SEC NEWS DIGEST Issue 2005-211 November 2, 2005 ENFORCEMENT PROCEEDINGS DEAN JUPITER’S SONS ORDERED TO PAY DISGORGEMENT AND REPATRIATE ASSETS On Oct. 20, 2005, in SEC v. William F. Mahon and Dean J. Jupiter et. al., Civil Action No. S-00-2918 (D. MD.), United States District Court Judge William D. Quarles entered a Final Judgment For Disgorgement and Repatriation Against Relief Defendants Sean Jupiter and Derek Jupiter requiring that they disgorge any ill-gotten gains that they have received or in the future will receive from their father, defendant Dean J. Jupiter (Jupiter). Previously, Jupiter was ordered to pay over $30 million and repatriate assets for his role in a scheme to defraud Alexander & Alexander Services Inc., a Maryland based insurance brokerage firm, which was acquired by Aon Corporation in 1997. [SEC v. William F. Mahon and Dean J. Jupiter et. al., Civil Action No. S-00- 2918, D. MD.] (LR-19451) COURT ENTERS JUDGMENT OF PERMANENT INJUNCTION AGAINST UNCOMMON MEDIA GROUP, INC. AND DEFAULT JUDGMENTS OF PERMANENT INJUNCTION AGAINST DEFENDANTS LAWRENCE GALLO AND DOUGLAS RASBERRY The Securities and Exchange Commission announced that the Honorable Daniel T.K. Hurley of the United States District Court for the Southern District of Florida entered a Judgment of Permanent Injunction by consent, against Defendant Uncommon Media Group, Inc., and default judgments of permanent injunction against Defendants Lawrence Gallo and Douglas Rasberry. On Oct. 5, 2005, the Court entered an injunction against Uncommon Media enjoining it from violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and Section 13(a) of the Exchange Act and Rules 12b-20 and 13a-1, and allowed the Court, upon the Commission’s motion, to determine whether it is appropriate to order a civil penalty. On Oct. 11, 2005, the Court enjoined Gallo from violating Sections 10(b), 13(d) and 16(a) of the Exchange Act and Rules 10b-5, 13d-1 and 16a-3(a) thereunder and from aiding and abetting or causing violations of Section 13(a) of the Exchange Act and Rules 13a-1 and 12b-20 thereunder, and enjoined Rasberry from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder and from aiding and abetting or causing violations of Section 13(a) of the Exchange Act and Rules 13a-1 and 12b-20 thereunder, and reserved jurisdiction for ninety days to determine a specific civil money penalty amount. In its complaint the Commission charged Uncommon Media, Gallo and Rasberry with making materially false and misleading statements in filings with the Commission in violation of the federal securities laws. [SEC v. Uncommon Media Group, Inc., et al., Case No. 02-80770-CIV- HURLEY/LYNCH, S.D. FL] (LR-19452) PHILIP YODER INDICTED FOR OPERATING FRAUDULENT “ALL THE WAY TO THE TOP” INVESTMENT SCHEME The Securities and Exchange Commission announced that on Oct. 12, 2005, the United States Attorney for the Northern District of Indiana indicted Philip J. Yoder with a total of eight counts of mail fraud, wire fraud and money laundering for operating an investment scheme that defrauded 85 investors out of more than $637,603. The indictment charged that from December 2000 to February 2001, Yoder raised approximately $637,603 from investors in All the Way to the Top, a so-called loan program in which he promised guaranteed monthly returns of 40 to 50 percent. According to the indictment, Yoder told investors that their investment was safe and risk-free and misrepresented the use of investor funds. Contrary to his representations, Yoder spent a significant portion of investor funds on personal expenses, including a Mercedes SUV and a motorcycle. Investors received neither the interest that was promised them, nor did they recover their principal investment. If convicted on all counts, Yoder could receive a maximum penalty of 55 years in prison and fines of $2,225,000. Yoder, age 28, resides in Goshen, Indiana. The criminal charges against Yoder come just six months after the Commission obtained a final judgment of permanent injunction and order of disgorgement of ill-gotten gains and civil penalties totaling $504,991.70 in its civil lawsuit against Yoder. The Commission’s lawsuit charged Yoder with defrauding investors in All the Way to the Top and a second scheme in which Yoder raised more than $1 million for a fictitious “prime bank” trading program. On May 12, 2005, Judge Allen Sharp of the United States District Court for the Northern District of Indiana entered the final judgment against Yoder, permanently enjoining Yoder from engaging in future violations of the antifraud and registration provisions of the federal securities laws and ordering him to pay disgorgement of $394,991.70 and a civil penalty of $110,000. Additional information regarding the Commission’s lawsuit can be found at Litigation Release Nos. 19249, June 6, 2005, and 18184, June 10, 2003. The Commission wishes to thank the United States Attorney’s Office for the Northern District of Indiana, South Bend Division, the South Bend, Indiana and Portland, Oregon Field Offices of the Federal Bureau of Investigation, the British Columbia Securities Commission, the Royal Canadian Mounted Police and the Hong Kong Police Department for their assistance in this matter. For tips on how to avoid prime bank fraud, visit www.sec.gov/divisions/enforce/primebank.shtml. For more information on Internet fraud, visit http://www.sec.gov/divisions/enforce/internetenforce.htm. To report suspicious activity involving possible Internet fraud, visit www.sec.gov/complaint.shtml. [SEC v. Philip J. Yoder Individually and d/b/a All The Way to the Top, No. 3:03-CV-0418AS, N.D. Ind., Sharp, J.] (LR-19453) SEC CHARGES SEVEN INDIVIDUALS WITH AIDING AND ABETTING FINANCIAL FRAUD AT ROYAL AHOLD’S U.S. FOODSERVICE SUBSIDIARY FOR SIGNING AND RETURNING FALSE AUDIT CONFIRMATIONS On November 2, the Commission filed enforcement actions against seven individuals alleging they aided and abetted a massive financial fraud by signing and returning materially false audit confirmations sent to them by the auditors of the U.S. Foodservice, Inc. subsidiary of Royal Ahold (Koninklijke Ahold N.V.). All of the individuals charged, Brian Crowley, Robert Henuset, Ritchie Langfield, Frank Lysiak, Ernie Rosenberg, Dale Schulz, and Larry Stone, were employees of or agents for vendors that supplied U.S. Foodservice. The Commission’s complaints allege that U.S. Foodservice personnel contacted vendors and urged them to sign and return the false confirmation letters. In some cases U.S. Foodservice pressured the vendors; in other cases they provided side letters to the vendors assuring the vendors that they did not owe U.S. Foodservice the amounts reflected as outstanding in the confirmation letters. The letters clearly stated that the confirmations were being used in connection with the annual audit and the letters directed the defendants to return the confirmations directly to the company’s auditors. Each of the individuals aided and abetted the fraud by signing and sending to the company’s independent auditors confirmation letters that they knew materially overstated the amounts of promotional allowance income paid or owed to U.S. Foodservice. The amounts overstated in the confirmations were often inflated by millions of dollars and by more than 100%. All seven have each agreed to settle the Commission's action, without admitting or denying the allegations in the complaint, by consenting to permanent injunctions and payment of a $25,000 penalty. Also today, the U.S. Attorney’s Office for the Southern District of New York announced criminal charges in this matter against all seven individuals for conspiracy to falsify books and records. The complaints allege that U.S. Foodservice engaged in a scheme to report earnings equal to or greater than its targets, regardless of the company’s true performance. U.S. Foodservice inflated its promotional allowance income by at least $700 million for fiscal years 2001 and 2002 and thereby caused Ahold to report materially false operating and net income for these periods. The annual audit confirmation process at U.S. Foodservice was systematically corrupted to help keep the fraud from being discovered. Related Actions On Jan. 13, 2005, the SEC filed enforcement actions against nine other individuals alleging they aided and abetted the same financial fraud by signing and returning materially false audit confirmations. (Litigation Release No. 19034). On July 27, 2004 the SEC filed a complaint in the United States District Court for the Southern District of New York alleging that Michael Resnick, Mark P. Kaiser, Timothy Lee and William Carter engaged in or substantially participated in a scheme to overstate Ahold’s income in SEC filings and other public announcements for at least fiscal years 2001 and 2002. Resnick, Kaiser, Lee, and Carter were top executives at Columbia, Maryland based wholesale food distributor U.S. Foodservice, a major subsidiary of Ahold (Litigation Release No. 18797). On Oct. 13, 2004, the Commission filed actions against Royal Ahold and others. (Litigation Release No. 18929). The Commission will continue to litigate against the non-settling defendants. The Commission’s investigation is continuing. The Commission acknowledges the assistance and cooperation of the Office of the United States Attorney for the Southern District of New York and the New York Office of the Federal Bureau of Investigation. The Commission's investigation is continuing. [SEC v. Brian Crowley, Civil Action No.___, (D.D.C.) (November 2, 2005); SEC v. Robert Henuset, Civil Action No. ____, (D.D.C.) (November 2, 2005); SEC v. Ritchie Langfield, Civil Action No. ____, (D.D.C.) (November 2, 2005); SEC v. Frank Lysiak, Civil Action No. ____,(D.D.C.) (November 2, 2005); SEC v. Ernie Rosenberg, Civil Action No. ____, (D.D.C.) (November 2, 2005); SEC v. Dale Schulz, Civil Action No. ____, (D.D.C.) (November 2, 2005); SEC v. Larry Stone, Civil Action No. ____, (D.D.C.) (November 2, 2005)] (LR- 19454; AAER-2341) HOLDING COMPANY ACT RELEASES ENTERGY CORPORATION An order has been issued authorizing Entergy Corporation, a registered holding company, to continue to issue and sell securities to finance the acquisition of the securities of exempt wholesale generators and foreign utility companies (Exempt Projects) or to guarantee or provide other credit support to Exempt Projects. (Rel. 35-28054) ENTERGY CORPORATION An order has been issued authorizing Entergy Corporation, a registered holding company, to continue to issue and sell securities to finance the acquisition of the securities of exempt wholesale generators and foreign utility companies (Exempt Projects) or issue guarantees or provide other forms of credit support to Exempt Projects. (Rel. 35-28055) ENTERGY CORPORATION An order has been issued authorizing Entergy Corporation, a registered holding company, to continue to issue and sell securities to finance the acquisition of the securities of exempt wholesale generators and foreign utility companies. (Rel. 35-28056) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2005-78) filed by the Chicago Board Options Exchange relating to a fee waiver for certain transactions in SPX LEAPS options has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52698) A proposed rule change (SR-Amex-2005-101) and Amendment Nos. 1 and 2 thereto filed with the Commission by the American Stock Exchange relating to equity transaction charges has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52701) PROPOSED RULE CHANGES Pursuant to rule 19b-4 under the Securities Exchange act of 1934, NASD has filed a proposed rule change (SR-NASD-2005-120) relating to dissemination of information on TRACE-eligible securities transactions. Publication is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-5514) A proposed rule change (SR-NASD-2005-117) has been filed by NASD regarding a proposal seeking permanent approval of NASD Rule 2210(c)(3) and Interpretive Material 2210-5 concerning bond mutual fund volatility ratings prior to the expiration of the pilot on Dec. 29, 2005. Publication of the proposal is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52709) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2004-013), pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, to revise and reorganize the NASD rules for mediation proceedings. Publication of the approval order is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52705) The Commission approved a proposed rule change (SR-ISE-2004-04), and Amendments No. 1 and 2, submitted by the International Securities Exchange pursuant to Section 19(b)(2) of the Securities Act of 1934 and Rule 19b-4 thereunder to reduce the exposure period in its Facilitation and Solicited Order Mechanisms from ten seconds to three seconds. Publication of the order is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52711) The Commission has granted approval to a proposed rule change (SR-NASD- 2004-162) and Amendment Nos. 1 and 2 thereto submitted by NASD under Rule 19b-4 of the Securities Exchange Act of 1934 to establish fee and notice requirements for substitution listing events and other corporate changes. Publication of the proposal is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52712) AMENDMENTS TO JOINT INDUSTRY PLAN The Options Price Reporting Authority filed with the Securities and Exchange Commission a proposed Plan amendment pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608 thereunder (SR-OPRA- 2005-03) to provide that classes of Foreign Currency Options newly introduced for trading on the Philadelphia Stock Exchange be treated as Equity/Index Options during a temporary period ending on Dec. 31, 2007. Publication of the proposal is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52710) The Options Price Reporting Authority filed with the Securities and Exchange Commission a proposed amendment pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608 thereunder (SR-OPRA-2005- 04) to the Best Bid and Offer Guidelines Adopted Pursuant to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information. Publication of the proposal is expected in the Federal Register during the week of Oct. 31, 2005. (Rel. 34-52714) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 CLEAN HARBORS INC, 1501 WASHINGTON ST, 325 WOOD RD, BRAINTREE, MA, 02184, 6178491800 - 0 ($79,327,000.00) Equity, (File 333-129346 - Nov. 1) (BR. 06C) S-8 GUESS INC, 1444 SOUTH ALAMEDA STREET, LOS ANGELES, CA, 90021, (213) 765-3100 - 0 ($25,000,000.00) Other, (File 333-129349 - Nov. 1) (BR. 02B) S-3 GOVERNMENT PROPERTIES TRUST INC, 13625 CALIFORNIA STREET, SUITE 310, OMAHA, NE, 68154, 402-391-0010 - 0 ($200,000,000.00) Equity, (File 333-129351 - Nov. 1) (BR. 08B) S-8 BEA SYSTEMS INC, 2315 NORTH FIRST STREET, -, SAN JOSE, CA, 95131, 4085708000 - 1,761,262 ($15,243,722.62) Equity, (File 333-129352 - Nov. 1) (BR. 03A) S-8 EDO CORP, 60 EAST 42ND STREET, 42ND FLOOR, NEW YORK, NY, 10165, 2127162000 - 0 ($7,207,500.00) Equity, (File 333-129353 - Nov. 1) (BR. 05A) S-1 MISCOR GROUP, LTD., 1125 SOUTH WALNUT STREET, SOUTH BEND, IN, 46619, 5742348131 - 199,628,251 ($59,888,475.00) Equity, (File 333-129354 - Nov. 1) (BR. 11) SB-2 INDUSTRIAL ELECTRIC SERVICES INC, 289 BLUE SKY PARKWAY, LEXINGTON, KY, 40509, 8596850005 - 300,000 ($30,000.00) Equity, (File 333-129355 - Nov. 1) (BR. 09) S-8 SEACOR HOLDINGS INC /NEW/, 11200 RICHMOND AVENUE, SUITE 400, HOUSTON, TX, 77082, 2818994800 - 0 ($20,000,000.00) Other, (File 333-129356 - Nov. 1) (BR. 05C) S-4 EPICEPT CORP, 270 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ, 07632, 2018948980 - 0 ($39,608,083.62) Equity, (File 333-129357 - Nov. 1) (BR. 01A) F-6 Windflow Technology LTD, LEVEL 2, 315 MANCHESTER STREET, CHRISTCHURCH, Q2, 8000, 64 3 365 8960 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-129358 - Nov. 1) (BR. ) S-3 INTERCHANGE CORP, ONE TECHNOLOGY DRIVE, BUILDING G, IRVINE, CA, 92618, (949) 784-0800 - 0 ($5,473,266.48) Asset-Backed Securities, 0 ($4,036,086.96) Equity, (File 333-129359 - Nov. 1) (BR. 08C) S-8 COMMUNITY BANCSHARES INC /DE/, MAIN ST P O BOX 1000, BLOUNTSVILLE, AL, 35031, 2054291000 - 0 ($4,950,000.00) Equity, (File 333-129360 - Nov. 1) (BR. 07A) S-1 American Telecom Services Inc, 2466 PECK RD, CITY OF INDUSTRY, CA, 90601, 0 ($54,433,056.10) Equity, (File 333-129361 - Nov. 1) (BR. ) S-8 MAGNETEK INC, 10900 WILSHIRE BOULEVARD, SUITE 850, LOS ANGELES, CA, 90024, 310-689-1600 - 0 ($7,485,975.00) Equity, (File 333-129362 - Nov. 1) (BR. 10B) SB-2 GlobalOptions Group, Inc., 75 ROCKEFELLER PLAZA, 27TH FLOOR, NEW YORK, NY, 10019, 212-445-6262 - 7,588,750 ($16,690,000.00) Equity, (File 333-129363 - Nov. 1) (BR. 09A) S-8 MRV COMMUNICATIONS INC, 20415 NORDHOFF ST, CHATSWORTH, CA, 91311, 8187730900 - 3,725,040 ($7,853,198.96) Equity, (File 333-129364 - Nov. 1) (BR. 10B) S-8 Jupiter Global Holdings Corp, 4TH FLOOR 62 W 8TH AVENUE, VANCOUVER, BRITISH COLUMBIA, A1, V5Y 1M7, 6046826541 - 800,000,000 ($960,000.00) Equity, (File 333-129366 - Nov. 1) (BR. 05B) F-1 Suntech Power Holdings Co., Ltd., 17-6 CHANGJIANG SOUTH ROAD, NEW DISTRICT, WUXI, JIANGSU PROVINCE, F4, 214028, (86 510) 534 5000 - 0 ($300,000,000.00) ADRs/ADSs, (File 333-129367 - Nov. 1) (BR. ) S-4 Commercial Vehicle Group, Inc., 6530 WEST CAMPUS WAY, NEW ALBANY, OH, 43054, 614 289 5360 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-129368 - Nov. 1) (BR. 05B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3COM CORP DE 8.01 10/28/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 10/25/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 10/25/05 ACCELLENT CORP. CO 1.01,2.02,7.01,8.01,9.01 10/31/05 ACCELLENT CORP. CO 2.02,7.01,9.01 10/31/05 AMEND ACCREDITED HOME LENDERS HOLDING CO DE 2.02,9.01 11/01/05 ACCURIDE CORP DE 2.02,9.01 11/01/05 ACE Securities Corp Home Equity Serie DE 8.01,9.01 10/25/05 ACTUATE CORP DE 1.01,9.01 10/25/05 ADELPHIA COMMUNICATIONS CORP DE 8.01 10/31/05 ADMINISTAFF INC \DE\ DE 2.02,9.01 11/01/05 ADVANCED ANALOGIC TECHNOLOGIES INC DE 1.01,9.01 10/26/05 ADVANCED MEDICAL INSTITUTE INC. NV 2.02,9.01 10/31/05 ADVANCED MICRO DEVICES INC DE 1.01 10/27/05 ADVANCED TECHNOLOGY INDUSTRIES INC DE 1.01,9.01 09/26/05 AEGIS ASSET BACKED SECURITIES CORP DE 8.01 10/28/05 AEROCENTURY CORP DE 1.01,2.03 10/31/05 AEROCENTURY CORP DE 2.02 11/01/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 2.02,2.06,5.02,9.01 10/27/05 AGL RESOURCES INC GA 7.01,9.01 10/27/05 AKSYS LTD DE 2.02,9.01 11/01/05 ALDILA INC DE 7.01,9.01 10/26/05 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 09/30/05 ALLERGAN INC DE 2.02,9.01 11/01/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 5.02,7.01 10/31/05 ALLIED CAPITAL CORP MD 1.01,1.02,9.01 10/27/05 ALLMERICA FINANCIAL CORP DE 7.01 10/31/05 ALTIRIS INC DE 2.05 07/28/05 AMEND AMALGAMATED TECHNOLOGIES INC DE 8.01,9.01 10/28/05 AMEREN CORP MO 2.02,9.01 11/01/05 AMERICA SERVICE GROUP INC /DE DE 1.01,1.02,2.03,7.01,9.01 10/31/05 AMERICAN CAMPUS COMMUNITIES INC MD 2.02,7.01,9.01 10/31/05 AMERICAN DENTAL PARTNERS INC DE 2.02,9.01 10/26/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 9.01 11/01/05 AMERICAN NATIONAL BANKSHARES INC VA 2.02,9.01 10/31/05 AMERICAN OIL & GAS INC NV 8.01,9.01 10/31/05 AMERICAN PHARMACEUTICAL PARTNERS INC DE 1.01,9.01 11/01/05 AMERICAN SKIING CO /ME DE 2.02,9.01 10/31/05 AMERICAN TONERSERV CORP. DE 5.02 10/26/05 AMERIGON INC MI 1.01,2.03,7.01,9.01 10/28/05 AMERIPRISE FINANCIAL INC DE 7.01,9.01 11/01/05 AMERIVEST PROPERTIES INC MD 2.02,9.01 11/01/05 AMPHENOL CORP /DE/ DE 8.01 11/01/05 ANADYS PHARMACEUTICALS INC 2.02,9.01 11/01/05 ANDREW CORP DE 2.02,9.01 10/27/05 ANNAPOLIS BANCORP INC MD 2.02,9.01 10/31/05 ANSOFT CORP PA 1.01,2.03 11/01/05 ANSWERTHINK INC FL 2.02 11/01/05 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 11/01/05 APHTON CORP DE 3.01,9.01 10/26/05 APPLICA INC FL 1.02,5.02,9.01 10/31/05 ARADIGM CORP CA 2.02,9.01 11/01/05 ARAHOVA COMMUNICATIONS INC DE 8.01 10/31/05 ARES CAPITAL CORP MD 1.01,7.01,9.01 10/31/05 ARGAN INC DE 8.01,9.01 10/31/05 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 11/01/05 ARRAY BIOPHARMA INC DE 2.02,9.01 10/31/05 ARTHROCARE CORP DE 2.02,9.01 11/01/05 ASHFORD HOSPITALITY TRUST INC MD 1.01,2.01,2.03,9.01 10/28/05 ASHWORTH INC DE 1.01,5.02,9.01 10/26/05 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 11/01/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 10/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 10/25/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 11/01/05 ASTORIA FINANCIAL CORP DE 2.02,9.01 11/01/05 ATA HOLDINGS CORP IN 8.01,9.01 11/01/05 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 11/01/05 AVALON PHARMACEUTICALS INC 1.01,9.01 10/26/05 AVID TECHNOLOGY INC DE 1.01 11/01/05 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 11/01/05 AXM PHARMA INC 4.02,9.01 11/01/05 AXS ONE INC DE 1.01,9.01 10/26/05 BANC CORP DE 7.01,9.01 11/01/05 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/05 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/05 Banc of America Funding Corp. 2005-1 DE 8.01,9.01 10/25/05 Banc of America Funding Corp. 2005-2 DE 8.01,9.01 10/25/05 Banc of America Funding Corp. 2005-4 DE 8.01,9.01 10/25/05 Banc of America Funding Corp. 2005-D DE 8.01,9.01 10/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/05 BANKUNITED FINANCIAL CORP FL 1.01 10/28/05 BARR PHARMACEUTICALS INC DE 2.02 11/01/05 Bayview Financial Mortgage Pass-Throu DE 8.01,9.01 10/28/05 Bayview Financial Mortgage Pass-Throu DE 8.01,9.01 10/28/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/31/05 BEIJING MED PHARM CORP 1.01 10/26/05 BGF INDUSTRIES INC DE 1.01,9.01 10/31/05 BIG SKY ENERGY CORP NV 4.02 09/19/05 AMEND BIOACCELERATE HOLDINGS INC NV 1.01,3.02,9.01 10/24/05 BJ SERVICES CO DE 2.02 11/01/05 BLACK BOX CORP DE 2.02,9.01 11/01/05 BLACKBOARD INC DE 2.02 11/01/05 BLUE HOLDINGS, INC. NV 2.02,9.01 11/01/05 BNP RESIDENTIAL PROPERTIES INC MD 8.01,9.01 10/31/05 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 5.02 10/27/05 BOISE CASCADE CO DE 1.01,9.01 11/01/05 BOOKHAM, INC. DE 1.01,9.01 10/26/05 BOOKHAM, INC. DE 3.01 06/21/05 AMEND BORLAND SOFTWARE CORP DE 1.01,2.02,9.01 10/27/05 BRANDYWINE OPERATING PARTNERSHIP LP / DE 2.02,9.01 11/01/05 BRANDYWINE REALTY TRUST MD 2.02,9.01 11/01/05 BROADVISION INC DE 1.01,9.01 10/25/05 AMEND BSD MEDICAL CORP DE 7.01,9.01 11/01/05 CABELAS INC DE 5.04,9.01 10/26/05 CADENCE RESOURCES CORP UT 5.02,5.03,8.01,9.01 11/01/05 CALIPER LIFE SCIENCES INC DE 2.02,9.01 11/01/05 CAMBRIDGE HEART INC DE 2.02 11/01/05 CANDELA CORP /DE/ DE 2.02 11/01/05 CAPITALSOURCE INC DE 2.02 11/01/05 CARDIFF INTERNATIONAL INC CO 1.01,9.01 11/01/05 CAREY W P & CO LLC DE 2.02,9.01 11/01/05 CARTOON ACQUISITION, INC. DE 2.02,3.02,3.03,8.01,9.01 11/01/05 CARVER BANCORP INC DE 2.02,9.01 10/27/05 CASTLE A M & CO MD 2.02 09/30/05 CATALINA MARKETING CORP/DE DE 1.01,2.02,9.01 10/26/05 CATERPILLAR INC DE 7.01,9.01 10/31/05 CBL & ASSOCIATES PROPERTIES INC DE 8.01,9.01 11/01/05 CBRL GROUP INC TN 7.01,9.01 11/01/05 CEDAR FAIR L P DE 9.01 09/25/05 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 10/31/05 Celanese CORP DE 2.02,9.01 10/28/05 CENDANT CORP DE 2.02,7.01,9.01 11/01/05 CenterPoint Energy Transition Bond CO DE 8.01,9.01 10/30/05 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 10/28/05 CENTRAL FEDERAL CORP DE 8.01,9.01 10/31/05 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,2.02,7.01,9.01 10/27/05 CENTURY PACIFIC FINANCIAL CORP AZ 1.01,8.01 10/28/05 CENTURY PROPERTIES FUND XIX CA 2.01,9.01 10/26/05 CEPHALON INC DE 2.02,9.01 11/01/05 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 11/01/05 Chartwell International, Inc. NV 5.02 10/27/05 CHECKFREE CORP \GA\ DE 7.01,8.01,9.01 11/01/05 CHESAPEAKE ENERGY CORP OK 2.02,9.01 10/31/05 CHESAPEAKE ENERGY CORP OK 8.01,9.01 11/01/05 CHINA DIGITAL MEDIA CORP NV 8.01 10/25/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,7.01,9.01 11/01/05 CHIRON CORP DE 1.01,9.01 10/30/05 CIGNA CORP DE 5.02 10/27/05 CIMAREX ENERGY CO DE 5.02 10/27/05 CITGO PETROLEUM CORP DE 1.01,3.03,8.01,9.01 10/27/05 CITIGROUP INC DE 9.01 10/31/05 CITIZENS COMMUNICATIONS CO DE 1.01,9.01 11/01/05 CLARK INC DE 2.02,8.01,9.01 10/27/05 ClearStory Systems, Inc. DE 5.02 10/26/05 CLINICAL DATA INC DE 7.01,8.01,9.01 10/21/05 CMS ENERGY CORP MI 2.02 11/01/05 CNB CORP /SC/ SC 2.02,9.01 11/01/05 CNL Hotels & Resorts, Inc. MD 1.01 10/31/05 COGNITRONICS CORP NY 1.01,8.01 10/28/05 COINSTAR INC DE 1.01,1.02 10/26/05 COLGATE PALMOLIVE CO DE 2.02,9.01 11/01/05 COMMERCIAL BANCSHARES INC \OH\ OH 5.02,9.01 06/08/05 COMMERCIAL NET LEASE REALTY INC MD 2.02,9.01 11/01/05 Community Bancorp NV 7.01,9.01 10/27/05 COMMUNITY SHORES BANK CORP MI 1.01 10/26/05 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 10/31/05 COMPUCREDIT CORP GA 2.02,9.01 11/01/05 CONCENTRA OPERATING CORP NV 2.01,7.01,9.01 10/31/05 CONCUR TECHNOLOGIES INC WA 5.02,9.01 10/28/05 CONNETICS CORP DE 2.02,8.01,9.01 10/31/05 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 11/01/05 COOPER COMPANIES INC DE 1.01 11/01/05 COSINE COMMUNICATIONS INC DE 2.02,9.01 10/31/05 CRAFTMADE INTERNATIONAL INC DE 1.01,2.03 10/17/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 11/01/05 CREDIT SUISSE FIRST BOSTON USA INC DE 9.01 10/27/05 CREDIT SUISSE FIRST BOSTON USA INC DE 9.01 10/27/05 CRESCENT REAL ESTATE EQUITIES CO TX 2.02,9.01 11/01/05 CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 10/25/05 CSI Business Finance, Inc. FL 2.01,9.01 11/01/05 AMEND CURON MEDICAL INC DE 2.02,8.01,9.01 11/01/05 CUTERA INC DE 2.02,9.01 11/01/05 CWALT INC 8.01,9.01 10/31/01 CWALT INC 8.01,9.01 10/31/05 CWALT INC 8.01,9.01 10/28/05 CYBERGUARD CORP FL 2.02,9.01 10/31/05 CYBERTEL CAPITAL CORP NV 5.03 10/26/05 DATA I/O CORP WA 2.02 09/30/05 DATA SYSTEMS & SOFTWARE INC DE 5.02 10/27/05 DATASCOPE CORP DE 2.02,9.01 10/31/05 DAYBREAK MINES INC WA 5.03,9.01 10/26/05 DAYTON POWER & LIGHT CO OH 8.01,9.01 10/27/05 DDS TECHNOLOGIES USA INC NV 1.01,9.01 10/20/05 DELPHI CORP DE 1.01,8.01,9.01 10/27/05 DEXCOM INC 2.02,9.01 11/01/05 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 10/31/05 DIGIRAD CORP DE 2.02,9.01 11/01/05 DIGITAL FUSION INC/NJ/ DE 2.02,9.01 11/01/05 Digital Realty Trust, Inc. MD 1.01,9.01 10/26/05 DIONEX CORP /DE CA 2.02,9.01 11/01/05 DISCOVER CARD MASTER TRUST I DE 8.01 10/31/05 DISCOVERY PARTNERS INTERNATIONAL INC DE 2.02,9.01 11/01/05 DONALDSON CO INC DE 8.01,9.01 11/01/05 DOR BIOPHARMA INC DE 3.01,9.01 10/26/05 DPL INC OH 2.02,7.01,8.01,9.01 10/27/05 DUANE READE HOLDINGS INC 2.02,9.01 11/01/05 DUNE ENERGY INC DE 8.01,9.01 11/01/05 DUPONT E I DE NEMOURS & CO DE 1.01 11/01/05 DYNTEK INC DE 1.01,3.02 10/26/05 EAGLE MATERIALS INC DE 2.02,9.01 11/01/05 ECC Capital CORP 1.01,2.02,4.02,9.01 10/26/05 ECOLAB INC DE 8.01,9.01 10/31/05 EDGAR ONLINE INC DE 2.02,9.01 11/01/05 EDIETS COM INC DE 2.02,9.01 10/31/05 EFC BANCORP INC DE 2.02,9.01 10/28/05 EFJ INC DE 2.02,9.01 11/01/05 ELECTRO RENT CORP CA 1.01,9.01 10/31/05 ELECTRONIC ARTS INC DE 2.02,9.01 11/01/05 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 2.02,9.01 11/01/05 EMDEON CORP DE 2.02,7.01,9.01 11/01/05 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 11/01/05 ENCORE ACQUISITION CO DE 5.02,9.01 10/31/05 ENCYSIVE PHARMACEUTICALS INC DE 1.01,5.02,9.01 10/31/05 ENDOCARE INC DE 1.01,2.03 10/26/05 ENPRO INDUSTRIES INC NC 2.02,2.04,8.01 11/01/05 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 11/01/05 EOG RESOURCES INC DE 2.02,9.01 11/01/05 EOG RESOURCES INC DE 7.01 11/01/05 EPIX Pharmaceuticals, Inc. 2.02,9.01 11/01/05 EQUITY INNS INC TN 2.02,7.01,9.01 11/01/05 EQUITY OFFICE PROPERTIES TRUST MD 2.02 11/01/05 EQUITY ONE INC MD 8.01 10/11/05 EQUITY RESIDENTIAL MD 2.02,9.01 11/01/05 EXABYTE CORP /DE/ DE 1.01,2.03,3.02,3.03 10/31/05 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 10/31/05 EXTREME NETWORKS INC DE 2.02,9.01 10/26/05 FBR Securitization, Inc. 8.01,9.01 10/28/05 Federal Home Loan Bank of New York X1 2.03,8.01,9.01 10/26/05 Federal Home Loan Bank of San Francis X1 2.03 11/01/05 FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 11/01/05 FelCor Lodging Trust Inc MD 2.02,9.01 10/31/05 FERMAVIR PHARMACEUTICALS, INC. FL 9.01 08/16/05 AMEND FERRO CORP OH 7.01,9.01 10/31/05 FINANCIAL TELECOM LTD USA INC 7.01,9.01 10/31/05 FIRST CHARTER CORP /NC/ NC 7.01,9.01 10/31/05 FIRST DEFIANCE FINANCIAL CORP OH 1.01,2.03,9.01 10/28/05 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 11/01/05 FIRST KEYSTONE CORP PA 2.02 11/01/05 FISERV INC WI 8.01,9.01 11/01/05 FOOTSTAR INC DE 7.01,9.01 10/28/05 FORD MOTOR CO DE 8.01,9.01 11/01/05 FORD MOTOR CREDIT CO DE 8.01,9.01 11/01/05 FOSSIL INC DE 7.01,9.01 11/01/05 FREEDOM RESOURCES ENTERPRISES INC NV 5.02 11/01/05 FREEPORT MCMORAN COPPER & GOLD INC DE 8.01,9.01 11/01/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 8.01,9.01 11/01/05 FRONTIER FINANCIAL CORP /WA/ WA 5.02 11/01/05 FTI CONSULTING INC MD 5.02,9.01 10/26/05 FTI CONSULTING INC MD 2.02,7.01,9.01 10/31/05 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,2.02,8.01,9.01 10/31/05 G&K SERVICES INC MN 2.02,9.01 11/01/05 GARDNER DENVER INC DE 2.02,9.01 10/26/05 AMEND GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 10/31/05 GENERAL MILLS INC DE 8.01,9.01 11/01/05 GENERAL MOTORS CORP DE 8.01 11/01/05 GENESEE & WYOMING INC DE 2.02,9.01 11/01/05 GENIUS PRODUCTS INC NV 1.01,9.01 10/27/05 GENTIVA HEALTH SERVICES INC DE 1.01 10/24/05 GEODYNE ENERGY INCOME LIMITED PARTNER OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 11/01/05 GEODYNE INSTITUTIONAL PENSION ENERGY TX 8.01,9.01 11/01/05 GIGA TRONICS INC CA 2.02,9.01 10/27/05 GLACIER BANCORP INC DE 2.01,9.01 10/31/05 GLOBAL AXCESS CORP NV 1.01,1.02,2.03,3.02,9.01 10/27/05 GLOBAL GOLD CORP DE 1.01,2.01,9.01 08/15/05 GRAHAM CORP DE 2.02,9.01 11/01/05 GRAYMARK PRODUCTIONS INC 1.01,2.03,3.02,9.01 10/25/05 GREAT WEST GOLD, INC. WY 1.01,2.01,8.01,9.01 10/28/05 GREATBATCH, INC. DE 1.01,9.01 10/25/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 11/01/05 Greenwich Capital Acceptance, Inc New DE 8.01,9.01 10/25/05 Gregg Appliances Inc 1.01,9.01 10/27/05 GROUP 1 AUTOMOTIVE INC DE 2.02,7.01,9.01 11/01/05 GROUP 1 AUTOMOTIVE INC DE 5.02,8.01,9.01 11/01/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 10/28/05 GSR Mortgage Loan Trust 2005-1F DE 8.01,9.01 10/25/05 GSR Mortgage Loan Trust 2005-2F DE 8.01,9.01 10/25/05 GSR Mortgage Loan Trust 2005-3F DE 8.01,9.01 10/25/05 GSR Mortgage Loan Trust 2005-4F DE 8.01,9.01 10/25/05 GSR Mortgage Loan Trust 2005-5F DE 8.01,9.01 10/25/05 GSR Mortgage Loan Trust 2005-6F DE 8.01,9.01 10/25/05 GSR Mortgage Loan Trust 2005-7F DE 8.01,9.01 10/25/05 GTC BIOTHERAPEUTICS INC MA 7.01,9.01 11/01/05 GTC TELECOM CORP NV 4.02 10/26/05 GULFMARK OFFSHORE INC DE 2.02,9.01 11/01/05 GYMBOREE CORP DE 5.02,5.03,9.01 10/26/05 HAGGAR CORP NV 1.01,2.01,3.01,3.03,5.01,9.01 11/01/05 HANMI FINANCIAL CORP DE 7.01,9.01 11/01/05 HARKEN ENERGY CORP DE 7.01,9.01 11/01/05 HASBRO INC RI 8.01,9.01 11/01/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 11/01/05 HAWK CORP DE 2.02,9.01 11/01/05 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02 11/01/05 HEALTH CARE PROPERTY INVESTORS INC MD 2.02,9.01 10/31/05 HEALTH MANAGEMENT ASSOCIATES INC DE 1.01 10/21/05 HEALTH NET INC DE 2.02,9.01 11/01/05 HERCULES OFFSHORE, INC. DE 8.01,9.01 11/01/05 HICKORY TECH CORP MN 2.02,7.01,9.01 10/31/05 HIENERGY TECHNOLOGIES INC DE 8.01 10/30/05 HIGHLANDS BANKSHARES INC /WV/ WV 2.01,9.01 10/31/05 HIGHWOODS PROPERTIES INC MD 5.02 10/31/05 HIGHWOODS REALTY LTD PARTNERSHIP NC 5.02 10/31/05 HINES HORTICULTURE INC DE 1.01 10/26/05 HMS HOLDINGS CORP 2.02,9.01 10/31/05 Home Equity Asset Trust 2005-4 DE 8.01,9.01 10/25/05 Home Equity Asset Trust 2005-5 DE 8.01,9.01 10/25/05 HOME EQUITY ASSET TRUST 2005-6 DE 8.01,9.01 10/25/05 HOMESTORE INC DE 1.01,9.01 10/29/05 HONEYWELL INTERNATIONAL INC DE 1.01,9.01 10/31/05 HORIZON HEALTH CORP /DE/ DE 5.02 10/21/05 HORIZON OFFSHORE INC DE 3.02,7.01,9.01 10/27/05 HORTON D R INC /DE/ DE 1.01,2.03 10/28/05 HUGHES SUPPLY INC FL 2.02,9.01 10/31/05 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 11/01/05 IAC/INTERACTIVECORP DE 2.02,7.01 11/01/05 ICAD INC DE 2.02 10/27/05 ICEWEB INC 4.02 11/01/05 ICONIX BRAND GROUP, INC. DE 1.01 10/28/05 ICOP DIGITAL, INC CO 8.01,9.01 11/01/05 IKONICS CORP 2.02,9.01 10/31/05 IMAGE ENTERTAINMENT INC CA 1.01,3.03,8.01,9.01 10/31/05 IMAGE ENTERTAINMENT INC CA 2.02,9.01 11/01/05 IMMUNICON CORP 2.02,9.01 11/01/05 INAMED CORP DE 2.02,9.01 11/01/05 INCYTE CORP DE 2.02,9.01 11/01/05 Industrial Enterprises of America, In NV 7.01 11/01/05 INDYMAC MBS INC 8.01,9.01 10/20/05 INLAND REAL ESTATE CORP MD 7.01 11/01/05 INSIGHTFUL CORP DE 2.02,8.01,9.01 11/01/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,9.01 10/27/05 INTERMOUNTAIN COMMUNITY BANCORP ID 8.01,9.01 10/28/05 INTERNATIONAL RECTIFIER CORP /DE/ DE 8.01,9.01 11/01/05 INTERNATIONAL SPORTS & MEDIA GROUP IN NV 5.02 10/27/05 INTERNET SECURITY SYSTEMS INC/GA DE 1.01,5.02,9.01 11/01/05 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 11/01/05 INTRADO INC DE 2.02,9.01 11/01/05 INTRAOP MEDICAL CORP 1.01,2.03,3.02,9.01 10/31/05 INTROGEN THERAPEUTICS INC 1.01,9.01 11/01/05 INVESTORS TITLE CO NC 2.02,9.01 11/01/05 IPASS INC DE 2.02,9.01 11/01/05 IPC HOLDINGS LTD 8.01,9.01 11/01/05 Irwin Home Equity Loan Trust 2005-1 DE 8.01,9.01 10/25/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 10/25/05 ITRON INC /WA/ WA 1.01 10/27/05 ITT EDUCATIONAL SERVICES INC DE 1.01 10/28/05 IXYS CORP /DE/ DE 2.02,9.01 11/01/05 JO-ANN STORES INC OH 1.01,9.01 10/30/05 Kearny Financial Corp. X1 2.02,9.01 10/31/05 KEMET CORP DE 2.02,9.01 10/31/05 KEY TRONIC CORP WA 2.02,9.01 11/01/05 KEYNOTE SYSTEMS INC DE 2.02,9.01 11/01/05 KEYSPAN CORP NY 1.01,9.01 10/26/05 KINDRED HEALTHCARE, INC DE 7.01,9.01 10/31/05 KNIGHT FULLER INC DE 9.01 08/17/05 AMEND KOPIN CORP DE 2.02,9.01 11/01/05 KRISPY KREME DOUGHNUTS INC NC 1.01,5.02,9.01 10/26/05 KYPHON INC DE 2.02,9.01 11/01/05 LABONE INC/ MO 1.01,1.02,2.01,2.04,3.01,3.03,5.01 11/01/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/01/05 LACLEDE GROUP INC MO 1.01,9.01 10/27/05 LECG CORP DE 2.02,9.01 11/01/05 LEUCADIA NATIONAL CORP NY 1.01,9.01 10/30/05 AMEND LEVEL 3 COMMUNICATIONS INC DE 1.01,9.01 10/30/05 LEXICON GENETICS INC/TX DE 2.02,9.01 11/01/05 LEXICON GENETICS INC/TX DE 2.02,9.01 11/01/05 AMEND LIBERTY CORP SC 2.02,7.01,8.01 11/01/05 LIBERTY STAR GOLD CORP NV 7.01,9.01 10/28/05 LIGHTBRIDGE INC DE 1.01,2.03 10/27/05 LINCOLN NATIONAL CORP IN 2.02,9.01 11/01/05 Lincoln Park Bancorp 2.02,9.01 10/31/05 LIVEPERSON INC DE 2.02,9.01 11/01/05 LOGICVISION INC DE 1.01 10/27/05 LTC PROPERTIES INC MD 2.02,5.02,9.01 10/31/05 LUCENT TECHNOLOGIES INC DE 2.02 10/26/05 MACDERMID INC CT 2.02,9.01 09/30/05 MACK CALI REALTY CORP MD 2.02,7.01,9.01 10/31/05 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 10/17/05 AMEND MAGNETEK INC DE 2.02 11/01/05 MAGUIRE PROPERTIES INC MD 1.01 10/31/05 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 11/01/05 MAGUIRE PROPERTIES INC MD 1.01 11/01/05 AMEND MARATHON OIL CORP DE 2.02,9.01 10/27/05 MARKETAXESS HOLDINGS INC 2.02,9.01 11/01/05 MARKETSHARE RECOVERY INC DE 1.01,3.02,9.01 10/28/05 MARKWEST ENERGY PARTNERS L P 8.01,9.01 10/26/05 MARKWEST HYDROCARBON INC DE 8.01,9.01 10/27/05 MARKWEST HYDROCARBON INC DE 3.01,9.01 10/26/05 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01 10/28/05 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 11/01/05 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 10/27/05 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 11/01/05 MASCO CORP /DE/ DE 1.01,2.02,5.03,9.01 10/27/05 MASTER DISTRIBUTION SYSTEMS, INC. 5.02,9.01 09/07/05 MASTERCARD INC DE 7.01,9.01 11/01/05 MASTR ALTERNATIVE LOAN TRUST 2005-NC1 DE 8.01,9.01 10/25/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 10/25/05 MATRITECH INC/DE/ DE 2.02,9.01 11/01/05 MAVERICK OIL & GAS, INC. 1.01,2.03,3.02,9.01 10/26/05 MAVERICK TUBE CORPORATION DE 7.01,9.01 11/01/05 MAX RE CAPITAL LTD 8.01,9.01 10/28/05 MAX RE CAPITAL LTD 2.02,9.01 10/28/05 MCG CAPITAL CORP DE 2.02,9.01 11/01/05 MEDCO HEALTH SOLUTIONS INC DE 2.02 11/01/05 MEDICSIGHT INC DE 3.02,8.01 10/31/05 MERISTAR HOSPITALITY CORP MD 2.02,9.01 11/01/05 MERISTAR HOSPITALITY OPERATING PARTNE DE 2.02,9.01 11/01/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/01/05 MERRILL LYNCH MORTGAGE INVESTORS OWNI DE 8.01,9.01 10/25/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 10/25/05 METROCORP BANCSHARES INC 7.01,9.01 11/01/05 MID AMERICA APARTMENT COMMUNITIES INC TN 4.01,9.01 10/31/05 AMEND MIDAMERICAN ENERGY CO IA 8.01,9.01 11/01/05 MIKOHN GAMING CORP NV 2.02,9.01 10/31/05 MILESTONE SCIENTIFIC INC/NJ DE 8.01 10/31/05 MILLER PETROLEUM INC TN 1.02,9.01 10/26/05 MISSION WEST PROPERTIES INC CA 1.02 10/31/05 MODINE MANUFACTURING CO WI 7.01,9.01 11/01/05 MOLSON COORS BREWING CO CO 2.02,9.01 11/01/05 MONOLITHIC SYSTEM TECHNOLOGY INC CA 2.02,9.01 11/01/05 MORGAN STANLEY DE 8.01,9.01 10/31/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/01/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/01/05 Mortgage Asset-Backed Pass-Through Ce DE 8.01,9.01 10/27/05 MORTGAGE PASS-THROUGH CERTIFICATES, S DE 8.01,9.01 10/25/05 Mosaic Nutraceuticals Corp. NV 5.02 09/23/05 MOSSIMO INC DE 1.01,8.01,9.01 10/31/05 MULTIBAND CORP MN 5.02 10/28/05 MYERS INDUSTRIES INC OH 2.02,9.01 09/30/05 NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 10/25/05 Nalco Finance Holdings LLC 2.02,9.01 09/30/05 Nalco Holding CO 2.02,9.01 09/30/05 Nalco Holdings LLC DE 2.02,9.01 09/30/05 NANOPHASE TECHNOLOGIES CORPORATION IL 1.01,9.01 10/26/05 NATCO GROUP INC DE 5.02 10/31/05 NATIONAL CITY CORP DE 1.01,9.01 10/31/05 NATIONAL FINANCIAL PARTNERS CORP 2.02 11/01/05 NATIONAL HEALTH REALTY INC MD 2.02 10/31/05 NATIONAL HOME HEALTH CARE CORP DE 2.02,9.01 10/28/05 NATIONAL MERCANTILE BANCORP CA 2.02,9.01 10/28/05 NATIONAL PRESTO INDUSTRIES INC WI 2.02,9.01 11/01/05 NATIONAL PROPERTY INVESTORS III CA 2.01,9.01 10/26/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,5.02,9.01 10/27/05 NATIONWIDE LIFE INSURANCE CO OH 1.01,5.02,9.01 10/27/05 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 10/27/05 NATUREWELL INC CA 3.02 10/26/05 NAVIGATORS GROUP INC DE 2.02,7.01 11/01/05 NCO GROUP INC PA 1.01 10/26/05 NEOPHARM INC DE 1.01,1.02,5.02,9.01 10/28/05 NEUROCRINE BIOSCIENCES INC CA 1.01,9.01 10/31/05 NEW ENGLAND REALTY ASSOCIATES LIMITED MA 2.01,9.01 10/03/05 New York Mortgage Trust 2005-2 DE 8.01,9.01 10/25/05 NEWPOWER HOLDINGS INC DE 8.01,9.01 10/31/05 NICKLEBYS COM INC CO 1.01,9.01 10/31/05 NICOR INC IL 2.02,9.01 09/30/05 NMS COMMUNICATIONS CORP DE 7.01,9.01 11/01/05 Nomura Asset Acceptance Corp. Alterna DE 8.01,9.01 10/25/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 10/25/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 10/25/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 10/25/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 10/25/05 NORTH FORK BANCORPORATION INC DE 7.01,9.01 11/01/05 NORTHERN BORDER PARTNERS LP DE 8.01 11/01/05 NORTHERN BORDER PIPELINE CO TX 8.01 11/01/05 NPS PHARMACEUTICALS INC DE 1.01,5.02,9.01 11/01/05 NT HOLDING CORP. DE 1.02,5.01,5.02 10/28/05 NUTRITION 21 INC NY 2.02,9.01 11/01/05 NUVELO INC DE 2.02,9.01 11/01/05 NYFIX INC DE 2.02,3.01,9.01 10/28/05 ODYSSEY HEALTHCARE INC DE 2.02,9.01 10/31/05 OIL STATES INTERNATIONAL INC DE 2.02,9.01 10/31/05 OLD LINE BANCSHARES INC 2.02,9.01 11/01/05 Omega Flex, Inc. PA 2.02,7.01,9.01 11/01/05 OMI CORP/M I 8.01,9.01 10/31/05 ONEIDA FINANCIAL CORP DE 1.01 10/27/05 ONLINE INNOVATION INC DE 4.02,9.01 11/01/05 AMEND OPNET TECHNOLOGIES INC DE 1.01,9.01 11/01/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 10/25/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 10/25/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 10/25/05 Opteum Mortgage Acceptance Corp. Asse DE 8.01,9.01 10/25/05 Opteum Mortgage Acceptance Corp. Asse DE 2.01,9.01 09/27/05 OPTION ONE MORTGAGE LOAN TRUST 2005-1 DE 8.01,9.01 10/25/05 OPTION ONE MORTGAGE LOAN TRUST 2005-2 DE 8.01,9.01 10/25/05 Option One Mortgage Loan Trust 2005-3 DE 8.01,9.01 10/25/05 ORBITAL SCIENCES CORP /DE/ DE 1.01 10/26/05 OREGON STEEL MILLS INC DE 2.02,9.01 10/31/05 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 10/31/05 OSHKOSH TRUCK CORP WI 2.02,9.01 11/01/05 OTTER TAIL CORP MN 2.02,9.01 10/31/05 OWENS & MINOR INC/VA/ VA 1.01 10/26/05 PACER INTERNATIONAL INC TN 2.02,9.01 11/01/05 PACIFIC FUEL CELL CORP NV 8.01,9.01 11/01/05 PACIFIC MAGTRON INTERNATIONAL CORP NV 1.01,9.01 10/28/05 PACIFIC STATE BANCORP 2.02,9.01 10/28/05 PALATIN TECHNOLOGIES INC DE 1.01 10/26/05 PALMETTO BANCSHARES INC SC 2.02,9.01 11/01/05 PANAMERICAN BANCORP DE 1.01,3.02,9.01 10/27/05 Paramount Acquisition Corp DE 8.01,9.01 10/27/05 AMEND PARK OHIO HOLDINGS CORP OH 2.02,9.01 10/31/05 Park Place Securities Inc. Asset Back DE 8.01,9.01 10/25/05 Park Place Securities, Inc. Series 20 DE 8.01,9.01 10/25/05 Park Place Securities, Inc. Series 20 DE 8.01,9.01 10/25/05 Park Place Securities, Inc., Asset-Ba 8.01,9.01 10/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/05 PARKER DRILLING CO /DE/ DE 2.02,9.01 11/01/05 PARKER DRILLING CO /DE/ DE 1.01,5.02,9.01 10/26/05 PARKWAY PROPERTIES INC MD 2.02,9.01 10/31/05 PATIENT INFOSYSTEMS INC DE 7.01,9.01 11/01/05 PAVILION BANCORP INC 8.01,9.01 10/31/05 PEAK INTERNATIONAL LTD D0 2.02,9.01 10/31/05 PEGASUS WIRELESS CORP NV 8.01,9.01 11/01/05 PENNS WOODS BANCORP INC PA 8.01,9.01 10/26/05 PERFORMANCE FOOD GROUP CO TN 2.02,9.01 11/01/05 PERICOM SEMICONDUCTOR CORP CA 1.01,5.02,9.01 11/01/05 PERKINELMER INC MA 1.01,9.01 10/26/05 PERMA FIX ENVIRONMENTAL SERVICES INC DE 5.02,9.01 10/28/05 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 11/01/05 PEROT SYSTEMS CORP DE 2.02,9.01 11/01/05 PharmaFrontiers Corp. TX 5.02,9.01 10/26/05 PHASE FORWARD INC DE 2.02,9.01 11/01/05 PHOENIX COMPANIES INC/DE DE 1.01 10/26/05 PITNEY BOWES INC /DE/ DE 8.01 11/01/05 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 10/01/05 PLATINUM ENERGY RESOURCES INC DE 8.01,9.01 10/28/05 PLATO LEARNING INC DE 1.01,9.01 10/26/05 PLURISTEM LIFE SYSTEMS INC NV 1.01,9.01 10/20/05 POGO PRODUCING CO DE 5.02,9.01 11/01/05 POINT THERAPEUTICS INC DE 8.01,9.01 11/01/05 POST PROPERTIES INC GA 2.02,9.01 10/31/05 PPL CORP PA 2.02,9.01 11/01/05 PREFERRED VOICE INC DE 5.02 10/31/05 Prestige Brands Holdings, Inc. 8.01,9.01 10/31/05 PRIMAL SOLUTIONS INC DE 7.01,9.01 10/27/05 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 11/01/05 PRINCIPAL FINANCIAL GROUP INC DE 2.02 10/31/05 PROCTER & GAMBLE CO OH 2.02 09/30/05 PROLIANCE INTERNATIONAL, INC. DE 7.01,9.01 11/01/05 PROLOGIS MD 2.02,9.01 11/01/05 Prosoft Learning CORP NV 1.01,1.02,9.01 10/27/05 PROSPECT ENERGY CORP MD 7.01,9.01 10/28/05 PROTECTIVE LIFE CORP DE 2.02 09/30/05 PS BUSINESS PARKS INC/CA CA 7.01,9.01 10/31/05 PUGET ENERGY INC /WA WA 2.02 11/01/05 QUANTA CAPITAL HOLDINGS LTD 2.02,8.01,9.01 10/26/05 QUANTUM CORP /DE/ DE 1.01,9.01 11/01/05 QUEST DIAGNOSTICS INC DE 1.01,2.01,2.03,9.01 10/31/05 QUEST RESOURCE CORP NV 7.01 11/01/05 QUOVADX INC DE 2.02,9.01 10/31/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 11/01/05 RADNOR HOLDINGS CORP DE 1.01,1.02,2.04,3.02,5.03 10/26/05 RAINMAKER SYSTEMS INC CA 2.02,7.01,8.01,9.01 11/01/05 RALI Series 2005-Q56 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA1 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA10 Trust DE 8.01,9.01 10/28/05 RALI Series 2005-QA2 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA3 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA4 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA5 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA6 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA7 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA8 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QA9 Trust DE 8.01,9.01 10/28/05 RALI Series 2005-QO1 Trust DE 8.01,9.01 10/28/05 RALI Series 2005-QO2 Trust DE 8.01,9.01 10/28/05 RALI Series 2005-QR1 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS1 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS10 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS11 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS12 Trust DE 8.01,9.01 10/28/05 RALI Series 2005-QS13 Trust DE 8.01,9.01 10/28/05 RALI Series 2005-QS14 Trust DE 8.01,9.01 10/28/05 Rali Series 2005-QS2 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS3 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS4 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS5 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS7 Trust DE 8.01,9.01 10/27/05 RALI Series 2005-QS8 Trust DE 8.01,9.01 10/27/05 RAYTHEON CO/ DE 1.01,9.01 10/26/05 REDDY ICE HOLDINGS INC DE 2.02,9.01 11/01/05 REDENVELOPE INC DE 2.02,9.01 11/01/05 RELIANT ENERGY INC DE 2.02,9.01 11/01/05 REPUBLIC SERVICES INC DE 2.02 11/01/05 RITA MEDICAL SYSTEMS INC DE 2.02,9.01 01/01/05 RITE AID CORP DE 5.02,8.01,9.01 10/31/05 RITE AID CORP DE 5.02 11/01/05 RIVERSTONE NETWORKS INC DE 1.01,5.02,9.01 10/31/05 ROCK OF AGES CORP DE 2.02,8.01,9.01 11/01/05 RONCO CORP DE 1.01,5.02,9.01 10/25/05 AMEND ROWAN COMPANIES INC DE 2.02,9.01 11/01/05 ROYAL HOLIDAY MOBILE ESTATES NV 4.01,9.01 10/14/05 AMEND RUBIOS RESTAURANTS INC DE 2.02,9.01 10/31/05 RYERSON TULL INC /DE/ DE 7.01 11/01/05 SAGA COMMUNICATIONS INC DE 2.02,9.01 11/01/05 SAGEMARK COMPANIES LTD NY 1.01,3.02 10/25/05 SALEM COMMUNICATIONS CORP /DE/ DE 5.02,9.01 10/27/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 11/01/05 SASCO Mortgage Loan Trust 2005-WF3 DE 8.01,9.01 10/25/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 10/25/05 SAUER DANFOSS INC DE 2.02,9.01 11/01/05 SCHAWK INC DE 2.02 11/01/05 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 11/01/05 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 11/01/05 SENTO CORP UT 7.01,9.01 11/01/05 SEQUENOM INC DE 2.02,9.01 11/01/05 SERVICE 1ST BANCORP CA 2.02,9.01 11/01/05 SHELTER PROPERTIES VI LIMITED PARTNER CA 2.01,9.01 10/26/05 SILICON GRAPHICS INC DE 3.01,9.01 11/01/05 SIRENZA MICRODEVICES INC DE 1.01,9.01 10/27/05 SIRICOMM INC DE 4.02 10/27/05 SIRIUS SATELLITE RADIO INC DE 2.02,9.01 11/01/05 SJW CORP CA 2.02,9.01 09/30/05 SJW CORP CA 1.01,9.01 10/31/05 SMART & FINAL INC/DE DE 2.02,9.01 11/01/05 SOLITRON DEVICES INC DE 7.01 10/31/05 SOUTHCOAST FINANCIAL CORP SC 1.01,7.01,9.01 10/26/05 SOUTHERN COPPER CORP/ DE 2.02,9.01 10/25/05 SOVRAN SELF STORAGE INC MD 2.02,9.01 11/01/05 SPECTRX INC DE 1.01,9.01 11/01/05 SPECTRX INC DE 1.01,9.01 11/01/05 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 11/01/05 STEEL TECHNOLOGIES INC KY 2.02,9.01 09/30/05 STEINER LEISURE LTD C5 2.02 09/30/05 STELLAR TECHNOLOGIES, INC. CO 2.02,7.01,9.01 11/01/05 STEMCELLS INC DE 2.02,9.01 10/28/05 STRATEGIC HOTEL CAPITAL INC 7.01,9.01 11/01/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 9.01 10/31/05 AMEND STRUCTURED ASSET SECURITIES CORP DE 8.01 10/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/31/05 Structured Asset Securities Corp Mort DE 8.01,9.01 10/25/05 SUN HEALTHCARE GROUP INC DE 2.02,9.01 10/31/05 SUN MICROSYSTEMS, INC. DE 2.02,9.01 11/01/05 Sunstone Hotel Investors, Inc. MD 3.02 10/26/05 SUSQUEHANNA MEDIA CO DE 1.01 10/31/05 SUTRON CORP VA 3.01 10/25/05 SWIFT TRANSPORTATION CO INC NV 1.01,5.02,5.03,9.01 10/27/05 SYMANTEC CORP DE 2.02,9.01 11/01/05 SYNOPSYS INC DE 5.02 10/31/05 SYSTEMAX INC DE 1.01,7.01,9.01 10/27/05 T BAY HOLDINGS INC NV 9.01 10/31/05 AMEND T BAY HOLDINGS INC NV 1.01,2.01,3.02,4.01,5.01,5.02,9.01 11/01/05 AMEND TALK AMERICA HOLDINGS INC DE 2.02,9.01 11/01/05 TARRANT APPAREL GROUP CA 1.01 10/31/05 TASKER CAPITAL CORP NV 8.01,9.01 11/01/05 TC PIPELINES LP DE 8.01 11/01/05 TECHNOLOGY INVESTMENT CAPITAL CORP MD 1.01 10/26/05 TENET HEALTHCARE CORP NV 2.02 09/30/05 TENNANT CO MN 1.01,5.02,9.01 10/26/05 TEREX CORP DE 8.01,9.01 10/31/05 TESSERA TECHNOLOGIES INC DE 1.01,2.02,7.01,9.01 10/31/05 TGC INDUSTRIES INC TX 2.02,9.01 10/31/05 THAXTON GROUP INC SC 8.01,9.01 10/25/05 TIENS BIOTECH GROUP USA INC 1.01 10/26/05 TIPPERARY CORP TX 2.01,3.01,5.01,5.02,9.01 10/27/05 TITANIUM METALS CORP DE 8.01 11/01/05 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 11/01/05 TOWER AUTOMOTIVE INC DE 7.01,9.01 09/30/05 TRANSCEND SERVICES INC DE 1.01,5.02 11/01/05 TRANSOCEAN INC E9 7.01,9.01 10/31/05 TRIPATH TECHNOLOGY INC 3.01,9.01 10/26/05 TRIUMPH GROUP INC / DE 2.02,9.01 10/28/05 TRIZEC PROPERTIES INC DE 2.02,9.01 11/01/05 TRW AUTOMOTIVE HOLDINGS CORP DE 2.02,9.01 11/01/05 TUT SYSTEMS INC DE 2.02,9.01 10/28/05 TXU CORP /TX/ TX 2.02,9.01 11/01/05 U.S. Helicopter CORP DE 1.01,2.03,3.02,5.02,5.03 10/26/05 UAL CORP /DE/ DE 2.02,7.01,9.01 11/01/05 AMEND UIL HOLDINGS CORP CT 2.02,9.01 11/01/05 UNION BANKSHARES CORP VA 1.01,9.01 10/31/05 UNITED RENTALS INC /DE DE 2.02,9.01 11/01/05 UNITED TECHNOLOGIES CORP /DE/ DE 8.01,9.01 10/31/05 UNOVA INC DE 2.02,9.01 11/01/05 UNUMPROVIDENT CORP DE 2.02,9.01 11/01/05 UTAH MEDICAL PRODUCTS INC UT 8.01 11/01/05 VALERO L P DE 9.01 11/01/05 VALERO L P DE 1.01 11/01/05 VALHI INC /DE/ DE 7.01,9.01 11/01/05 VALUECLICK INC/CA DE 2.02,9.01 11/01/05 VENTURE FINANCIAL GROUP INC WA 2.02,9.01 11/01/05 VIACOM INC DE 2.02,9.01 11/01/05 VICAL INC DE 2.02,9.01 11/01/05 VIEWPOINT CORP DE 1.01 10/26/05 VIISAGE TECHNOLOGY INC DE 2.02,8.01,9.01 11/01/05 VINEYARD NATIONAL BANCORP CA 7.01,9.01 11/01/05 VioQuest Pharmaceuticals, Inc. MN 2.01,9.01 10/18/05 AMEND VITAL IMAGES INC MN 2.02,9.01 11/01/05 VOUGHT AIRCRAFT INDUSTRIES INC 1.01 10/26/05 VOXWARE INC DE 2.02,9.01 11/01/05 W R GRACE & CO DE 2.02,9.01 10/31/05 WaMu Asset Acceptance Corp. DE 9.01 10/31/05 WARP TECHNOLOGY HOLDINGS INC NV 1.01,2.01,2.03,3.02,3.03,5.03,9.01 10/26/05 WARWICK VALLEY TELEPHONE CO NY 2.02,9.01 11/01/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 10/27/05 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 10/31/05 WCI COMMUNITIES INC 2.02,5.02,8.01,9.01 10/28/05 WebMD Health Corp. DE 1.01,2.02,7.01,8.01,9.01 11/01/05 WEIDA COMMUNICATIONS, INC. NJ 2.04,8.01 05/13/05 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 11/01/05 WENTWORTH I INC DE 1.01,9.01 10/28/05 WHITEHALL JEWELLERS INC DE 8.01,9.01 10/26/05 WHITTIER ENERGY CORP NV 5.03,9.01 11/01/05 WHX CORP DE 1.01,3.02,9.01 10/26/05 WILLIAMS COMPANIES INC DE 2.02,7.01,9.01 11/01/05 Williams Partners L.P. DE 2.02,7.01,9.01 11/01/05 WILLIAMS SCOTSMAN INTERNATIONAL INC DE 2.02,9.01 11/01/05 WILSON HOLDINGS, INC. NV 4.01,9.01 10/11/05 AMEND WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,7.01,9.01 10/26/05 WIZZARD SOFTWARE CORP /CO CO 5.02 10/31/05 WOLVERINE TUBE INC DE 2.02,2.06,9.01 10/26/05 WORLD ASSOCIATES, INC. /NV/ NV 4.02 11/01/05 AMEND WVS FINANCIAL CORP PA 5.02 11/01/05 XFormity Technologies, Inc. CO 3.02 05/12/05 XL CAPITAL LTD 2.02,9.01 10/31/05 XL Generation International NV 1.01,2.01,9.01 08/19/05 AMEND XTO ENERGY INC DE 1.01 11/01/05 YELLOW ROADWAY CORP DE 7.01,9.01 11/01/05 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 11/01/05 Zumiez Inc 7.01,9.01 11/01/05