SEC NEWS DIGEST Issue 2005-236 December 9, 2005 INVESTMENT COMPANY ACT RELEASES RYDEX ETF TRUST, ET AL. A notice has been issued giving interested persons until Jan. 3, 2006, to request a hearing on an application filed by Rydex ETF Trust, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act and under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act. The order would amend a prior order to permit principal underwriters and brokers and dealers to sell shares of certain registered open-end management investment companies, certain of which operate as exchange traded funds, to other registered open end management investment companies that are not part of the same group of investment companies. The order would also amend a condition in another prior order. (Rel. IC-27183 - December 8) THE INTEGRITY FUNDS, ET AL. A notice has been issued giving interested persons until Jan. 3, 2006, to request a hearing on an application filed by The Integrity Funds, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act to permit certain registered open-end management investment companies relying on Section 12(d)(1)(F) of the Act to charge a sales load in excess of 1 1/2 percent. (Rel. IC-27184 - December 8) HOLDING COMPANY ACT RELEASES ENTERGY CORPORATION, ET. AL. An order has been issued authorizing Entergy New Orleans Inc., a bankrupt, wholly-owned utility subsidiary of Entergy Corporation, a registered holding company under the Public Utility Holding Company Act of 1935, to obtain additional debtor-in-possession financing from Entergy in an amount of up to $50 million. (Rel. 35-28072) SELF-REGULATORY ORGANIZATIONS SOLICITATION OF COMMENTS AND ORDER GRANTING SUMMARY EFFECTIVENESS The Pacific Exchange, the National Association of Securities Dealers, the American Stock Exchange, the Boston Stock Exchange, the Chicago Stock Exchange, the National Stock Exchange, and the Philadelphia Stock Exchange filed a request to extend the operation of the reporting plan for Nasdaq-listed securities traded on exchanges on an Unlisted Trading Privilege basis and to extend certain exemptive relief (S7-24-89). Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52886) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2005-116) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to modify Nasdaq's auditor peer review requirement. ). Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52896) The Commission granted approval of proposed rule changes (SR-DTC-2005- 16, SR-FICC-2005-19, and SR-NSCC-2005-14) filed by The Depository Trust Company, the Fixed Income Clearing Corporation, and the National Securities Clearing Corporation under Section 19(b)(1) of the Exchange Act to require participants and members to purchase shares of the common stock of The Depository Trust & Clearing Corporation. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52922) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-092) submitted by the American Stock Exchange relating to the trading pursuant to unlisted trading privileges of the iShares S&P Global 100 Fund. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52904) ORDER APPROVING AN AMENDMENT TO THE PLAN FOR REPORTING OF CONSOLIDATED OPTIONS LAST SALE REPORTS AND QUOTATION INFORMATION The Commission granted approval to an amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information (OPRA Plan) submitted pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608 thereunder by the Options Price Reporting Authority (SR-OPRA-2005-04) to amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pursuant to the OPRA Plan. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52900) ORDER APPROVING AN AMENDMENT TO THE PLAN FOR REPORTING OF CONSOLIDATED OPTIONS LAST SALE REPORTS AND QUOTATION INFORMATION The Commission granted approval to an amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information submitted pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608 thereunder by the Options Price Reporting Authority (SR-OPRA-2005-03) to provide that classes of Foreign Currency Options newly introduced for trading on the Philadelphia Stock Exchange be treated as Equity/Index Options during a temporary period ending on Dec. 31, 2007. Publication is expected in the Federal Register during the week of December 12. (Rel. 34- 52901) PROPOSED RULE CHANGES The Commission issued notice of filing of a proposed rule change and Amendment No. 1 thereto (SR-Phlx-2005-67) submitted by the Philadelphia Stock Exchange relating to the maintenance, retention and furnishing of books, records, and other information regarding payment for order flow arrangements. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52903) A proposed rule change filed by the International Securities Exchange relating to the requirements for continued approval of securities that underlie options traded on the exchange (SR-ISE-2005-052) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52910) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Chicago Board Options Exchange revising the Series 4 examination program (SR-CBOE-2005-97) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52913) A proposed rule change filed by the Chicago Board Options Exchange revising the Series 9/10 examination program (SR-CBOE-2005-98) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52914) A proposed rule change filed by the New York Stock Exchange revising the Series 9/10 examination program (SR-NYSE-2005-85) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52915) A proposed rule change and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange revising the Series 9/10 examination program (SR-Phlx-2005-71) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52916) A proposed rule change and Amendment No. 1 thereto filed by the Pacific Exchange revising the Series 9/10 examination program (SR-PCX- 2005-113) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52918) A proposed rule change and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange revising the Series 4 examination program (SR-Phlx-2005-66) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52919) A proposed rule change and Amendment No. 1 thereto filed by the Pacific Exchange revising the Series 4 examination program (SR-PCX- 2005-112) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52920) A proposed rule change (SR-Amex-2005-126) filed with the Commission by the American Stock Exchange to adopt an options licensing fee for options on certain PowerShares exchange-traded funds has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-52925) WITHDRAWAL GRANTED An order has been issued granting the application of PAB Bankshares, Inc. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange, effective at the opening of business on December 8. (Rel. 34-52908) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 FERRELLGAS PARTNERS L P, 7500 COLLEGE BOULEVARD, STE 1000, OVERLAND PARK, KS, 66210, 9136611500 - 3,972,409 ($82,427,486.75) Equity, (File 333-130193 - Dec. 8) (BR. 02A) S-4 Dycom Investments Inc, 11770 US HIGHWAY 1, SUITE 101, PALM BEACH GARDENS, FL, 33408, 561.627.7171 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-130194 - Dec. 8) (BR. 06) S-3ASR CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 4058488000 - 0 ($0.00) Equity, (File 333-130196 - Dec. 8) (BR. 04B) SB-2 Deltron, Inc., SABANA OESTE, RESTAURANTE PRINCESSA, MARINA, 100 METROS OESTE, SNB ABOGADOS, SAN JOSE, G2, XXXXX, 011-506-290-4886 - 7,500,000 ($150,000.00) Equity, (File 333-130197 - Dec. 8) (BR. 09) S-8 SPEEDEMISSIONS INC, 1134 SENOIA ROAD, SUITE B2, TYRONE, GA, 30290, 770-306-7667 - 2,500,000 ($325,000.00) Equity, (File 333-130199 - Dec. 8) (BR. 05B) S-8 PHARMION CORP, 2525 28TH STREET, BOULDER, CO, 80301, 720 564 9100 - 2,150,000 ($37,302,500.00) Equity, (File 333-130200 - Dec. 8) (BR. 01B) SB-2 Crestview Development Corp., 7401 SPRINGBANK BLVD, CALGARY, A0, T3H 5R2, 604-515-8065 - 4,245,000 ($169,800.00) Equity, (File 333-130201 - Dec. 8) (BR. 09) SB-2 NETTEL HOLDINGS INC, 2500 COLUMBIA HOUSE, BOULEVARD, VANCOUVER, WA, 98661, 360-696-3412 - 7,585,000 ($1,327,375.00) Equity, (File 333-130202 - Dec. 8) (BR. 07A) S-8 Kearny Financial Corp., 120 PASSAIC AVENUE, FAIRFIELD, NJ, 07004, 973 244-4500 - 244,681 ($3,105,002.00) Equity, (File 333-130203 - Dec. 8) (BR. 07A) S-8 Kearny Financial Corp., 120 PASSAIC AVENUE, FAIRFIELD, NJ, 07004, 973 244-4500 - 4,989,792 ($62,101,527.00) Equity, (File 333-130204 - Dec. 8) (BR. 07A) S-8 CYBERLUX CORP, 4625 CREEKSTONE DRIVE, SUITE 100, DURHAM, NC, 27703, 919-474-9700 - 333,333 ($29,997.97) Equity, (File 333-130205 - Dec. 8) (BR. 10A) S-1 ABLE ENERGY INC, 344 ROUTE 46, ROCKAWAY, NJ, 07866, 9736251012 - 1,569,970 ($11,147,306.00) Equity, (File 333-130206 - Dec. 8) (BR. 02B) S-3 BEACON POWER CORP, 234 BALLARDVALE ST, WILMINGTON, MA, 01887, 9786949121 - 12,828,948 ($23,220,396.00) Equity, (File 333-130207 - Dec. 8) (BR. 02B) S-3 BEACON POWER CORP, 234 BALLARDVALE ST, WILMINGTON, MA, 01887, 9786949121 - 5,585,714 ($10,110,142.00) Equity, (File 333-130208 - Dec. 8) (BR. 02B) S-8 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 1,500,000 ($3,765,000.00) Equity, (File 333-130209 - Dec. 8) (BR. 10A) S-3 Stanwich Asset Acceptance CO LLC, NINE GREENWICH OFFICE PARK, GREENWICH, CT, 06831, 204-661-6186 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-130210 - Dec. 8) (BR. 05) S-3ASR OMNICARE INC, 100 E RIVERCENTER BLVD, STE 1600, COVINGTON, KY, 41101, 6063923300 - 0 ($0.00) Non-Convertible Debt, (File 333-130211 - Dec. 8) (BR. 01B) S-3ASR MARRIOTT INTERNATIONAL INC /MD/, 10400 FERNWOOD ROAD, BETHESDA, MD, 20817, 3013803000 - 0 ($210,280,374.00) Other, (File 333-130212 - Dec. 8) (BR. 08C) N-2 Federated Covered Call Treasury Fund, 5800 CORPORATE DRIVE, PITTSBURGH, PA, 15237, 800-341-7400 - 50,000 ($1,000,000.00) Equity, (File 333-130213 - Dec. 8) (BR. 16) S-3ASR BURLINGTON NORTHERN SANTA FE CORP, 2650 LOU MENK DR, FT WORTH, TX, 76131-2830, 8173526856 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-130214 - Dec. 8) (BR. 05A) S-8 FOCUS ENHANCEMENTS INC, 1370 DELL AVE, CAMPBELL, CA, 95008, 4088668300 - 0 ($350,000.00) Equity, (File 333-130215 - Dec. 8) (BR. 03C) S-1 TRIPATH TECHNOLOGY INC, 2560 ORCHARD PARKWAY, SAN JOSE, CA, 95131, 408-750-3000 - 46,180,035 ($15,701,211.90) Equity, (File 333-130216 - Dec. 8) (BR. 10C) S-3 FOCUS ENHANCEMENTS INC, 1370 DELL AVE, CAMPBELL, CA, 95008, 4088668300 - 0 ($5,105,699.00) Equity, (File 333-130217 - Dec. 8) (BR. 03C) S-8 PACEL CORP, 7621 LITTLE AVENUE, SUITE 101, CHARLOTTE, NC, 28226, 7046430676 - 1,000,000,000 ($200,000.00) Equity, (File 333-130218 - Dec. 8) (BR. 03C) S-1 RICHARDSON ELECTRONICS LTD/DE, 40W267 KESLINGER RD, LAFOX, IL, 60147, 7082082200 - 25,000,000 ($25,000,000.00) Debt Convertible into Equity, (File 333-130219 - Dec. 8) (BR. 10C) S-4 PACIFIC ENERGY PARTNERS LP, 0 ($175,000,000.00) Non-Convertible Debt, (File 333-130220 - Dec. 8) (BR. 04B) S-8 LASERSCOPE, 4089430636 - 0 ($10,021,500.00) Equity, (File 333-130221 - Dec. 8) (BR. 10B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABX AIR INC 1.01 12/02/05 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 12/06/05 ACE LTD D0 8.01,9.01 12/07/05 ACTEL CORP CA 7.01,9.01 12/08/05 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 12/07/05 AGL RESOURCES INC GA 1.01,5.02,9.01 12/06/05 AMEND AKSYS LTD DE 1.01,2.05,9.01 12/06/05 Aleris International, Inc. DE 7.01,9.01 12/08/05 ALFACELL CORP DE 5.02 12/06/05 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 12/08/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01,9.01 12/02/05 AMERICAN ITALIAN PASTA CO DE 1.01,1.02,5.02,9.01 12/04/05 AMERICAN LOCKER GROUP INC DE 8.01,9.01 12/08/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 2.01,9.01 11/14/05 AMERITYRE CORP NV 8.01 10/21/05 AMF BOWLING WORLDWIDE INC DE 1.01,5.02 12/05/05 AMGEN INC DE 1.01,9.01 12/05/05 AMREIT TX 2.02,9.01 12/07/05 AMREIT TX 8.01,9.01 12/08/05 ANALOGIC CORP MA 2.02,9.01 12/08/05 APEX SILVER MINES LTD 1.01,2.03,9.01 12/02/05 APPALACHIAN BANCSHARES INC GA 5.02,7.01,9.01 12/06/05 ARCHSTONE SMITH TRUST CO 2.02,9.01 12/08/05 ARVINMERITOR INC IN 7.01,9.01 12/08/05 ASBURY AUTOMOTIVE GROUP INC DE 1.01,8.01 12/08/05 ATLANTIC TELE NETWORK INC /DE DE 5.02,5.03,8.01,9.01 12/02/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 12/08/05 ATM FINANCIAL CORP NV 4.01 12/07/05 AMEND ATMEL CORP DE 2.05,9.01 12/06/05 AUXILIUM PHARMACEUTICALS INC 1.01,5.02,9.01 12/02/05 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 12/08/05 AVIGEN INC \DE DE 5.02,8.01 12/06/05 AXESSTEL INC NV 1.01,5.02 12/02/05 AMEND AZTAR CORP DE 5.03 12/07/05 BANCORP RHODE ISLAND INC 1.01,9.01 12/05/05 BANCWEST CORP/HI DE 2.01,2.03,9.01 12/02/05 BEACON ROOFING SUPPLY INC 2.02,9.01 12/07/05 BEACON ROOFING SUPPLY INC 9.01 10/14/05 AMEND Bear Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 AMEND Benjamin Franklin Bancorp, Inc. MA 1.01,9.01 12/05/05 BENTHOS INC MA 1.01,2.02,9.01 12/05/05 BFC FINANCIAL CORP FL 7.01 12/07/05 BLASTGARD INTERNATIONAL INC CO 8.01 11/22/05 BLASTGARD INTERNATIONAL INC CO 1.01,3.03,9.01 12/06/05 BofI Holding, Inc. DE 1.01,9.01 12/07/05 BON TON STORES INC PA 7.01 12/08/05 BRADLEY PHARMACEUTICALS INC DE 1.02,9.01 12/01/05 CALPINE CORP DE 5.02,8.01,9.01 12/08/05 CAREER EDUCATION CORP DE 8.01,9.01 12/06/05 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 12/08/05 CEA ACQUISITION CORP DE 1.01,9.01 12/05/05 AMEND CENTENE CORP 1.01 12/02/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01 12/08/05 CENTURY CASINOS INC /CO/ DE 1.01,9.01 12/05/05 CHARMING SHOPPES INC PA 7.01,9.01 12/08/05 Chartwell International, Inc. NV 5.02,9.01 12/05/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 12/08/05 CHESAPEAKE ENERGY CORP OK 8.01,9.01 12/08/05 CHUBB CORP NJ 1.01,7.01,9.01 12/08/05 CIENA CORP DE 2.02,9.01 12/08/05 CITIGROUP MORTGAGE LOAN TRUST, SERIES 9.01 12/01/05 CLEARCOMM L P DE 5.02 12/02/05 CMGI INC DE 7.01 12/07/05 CNB FINANCIAL CORP/PA PA 5.02 12/08/05 Coastal Bancshares Acquisition Corp. TX 1.02 12/05/05 COCA COLA ENTERPRISES INC DE 8.01,9.01 12/07/05 COLLECTORS UNIVERSE INC DE 7.01,9.01 12/06/05 COLLINS RECEIVABLES LLC 8.01 04/02/05 COMMERCE ENERGY GROUP INC DE 5.02,9.01 12/07/05 Cooper-Standard Holdings Inc. DE 1.01,9.01 12/04/05 CORNERSTONE BANCORP/SC SC 1.01 12/07/05 COSTCO WHOLESALE CORP /NEW WA 2.02,9.01 12/08/05 COTHERIX INC 1.01 12/07/05 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 12/08/05 CPI CORP DE 1.01,1.02,2.03,9.01 12/02/05 CREDENCE SYSTEMS CORP DE 2.02,9.01 12/08/05 CROWN RESOURCES CORP WA 4.01 12/02/05 CRYOLIFE INC FL 8.01 11/30/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 10/25/05 AMEND CTS CORP IN 7.01,9.01 12/08/05 CUISINE SOLUTIONS INC DE 1.01 12/05/05 CUTTER & BUCK INC WA 2.02,7.01,9.01 12/08/05 CV THERAPEUTICS INC DE 5.02 12/05/05 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.01,9.01 12/05/05 DAY INTERNATIONAL GROUP INC DE 1.01,3.03,5.02,8.01,9.01 12/02/05 DEKALB BANKSHARES INC SC 8.01,9.01 12/08/05 DENDRITE INTERNATIONAL INC NJ 7.01,9.01 12/08/05 DENDRITE INTERNATIONAL INC NJ 1.01,5.02,9.01 11/28/05 Deutsche Alt-A Securities, Inc. Mortg 2.01,8.01,9.01 11/30/05 DIGITAL INSIGHT CORP DE 2.05,9.01 12/07/05 Digital Realty Trust, Inc. MD 1.02 12/03/05 DIXIE GROUP INC TN 7.01,9.01 12/08/05 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,9.01 12/02/05 DreamWorks Animation SKG, Inc. 1.01,5.02,5.03,9.01 12/05/05 Eagle Hospitality Properties Trust, I MD 1.01,3.02,9.01 12/05/05 EASYLINK SERVICES CORP DE 2.02,3.01,9.01 12/07/05 ELECTRO SCIENTIFIC INDUSTRIES INC OR 5.02 12/07/05 ELECTRONIC ARTS INC DE 1.01,7.01,9.01 12/08/05 Electronic Sensor Technology, Inc 1.01,2.03,3.02 12/05/05 EMC CORP MA 8.01 12/05/05 EMMIS COMMUNICATIONS CORP IN 5.02 12/02/05 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 12/08/05 ENERGEN CORP AL 8.01 12/08/05 ENESCO GROUP INC IL 3.01,5.02,9.01 12/08/05 ENGELHARD CORP DE 1.01,9.01 12/08/05 ENOVA SYSTEMS INC CA 5.02 12/08/05 ENTERGY CORP /DE/ DE 1.01,5.03,9.01 12/02/05 ENXNET INC OK 7.01,9.01 12/07/05 EPIXTAR CORP FL 2.03,9.01 12/02/05 EQUITY LIFESTYLE PROPERTIES INC MD 1.01,2.03,9.01 12/02/05 EQUITY RESIDENTIAL MD 5.02 12/08/05 ESTERLINE TECHNOLOGIES CORP DE 2.02,4.02,9.01 12/08/05 ev3 Inc. DE 8.01,9.01 12/08/05 EVEREST RE GROUP LTD D0 7.01,9.01 12/01/05 EXAR CORP DE 8.01,9.01 12/06/05 EXELON CORP PA 5.02 12/06/05 EXTREME NETWORKS INC DE 1.01,1.02,9.01 12/02/05 FARO TECHNOLOGIES INC FL 8.01,9.01 12/07/05 FBR Securitization, Inc. 8.01,9.01 12/08/05 Federal Home Loan Bank of New York X1 2.03,9.01 12/05/05 Federal Home Loan Bank of San Francis X1 2.03 12/08/05 FERMAVIR PHARMACEUTICALS, INC. FL 4.01,7.01,9.01 12/06/05 FERRELLGAS PARTNERS L P DE 2.02,9.01 07/31/05 FERRELLGAS PARTNERS L P DE 2.02,7.01,9.01 12/08/05 FIRST CHARTER CORP /NC/ NC 7.01,9.01 12/08/05 FIRST COMMUNITY CORP /SC/ SC 8.01,9.01 12/08/05 FIRST INDUSTRIAL REALTY TRUST INC MD 5.02,9.01 12/07/05 FIRST INVESTORS FINANCIAL SERVICES GR TX 2.02,9.01 12/08/05 FIRST MARBLEHEAD CORP 7.01,9.01 12/08/05 FISCHER IMAGING CORP DE 8.01 12/08/05 FLAGSTAR BANCORP INC MI 8.01,9.01 12/08/05 FLEET CREDIT CARD MASTER TRUST II NY 9.01 12/08/05 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 12/08/05 FLORIDA EAST COAST INDUSTRIES INC FL 8.01,9.01 12/08/05 FMC CORP DE 7.01 12/06/05 FOSTER L B CO PA 1.01,9.01 12/06/05 Foundation Coal Holdings, Inc. DE 5.02,9.01 12/07/05 FRIEDMANS INC DE 1.01,8.01,9.01 12/02/05 FRIENDLY ICE CREAM CORP MA 1.01,1.02 12/02/05 GALLERY OF HISTORY INC NV 5.02 12/07/05 GCI INC AK 1.01,5.02,9.01 12/05/05 GEN PROBE INC DE 1.01,9.01 12/08/05 GENERAL COMMUNICATION INC AK 1.01,5.02,9.01 12/05/05 GENIUS PRODUCTS INC NV 1.01,3.02,9.01 12/05/05 GENIUS PRODUCTS INC NV 7.01 12/06/05 GEOKINETICS INC DE 2.01,9.01 12/01/05 AMEND GLOBAL INDUSTRIES LTD LA 1.01 11/30/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 5.02 12/05/05 GREAT LAKES DREDGE & DOCK CORP DE 1.01,9.01 12/02/05 GREATER BAY BANCORP CA 1.01,9.01 12/02/05 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01 12/05/05 GROUP 1 AUTOMOTIVE INC DE 1.01,5.02,9.01 12/06/05 GS MORTGAGE SECURITIES CORP DE 8.01 12/08/05 GSAMP TRUST 2005-WMC2 DE 9.01 11/23/05 GSI COMMERCE INC DE 7.01,9.01 12/07/05 HAIN CELESTIAL GROUP INC DE 1.01 12/02/05 HARDWOOD DOORS & MILLING SPECIALITIES NV 1.01,9.01 12/07/05 HASTINGS ENTERTAINMENT INC TX 1.01,4.02,5.02 12/02/05 HAWAIIAN HOLDINGS INC DE 7.01 12/08/05 HAYES LEMMERZ INTERNATIONAL INC DE 2.02,7.01,9.01 12/08/05 HEALTH BENEFITS DIRECT CORP 3.02,9.01 12/02/05 HEALTH MANAGEMENT ASSOCIATES INC DE 8.01 12/01/05 HELMERICH & PAYNE INC DE 5.02 12/05/05 HOMETOWN AUTO RETAILERS INC DE 1.01,9.01 12/05/05 HOVNANIAN ENTERPRISES INC DE 2.02,9.01 12/07/05 HSI ASSET SECURITIZATION CORP 8.01 12/07/05 HUDSON UNITED BANCORP NJ 1.01,9.01 12/02/05 HUSKER AG LLC NE 5.02,8.01 12/02/05 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 12/06/05 AMEND ICO INC TX 2.02,7.01,9.01 12/07/05 IDT CORP DE 2.02,9.01 12/08/05 IDX SYSTEMS CORP VT 8.01,9.01 12/08/05 IMPAX LABORATORIES INC DE 4.01,9.01 11/21/05 AMEND IMPERIAL OIL LTD 8.01,9.01 12/08/05 INDYMAC ABS INC DE 8.01,9.01 12/08/05 Ingen Technologies, Inc. 8.01,9.01 12/06/05 Inland American Real Estate Trust, In MD 2.01,9.01 12/02/05 INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02 12/08/05 INTEL CORP DE 7.01 12/08/05 INTERFACE INC GA 2.02,9.01 12/08/05 INTERNATIONAL FUEL TECHNOLOGY INC NV 8.01 12/08/05 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 12/08/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 12/07/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 12/08/05 JAMDAT MOBILE INC 1.01,7.01,9.01 12/08/05 JOURNAL COMMUNICATIONS INC 1.01,2.01,2.03,9.01 12/02/05 KAMAN CORP CT 5.02,9.01 12/08/05 KELLWOOD CO DE 2.02,9.01 12/02/05 KING PHARMACEUTICALS INC TN 5.05,9.01 12/02/05 KNAPE & VOGT MANUFACTURING CO MI 1.01,2.03 12/06/05 Koppers Holdings Inc. PA 8.01 12/07/05 KOPPERS INC PA 8.01 12/07/05 KORN FERRY INTERNATIONAL DE 2.02,9.01 12/08/05 KORN FERRY INTERNATIONAL DE 8.01,9.01 12/08/05 LABORATORY CORP OF AMERICA HOLDINGS DE 1.01,9.01 12/07/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 12/08/05 LAKES ENTERTAINMENT INC MN 4.01,9.01 06/30/05 AMEND LEADIS TECHNOLOGY INC DE 1.01,9.01 12/02/05 LEARNING TREE INTERNATIONAL INC DE 2.02,4.02,8.01,9.01 12/07/05 LIFE SCIENCES INC DE 5.02 12/03/05 LIVEPERSON INC DE 8.01,9.01 12/07/05 MAIR HOLDINGS INC MN 7.01,9.01 12/08/05 MARATHON OIL CORP DE 1.01,9.01 12/05/05 MARKWEST ENERGY PARTNERS L P 7.01,9.01 12/06/05 MAVERICK TUBE CORPORATION DE 8.01,9.01 12/07/05 MAYS J W INC NY 2.02 12/07/05 MEASUREMENT SPECIALTIES INC NJ 1.01,9.01 12/05/05 MEDCO HEALTH SOLUTIONS INC DE 8.01,9.01 12/07/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/07/05 Merrill Lynch Mortgage Trust 2005-CKI DE 1.01 12/07/05 METHODE ELECTRONICS INC DE 2.02,9.01 12/08/05 METRETEK TECHNOLOGIES INC DE 1.01,9.01 12/02/05 MICRO COMPONENT TECHNOLOGY INC MN 5.02 12/02/05 MIDDLEBY CORP DE 8.01,9.01 12/07/05 MILLENNIUM CAPITAL VENTURE HOLDINGS I DE 9.01 03/28/05 AMEND MILLIPORE CORP /MA MA 5.02,8.01,9.01 12/07/05 MOBILE AREA NETWORKS INC 4.01,9.01 12/07/05 MRV COMMUNICATIONS INC DE 5.02 12/02/05 Nalco Finance Holdings LLC 8.01,9.01 12/08/05 Nalco Holding CO 8.01,9.01 12/08/05 Nalco Holdings LLC DE 8.01,9.01 12/08/05 NATIONAL ENERGY GROUP INC DE 1.01,7.01,8.01,9.01 12/07/05 National Interstate CORP OH 5.02,9.01 12/05/05 NATIONAL SCIENTIFIC CORP/AZ 4.01,9.01 11/23/05 AMEND NATIONAL SEMICONDUCTOR CORP DE 2.02,8.01,9.01 12/08/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01 12/02/05 NATIONWIDE LIFE INSURANCE CO OH 8.01 12/02/05 NCI BUILDING SYSTEMS INC DE 2.02,9.01 12/07/05 NEIMAN MARCUS GROUP INC DE 2.02,9.01 12/08/05 NEOMAGIC CORP DE 2.02,9.01 12/08/05 NEUROGEN CORP DE 8.01 12/08/05 NEW YORK TIMES CO NY 2.05 12/07/05 NEWS CORP 8.01,9.01 12/08/05 NOBLE ENERGY INC DE 1.01,9.01 12/05/05 NOVAVAX INC DE 8.01 12/08/05 NOVEN PHARMACEUTICALS INC DE 1.01,9.01 12/08/05 Nuance Communications, Inc. DE 2.02,9.01 12/06/05 NYFIX INC DE 4.01,9.01 10/26/05 AMEND NYSE Group, Inc. DE 8.01 12/06/05 OCEAN BIO CHEM INC FL 1.01 12/06/05 OLD REPUBLIC INTERNATIONAL CORP DE 8.01,9.01 12/08/05 OMEGA PROTEIN CORP NV 1.01,2.03,9.01 12/06/05 OMEGA PROTEIN CORP NV 8.01,9.01 12/08/05 OPENWAVE SYSTEMS INC DE 1.01,9.01 12/07/05 OPTICARE HEALTH SYSTEMS INC DE 5.02,9.01 12/05/05 OSTEOTECH INC DE 7.01,9.01 12/08/05 OXIS INTERNATIONAL INC DE 1.01,2.01,2.03,2.05,9.01 12/02/05 PARAGON REAL ESTATE EQUITY & INVESTME MD 1.01,9.01 12/02/05 PARAGON TECHNOLOGIES INC PA 8.01,9.01 12/08/05 PATRON SYSTEMS INC NV 9.01 02/24/05 AMEND PATRON SYSTEMS INC NV 9.01 03/30/05 AMEND PAXAR CORP NY 1.02,8.01,9.01 12/05/05 PAXSON COMMUNICATIONS CORP DE 7.01,9.01 12/07/05 PELICAN FINANCIAL INC DE 1.01,7.01,9.01 12/06/05 PENN TREATY AMERICAN CORP PA 1.01,9.01 12/02/05 PENTAIR INC MN 8.01 12/02/05 PHARMACEUTICAL FORMULATIONS INC DE 5.03,8.01,9.01 10/07/05 PHARMACYCLICS INC DE 8.01,9.01 12/08/05 PRINTRONIX INC DE 1.01,9.01 12/04/05 PROVIDE COMMERCE INC DE 1.01,9.01 12/04/05 Public Steers(R) Trust Certificates, DE 8.01,9.01 12/01/05 QLT INC/BC A1 1.01,5.02,7.01,8.01,9.01 08/12/05 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 12/08/05 RADVIEW SOFTWARE LTD 1.01,8.01 12/07/05 RAMTRON INTERNATIONAL CORP DE 1.01,8.01,9.01 12/02/05 RAYMOND JAMES FINANCIAL INC FL 5.03 12/01/05 RCN CORP /DE/ DE 2.02,7.01,9.01 12/08/05 REALNETWORKS INC WA 8.01,9.01 12/06/05 REFAC DE 1.01,9.01 12/05/05 REGAL ENTERTAINMENT GROUP DE 5.02 12/03/05 RETAIL VENTURES INC OH 4.02 12/06/05 RFMSI Series 2005-S7 Trust DE 8.01,9.01 12/07/05 ROCK OF AGES CORP DE 1.01 12/08/05 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 12/05/05 ROYAL GOLD INC DE 1.01,2.01,9.01 12/01/05 RPM TECHNOLOGIES INC DE 4.01 12/07/05 SAFENET INC DE 1.01,2.03,3.02,9.01 12/06/05 SAFETY COMPONENTS INTERNATIONAL INC DE 1.01,5.01,5.02,9.01 12/02/05 SALEM COMMUNICATIONS CORP /DE/ DE 7.01 12/08/05 SAXON CAPITAL INC MD 1.01,9.01 12/08/05 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 1.01,5.02,9.01 12/05/05 SELECT COMFORT CORP 1.01 12/08/05 SHOPSMITH INC OH 3.03 12/06/05 SONIC AUTOMOTIVE INC DE 3.02 12/02/05 Southeastern Bank Financial CORP GA 1.01,2.03,9.01 12/05/05 SOUTHWEST CASINO CORP 5.02,9.01 12/07/05 SOVEREIGN BANCORP INC PA 7.01,9.01 12/08/05 Speciality Underwriting & Residential DE 8.01,9.01 10/25/05 AMEND Specialty Underwriting & Residential DE 8.01,9.01 10/25/05 AMEND SPEEDWAY MOTORSPORTS INC DE 1.01 12/02/05 SPIRIT FINANCE CORP 1.01,9.01 12/07/05 SSA GLOBAL TECHNOLOGIES, INC DE 2.02,9.01 12/08/05 STONE FIELD MANAGEMENT CO WY 5.02 12/07/05 STRATOS INTERNATIONAL INC DE 1.01,1.02,9.01 12/06/05 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01 12/08/05 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01 12/07/05 Structured Asset Mortgage Investments DE 8.01,9.01 11/28/05 Structured Asset Mortgage Investments DE 8.01,9.01 11/30/05 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 12/06/05 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 12/06/05 SUNBURST ACQUISITIONS IV INC CO 5.02 12/02/05 SUNLINK HEALTH SYSTEMS INC OH 1.01,9.01 10/01/05 SUNPOWER CORP CA 1.01,2.03,9.01 12/02/05 SUNRISE SENIOR LIVING INC DE 1.01,1.02,2.03,9.01 12/02/05 SUPERIOR ESSEX INC DE 5.02,9.01 12/07/05 TASKER CAPITAL CORP NV 8.01,9.01 12/07/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,9.01 11/25/05 TOLL BROTHERS INC DE 2.02,7.01,9.01 12/08/05 TRANSATLANTIC HOLDINGS INC DE 7.01 12/07/05 TreeHouse Foods, Inc. DE 5.02,9.01 12/08/05 TRINITY LEARNING CORP UT 5.02 11/25/05 TRUSTCO BANK CORP N Y NY 8.01,9.01 12/08/05 TURBOSONIC TECHNOLOGIES INC DE 7.01 12/08/05 ULTRASTRIP SYSTEMS INC FL 1.01 12/05/05 UNITED COMMUNITY BANKS INC GA 8.01,9.01 12/08/05 UNITED STATES CELLULAR CORP DE 1.01,9.01 12/02/05 UNIZAN FINANCIAL CORP OH 7.01,9.01 12/08/05 US MEDSYS CORP CO 5.02,7.01,9.01 12/07/05 USANA HEALTH SCIENCES INC UT 1.01 12/05/05 VARIAN INC DE 1.01 12/07/05 VENTAS INC DE 8.01,9.01 12/06/05 VERSANT CORP CA 2.02,9.01 12/08/05 VirtualScopics, Inc. DE 3.02,5.02,9.01 12/02/05 VisualMED Clinical Solutions Corp. NV 2.01,3.02,9.01 10/13/04 AMEND VMH VIDEOMOVIEHOUSE COM INC 5.02 12/08/05 VMH VIDEOMOVIEHOUSE COM INC 1.01,2.01 12/08/05 WaMu Asset Acceptance Corp. DE 9.01 12/06/05 WaMu Asset Acceptance Corp. DE 9.01 12/06/05 WaMu Mortgage Pass-Through Certificat DE 9.01 11/22/05 AMEND WaMu Mortgage Pass-Through Certificat DE 9.01 11/23/05 WCI COMMUNITIES INC 8.01,9.01 12/08/05 WEBMETHODS INC DE 1.01 12/02/05 WEBMETHODS INC DE 1.01,5.02 11/07/05 AMEND WEBMETHODS INC DE 1.01,5.02 10/26/05 AMEND WELLS REAL ESTATE INVESTMENT TRUST II MD 8.01 12/07/05 WELLS REAL ESTATE INVESTMENT TRUST IN MD 8.01 12/07/05 WESTSIDE ENERGY CORP NV 5.02 12/08/05 WHERIFY WIRELESS INC DE 5.02,9.01 12/05/05 WHITE ELECTRONIC DESIGNS CORP ID 2.02,9.01 12/08/05 WHOLESALE AUTO RECEIVABLES CORP DE 9.01 12/07/05 WINDROSE MEDICAL PROPERTIES TRUST MD 2.01,2.03,7.01,9.01 10/26/05 AMEND WINN DIXIE STORES INC FL 7.01,8.01,9.01 12/01/05 WINTRUST FINANCIAL CORP IL 8.01,9.01 12/08/05 WIRELESS XCESSORIES GROUP INC DE 8.01 12/07/05 WOODHEAD INDUSTRIES INC DE 1.01,9.01 12/02/05 WORLD WASTE TECHNOLOGIES INC CA 1.01,1.02,5.02,9.01 12/08/05 XILINX INC DE 7.01,9.01 12/07/05 XL Generation International NV 1.01,3.02,9.01 12/05/05 XO COMMUNICATIONS INC DE 8.01,9.01 12/02/05 ZAPATA CORP NV 2.01,9.01 12/02/05 ZIM CORP A6 2.03 12/06/05