILSON SETTLES SEC INSIDER TRADING CHARGES On December 4, the Commission filed a complaint in the U.S. District Court for the Northern District of Texas alleging illegal insider trading by Richard Wilson, 74, of Grapevine, Texas. The Commission's complaint alleges that on Feb. 12, 2001 and March 6, 2001, Wilson violated Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, when he bought a total of 1,500 shares of common stock in H.D. Vest, Inc. (H.D. Vest) while in possession of material, nonpublic information concerning an upcoming merger between H.D. Vest and Wells Fargo & Co. (Wells Fargo). Wilson obtained this information by reading a confidential document that he found in his daughter and son-in-law's home. Wilson's son-in-law was an H.D. Vest insider who had knowledge about the upcoming Wells Fargo merger. Wilson, without admitting or denying the Commission's allegations, has consented to the relief sought in the Commission's complaint. In his consent, Wilson agreed to disgorge $21,132.50 in illegal profits plus $3,148.92 in prejudgment interest, and to pay a civil penalty of $26,415.63, an amount equal to 1.25 his illegal profits. The Commission intends to have these funds paid into a court account pursuant to the Fair Fund provisions of Section 308(a) of the Sarbanes-Oxley Act of 2002 for ultimate distribution to victims of the fraud. In addition, the judgment permanently enjoins Wilson from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Specifically, the Commission's complaint alleges that in or about October 2000, Wilson's son-in-law joined a team of H.D. Vest employees making presentations about the business of H.D. Vest to approximately five companies, including Wells Fargo, that were considering a strategic alliance with, or a takeover of, H.D. Vest. In late December 2000 or early January 2001, while Wilson was alone in his son-in-law's house, he found a non-public document Wilson's son-in-law used in his presentations to suitor companies while Wilson was searching for paper supplies in the pantry. The purpose of the document - and the purpose Wilson gleaned from it - was to describe H.D. Vest to a large prospective investor or suitor. On Feb. 12, 2001, and March 6, 2001, while aware of material non-public information concerning Wells Fargo's impending acquisition of H.D. Vest, Wilson purchased 1,000 and 500 shares of H.D. Vest common stock for $6.25 and $6.375 per share, respectively. At the time he purchased these 1,500 shares of H.D. Vest common stock, Wilson knew or recklessly disregarded the fact that information about Wells Fargo's impending acquisition of H.D. Vest was non-public and that he had used that information in breach of his duty of confidentiality and trust to his son-in-law. On March 23, 2001, after the news of Wells Fargo's acquisition of H.D. Vest was made public in a joint press release by Wells Fargo and H.D. Vest, the price of H.D. Vest's common stock closed at 20.38, up $13.38 per share from the previous trading day. Wilson earned illegal profits of $21,132.50. [SEC v. Richard Wilson, Civil Action No. 03 CV 2938G, N.D.Tex.] (LR-18496) SELF REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2003-75) to adopt Commentary .04 of its Rule 1064 to allow the concurrent representation of hedging stock positions with option facilitation orders in the trading crowd. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48875) The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), filed a proposed rule change (SR- NASD-2003-173) relating to the Nasdaq closing cross. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48878) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2003-145), and Amendment Nos. 1 and 2 thereto, relating to review of Alternative Display Facility system outages and excused withdrawal determinations. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48880) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NYSE-2003-39) submitted by the New York Stock Exchange relating to the listing and trading of iShares Lehman U.S. Aggregate Bond Fund and iShares Lehman TIPS Bond Fund. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48881) REQUEST FOR PLAN EXTENSION GRANTED A request to extend the effectiveness of the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis (File No. S7-24-89) ("Nasdaq UTP Plan" or "Plan") has been granted by the Commission. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48882) APPROVAL OF PROPOSED RULE CHANGES The Commission approved proposed rule change (SR-PCX-2003-24), and Amendments No. 1 and 2 thereto, and granted accelerated approval to Amendment No. 3 thereto, submitted by the Pacific Exchange relating to the implementation of a closing auction for the Archipelago Exchange and the establishment of Market-on-Close and Limit-on-Close order types. (Rel. 34-48883) The Commission approved a proposed rule change (SR-PHLX-2003-66) and granted accelerated approval to Amendment No. 3 to the proposed rule change submitted by the Philadelphia Stock Exchange to allow the PHLX to list and trade options on the Nasdaq Composite Index. (Rel. 34-48884) The Commission approved a proposed rule change submitted by the Pacific Exchange (SR-PCX-2003-46) relating to transmission of identity orders. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48888) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2003-174) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to amend NASD Rule 7010(i) to modify the fee charged when Quotes/Orders submitted by the same member under different market participant identifiers (MPIDs) matches and executes against each other in the SuperMontage has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48890) A proposed rule change filed by National Stock Exchange to extend its liquidity provider fee and rebate pilot program (SR-CSE-2003-14) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48891) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 EMAGIN CORP, 9148921900 - 9,250,000 ($14,060,000.00) Equity, (File 333-111011 - Dec. 9) (BR. 36) S-8 NUTRA PHARMA CORP, 485 MARTIN LANE, BEVERLY HILLS, CA, 90210, 310-858-7088 - 2,500,000 ($1,550,000.00) Equity, (File 333-111012 - Dec. 9) (BR. 01) F-10 CENTRAL FUND OF CANADA LTD, #805-1323 15TH AVE SW, HALLMARK ESTATES, CALGARY ALBERTA CANA, A6, T3C 0X8, 4062285861 - 0 ($50,000,003.00) Equity, (File 333-111013 - Dec. 9) (BR. 07) S-8 MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 3,000,000 ($97,080,000.00) Equity, (File 333-111014 - Dec. 9) (BR. 36) S-1 MIDWEST EXPRESS HOLDINGS INC, 6744 S HOWELL AVE, OAK CREEK, WI, 53154, 4147474000 - 1,571,505 ($7,417,324.00) Equity, (File 333-111016 - Dec. 9) (BR. 05) S-8 NETGURU INC, 22700 SAVI RANCH PARKWAY, YORBA LINDA, CA, 92887, 7149742500 - 1,000,000 ($1,180,000.00) Equity, (File 333-111017 - Dec. 9) (BR. 03) F-3 NEXUS TELOCATION SYSTEMS LTD, 6B TFUZOT ISRAEL ST, GIVATAYIM 53583 ISRA, L3, 00000, 3014689563 - 168,836,818 ($48,118,493.00) Other, (File 333-111019 - Dec. 9) (BR. 37) S-4 HOST MARRIOTT L P, 10400 FERNWOOD RD, DEPT 907 RM 507, BETHESDA, MD, 20817-1109, 3013809000 - 0 ($725,000,000.00) Non-Convertible Debt, (File 333-111021 - Dec. 9) (BR. 08) S-8 LIONS GATE ENTERTAINMENT CORP /CN/, 3 BENTALL CENTER ,SUITE 3123, BURRARD ST, VANCOUVER BC CANADA, A1, V7X 1J1, 6046096110 - 1,068,750 ($4,275,000.00) Equity, (File 333-111022 - Dec. 9) (BR. 05) S-8 HUBEI PHARMACEUTICAL GROUP LTD, SUITE 201-1166 ALBERNI STREET, VANCOUVER BRITISH CO, A1, 4,250,000 ($2,371,500.00) Equity, (File 333-111023 - Dec. 9) (BR. 04) S-4 PROXYMED INC /FT LAUDERDALE/, 2555 DAVIE ROAD, SUITE 110, FORT LAUDERDALE, FL, 33317-7424, 9544731001 - 0 ($98,329,637.00) Equity, (File 333-111024 - Dec. 9) (BR. 03) S-8 SURGICARE INC/DE, 12727 KIMBERLY LANE, #200, HOUSTON, TX, 77024, 7136651406 - 41,833 ($17,998.19) Equity, (File 333-111025 - Dec. 9) (BR. 01) S-8 SBC COMMUNICATIONS INC, 175 E HOUSTON, ROOM 9-Q-04, SAN ANTONIO, TX, 78205, 2108214105 - 115,000,000 ($2,845,572,747.00) Equity, (File 333-111026 - Dec. 9) (BR. 37) S-8 INSYNQ INC, 1127 BROADWAY PLAZA, SUITE #202, TACOMA, WA, 98402, 2532842000 - 15,000,000 ($165,000.00) Equity, (File 333-111027 - Dec. 9) (BR. 05) S-3 SCANNER TECHNOLOGIES CORP, 1650 UNIVERSITY NE STE 100, ALBUQUERQUE, NM, 87102, 5052424561 - 425,000 ($499,375.00) Equity, (File 333-111028 - Dec. 9) (BR. 05) S-1 K FED BANCORP, 1359 N GRAND AVE, COVINA, CA, 91724, 8888699358 - 4,562,625 ($45,626,250.00) Equity, (File 333-111029 - Dec. 9) (BR. ) S-1 MOTIVE INC, 9211 WATERFORD CTR BLVD, STE 100, AUSTIN, TX, 78758, 5123398335 - 0 ($70,000,000.00) Equity, (File 333-111030 - Dec. 9) (BR. 03) SB-2 MIKRON INFRARED INC, 16 THORNTON ROAD, OAKLAND, NJ, 07436, 2014050900 - 340,000 ($2,179,400.00) Equity, (File 333-111031 - Dec. 9) (BR. 36) S-8 WATSON PHARMACEUTICALS INC, 311 BONNIE CIRCLE, CORONA, CA, 92880, 9092701400 - 0 ($307,515,000.00) Equity, (File 333-111032 - Dec. 9) (BR. 01) N-2 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC, 605 THIRD AVE, 2ND FL., NEW YORK, NY, 10158, 2124768800 - 160 ($4,000,000.00) Equity, (File 333-111033 - Dec. 9) (BR. 18) S-8 SOUTHWEST GAS CORP, 5241 SPRING MOUNTAIN RD, PO BOX 98510, LAS VEGAS, NV, 89193-8510, 7028767237 - 600,000 ($13,422,000.00) Equity, (File 333-111034 - Dec. 9) (BR. 02) S-3 PANTRY INC, 1801 DOUGLAS DR, PO BOX 1410, SANFORD, NC, 27330, 9197746700 - 5,750,000 ($132,250,000.00) Equity, (File 333-111035 - Dec. 9) (BR. 02) S-4 AMERICA FIRST APARTMENT INVESTORS INC, SUITE 400, 1004 FARNAM STREET, OMAHA, NE, 68102, 4024441630 - 0 ($54,616,739.00) Equity, (File 333-111036 - Dec. 9) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY INSURANCE GROUP CA X X 12/04/03 21ST CENTURY TECHNOLOGIES INC NV X 12/08/03 ABX AIR INC X X 12/09/03 ACE SECURITIES CORP HOME EQUITY LOAN DE X X 11/25/03 ACE SECURITIES CORP HOME EQUITY LOAN DE X X 09/25/03 AMEND ACE SECURITIES CORP HM EQUITY LN TRUS DE X X 11/25/03 ADVANCED BIOTHERAPY INC DE X X 12/09/03 AFFILIATED COMPUTER SERVICES INC DE X X X 11/25/03 AMEND AIRNET SYSTEMS INC OH X X 12/05/03 AKAMAI TECHNOLOGIES INC DE X X 12/09/03 ALCAN INC A6 X 11/25/03 ALTERNATIVE LOAN TRUST MORT PASS THRO DE X X 11/25/03 AMC ENTERTAINMENT INC DE X 12/08/03 AMERICAN HONDA RECEIVABLES CORP CA X X 10/23/03 AMERICAN SOFTWARE INC GA X X 12/09/03 AMREP CORP OK X X 12/08/03 ANADARKO PETROLEUM CORP DE X X 12/09/03 ANALOGIC CORP MA X 12/09/03 APTIMUS INC WA X X 12/05/03 ARAMARK CORP/DE DE X X 12/09/03 ARGENT SECURITIES INC X 12/09/03 ARGENT SECURITIES INC ASSET BACKED PA X 12/04/03 ASSET BACKED FUNDING CORP ABFC ASSET DE X X 11/25/03 ASSET BACKED FUNDING CORP ABFC ASSET DE X X 08/25/03 AMEND ASSET-BACKED CERTIFICATES SERIES 2003 DE X X 11/27/03 AVAX TECHNOLOGIES INC DE X X 12/04/03 AXESSTEL INC NV X X 11/03/03 AMEND BA MORTGAGE SECURITIES INC MORT PS TH DE X 07/25/00 BA MORTGAGE SECURITIES INC MORT PS TH DE X 08/25/00 BA MORTGAGE SECURITIES INC MORT PS TH DE X 09/25/00 BA MORTGAGE SECURITIES INC PASS THR C DE X 10/25/98 BA MORTGAGE SECURITIES INC PASS THR C DE X 07/25/00 BA MORTGAGE SECURITIES INC PASS THR C DE X 08/25/00 BA MORTGAGE SECURITIES INC PASS THR C DE X 09/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 07/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 08/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 09/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 07/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 08/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 09/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 07/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 08/25/00 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 09/25/00 BANC OF AMERICA ALTERNATIVE LOAN TRU NY X X 11/25/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 11/25/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 07/25/03 AMEND BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 11/25/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 07/25/03 AMEND BANC OF AMERICA FUNDING MTG PASS THR NY X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PS DE X X 11/25/03 BANC OF AMERICA MORT SEC ALTERNATIVE DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 11/25/03 BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 07/25/03 AMEND BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 04/25/03 AMEND BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 11/25/03 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 11/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 12/09/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 12/09/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 12/09/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 11/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 11/25/03 BANC OF AMERICA MORTGAGE SECURITIES S DE X X 11/25/03 BANK OF AMERICA 1999-10 NC X 07/25/00 BANK OF AMERICA 1999-10 NC X 08/25/00 BANK OF AMERICA 1999-10 NC X 09/25/00 BANK OF AMERICA 1999-11 NC X 07/25/00 BANK OF AMERICA 1999-11 NC X 08/25/00 BANK OF AMERICA 1999-11 NC X 09/25/00 BANK OF AMERICA 1999-3 NC X 07/25/00 BANK OF AMERICA 1999-3 NC X 08/25/00 BANK OF AMERICA 1999-3 NC X 09/25/00 BANK OF AMERICA 1999-4 DE X 07/25/00 BANK OF AMERICA 1999-4 DE X 08/25/00 BANK OF AMERICA 1999-4 DE X 09/25/00 BANK OF AMERICA 1999-5 NC X 07/25/00 BANK OF AMERICA 1999-5 NC X 08/25/00 BANK OF AMERICA 1999-5 NC X 09/25/00 BANK OF AMERICA MORT SEC INC MORT PAS NC X 07/25/00 BANK OF AMERICA MORT SEC INC MORT PAS NC X 08/25/00 BANK OF AMERICA MORT SEC INC MORT PAS NC X 09/25/00 BANK OF AMERICA MORT SEC INC MORT PAS NC X 04/25/99 BANK OF AMERICA MORT SEC INC MORT PAS NC X 04/25/99 BANK OF AMERICA MORT SEC INC MORT PAS NC X 07/25/00 BANK OF AMERICA MORT SEC INC MORT PAS NC X 08/25/00 BANK OF AMERICA MORT SEC INC MORT PAS NC X 09/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X 05/25/99 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X 07/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X 08/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X 09/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X 07/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X 08/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X 09/25/00 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 02/25/03 AMEND BANK OF AMERICA MORT SEC MORT PASS TH DE X 07/25/00 BANK OF AMERICA MORT SEC MORT PASS TH DE X 08/25/00 BANK OF AMERICA MORT SEC MORT PASS TH DE X 09/25/00 BANK OF AMERICA MORTGAGE SECURITIES I DE X 07/25/00 BANK OF AMERICA MORTGAGE SECURITIES I DE X 08/25/00 BANK OF AMERICA MORTGAGE SECURITIES I DE X 09/25/00 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 11/25/03 BEAR STEARNS ASSET BACK SECURITIES TR DE X X 11/27/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 10/27/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 09/25/03 AMEND BEAR STEARNS ASSET BACKED CERTS SERIE DE X X 11/25/03 BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 11/25/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 11/27/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 11/25/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 11/25/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 11/25/03 BEARTOOTH PLATINUM CORP B0 X X 12/09/03 BIORELIANCE CORP DE X X 12/08/03 BOISE CASCADE CORP DE X 12/09/03 BOND SECURITIZATION LLC DE X X 11/25/03 BRANDYWINE REALTY TRUST MD X X 12/09/03 BRESLER & REINER INC DE X 09/25/03 AMEND BROOKE CORP KS X X 12/09/03 BROWN SHOE CO INC NY X 12/08/03 BROWN SHOE CO INC NY X 12/08/03 BULL RUN CORP GA X X 12/08/03 BUSINESS OBJECTS SA X X 12/09/03 C&D TECHNOLOGIES INC DE X 09/25/03 AMEND CAMDEN PROPERTY TRUST TX X X 12/04/03 CAN CAL RESOURCES LTD NV X 12/02/03 CANDELA CORP /DE/ DE X X 12/04/03 CAPITAL ONE FINANCIAL CORP DE X 12/09/03 CENTERPOINT ENERGY INC X 12/05/03 CHART INDUSTRIES INC DE X 12/09/03 CHASE MORTGAGE FINANCE CORP DE X X 11/24/03 CHUBB CORP NJ X X 12/04/03 CITIGROUP MORT LOAN TRUST INC ASSET B X 11/25/03 CITIZENS SOUTH BANKING CORP DE X X 12/09/03 CLEAN DIESEL TECHNOLOGIES INC DE X 12/01/03 AMEND COACHMEN INDUSTRIES INC IN X X 12/09/03 COLLEGIATE FUNDING STUDENT LN ASST BA DE X X 11/25/03 COLLEGIATE PACIFIC INC DE X 12/09/03 COMPREHENSIVE CARE CORP DE X 12/09/03 COMTECH TELECOMMUNICATIONS CORP /DE/ DE X X 12/09/03 CONCORD COMMUNICATIONS INC MA X 12/08/03 CONTANGO OIL & GAS CO DE X 12/09/03 COSTCO WHOLESALE CORP /NEW WA X 12/09/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 12/09/03 CSFB MORTGAGE BACKED PASS THR CERTS S DE X X 11/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 11/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 10/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 10/25/03 AMEND CSG SYSTEMS INTERNATIONAL INC DE X X 12/08/03 CWMBS INC DE X X 08/29/03 DEUTSCHE ALT-A SECURITIES INC MORT LO X X 11/25/03 DIAMOND OFFSHORE DRILLING INC DE X X 12/09/03 DYCOM INDUSTRIES INC FL X X 12/08/03 DYNTEK INC DE X 12/05/03 EARTH SEARCH SCIENCES INC UT X X 12/06/03 EARTHLINK INC DE X X 12/08/03 EL PASO CORP/DE DE X X 12/09/03 EMULEX CORP /DE/ DE X X 12/08/03 ENXNET INC OK X X 12/08/03 ERGO SCIENCE CORP /DE/ DE X X 11/26/03 EXEGENICS INC DE X X X 12/09/03 FANSTEEL INC DE X 10/31/03 FARMERS & MERCHANTS BANCORP DE X 12/04/03 FELLOWS ENERGY LTD NV X 12/08/03 FIELDSTONE MORTGAGE INVESTMENT CORP S NY X X 11/25/03 FIFTH THIRD BANCORP OH X X 12/09/03 FINANCIAL ASSET SEC CORP FIRST FRANKL DE X X 11/25/03 FINANCIAL ASSET SEC CORP FREMONT HOME DE X X 11/25/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 11/01/02 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 10/31/03 AMEND FIRST FEDERAL BANCSHARES OF ARKANSAS TX X X 12/08/03 FIRST FRANKLIN ASSET BACKED CERTS SER DE X X 11/25/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 11/25/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 11/25/03 FIRST INDIA DIVERSIFIED HOLDINGS INC NY X X X 11/01/03 FIRST REAL ESTATE INVESTMENT TRUST OF NJ X 12/08/03 FISHER SCIENTIFIC INTERNATIONAL INC DE X X 12/03/03 FMC CORP DE X 12/09/03 GARTNER INC DE X X 12/05/03 GENERAL CHEMICAL INDUSTRIAL PRODUCTS DE X X 12/08/03 GENESIS HEALTHCARE CORP PA X X 12/02/03 GEXA CORP TX X X X X 06/21/03 AMEND GIANT GROUP LTD DE X 12/03/03 GMAC COMMERICA MOR SEC INC PASS THRU DE X X 12/05/03 GMAC COMMERICA MOR SEC INC PASS THRU DE X X 12/05/03 GOOD GUYS INC DE X X 12/09/03 GRIC COMMUNICATIONS INC CA X X 12/08/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 11/25/03 H&R BLOCK INC MO X 11/25/03 AMEND HANOVER COMPRESSOR CO / DE X X 12/02/03 HARTVILLE GROUP INC NV X X 12/05/03 HEALTH CARE PROPERTY INVESTORS INC MD X X 11/25/03 HELOC ASSET-BACKED NOTES SERIES 2003- DE X X 11/25/03 HEMAGEN DIAGNOSTICS INC DE X 12/09/03 HOME EQUITY LOAN TRUST SERIES 2003-NC DE X X 11/25/03 IDINE REWARDS NETWORK INC DE X 12/09/03 IMAGIS TECHNOLOGIES INC A1 X 12/05/03 INSILCO HOLDING CO DE X X 12/09/03 INSPIRE PHARMACEUTICALS INC DE X X 12/08/03 INTEGRAL SYSTEMS INC /MD/ MD X X 12/08/03 INVESTMENT PROPERTIES ASSOCIATES NY X X 12/09/03 IRWIN HOME EQUITY LOAN BACK CERTS SER NY X X 11/27/03 IRWIN HOME EQUITY LOAN BACK NOTES SER NY X X 11/25/03 ISRAMCO INC DE X X 12/09/03 ISTAR FINANCIAL INC MD X 12/08/03 ITC DELTACOM INC DE X X 11/21/03 IWT TESORO CORP NV X X 12/01/03 J P MORGAN ACCEPTANCE CORP I MORTGAGE DE X X 11/25/03 JACUZZI BRANDS INC DE X X 12/09/03 K2 INC DE X X 12/09/03 KERR MCGEE CORP /DE DE X X 12/09/03 KINGDOM VENTURES INC NV X X 09/09/03 AMEND KROGER CO OH X X X 12/09/03 LANDACORP INC DE X 12/09/03 LCA VISION INC DE X 12/09/03 LEXINGTON PRECISION CORP DE X X 12/09/03 LIFELINE SYSTEMS INC MA X 12/03/03 LIFESTYLE INNOVATIONS INC ID X X 11/20/03 LODGENET ENTERTAINMENT CORP DE X X 12/09/03 LSB INDUSTRIES INC DE X X 09/30/03 MARKET CENTRAL INC DE X 07/31/03 AMEND MARKET CENTRAL INC DE X 04/03/03 AMEND MASTR ASSET SECURITIZATION TRUST 2003 DE X X 11/25/03 MAXICARE HEALTH PLANS INC DE X 12/01/03 MDC HOLDINGS INC DE X 12/09/03 MEDICALCV INC MN X X 12/09/03 MELLON BANK N A MA X 12/09/03 MELLON BANK N A MA X 12/09/03 MEMC ELECTRONIC MATERIALS INC DE X X 12/08/03 MERCK & CO INC NJ X X 12/09/03 MERCK & CO INC NJ X X 12/09/03 MEREDITH CORP IA X 12/09/03 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 10/25/03 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 10/25/03 MERRILL LYNCH MORT INVEST INC MLCC 20 DE X X 11/25/03 MERRILL LYNCH MORT INVEST INC MORT LN DE X X 11/25/03 MERRILL LYNCH MORT INVESTORS INC TRUS DE X X 11/25/03 MERRILL LYNCH MORTGAGE ASST BACK CERT DE X X 11/25/03 MERRILL LYNCH MORTGAGE ASST BACK CERT DE X X 11/25/03 MERRILL LYNCH MORTGAGE INV TRUST SER DE X X 11/25/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 11/25/03 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE X X 11/25/03 MESTEK INC PA X 12/09/03 METHODE ELECTRONICS INC DE X X 12/04/03 METHODE ELECTRONICS INC DE X X 09/04/03 MIDWEST EXPRESS HOLDINGS INC WI X X 12/04/03 MORGAN STANLEY ABS CAPITAL I INC MSDW DE X X 11/25/03 MORGAN STANLEY CAPITAL I INC HOME EQ NY X X 11/25/03 MORTGAGE ASSET SEC TRANS INC MASTR AL DE X X 11/25/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 12/09/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 11/25/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 03/25/03 AMEND MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE X X 11/25/03 MORTGAGE PASS THR CERTS MLMI SERIES 2 DE X X 11/25/03 MORTGAGE PASS-THROUGH CERTIFICATES S DE X 11/25/03 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 11/25/03 NATIONAL CITY CORP DE X X 12/09/03 NEIGHBORCARE INC PA X X X 12/02/03 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL X 12/09/03 NRG ENERGY INC DE X X 12/05/03 OFFICEMAX INC /OH/ OH X 12/09/03 OPTION ONE MORT ACCEP CORP ASSET BACK DE X X 11/25/03 OPTION ONE MORT ACCEPT CORP ASSET BAC DE X X 11/25/03 OPTION ONE MORT ACCEPT CORP ASSET BAC DE X X 03/25/03 AMEND OPTION ONE MORT ACCEPT CORP ASSET BAC DE X X 02/25/03 AMEND OPTION ONE MORTGAGE ACCEP CORP ASSET DE X X 11/25/03 OPTION ONE MORTGAGE ACCEP CORP ASSET DE X X 07/25/03 AMEND PACIFIC GAS & ELECTRIC CO CA X 12/09/03 PAINCARE HOLDINGS INC CT X X 12/08/03 PANTRY INC DE X 10/16/03 AMEND PARALLEL PETROLEUM CORP /DE/ DE X X 12/02/03 PATIENT INFOSYSTEMS INC DE X 12/09/03 PENN TRAFFIC CO DE X X 12/05/03 PERSISTENCE SOFTWARE INC CA X X 12/01/03 PG&E CORP CA X 12/09/03 PLAINS ALL AMERICAN PIPELINE LP DE X 12/09/03 PLANVISTA CORP DE X X 12/05/03 PLAYBOY ENTERPRISES INC DE X 12/09/03 POCAHONTAS BANCORP INC DE X X 12/08/03 PPT VISION INC MN X X 12/09/03 PRAXAIR INC DE X 12/09/03 PRIMEDIA INC DE X 12/09/03 PROGRESS SOFTWARE CORP /MA MA X X 12/05/03 PROXYMED INC /FT LAUDERDALE/ FL X X 12/05/03 R O C TAIWAN FUND MA X 12/09/03 R-TEC HOLDING INC IA X 12/08/03 RELIANT RESOURCES INC DE X X 12/05/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 11/25/03 RIVERSTONE NETWORKS INC DE X X 12/05/03 ROADWAY CORP DE X X 12/09/03 ROPER INDUSTRIES INC /DE/ DE X X 12/08/03 SAINT JAMES CO DE X 09/30/03 AMEND SALEM COMMUNICATIONS CORP /DE/ DE X X 12/09/03 SALOMON BROS MORT SEC VII INC CITIGRO DE X X 11/25/03 SALON MEDIA GROUP INC DE X X 11/24/03 SAMSONITE CORP/FL DE X 12/09/03 SCHLUMBERGER LTD /NV/ P8 X X X 12/09/03 SCO GROUP INC DE X X 12/05/03 SEPRACOR INC /DE/ DE X X 12/08/03 SEPRACOR INC /DE/ DE X X 12/09/03 SHIRE PHARMACEUTICALS GROUP PLC X X 12/09/03 SIPEX CORP MA X 12/08/03 SL INDUSTRIES INC NJ X X 11/25/03 AMEND SOUTHWALL TECHNOLOGIES INC /DE/ DE X X 12/05/03 SPIEGEL INC DE X 11/17/03 AMEND SPRINT CORP KS X 12/08/03 STANLEY WORKS CT X X 12/08/03 STATEN ISLAND BANCORP INC DE X X 11/24/03 STERLING FINANCIAL CORP /WA/ WA X X 12/09/03 STONERIDGE INC OH X 12/09/03 STRUCTURED ASSET MORT INV II INC PRIM DE X X 11/25/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 11/27/03 STRUCTURED ASSET SEC CORP MORT BACK P DE X 11/25/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X X 11/25/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 AMEND STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 09/25/03 AMEND STRUCTURED ASSET SECURITIES CORP MOR DE X X 11/25/03 STRUCTURED ASSET SECURITIES CORP MOR DE X X 09/25/03 AMEND SUN HYDRAULICS CORP FL X 12/09/03 SYNALLOY CORP DE X X 12/09/03 SYNTHETIC TURF CORP OF AMERICA NV X X 01/07/03 AMEND TANGRAM ENTERPRISE SOLUTIONS INC PA X X X 12/04/03 TARGETED GENETICS CORP /WA/ WA X X 12/09/03 TEGAL CORP /DE/ DE X X 12/05/03 TEPPCO PARTNERS LP DE X X 12/09/03 TEXAS REGIONAL BANCSHARES INC TX X X 12/09/03 THORNBURG MORTGAGE SECURITIES TRUST DE X X 11/25/03 TOTAL SYSTEM SERVICES INC GA X 12/09/03 TRANSGENOMIC INC DE X 12/03/03 TRUSTMARK CORP MS X 12/09/03 UNIONBANCAL CORP CA X X 12/08/03 UNIT CORP DE X 08/15/02 AMEND UNITED STATES STEEL CORP DE X X 12/08/03 V I TECHNOLOGIES INC DE X X 12/05/03 VALEANT PHARMACEUTICALS INTERNATIONAL DE X X 12/09/03 VAXGEN INC DE X 12/09/03 VERIZON COMMUNICATIONS INC DE X 12/09/03 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X 11/24/03 WASHINGTON MUTUAL MSC MORT PASS THR C DE X 11/26/03 WELLS FARGO ASSET SEC CORP MOR BACKED DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PA TH DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PAS T DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 11/25/03 WELLS FARGO ASSET SEC MOR BACKED SER DE X X 11/25/03 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 11/25/03 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 03/25/03 AMEND WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 11/25/03 WESTERN GLORY HOLE INC NV X X X X 12/09/03 WHISTLER INVESTMENTS INC /NV/ NV X 11/20/03 AMEND WHITE MOUNTAINS INSURANCE GROUP LTD D0 X X X 12/08/03 WILLIAMS CONTROLS INC DE X X 09/30/03 WINTRUST FINANCIAL CORP IL X 12/08/03 WISCONSIN PUBLIC SERVICE CORP WI X X 12/08/03 WOLVERINE WORLD WIDE INC /DE/ MI X X 12/09/03 WOODWORKERS WAREHOUSE INC DE X 12/05/03 WORLD HEALTH ALTERNATIVES INC FL X X 12/08/03 WORLD OMNI AUTO RECEIVABLES LLC DE X X 12/09/03 XATA CORP /MN/ MN X X 12/06/03 XL CAPITAL LTD X X 12/09/03 YELLOW CORP DE X X 12/09/03