SEC NEWS DIGEST Issue 2004-233 December 6, 2004 RULES AND RELATED MATTERS ORDER GRANTING EXTENSION OF INTERMARKET TRADING SYSTEM DE MINIMIS EXEMPTION The Commission issued an order granting a nine-month extension of the de minimis exemption from the provisions of the Intermarket Trading System Plan governing intermarket trade-throughs with respect to transactions in Dow Jones Industrial Average ETF (DIA) and the Standard & Poor's 500 Index ETF (SPY). Publication of the order is expected in the Federal Register during the week of December 6. (Rel. 34-50795) ENFORCEMENT PROCEEDINGS IN THE MATTER OF VLADISLAV STEVEN ZUBKIS An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanctions by Default (Default Order) in Vladislav Steven Zubkis, Administrative Proceeding No. 3-11625. The Order Instituting Proceedings alleged that on June 29, 2001, the U.S. District Court for the Southern District of New York entered a Final Judgment of Permanent Injunctive and Other Relief Against Zubkis, which: (a) permanently enjoined Zubkis from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Sections 10(b), 15(b), and 15(c)(1) of the Securities Exchange Act of 1934 (Exchange Act), and Rules 10b-5, 15c1-2, 15c1-5, and 15c1-6 thereunder; (b) ordered Zubkis to disgorge ill-gotten gains of $12,544,313.25 and prejudgment interest of $9,034,418.14, for a total of $21,578,731.39; and (c) permanently prohibited Zubkis from acting as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 of the Exchange Act or that is required to file reports pursuant to Section 15(d) of the Exchange Act. The Default Order finds these allegations to be true and bars Zubkis from association with any broker or dealer and from participating in an offering of penny stock. (Rel. 34-50793; File No. 3-11625) JUDGMENTS OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANTS SUPERIOR OPPORTUNITIES, INC. AND J.F. SIMMS & CO., LLC The Commission announced that on Nov. 4, 2004, the U.S. District Court for the Southern District of Florida entered Judgments of Permanent Injunction and Other Relief against Defendants Superior Opportunities, Inc. and J.F. Simms & Co., LLC, respectively. The Judgments, entered with the consent of Superior and J.F. Simms, without admitting or denying the allegations of the SEC’s complaint, enjoin them from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933. The Judgment also enjoins J.F. Simms from violating Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 thereunder. In addition to injunctive relief, the Judgments provide for disgorgement, prejudgment interest and the imposition of civil penalties to be determined by the Court upon the SEC’s Motion. [SEC v. Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne And Jon F. Simms, Case No. 04-80021-CIV-Hurley/Hopkins (SD Fla.)] (LR-18992) STANDARDS SETTING BOARDS ACCELERATED APPROVAL OF PROPOSED TEMPORARY RULE The Commission published for comment, and at the same time granted accelerated approval to, a proposed temporary transitional rule (PCAOB- 2004-08) submitted by the Public Company Accounting Oversight Board relating to Auditing Standard No. 2, “An Audit of Internal Control Over Financial Reporting Performed in Conjunction with an Audit of Financial Statements.” The proposed rule relates to the Commission’s exemptive order issued on Nov. 30, 2004 (Rel. 34-50754), which postponed the filing date for internal control reports for some accelerated filers. Publication of the proposed PCAOB rule is expected in the Federal Register during the week of December 6th. The comment period will end 30 days after the proposed rule is published in the Federal Register. (Rel. 34-50794) SELF-REGULATORY ORGANIZATIONS APPROVAL OF A PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-FICC-2004- 16) filed by the Fixed Income Clearing Corporation to allow FICC to establish a cross-margining program with The Clearing Corporation. Publication of the order is expected in the Federal Register during the week of December 6. (Rel. 34-50790) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-2 FONIX CORP, 9350 SOUTH 150 EAST, SUITE 700, SANDY, UT, 84070, 8015536600 - 75,000,000 ($12,000,000.00) Equity, (File 333-120957 - Dec. 3) (BR. 03) S-3 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 0 ($1,578,944.00) Equity, (File 333-120958 - Dec. 3) (BR. 36) S-8 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 0 ($5,360,000.00) Equity, (File 333-120959 - Dec. 3) (BR. 36) S-8 STAGE STORES INC, 10201 MAIN ST, HOUSTON, TX, 77025, 7136675601 - 1,500,000 ($61,545,000.00) Equity, (File 333-120960 - Dec. 3) (BR. 02) F-6 SCIENTIFIC PRODUCTION CORP IRKUT, 38 GAGARIN BLVD, IRKUTSK, 664025, 1Z, 00000, 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-120961 - Dec. 3) (BR. ) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE ACCEPTANCE CORP, 11 MADISON AVE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-120962 - Dec. 3) (BR. 05) S-2 MIRAVANT MEDICAL TECHNOLOGIES, 336 BOLLAY DRIVE, SANTA BARBARA, CA, 93117, 8056859880 - 75,000 ($75,000.00) Equity, (File 333-120963 - Dec. 3) (BR. 01) SB-2 CREATIVE VISTAS INC, 4909 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022250504 - 3,506,332 ($10,518,996.00) Equity, (File 333-120964 - Dec. 3) (BR. 09) S-3 HOMESTAR MORTGAGE ACCEPTANCE CORP, W. 115 CENTURY ROAD, PARAMUS, NJ, 07652, 201 225 2000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-120965 - Dec. 3) (BR. 05) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-120966 - Dec. 3) (BR. 05) SB-2 AXIOM III, Inc., 2341 BOSTON ROAD, WILBRAHAM, MA, 01095, 413-599-0005 - 920,000 ($230,000.00) Equity, (File 333-120967 - Dec. 3) (BR. 09) S-8 ENDO PHARMACEUTICALS HOLDINGS INC, 100 PAINTERS DRIVE, CHADDS FORD, PA, 19317, 6105589800 - 4,000,000 ($81,640,000.00) Equity, (File 333-120968 - Dec. 3) (BR. 01) S-4 STANADYNE CORP, 92 DEERFIELD ROAD, WINDSOR, CT, 06095, 8605250821 - 0 ($160,000,000.00) Non-Convertible Debt, (File 333-120969 - Dec. 3) (BR. 05) S-3 ACTION PRODUCTS INTERNATIONAL INC, 1101 NORTH KELLER RD, ORLANDO, FL, 32810, 4074818007 - 0 ($17,500,000.00) Equity, (File 333-120970 - Dec. 3) (BR. 05) S-8 BELO CORP, 400 S RECORD ST, COMMUNICATIONS CENTER, DALLAS, TX, 75202, 2149776600 - 0 ($507,100,000.00) Equity, (File 333-120971 - Dec. 3) (BR. 05) SB-2 Cyberkinetics Neurotechnology Systems, Inc., SUITE 240, 100 FOXBOROUGH BLVD., FOXBOROUGH, MA, 02035, 508-549-9981 - 2,760,000 ($16,146,000.00) Equity, (File 333-120973 - Dec. 3) (BR. 36) S-8 BELO CORP, 400 S RECORD ST, COMMUNICATIONS CENTER, DALLAS, TX, 75202, 2149776600 - 0 ($126,775,000.00) Equity, (File 333-120974 - Dec. 3) (BR. 05) S-8 BLUE COAT SYSTEMS INC, 650 ALMANOR AVENUE, SUNNYVALE, CA, 94085, 4082202200 - 33,330 ($566,610.00) Equity, (File 333-120976 - Dec. 3) (BR. 03) S-8 FREESCALE SEMICONDUCTOR INC, 6501 WILLIAM CANNON DRIVE, AUSTIN, TX, 78735, 5128952000 - 0 ($476,337,500.00) Equity, (File 333-120978 - Dec. 3) (BR. 36) S-4 Foundation PA Coal CO, 158 PORTAL ROAD, P.O. BOX 1020, WAYNESBURG, PA, 15370, 410-689-7602 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-120979 - Dec. 3) (BR. 04) S-8 ROYAL BANK OF SCOTLAND GROUP PLC, PO BOX 31, 42 ST ANDREW SQUARE, EDINBURGH SCOTLAND, X0, EH2 2YE, 442077144467 - 0 ($38,027,434.50) Equity, (File 333-120980 - Dec. 3) (BR. 07) S-8 TRIMFAST GROUP INC, 1201 CITY PLACE, -, EDGEWATER, NJ, 07020, 201-313-3246 - 1,100,000 ($385,000.00) Equity, (File 333-120981 - Dec. 3) (BR. 09) S-3 SENECA FOODS CORP /NY/, 3736 SOUTH MAIN STREET, MARION, NY, 14534, 315 926 8100 - 633,000 ($11,552,250.00) Equity, (File 333-120982 - Dec. 3) (BR. 04) S-8 VIVA INTERNATIONAL INC, 954 BUSINESS PARK DRIVE, TRAVERSE CITY, MI, 49686, 2319464343 - 4,500,000 ($540,000.00) Equity, (File 333-120983 - Dec. 3) (BR. 09) S-3 LUCENT TECHNOLOGIES INC, 600 MOUNTAIN AVE, MURRAY HILL, NJ, 07974, 9085828500 - 0 ($791,000,000.00) Equity, (File 333-120984 - Dec. 3) (BR. 37) S-8 PortalPlayer, Inc., 3255 SCOTT BOULEVARD, BLDG. 1, SANTA CLARA, CA, 95054, 408-521-7000 - 4,133,956 ($57,447,859.00) Equity, (File 333-120985 - Dec. 3) (BR. 36) S-8 TURBODYNE TECHNOLOGIES, INC, 6155 CARPINTERIA AVENUE, CARPINTERIA, CA, 93013, 805-684-4551 - 15,000,000 ($712,500.00) Equity, (File 333-120986 - Dec. 3) (BR. 05) SB-2 AMERICAN OIL & GAS INC, 1050 17TH STREET, SUITE 1850, DENVER, CO, 80265, 3039910173 - 5,403,000 ($13,885,710.00) Equity, (File 333-120987 - Dec. 3) (BR. 04) N-2 Dividend Capital Realty Income Allocation Fund, 518 17TH STREET, SUITE 1200, DENVER, CO, 80203, 303-869-4600 - 0 ($1,500,000.00) Equity, (File 333-120988 - Dec. 3) (BR. 17) S-4 ABRAXAS PETROLEUM CORP, 500 N LOOP 1604 E STE 100, SAN ANTONIO, TX, 78232, 2104904788 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-120989 - Dec. 3) (BR. 04) S-8 PINNACLE SYSTEMS INC, 280 N BERNARDO AVE, MOUNTAIN VIEW, CA, 94043, 6502371600 - 0 ($10,620,000.00) Equity, (File 333-120990 - Dec. 3) (BR. 36) S-4 HAWK CORP, 200 PUBLIC SQ., STE 1500, CLEVELAND, OH, 44114, 2168613553 - 110,000,000 ($110,000,000.00) Non-Convertible Debt, (File 333-120991 - Dec. 3) (BR. 05) S-8 METROLOGIC INSTRUMENTS INC, COLES ROAD AT RTE 42, BLACKWOOD, NJ, 08012, 609-228-8100 - 1,500,000 ($30,630,000.00) Equity, (File 333-120992 - Dec. 3) (BR. 03) SB-2 NSM Holdings, Inc., SUITE 210D, 8351 ALEXANDRA ROAD, RICHMOND, A1, V6X 3P3, 604-681-8780 - 3,445,000 ($344,500.00) Equity, (File 333-120993 - Dec. 3) (BR. ) S-8 CONECTISYS CORP, 24730 AVENUE TIBBITTS #130, VALENCIA, CA, 91355, 6612956763 - 20,000,000 ($138,000.00) Equity, (File 333-120994 - Dec. 3) (BR. 37) S-8 ENTERRA ENERGY TRUST, 2600 500 4TH AVENUE S W, CALGARY ALBERTA, CANADA T2P 2V6, A0, 00000, 4032612686 - 2,000,000 ($32,500,000.00) Equity, (File 333-120996 - Dec. 3) (BR. 04) S-8 INTELLISYNC CORP, 2550 N FIRST ST, STE 500, SAN JOSE, CA, 95131, 4083217650 - 6,500,000 ($12,057,500.00) Equity, (File 333-120997 - Dec. 3) (BR. 03) S-8 ST PAUL TRAVELERS COMPANIES INC, 385 WASHINGTON ST, SAINT PAUL, MN, 55102, 6123107911 - 0 ($37,000,000.00) Other, (File 333-120998 - Dec. 3) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE 8.01,9.01 12/02/04 5 G WIRELESS COMMUNICATIONS INC NV 3.02,9.01 11/30/04 ABERCROMBIE & FITCH CO /DE/ DE 1.01 11/29/04 ABFC ASSET-BACKED CERTIFICATES SERIES DE 8.01,9.01 11/26/04 ABFC ASSET-BACKED CERTIFICATES SERIES DE 8.01,9.01 11/26/04 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 11/26/04 ACCESSTEL INC /UT/ UT 5.01,5.02 11/29/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 11/26/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 11/26/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 11/26/04 ACE Securities Corp Series 2004-FM2 DE 8.01,9.01 11/26/04 ACE Securities Corp Series 2004-IN1 DE 8.01,9.01 11/26/04 ACE Securities Corp Series 2004-RM1 DE 8.01,9.01 11/26/04 ACE Securities Corp Series 2004-SD1 DE 8.01,9.01 11/26/04 Ace Securities Corp Series HE2 DE 8.01,9.01 11/26/04 ACROSS AMERICA REAL ESTATE DEVELOPMEN CO 7.01 12/03/04 AEOLUS PHARMACEUTICALS, INC. DE 1.01,9.01 12/02/04 AEROCENTURY CORP DE 1.01,2.01 12/03/04 AETNA INC /PA/ PA 1.01 12/03/04 AGCO CORP /DE DE 1.01,9.01 12/03/04 AIRNET COMMUNICATIONS CORP DE 3.03,9.01 12/03/04 AK STEEL HOLDING CORP DE 7.01,9.01 12/03/04 ALLIANCE HEALTHCARD INC 2.02,9.01 12/02/04 ALLION HEALTHCARE INC DE 1.01 11/30/04 AMERICA WEST HOLDINGS CORP DE 2.02,9.01 12/02/04 AMERICAN AIRLINES INC DE 8.01 12/02/04 AMERICAN EAGLE OUTFITTERS INC DE 8.01,9.01 12/03/04 AMERICAN ECOLOGY CORP DE 5.02 12/02/04 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01,9.01 11/29/04 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01,9.01 12/03/04 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 9.01 11/26/04 AMERICAN REALTY INVESTORS INC NV 5.02 11/30/04 AMERICAN UNITED GOLD CORP NV 5.02 02/12/04 AMPAL-AMERICAN ISRAEL CORP NY 1.01 11/30/04 AMR CORP DE 8.01 12/02/04 ANGELES PARTNERS X CA 2.03,9.01 12/01/04 APOLLO GOLD CORP 5.02 12/03/04 APPLIED IMAGING CORP DE 8.01,9.01 12/03/04 APPLIED MATERIALS INC /DE DC 1.01 11/30/04 AQUACELL TECHNOLOGIES INC DE 3.01 11/29/04 ARLINGTON HOSPITALITY INC DE 1.01,1.02,2.06,5.02,8.01,9.01 11/29/04 ARROWHEAD RESEARCH CORP DE 8.01,9.01 12/02/04 ARTHROCARE CORP DE 8.01 11/30/04 ASBURY AUTOMOTIVE GROUP INC DE 8.01,9.01 12/03/04 ASCENDANT SOLUTIONS INC DE 4.01,9.01 11/29/04 AMEND Asset Backed Funding Corp. ABFC Asset DE 8.01,9.01 11/26/04 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/04 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/04 ASSET BACKED SEC CORP FIELDSTONE MORT DE 8.01,9.01 11/26/04 ASSET BACKED SECURITIES CORP DE 8.01,9.01 12/03/04 ASSET-BACKED CERTIFICATES SERIES 2003 DE 8.01,9.01 11/26/04 Asset-Backed Funding Corp. ABFC Asset DE 8.01,9.01 11/26/04 ATP OIL & GAS CORP TX 1.01,3.02,9.01 11/29/04 ATRIUM COMPANIES INC DE 8.01,9.01 11/29/04 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 12/02/04 AMEND AUTO Q INTERNATIONAL INC DE 1.01,9.01 12/01/04 AVAYA INC DE 9.01 12/01/04 AVERY DENNISON CORPORATION DE 1.01,5.02,5.03,9.01 12/03/04 AVONDALE INC GA 5.02 12/03/04 BALLY TOTAL FITNESS HOLDING CORP DE 8.01,9.01 12/02/04 BANCSHARES OF FLORIDA INC FL 7.01,9.01 12/01/04 BANK OF AMERICA CORP /DE/ DE 5.02,9.01 12/02/04 BEAR STEARNS ALT-A TRUST MTG PASS-THR NY 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST 2002-7 DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST 2003-4 DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST 2003-5 DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORT PASS THR DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORT PASS THR DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS NY 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS DE 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS NY 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS NY 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY 8.01,9.01 11/26/04 BEAR STEARNS ARM TRUST, MORTGAGE PASS DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACK SECURITIES TR DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED CERTS SER 2 DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED CERTS SERIE DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SEC INC ASS DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SEC INC CER DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 Bear Stearns Asset Backed Securities DE 8.01,9.01 11/26/04 BEAR STEARNS ASSET-BACKED CERTIFICATE DE 8.01,9.01 11/26/04 BEAR STEARNS TRUST MORTGAGE PASS-THRO DE 8.01,9.01 11/26/04 BELDEN & BLAKE CORP /OH/ OH 5.03,9.01 11/29/04 BEST BUY CO INC MN 2.02,9.01 12/02/04 BEVERLY ENTERPRISES INC DE 1.01 12/01/04 BIO ONE CORP NV 4.01,9.01 11/02/04 BIOVEST INTERNATIONAL INC MN 4.01,5.02,5.03,9.01 11/30/04 BLACKBOARD INC DE 1.01,9.01 11/30/04 BLOUNT INTERNATIONAL INC DE 8.01,9.01 12/01/04 BUCA INC /MN MN 5.02,9.01 11/22/04 BUSINESSWAY INTERNATIONAL CORP FL 7.01,8.01 12/01/04 C-CHIP TECHNOLOGIES CORP NV 7.01,9.01 12/02/04 CABLEVISION SYSTEMS CORP /NY DE 8.01 12/03/04 california service stations DE 8.01,9.01 05/24/04 CAMPBELL SOUP CO NJ 5.02 12/03/04 CANTEL MEDICAL CORP DE 2.02,9.01 12/02/04 CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 12/01/04 CASH SYSTEMS INC DE 5.02,9.01 11/29/04 CATERPILLAR INC DE 8.01,9.01 12/03/04 CATUITY INC DE 8.01 12/02/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 11/26/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 11/26/04 CENDANT CORP DE 7.01,9.01 12/02/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE 9.01 11/26/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 11/26/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 11/26/04 CENTERGISTIC SOLUTIONS INC 1.01,9.01 11/30/04 CENTRA FINANCIAL HOLDINGS INC WV 8.01,9.01 12/03/04 CHESAPEAKE CORP /VA/ VA 3.03,8.01,9.01 12/02/04 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 4.01,9.01 09/20/04 AMEND CHINA ENERGY SAVINGS TECHNOLOGY, INC. NV 5.02,8.01,9.01 11/29/04 CHINA NETTV HOLDINGS INC NV 5.01,9.01 12/01/04 AMEND CITIGROUP MORTGAGE LOAN TRUST INC SER 8.01,9.01 11/25/04 CITIGROUP MORTGAGE LOAN TRUST INC SER 8.01,9.01 11/26/04 Citigroup Mortgage Loan Trust Inc. Mo 8.01,9.01 11/25/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 8.01,9.01 11/25/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 9.01 11/26/04 CLARK INC DE 5.02,9.01 11/29/04 CLEAN HARBORS INC MA 8.01 11/30/04 CLEVELAND CLIFFS INC OH 5.03,9.01 11/30/04 CLOROX CO /DE/ DE 1.01,2.03,9.01 11/30/04 CNB BANCORP INC /NY/ NY 5.02 11/29/04 CNL RESTAURANT PROPERTIES INC MD 8.01,9.01 12/31/03 COACH INDUSTRIES GROUP INC NV 3.02,9.01 10/21/04 AMEND COGENT COMMUNICATIONS GROUP INC 7.01,9.01 12/01/04 COLLEGIATE PACIFIC INC DE 2.03,3.02,8.01,9.01 12/03/04 COMMERCE ONE INC / DE/ DE 8.01 12/02/04 COMMERCIAL FEDERAL CORP NE 1.01,5.02 11/29/04 COMMUNITY HEALTH SYSTEMS INC DE 8.01,9.01 12/03/04 COMMUNITY HEALTH SYSTEMS INC DE 8.01,9.01 12/03/04 COMPASS MINERALS INTERNATIONAL INC DE 7.01 12/03/04 CONOCOPHILLIPS DE 8.01 11/29/04 CONSTAR INTERNATIONAL INC DE 5.02 12/03/04 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 12/02/04 CORAM HEALTHCARE CORP DE 3.01,3.03,8.01,9.01 12/01/04 COUSINS PROPERTIES INC GA 8.01 12/03/04 COX COMMUNICATIONS INC /DE/ DE 1.01,2.03,8.01,9.01 12/02/04 CRDENTIA CORP DE 1.01,2.03,9.01 11/29/04 CSFB Home Equity Pass-Through 2004-AA DE 8.01,9.01 11/25/04 CSFB MORTGAGE BACKED PASS THRU CERT S DE 8.01,9.01 11/26/04 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/26/04 CSS INDUSTRIES INC DE 1.01 12/01/04 CULP INC NC 2.05,2.06,9.01 10/27/04 AMEND CURON MEDICAL INC DE 5.02,8.01,9.01 12/02/04 DAKTRONICS INC /SD/ SD 1.01 12/02/04 DALECO RESOURCES CORP DE 1.01 12/03/04 DALECO RESOURCES CORP DE 4.01 12/02/04 DALECO RESOURCES CORP DE 4.01 12/01/04 AMEND DATREK MILLER INTERNATIONAL, INC. FL 4.01,9.01 11/30/04 DEERE & CO DE 7.01 12/03/04 DELHAIZE AMERICA INC NC 8.01,9.01 11/26/04 DELPHI CORP DE 8.01,9.01 12/03/04 DEX MEDIA INC DE 7.01 12/02/04 DIGIRAD CORP DE 1.01 11/30/04 DIGIRAD CORP DE 1.01 11/30/04 AMEND DIGITAL INSIGHT CORP DE 1.01,9.01 12/03/04 DISCOVER CARD MASTER TRUST I DE 8.01,9.01 12/02/04 DOBI MEDICAL INTERNATIONAL INC NV 8.01,9.01 12/03/04 DOMINOS PIZZA INC 8.01,9.01 12/03/04 DRUGSTORE COM INC DE 1.01,5.02,9.01 11/29/04 DWANGO NORTH AMERICA CORP NV 1.01 11/29/04 DYNAMEX INC DE 7.01,9.01 12/01/04 EDWARDS LIFESCIENCES CORP DE 8.01,9.01 12/03/04 EGL INC TX 2.04,9.01 11/30/04 EL PASO CORP/DE DE 1.01 12/03/04 EL PASO CORP/DE DE 8.01,9.01 12/03/04 ELOYALTY CORP DE 1.02 11/30/04 ENBRIDGE ENERGY PARTNERS LP DE 1.01 12/01/04 ENCORE CAPITAL GROUP INC DE 1.01,9.01 12/03/04 ENTERPRISE PRODUCTS PARTNERS L P DE 9.01 09/30/04 AMEND EPIXTAR CORP FL 1.01,5.02 11/29/04 EQUIFIN INC DE 4.02,9.01 11/24/04 AMEND EUROWEB INTERNATIONAL CORP DE 1.01,9.01 12/03/04 EXPRESSJET HOLDINGS INC DE 7.01 12/03/04 EYE CARE CENTERS OF AMERICA INC TX 1.01,7.01,9.01 12/02/04 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 1.01,7.01,9.01 11/30/04 FEI CO OR 7.01 12/03/04 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 11/26/04 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 11/26/04 FIRST COMMUNITY BANCORP /CA/ CA 2.03 11/30/04 FIRST NATIONAL BANKSHARES OF FLORIDA FL 8.01 11/30/04 FLYI INC DE 1.01 12/03/04 FOREST CITY ENTERPRISES INC OH 7.01 12/03/04 FORGENT NETWORKS INC DE 2.02,9.01 12/03/04 FRANKFORT FIRST BANCORP INC DE 1.01,9.01 11/30/04 FRANKLIN COVEY CO UT 1.01,9.01 12/03/04 FRANKLIN RESOURCES INC DE 5.02 12/02/04 FREESCALE SEMICONDUCTOR INC DE 1.01,9.01 12/02/04 FULLER H B CO MN 5.03,9.01 12/02/04 FUTURES PORTFOLIO FUND LP 1.01,5.02 12/01/04 GAVELLA CORP DE 1.01,2.03 11/29/04 GEMSTAR TV GUIDE INTERNATIONAL INC DE 5.03 12/03/04 GENENCOR INTERNATIONAL INC DE 1.01 12/02/04 GENERAL DATACOMM INDUSTRIES INC DE 8.01 11/30/04 GENERAL NUTRITION CENTERS INC PA 5.02,9.01 12/02/04 GENESIS MICROCHIP INC /DE DE 5.02,9.01 11/29/04 GENWORTH FINANCIAL INC DE 2.03,5.03,9.01 12/01/04 GeoPharma, Inc. FL 8.01,9.01 12/01/04 GEXA CORP TX 8.01,9.01 12/03/04 GIBRALTAR INDUSTRIES, INC. DE 5.02 11/30/04 GNC CORP DE 5.02,9.01 12/02/04 GOAMERICA INC DE 3.02 11/30/04 GOLDEN CYCLE GOLD CORP CO 1.01,9.01 12/02/04 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 12/03/04 Greenpoint Mortgage Loan Trust 2004-1 DE 8.01,9.01 11/26/04 GREENWICH CAPITAL ACC INC PROVIDENT F DE 8.01,9.01 11/26/04 GS Mortgage GSAA Home Eq. Trust 2004- DE 8.01,9.01 11/26/04 GS Mortgage GSAA Home Eq. Trust 2004- DE 8.01,9.01 08/31/04 AMEND GS MORTGAGE SEC CORP MORTGA MORT PAS DE 8.01,9.01 11/26/04 GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 11/26/04 GS Mortgage Securities Corp. GSAA HOM DE 8.01,9.01 11/26/04 GS MORTGAGE SECURITIES CORP. GSAA TRU DE 8.01,9.01 11/26/04 GSAA HOME EQUITY TRUST 2004-6 DE 8.01 10/25/04 AMEND GSAA HOME EQUITY TRUST 2004-6 DE 8.01 09/27/04 AMEND GSAA HOME EQUITY TRUST 2004-6 DE 8.01 08/25/04 AMEND HALLIBURTON CO DE 7.01,8.01 12/03/04 HEARME DE 8.01,9.01 10/31/04 HELMERICH & PAYNE INC DE 1.01,9.01 09/01/04 HEMAGEN DIAGNOSTICS INC DE 8.01 12/03/04 HOLLINGER INTERNATIONAL INC DE 5.05,9.01 11/29/04 HOME EQUITY LOAN TRUST SERIES 2004-HS DE 8.01,9.01 11/26/04 HOME FEDERAL BANCORP INC 8.01,9.01 12/03/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 11/26/04 HQ SUSTAINABLE MARITIME INDUSTRIES, I DE 1.01,9.01 12/03/04 HUDSON RIVER BANCORP INC DE 9.01 12/03/04 HUDSON RIVER BANCORP INC DE 9.01 12/03/04 AMEND HUDSON VALLEY HOLDING CORP NY 8.01,9.01 11/30/04 HUFFY CORP OH 1.01 11/29/04 I MANY INC DE 8.01,9.01 12/03/04 I/OMAGIC CORP NV 1.01,9.01 11/30/04 IAC/INTERACTIVECORP DE 5.02 12/02/04 IC ISAACS & CO INC DE 5.02 11/29/04 ILX RESORTS INC AZ 7.01,9.01 12/03/04 IMATION CORP DE 1.01 11/11/04 IMPAC CMB TRUST SERIES 2004-2 DE 8.01,9.01 11/26/04 IMPAC CMB Trust SERIES 2004-6 DE 8.01,9.01 11/26/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 8.01,9.01 11/26/04 INAMED CORP DE 1.01 11/29/04 INDEPENDENT BANK CORP MI 1.01 12/03/04 INDYMAC MBS INC 8.01,9.01 11/30/04 INDYMAC MBS INC 8.01,9.01 11/17/04 INDYMAC MBS INC 8.01,9.01 11/17/04 INERGY L P DE 1.01,3.02,3.03,8.01,9.01 11/29/04 INLAND RETAIL REAL ESTATE TRUST INC MD 7.01,9.01 12/03/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 12/03/04 INSTEEL INDUSTRIES INC NC 8.01 12/03/04 INTEGRATED SECURITY SYSTEMS INC DE 1.01,9.01 11/30/04 INTELLISYNC CORP DE 9.01 12/03/04 IPCS INC DE 1.01,9.01 11/30/04 ITRONICS INC TX 8.01 11/30/04 IWT TESORO CORP NV 1.01 12/01/04 J.P. Morgan Mortgage Trust 2004-A2 DE 8.01,9.01 11/26/04 J.P. Morgan Mortgage Trust 2004-A3 DE 8.01,9.01 11/26/04 J.P. MORGAN MORTGAGE TRUST 2004-A4 DE 8.01,9.01 11/26/04 JDA SOFTWARE GROUP INC DE 2.05,9.01 12/01/04 JONES LANG LASALLE INC MD 8.01 12/03/04 JP MORGAN MORTGAGE TRUST 2004-A1 MORT DE 8.01,9.01 11/26/04 KAISER VENTURES LLC DE 4.02,9.01 08/23/04 AMEND KELLWOOD CO DE 2.02,7.01 12/02/04 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 2.03,9.01 12/01/04 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 1.01,9.01 12/01/04 KIRKLANDS INC 5.02,7.01,9.01 11/29/04 KNOBIAS, INC. DE 5.02 11/29/04 KULICKE & SOFFA INDUSTRIES INC PA 8.01 11/30/04 KV PHARMACEUTICAL CO /DE/ DE 7.01 12/02/04 LANNETT CO INC DE 1.01,5.02,9.01 12/01/04 LASALLE RE HOLDINGS LTD 7.01,9.01 10/20/04 LASERCARD CORP DE 5.02 11/29/04 LIMELIGHT MEDIA GROUP INC NV 8.01 12/01/04 LIMELIGHT MEDIA GROUP INC NV 7.01 12/02/04 LINENS N THINGS INC DE 1.01,9.01 11/29/04 LIVEPERSON INC DE 5.02 11/29/04 LONGS DRUG STORES CORP MD 7.01 12/03/04 MACC PRIVATE EQUITIES INC DE 8.01,9.01 11/30/04 MACROVISION CORP DE 1.01,5.02,9.01 11/29/04 MAGIC LANTERN GROUP INC NY 5.02,9.01 12/01/04 MAGNUM HUNTER RESOURCES INC NV 5.02,9.01 11/30/04 MANITOWOC CO INC WI 8.01,9.01 12/03/04 MANOR CARE INC DE 7.01,9.01 12/03/04 MANPOWER INC /WI/ WI 8.01,9.01 12/02/04 MARTHA STEWART LIVING OMNIMEDIA INC DE 5.02 12/02/04 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 12/02/04 MASTR Alternative Loan Trust 2004-10 DE 8.01,9.01 11/26/04 MASTR Alternative Loan Trust 2004-4 DE 8.01,9.01 11/26/04 MASTR Alternative Loan Trust 2004-5 DE 8.01,9.01 11/26/04 MASTR Alternative Loan Trust 2004-6 DE 8.01,9.01 11/26/04 MASTR Alternative Loan Trust 2004-7 DE 8.01,9.01 11/26/04 MASTR Alternative Loan Trust 2004-8 DE 8.01,9.01 11/26/04 MASTR Alternative Loan Trust 2004-9 DE 8.01,9.01 11/26/04 MASTR Asset Backed Securities Trust 2 DE 8.01,9.01 11/26/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 11/26/04 MAYORS JEWELERS INC/DE DE 3.01,9.01 12/02/04 MC INDUSTRIAL GROUP, INC. DE 1.02 05/18/04 AMEND MCDONALDS CORP DE 1.01 11/29/04 MELLON FINANCIAL CORP PA 8.01,9.01 12/02/04 MERCURY INTERACTIVE CORP DE 1.01,5.02,7.01,9.01 12/01/04 MERISEL INC /DE/ DE 3.01,7.01,8.01 12/03/04 MERITAGE HOSPITALITY GROUP INC MI 2.01,2.03,9.01 11/29/04 MERRILL LYNCH INVESTORS TRUST SERIES DE 8.01,9.01 11/26/04 MERRILL LYNCH MORT INV FIELDSTONE MO DE 8.01,9.01 11/26/04 MERRILL LYNCH MORT INV INC ASSET BACK DE 8.01,9.01 11/26/04 MERRILL LYNCH MORT INV INC MLMI Serie DE 8.01,9.01 11/26/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 11/26/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 11/26/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 11/26/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 11/26/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 11/26/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 11/26/04 MERRILL LYNCH MRT INV INC MRT LN AST DE 8.01,9.01 11/26/04 METRIS RECEIVABLES INC DE 8.01 11/05/04 MGM MIRAGE DE 7.01,9.01 12/03/04 MGP INGREDIENTS INC KS 1.01,2.03,5.02,7.01,8.01,9.01 11/12/04 AMEND MICRO LINEAR CORP /CA/ DE 5.02 11/30/04 MICROTUNE INC DE 8.01,9.01 11/29/04 MINDSPEED TECHNOLOGIES, INC DE 1.01,8.01,9.01 12/03/04 MOBILEPRO CORP DE 5.02,9.01 11/29/04 MOBILEPRO CORP DE 9.01 09/15/04 AMEND MONMOUTH CAPITAL CORP NJ 7.01 12/02/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 11/26/04 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 11/26/04 MORGAN STANLEY DEAN WITTER MORT PAS T DE 8.01,9.01 11/26/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/26/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/26/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/26/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/26/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/26/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/26/04 MORTGAGE ASSET SEC TRANS INC MASTR AL DE 8.01,9.01 11/26/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 11/26/04 MORTGAGE ASSET SEC TRANS INC MORT PS DE 8.01,9.01 11/26/04 MORTGAGE ASSET SEC TRANS MASTR ALTERN DE 8.01,9.01 11/26/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01,9.01 11/26/04 Mortgage Pass-Through Certificates, S 9.01 11/25/04 MortgageIT Trust 2004-1 DE 8.01,9.01 11/26/04 MOSCOW CABLECOM CORP DE 8.01,9.01 12/03/04 MYLAN LABORATORIES INC PA 1.01,3.03,9.01 12/02/04 MYOGEN INC DE 1.01,8.01,9.01 12/02/04 NASSDA CORP DE 1.01,9.01 11/30/04 AMEND NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,8.01,9.01 11/29/04 NATUS MEDICAL INC DE 5.02 12/01/04 NBT BANCORP INC DE 8.01,9.01 11/29/04 NCR CORP MD 8.01,9.01 12/01/04 NCT GROUP INC DE 8.01 12/03/04 NEW VISUAL CORP UT 1.01,9.01 11/29/04 NEWMONT MINING CORP /DE/ DE 1.01 11/29/04 NEWPORT CORP NV 1.01,9.01 11/30/04 NEWS CORP 1.01,2.03,9.01 12/03/04 NL INDUSTRIES INC NJ 1.01,9.01 11/30/04 NORTHERN BORDER PARTNERS LP DE 8.01 11/30/04 NORTHERN BORDER PIPELINE CO TX 8.01 12/01/04 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 12/03/04 OCEAN BIO CHEM INC FL 8.01 12/02/04 OCEAN WEST HOLDING CORP DE 4.01 11/29/04 OGLEBAY NORTON CO /OHIO/ OH 1.02,5.02 12/01/04 OMEGA HEALTHCARE INVESTORS INC MD 2.03,9.01 12/02/04 OPENWAVE SYSTEMS INC DE 1.01 12/01/04 OPTION ONE MORTGAGE ACCEPTANCE LOAN T DE 8.01,9.01 11/26/04 OPTION ONE MORTGAGE LOAN TRUST 2004-1 DE 8.01,9.01 11/26/04 OWNIT MORTGAGE LOAN TRUST SERIES 2004 DE 8.01,9.01 11/26/04 OXFORD INDUSTRIES INC GA 1.01,9.01 11/29/04 PAC-WEST TELECOMM INC 7.01,9.01 12/02/04 PACIFIC ENTERPRISES INC CA 8.01 12/02/04 PALL CORP NY 2.02,9.01 12/01/04 PALMSOURCE INC DE 1.01,1.02,5.02,9.01 11/29/04 PALOMAR ENTERPRISES INC NV 2.01,9.01 11/29/04 PARAGON REAL ESTATE EQUITY & INVESTME MD 3.01,9.01 12/01/04 PARK PLACE SECURITIES INC ASSET-BACKE DE 8.01,9.01 11/26/04 Park Place Securities, Inc. Asset-Bac DE 8.01,9.01 11/26/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/26/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/26/04 PAVILION BANCORP INC 8.01,9.01 12/03/04 PENDER INTERNATIONAL INC DE 2.01,9.01 07/09/04 AMEND PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 11/26/04 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 11/26/04 PEP BOYS MANNY MOE & JACK PA 1.01,9.01 12/02/04 PER SE TECHNOLOGIES INC DE 5.02,9.01 12/01/04 PERFECTDATA CORP CA 2.01,3.03,5.03,8.01,9.01 11/29/04 PHOTOMEDEX INC DE 1.01,9.01 12/01/04 PivX Solutions, Inc. NV 1.01,9.01 12/01/04 POPULAR INC PR 8.01,9.01 11/30/04 PRAXAIR INC DE 2.03,8.01 11/29/04 PREMIER FINANCIAL BANCORP INC KY 8.01,9.01 12/02/04 PRESIDENT CASINOS INC DE 1.01,9.01 11/29/04 PRIME MORTGAGE TRUST MORTGAGE PASS-TH DE 8.01,9.01 11/26/04 PRINCIPAL FINANCIAL GROUP INC DE 1.01 11/30/04 PRIVATE BUSINESS INC TN 7.01,9.01 12/01/04 PROGRESS ENERGY INC NC 1.01 12/02/04 PROGRESS ENERGY INC NC 1.02,5.02 11/29/04 Q COMM INTERNATIONAL INC UT 7.01 12/02/04 QUICK MED TECHNOLOGIES INC NV 1.01,3.02 11/30/04 QUOVADX INC DE 1.01 10/29/04 RADIAN GROUP INC DE 2.02,9.01 12/02/04 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,9.01 12/03/04 RANGE RESOURCES CORP DE 8.01,9.01 12/03/04 RCN CORP /DE/ DE 4.01,9.01 12/03/04 REMEDYTEMP INC CA 1.01,5.02,9.01 12/01/04 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 11/26/04 Renaissance Home Equity Loan Trust 20 DE 8.01,9.01 11/26/04 RENAISSANCE MORT ACC CORP RENAISSANCE DE 8.01,9.01 11/26/04 ROBOTIC VISION SYSTEMS INC DE 4.01,9.01 11/29/04 RSV BANCORP INC PA 8.01,9.01 12/03/04 RTG VENTURES INC FL 4.01,9.01 10/20/04 RUSH ENTERPRISES INC \TX\ TX 1.01,9.01 11/24/04 SAGEMARK COMPANIES LTD NY 3.02,9.01 11/29/04 SAN DIEGO GAS & ELECTRIC CO CA 8.01 12/02/04 SAVANNAH ELECTRIC & POWER CO GA 8.01,9.01 12/02/04 SCS TRANSPORTATION INC DE 5.02,9.01 12/02/04 SECURITISATION ADV SERV MEDALLION TRU 8.01,9.01 12/03/04 Securitized Asset Back Receivables LL 8.01,9.01 11/26/04 Securitized Asset Back Receivables LL 8.01,9.01 11/26/04 Securitized Asset Backed Receivables 8.01,9.01 11/26/04 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 11/26/04 SELECTICA INC DE 8.01,9.01 12/03/04 SEMCO ENERGY INC MI 8.01,9.01 12/01/04 SEMPRA ENERGY CA 8.01 12/02/04 Seneca Gaming Corp XX 8.01,9.01 09/16/04 Sequoia HELOC Trust 2004-1 MD 8.01,9.01 11/22/04 Sequoia Mortgage Trust 2004-10 8.01,9.01 11/22/04 Sequoia Mortgage Trust 2004-6 8.01,9.01 11/22/04 Sequoia Mortgage Trust 2004-7 8.01,9.01 11/22/04 Sequoia Mortgage Trust 2004-8 8.01,9.01 11/22/04 SEQUOIA MORTGAGE TRUST 2004-9 8.01,9.01 11/22/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 11/22/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 11/22/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 11/22/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 11/22/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 11/22/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 11/22/04 SHARP HOLDING CORP DE 1.01,2.03,3.02,9.01 11/30/04 SHAW GROUP INC LA 1.01,9.01 12/01/04 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 1.01,7.01,9.01 11/30/04 SILVERADO FINANCIAL INC NV 1.01 12/01/04 SINCLAIR BROADCAST GROUP INC MD 1.01,9.01 12/02/04 SmartPros Ltd. DE 8.01 12/03/04 SNOCONE SYSTEMS INC 1.01,9.01 11/29/04 Solo Cup CO DE 1.01,9.01 11/30/04 SONIC FOUNDRY INC MD 2.02,9.01 12/02/04 SONICWALL INC CA 1.01 11/29/04 STANDARD COMMERCIAL CORP NC 8.01,9.01 12/03/04 STERLING FINANCIAL CORP /PA/ PA 1.01,2.01,5.02,9.01 12/03/04 STEWART & STEVENSON SERVICES INC TX 2.02,9.01 12/03/04 STEWART ENTERPRISES INC LA 5.02,9.01 12/02/04 STONEMOR PARTNERS LP DE 1.01 12/02/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INV INC THORNBU NY 8.01,9.01 11/26/04 STRUCTURED ASSET MORT INVESTMENT THOR DE 8.01,9.01 11/26/04 STRUCTURED ASSET MORT PRIME MORT TR P DE 8.01,9.01 11/26/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 12/03/04 SUN COMMUNITIES INC MD 8.01 11/30/04 SUN HYDRAULICS CORP FL 8.01,9.01 11/29/04 SUPERCLICK INC WA 7.01,9.01 12/03/04 SUTTER HOLDING CO INC DE 4.01,9.01 10/10/04 AMEND SYNAPTICS INC CA 1.01,9.01 11/30/04 SYNAPTICS INC CA 7.01 12/03/04 TARRANT APPAREL GROUP CA 1.01,1.02,2.01,8.01,9.01 11/30/04 TC PIPELINES LP DE 8.01 12/01/04 TEGAL CORP /DE/ DE 3.02 11/30/04 TEXAS INSTRUMENTS INC DE 1.01,9.01 12/02/04 THORNBURG MORTGAGE SECURITIES TRUST DE 8.01,9.01 11/26/04 THORNBURG MORTGAGE SECURITIES TRUST 2 DE 8.01,9.01 11/26/04 THORNBURG MORTGAGE SECURITIES TRUST 2 DE 8.01,9.01 11/26/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 11/26/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 11/26/04 THQ INC DE 1.01 11/29/04 TIAA REAL ESTATE ACCOUNT NY 5.02,9.01 11/30/04 TIDEL TECHNOLOGIES INC DE 1.01,2.03,3.02,8.01,9.01 11/26/04 TIDELANDS OIL & GAS CORP/WA NV 9.01 12/02/04 AMEND TJT INC WA 2.02 12/03/04 TRAILER BRIDGE INC 8.01,9.01 12/01/04 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.02 11/30/04 TRANSMETA CORP DE 1.01 11/29/04 TRENWICK AMERICA CORP DE 7.01,9.01 10/20/04 TRENWICK GROUP LTD 7.01,9.01 10/20/04 TRIMERIS INC DE 8.01,9.01 12/01/04 U S RESTAURANT PROPERTIES INC MD 9.01 12/02/04 UAP HOLDING CORP DE 1.01,1.02,2.03,5.03,8.01,9.01 12/03/04 UMB FINANCIAL CORP MO 5.02 12/02/04 UNITED ONLINE INC DE 1.01,2.03,9.01 12/03/04 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 1.01 12/02/04 UNIVERSAL AUTOMOTIVE INDUSTRIES INC / DE 3.01,9.01 11/29/04 UNIVERSAL DISPLAY CORP \PA\ PA 1.01,2.03 12/01/04 URS CORP /NEW/ DE 1.01,5.03,9.01 11/29/04 USA Mobility, Inc DE 8.01,9.01 12/03/04 VASTERA INC DE 1.01,9.01 12/03/04 VCG HOLDING CORP CO 8.01,9.01 11/30/04 VIASYS HEALTHCARE INC DE 1.01,1.02,9.01 11/29/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 12/02/04 WASTE INDUSTRIES USA INC NC 8.01,9.01 12/02/04 WELLS FARGO ASSEST SEC C ORP MORT BAC DE 8.01,9.01 11/26/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 11/26/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 11/26/04 WELLS FARGO ASSET SEC CORP MORT PS TH DE 8.01,9.01 11/26/04 WELLS FARGO ASSET SEC MORTGAGE BACKED DE 8.01,9.01 11/26/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 12/03/04 WELLS FARGO ASSET SECURITIES CORP BAC DE 8.01,9.01 11/26/04 WELLS FARGO ASSET SECURITIES CORP MOR DE 8.01,9.01 11/26/04 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 11/26/04 WELLS FARGO HOME EQUITY TRUST MORT PA DE 8.01,9.01 11/26/04 Wells Fargo Mortgage Backed Securitie 8.01,9.01 11/26/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 11/26/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 11/26/04 Wells Fargo Mortgage Backed Securitie 8.01,9.01 11/26/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 11/26/04 WELLSTONE FILTERS INC /DE/ DE 1.01,9.01 11/30/04 WESTPOINT STEVENS INC DE 8.01 12/03/04 WESTSTAR FINANCIAL SERVICES CORP NC 8.01,9.01 12/01/04 WHITE MOUNTAINS INSURANCE GROUP LTD D0 1.01 11/30/04 WHITING PETROLEUM CORP DE 7.01,9.01 12/02/04 WPS RESOURCES CORP WI 1.01 11/30/04 ZENITH NATIONAL INSURANCE CORP DE 1.01,9.01 12/02/04