SEC NEWS DIGEST Issue 2005-226 November 25, 2005 COMMISSION ANNOUNCEMENTS ENFORCEMENT PROCEEDINGS IN THE MATTER OF ROBERT HENRICKS The United States Securities and Exchange Commission (Commission) announced the issuance of an Order Makings Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Robert Henricks. The Order finds that from July 2000 to December 2000, Robert Henricks was associated as an unregistered representative with Bryn Mawr Investment Group, a broker-dealer registered with the Commission, which was later known as Valley Forge Securities, Inc. (Valley Forge). On October 6, 2005, Henricks pled guilty to one count of conspiracy to commit securities fraud. United States v. Henricks, 05 Cr. 716 (D.N.J.) (WGB). The count of the criminal information to which Henricks pled guilty alleged, inter alia, that Henricks defrauded investors while working at Valley Forge by receiving undisclosed excessive commissions for selling stock and misleading customers concerning the suitability and value of the stock. Based on the above, the Order bars Robert Henricks from association with any broker or dealer. Robert Henricks consented to the issuance of the Order, without admitting or denying the Commission’s findings, except as to the Commission’s jurisdiction over him, the subject matter of the proceedings, and his criminal conviction. (Rel. 34-52833; File No. 3-12093) SELF REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change (SR-NYSE-2005-67) submitted bythe New York Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the iShares Dow Jones U.S. Energy Sector Index Fund and the iShares Dow Jones U.S. Telecommunications Sector Index Fund. Publication is expected in the Federal Register during the week of November 28. (Rel. 34-52826) WITHDRAWALS An order has been issued granting the application of Sunoco, Inc. to withdraw its common stock, $1.00 par value, from listing and registration on the Philadelphia Stock Exchange effective at the opening of business on November 25. (Rel. 34-52831) An order has been issued granting the application of Del Monte Foods Company to withdraw its common stock, $.01 par value, from listing and registration on the Pacific Exchange effective at the opening of business on November 25. (Rel. 34-52832) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT