SEC NEWS DIGEST Issue 2005-190 October 3, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF INTERNATIONAL EQUITY ADVISORS, LLC AND RICHARD ROGER LUND On Sept. 30, 2005, the Commission instituted administrative and cease- and desist proceedings pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act and Section 9(b) of the Investment Company Act against International Equity Advisors, LLC (IEA) and Richard Roger Lund (collectively, Respondents) for engaging in a fraudulent scheme that used multiple, “mirror” brokerage accounts to market time mutual funds that limited or otherwise restricted such trading. Specifically, from approximately 1999 through 2003, Respondents masked the frequency of their trading activity in mutual funds by spreading their clients’ trades through multiple, cloned accounts at four different broker-dealers. These accounts, which in many instances bore account numbers, registered representative codes and branch office identifiers that had nothing to do with either IEA or Lund, allowed IEA and Lund to disguise their identity as the traders, elude the attention of the mutual funds’ so-called “market timing police,” and avoid having their further trading in those mutual funds halted or otherwise restricted as market timing. Without admitting or denying the Commission’s findings, Respondents have consented to an Order that requires them to cease and desist from committing or causing any violations and any future violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Order also requires IEA and Lund, on a joint and several basis, to pay disgorgement in the amount of $2,500,000, prejudgment interest of $190,000, and a civil penalty of $500,000. Finally, the Order further suspends both IEA and Lund from association with any investment adviser for a period of 12 months, effective on the date of the entry of the Order. Separately, on Sept. 30, 2005, the Commission also filed a complaint in the United States District Court for the Eastern District of New York against one of the broker-dealers and two of its associated persons through which IEA and Lund traded in cloned accounts. Named in the complaint are Ehrenkrantz King Nussbaum, Inc. (EKN), a registered broker- dealer located in Garden City, N.Y., Anthony Ottimo, EKN’s Chief Executive Officer and a registered representative of the firm, and Brendan E. Murray, an unregistered associate of EKN. The complaint alleges that EKN, Ottimo, and Murray (collectively, the defendants) engaged in a scheme to defraud at least nine mutual fund companies for the purpose of enabling IEA and Lund, as well as three other customers, to place hundreds of illegal market timing orders in the funds without alerting the mutual funds to their activities. The complaint further alleges that the defendants, among other things, used cloned accounts to make it appear as if all the mutual fund orders being submitted by defendants’ market timing customers were coming from many different EKN customers, trading through numerous EKN branch offices, and being assisted by many different EKN registered representatives. In fact, all of the market timing orders were being submitted by only four EKN market timing customers. Further, all four of these customers did business only through EKN’s Garden City, New York office, and were being assisted by only one EKN registered representative, Ottimo. By their conduct, EKN, Ottimo, and Murray deceived the mutual funds through which their customers market timed and caused those mutual funds to process trades they otherwise would have rejected. EKN, Ottimo and Murray received approximately $230,000 in commissions and fees from their market timing customers. The complaint also alleges that EKN transacted in securities through an unregistered associated person, namely, Murray, and that Ottimo and Murray aided and abetted that conduct of EKN. The Commission’s complaint charges EKN, Ottimo and Murray with violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Complaint also charges EKN with violations of Sections 15(b)(7) and 15(c)(1) of the Exchange Act and Rule 15b7-1 thereunder, and Ottimo and Murray with aiding and abetting these violations. The Commission seeks injunctive relief, disgorgement plus prejudgment interest, and civil penalties. The litigation remains pending as to all parties. (In the Matter of International Equity Advisors, LLC and Richard Roger Lund - Rels. IA- 2437; IC-27108; 33-8621; 34-52545; File No. 3-12068) [SEC V. Ehrenkrantz King Nussbaum, Inc., Anthony Ottimo, and Brendan E. Murray, 05-CV-4643, E.D.N.Y.] (LR-19410) IDOLEYEZ CORPORATION STOCK REGISTRATION REVOKED The registration of the stock of Idoleyez Corporation has been revoked. The revocation was ordered in an administrative proceeding before an administrative law judge. Idoleyez, also known as ISEmployment.com, Inc., has not filed any annual or quarterly reports with the Commission since its quarterly report for the quarter ended June 30, 2003. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The law judge revoked the registration of Idoleyez’s stock to serve the public interest and for the protection of investors. (Rel. 34-52541; File No. 3-11979) SEC SETTLES FRAUD CHARGEST AGAINST FORMER RITE AID LAWYER On October 3, the Securities and Exchange Commission announced that it has reached a settlement with Franklin C. Brown, the former chief legal officer of Rite Aid Corporation, the nationwide drugstore chain based in Harrisburg, Pa. On June 21, 2002, the Commission filed accounting fraud charges in federal district court in the Middle District of Pennsylvania against Brown, Martin L. Grass, Rite Aid’s former CEO and Frank M. Bergonzi, Rite Aid’s former CFO. On September 30, 2005, the Hon. Sylvia H. Rambo signed a final judgment against Brown, to which Brown consented without admitting or denying the allegations in the Commission’s complaint. The Commission’s case had been stayed pending the outcome of related criminal actions filed by the United States Attorney for the Middle District of Pennsylvania against Brown and others. In October 2003, Brown was convicted in the related criminal proceedings for his conduct at Rite Aid. In October 2004, Brown was sentenced to ten years in prison and ordered to pay a $20,000 fine. In its civil action, the Commission alleged that Brown, Grass and Bergonzi conducted a wide-ranging accounting fraud scheme that resulted in the significant inflation of Rite Aid’s net income in every quarter from May 1997 to May 1999. The Commission also charged Brown and Grass with concealing certain related party transactions that enriched Grass at shareholder expense, and it charged Grass with fabricating Board committee minutes in order to support a false statement he made in connection with obtaining a loan critical to keeping Rite Aid in business. After the discovery of improper and unsubstantiated accounting transactions, in July and October 2000 Rite Aid restated cumulative pretax income by a massive $2.3 billion dollars and cumulative net income by $1.6 billion dollars. Rite Aid’s restatement was, at the time, the largest financial restatement ever by a public company. The Commission’s subsequent investigation into the reasons for the restatement culminated in its charges against Brown and his fellow executives. The final judgment bars Brown from acting as an officer or director of a public company. In addition, Brown is permanently enjoined from future violations of the antifraud, reporting, books and records, internal controls, proxy, and other provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, specifically Section 17(a) of the Securities Act, Sections 10(b) and 13(b)(5) of the Exchange Act, and Rules 10b-5, 13b2-1, and 13b2-2 thereunder, and, as a controlling person pursuant to Section 20(a) of the Exchange Act, Sections 13(a), 13(b)(2), and 14(a) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11, and 14a- 9(a). The judgment further provides that the Commission’s claim for disgorgement of ill-gotten gains and prejudgment interest will be waived due to Brown’s inability to pay, and that no civil penalty will be imposed in view of Brown’s personal financial condition. [SEC v. Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown, No. 1:CV02-1084, M.D.Pa.] (LR-19409) HOLDING COMPANY RELEASES CENTERPOINT ENERGY, INC., ET AL. An order has been issued authorizing CenterPoint Energy, Inc. (CenterPoint), a registered Public-utility holding company under the Public Utility Holding Company Act, as amended, Utility Holding, LLC, CenterPoint’s direct, wholly owned subsidiary limited liability company, CenterPoint Energy Houston Electric, LLC (CEHouston Electric), a wholly owned electric utility subsidiary limited liability company of Utility Holding, and CenterPoint Energy Transition Bond Company II, LLC, a direct, wholly owned subsidiary limited liability company of CEHouston Electric, to issue approximately $2 billion in additional transition bonds and engage in certain related financial transactions, in connection with CenterPoint’s financing and recovery of costs associated with Texas’ electric-utility industry restructuring. (Rel. 35-28040) GULF POWER COMPANY An order has been issued authorizing Gulf Power Company, a wholly-owned utility subsidiary of The Southern Company, a registered holding company, to issue preference stock. (Rel 35-28042) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENES OF PROPOSED RULE CHANGES The Depository Trust Company filed a proposed rule change (SR-DTC-2005- 10) under Section 19(b)(1) of the Exchange Act, which proposed rule change became effective upon filing, to clarify DTC’s procedures relating to the destruction of certain non-transferable securities certificates. Publication of the proposal is expected in the Federal Register during the week of October 3. (Rel. 34-52524) A proposed rule change and Amendment No. 1 thereto filed by the Chicago Board Options Exchange (SR-CBOE-2005-75) relating to remote market-maker transaction fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of October 3. (Rel. 34-52532) A proposed rule change (SR-Amex-2005-085) and Amendment Nos. 1 and 2 thereto filed with the Commission by the American Stock Exchange related to the implementation of a cancellation fee for equities and ETFs has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of October 3. (Rel. 34-52533) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CHX-2004-25) and Amendment Nos. 1, 2, and 3 thereto and granted accelerated approval to Amendment No. 4 thereto filed by the Chicago Stock Exchange under Rule 19b-4 under the Securities Exchange Act of 1934 relating to a prohibition on using a layoff service, unless the service provides required information to the Exchange. Publication of the order is expected in the Federal Register during the week of October 3. (Rel. 34- 52534) PROPOSED RULE CHANGE Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the Pacific Exchange has filed a proposed rule change (SR-PCX-2005-85) and Amendment Nos. 2 and 3 thereto relating to exposure of orders in the PCX Plus Crossing Mechanism. Publication is expected in the Federal Register during the week of October 3. (Rel. 34-52542) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 BULLDOG TECHNOLOGIES INC, 11120 HORSESHOE WAY, SUITE 301, RICHMOND, A1, V7A 5H7, 604-271-8656 - 4,725,001 ($4,394,250.93) Equity, (File 333-128696 - Sep. 30) (BR. 11C) SB-2 CANTOP VENTURES, INC., 1045 PEPPER LANE, FERNLEY, NV, 89408, (604) 805-6340 - 45,000 ($45,000.00) Equity, (File 333-128697 - Sep. 30) (BR. 09) S-3 TELULAR CORP, 647 N LAKEVIEW PKWAY, 920 DEERFIELD PKWY, VERNON HILLS, IL, 60061, 8474654500 - 5,300,000 ($21,518,000.00) Equity, (File 333-128698 - Sep. 30) (BR. 11C) S-8 PROSPECT MEDICAL HOLDINGS INC, 6083 BRISTOL PARKWAY, SUITE 100, CULVER CITY, CA, 90230, 310-338-8677 - 0 ($13,854,200.00) Equity, (File 333-128700 - Sep. 30) (BR. 01) S-2 SLS INTERNATIONAL INC, 3119 SOUTH SCENIC, SPRINGFIELD, MO, 65807, 4178834549 - 2,150,000 ($4,063,500.00) Equity, (File 333-128701 - Sep. 30) (BR. 11C) S-8 PURCHASE POINT MEDIA CORP, 141 FIFTH AVENUE, NEW YORK, NY, 10010, 2125396104 - 25,000 ($15,000.00) Equity, (File 333-128702 - Sep. 30) (BR. 11C) S-3 TRAFFIX INC, ONE BLUE HILL PLAZA, PO BOX 1665, PEARL RIVER, NY, 10965, 9146201212 - 0 ($1,536,443.00) Equity, (File 333-128703 - Sep. 30) (BR. 08C) S-3 ADVANCED PHOTONIX INC, 1240 AVENIDA ACASCO, CAMARILLO, CA, 93012, 8059870146 - 0 ($2,359,386.00) Equity, (File 333-128706 - Sep. 30) (BR. 10A) S-1 Affinity Media International Corp.,, 17328 VENTURA BLVD STE 245, ENCINO, CA, 91316, 323 356 2988 - 0 ($42,840,100.00) Equity, (File 333-128707 - Sep. 30) (BR. 09) S-8 APOLLO RESOURCES INTERNATIONAL INC, 3001 KNOX STREET, SUITE 407, DALLAS, TX, 75205, 214-389-2151 - 0 ($859,950.00) Equity, (File 333-128708 - Sep. 30) (BR. 04) S-8 ALCAN INC, 1188 SHERBROOKE ST WEST, MONTREAL QUEBEC CANA, A8, 00000, 5148488000 - 10,000 ($309,400.00) Equity, (File 333-128710 - Sep. 30) (BR. 04C) F-3 JED OIL INC., SUITE 2600, 500 - 4TH AVE. S.W., CALGARY, A0, T2P 2V6, 403-537-3250 - 666,667 ($20,000,010.00) Equity, (File 333-128711 - Sep. 30) (BR. 04) S-8 GREER BANCSHARES INC, 1111 W POINSETT ST, GREER, SC, 29650, 8648772000 - 250,000 ($6,656,250.00) Equity, (File 333-128712 - Sep. 30) (BR. 07A) S-8 GREER BANCSHARES INC, 1111 W POINSETT ST, GREER, SC, 29650, 8648772000 - 36,215 ($964,224.38) Equity, (File 333-128713 - Sep. 30) (BR. 07A) S-8 DOLLAR THRIFTY AUTOMOTIVE GROUP INC, 5330 EAST 31ST STREET, TULSA, OK, 74135, 9186607700 - 795,000 ($26,620,575.00) Equity, (File 333-128714 - Sep. 30) (BR. 05B) SB-2 Vyteris Holdings (Nevada), Inc., 1390 SOUTH 1100 EAST SUITE 204, SALT LAKE CITY, UT, 84105-2463, 2017032299 - 12,500,000 ($25,000,000.00) Equity, (File 333-128716 - Sep. 30) (BR. 06A) S-8 GREER BANCSHARES INC, 1111 W POINSETT ST, GREER, SC, 29650, 8648772000 - 20,573 ($547,756.12) Equity, (File 333-128717 - Sep. 30) (BR. 07A) S-3 GE LIFE & ANNUITY ASSURANCE CO, 6610 W. BROAD ST., RICHMOND, VA, 23230, 8042896815 - 5,000,000 ($5,000,000,000.00) Other, (File 333-128718 - Sep. 30) (BR. 20) S-8 GREER BANCSHARES INC, 1111 W POINSETT ST, GREER, SC, 29650, 8648772000 - 52,745 ($1,404,335.62) Equity, (File 333-128719 - Sep. 30) (BR. 07A) S-4 BUNGE LIMITED FINANCE CORP, 50 MAIN STREET, WHITE PLAINS, NY, 10606, 9146842800 - 400,000,000 ($400,000,000.00) Non-Convertible Debt, (File 333-128720 - Sep. 30) (BR. 04) N-2 MERCANTILE ABSOLUTE RETURN FUND LLC, TWO HOPKINS PLAZA, BALTIMORE, MD, 21201, 800-239-0418 - 1,000 ($1,000,000.00) Other, (File 333-128721 - Sep. 30) (BR. 16) S-3 Capital One Auto Receivables LLC, 140 EAST SHORE DRIVE, ROOM 1052-D, GLEN ALLEN, VA, 23059, 804.290.6736 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-128722 - Sep. 30) (BR. 05) N-2 Mercantile Absolute Return Fund for Tax-Exempt/Deferred Investors (TEDI) LLC, 2 HOPKINS PLAZA, 11TH FL., BALTIMORE, MD, 21201, 410-237-5900 - 1,000 ($1,000,000.00) Other, (File 333-128723 - Sep. 30) (BR. 16) S-3 SAVANNAH BANCORP INC, 25 BULL ST, SAVANNAH, GA, 31401, 9126518200 - 397,273 ($13,539,064.00) Equity, (File 333-128724 - Sep. 30) (BR. 07A) N-2 MERCANTILE ALTERNATIVE STRATEGIES FUND LLC, TWO HOPKINS PLAZA, BALTIMORE, MD, 21201, 800-239-0418 - 1,000 ($1,000,000.00) Other, (File 333-128725 - Sep. 30) (BR. 16) N-2 Mercantile Alternative Strategies Fund for Tax-Exempt/Deferred Investors (TEDI) LLC, 2 HOPKINS PLAZA, 11TH FL., BALTIMORE, MD, 21201, 410-237-5900 - 1,000 ($1,000,000.00) Other, (File 333-128726 - Sep. 30) (BR. 16) SB-2 MOBILEPRO CORP, 6701 DEMOCRACY BOULEVARD, SUITE 300, BETHESDA, MD, 20817, 301-315-9040 - 123,732,939 ($32,418,030.00) Equity, (File 333-128727 - Sep. 30) (BR. 11B) S-8 SIGMATEL INC, 1601 SOUTH MOPAC EXPRESSWAY, SUITE 100, AUSTIN, TX, 78746, 512-381-3700 - 4,292,580 ($80,580,019.61) Equity, (File 333-128728 - Sep. 30) (BR. 10C) N-2 MERCANTILE LONG SHORT MANAGER FUND LLC, TWO HOPKINS PLAZA, BALTIMORE, MD, 21201, 800-239-0418 - 1,000 ($1,000,000.00) Other, (File 333-128729 - Sep. 30) (BR. 16) SB-2 Deep Field Technologies, Inc., 750 HIGHWAY 34, MATAWAN, NJ, 07747, 732-441-7700 - 1,053,781,579 ($10,537,816.00) Equity, (File 333-128730 - Sep. 30) (BR. 09A) N-2 Mercantile Long-Short Manager Fund for Tax-Exempt/Deferred Investors (TEDI) LLC, 2 HOPKINS PLAZA, 11TH FL., BALTIMORE, MD, 21201, 410-237-5900 - 1,000 ($1,000,000.00) Other, (File 333-128731 - Sep. 30) (BR. 16) SB-2 SpeechSwitch, Inc., 750 HIGHWAY 34, MATAWAN, NJ, 07747, 732-441-7700 - 1,053,781,579 ($10,537,816.00) Equity, (File 333-128732 - Sep. 30) (BR. 09B) S-8 CHEVRON CORP, 6001 BOLLINGER CANYON ROAD, SAN RAMON, CA, 94583, 925-842-1000 - 18,000,000 ($18,000,000.00) Other, (File 333-128733 - Sep. 30) (BR. 04C) S-8 CHEVRON CORP, 6001 BOLLINGER CANYON ROAD, SAN RAMON, CA, 94583, 925-842-1000 - 13,000,000 ($13,000,000.00) Other, (File 333-128734 - Sep. 30) (BR. 04C) S-3 OSCIENT PHARMACEUTICALS CORP, 1000 WINTER STREET, SUITE 2200, WALTHAM, MA, 02451, 7813982300 - 0 ($100,000,000.00) Equity, (File 333-128735 - Sep. 30) (BR. 01B) S-4 TEXAS INDUSTRIES INC, 1341 W MOCKINGBIRD LN, STE 700W, DALLAS, TX, 75247-6913, 9726476742 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-128736 - Sep. 30) (BR. 06B) S-8 JDS UNIPHASE CORP /CA/, 1768 AUTOMATION PARKWAY, SAN JOSE, CA, 95131, 4085465000 - 16,000,000 ($31,680,000.00) Equity, (File 333-128737 - Sep. 30) (BR. 10B) S-8 ARQULE INC, 19 PRESIDENTIAL WAY, WOBURN, MA, 01801, 781-994-0300 - 210,000 ($1,636,950.00) Equity, (File 333-128738 - Sep. 30) (BR. 01C) S-8 CORVEL CORP, 2010 MAIN STREE, SUITE 1020, IRVINE, CA, 92614, 9498511473 - 200,000 ($4,620,000.00) Equity, (File 333-128739 - Sep. 30) (BR. 01A) S-8 ARQULE INC, 19 PRESIDENTIAL WAY, WOBURN, MA, 01801, 781-994-0300 - 1,300,000 ($10,133,500.00) Equity, (File 333-128740 - Sep. 30) (BR. 01C) S-8 ARQULE INC, 19 PRESIDENTIAL WAY, WOBURN, MA, 01801, 781-994-0300 - 150,000 ($1,169,250.00) Equity, (File 333-128741 - Sep. 30) (BR. 01C) F-3 MITTAL STEEL CO N.V., 15TH FLOOR, HOFPLEIN 20, 3032 AC ROTTERDAM, ROTTERDAM, P7, 000000000, 31102178800 - 0 ($3,000,000,000.00) Unallocated (Universal) Shelf, (File 333-128742 - Sep. 30) (BR. 06A) S-8 GENESIS TECHNOLOGY GROUP INC, 777 YAMATO RD, SUITE 130, BOCA RATON, FL, 33431, 5619889880 - 12,000,000 ($480,000.00) Equity, (File 333-128743 - Sep. 30) (BR. 08B) SB-2 CAROLINA NATIONAL CORP, 1350 MAIN STREET, COLUMBIA, SC, 29201, 8037790411 - 0 ($15,000,000.00) Equity, (File 333-128744 - Sep. 30) (BR. 07A) S-3 INVESTORS REAL ESTATE TRUST, 12 SOUTH MAIN STREET, PO BOX 1988, MINOT, ND, 58702-1988, 701-837-4738 - 672,002 ($6,350,418.90) Equity, (File 333-128745 - Sep. 30) (BR. 08B) S-8 COMMUNICATIONS RESEARCH INC, 67 RAMAPO VALLEY ROAD, SUITE 103, MAHWAH, NJ, 07430, 201-684-0880 - 5,000,000 ($450,000.00) Equity, (File 333-128746 - Sep. 30) (BR. 11C) S-8 LINEAR TECHNOLOGY CORP /CA/, 1630 MCCARTHY BLVD, MILPITAS, CA, 95035, 4084321900 - 1,000,000 ($30,800,000.00) Equity, (File 333-128747 - Sep. 30) (BR. 10B) S-1 Oracle Healthcare Acquisition Corp., 200 GREENWICH AVENUE, GREENWICH, CT, 06830, 203-862-7900 - 14,375,000 ($201,250,000.00) Equity, (File 333-128748 - Sep. 30) (BR. 09) SB-2 DEBT RESOLVE INC, 707 WESTCHESTER AVE, SUITE 213, WHITE PLAINS, NY, 10604, 9149495500 - 0 ($18,540,878.00) Equity, (File 333-128749 - Sep. 30) (BR. 09A) S-1 Complete Production Services, Inc., 14450 JFK BLVD., SUITE 400, HOUSTON, TX, 77032, 281-372-2300 - 0 ($300,000,000.00) Equity, (File 333-128750 - Sep. 30) (BR. 04) S-3 AAMES CAPITAL ACCEPTANCE CORP, 350 SOUTH GRAND AVE, 43RD FLOOR, LOS ANGELES, CA, 90071, 32321050000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-128751 - Sep. 30) (BR. 05) S-3 Prescient Applied Intelligence, Inc., 1247 WARD AVENUE, WEST CHESTER, PA, 19380, 6107191600 - 0 ($15,051,264.00) Equity, (File 333-128752 - Sep. 30) (BR. 03B) S-4 VALSPAR CORP, 1101 THIRD ST SOUTH, MINNEAPOLIS, MN, 55415, 6123327371 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-128753 - Sep. 30) (BR. 06B) S-8 CHINDEX INTERNATIONAL INC, 7201 WISCONSIN AVE, STE 703, BETHESDA, MD, 20814, 3012157777 - 500,000 ($1,813,120.00) Equity, (File 333-128754 - Sep. 30) (BR. 01A) S-8 CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 393,211 ($1,262,207.31) Equity, (File 333-128755 - Sep. 30) (BR. 03C) S-3 VISEON INC, 8445 FREEPORT PKWY, STE 245, IRVING, TX, 75063, 9729066300 - 23,896,827 ($21,029,207.00) Equity, (File 333-128756 - Sep. 30) (BR. 03B) SB-2 HEALTHRENU MEDICAL INC, 7255 E. QUINCY AVENUE, SUITE 550, DENVER, CO, 80237, 303-437-9434 - 100,000,000 ($44,000,000.00) Equity, (File 333-128757 - Sep. 30) (BR. 09A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 4NET SOFTWARE INC DE 3.02,9.01 09/26/05 AASTROM BIOSCIENCES INC MI 1.01,5.02,9.01 09/28/05 ACCESS ANYTIME BANCORP INC DE 1.01,9.01 09/29/05 ADEPT TECHNOLOGY INC CA 5.02,7.01 09/26/05 ADEZA BIOMEDICAL CORP DE 1.01 09/26/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01,9.01 09/26/05 AEI REAL ESTATE FUND XV LTD PARTNERSH DE 2.01,9.01 09/26/05 AFFILIATED COMPUTER SERVICES INC DE 5.04,9.01 09/29/05 AGL RESOURCES INC GA 1.01,9.01 09/27/05 AIMS WORLDWIDE INC NV 8.01,9.01 09/30/05 ALLEGHENY ENERGY, INC MD 8.01 09/29/05 ALLIANCE FINANCIAL CORP /NY/ NY 5.02,9.01 09/27/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 7.01 09/30/05 ALLIED HEALTHCARE INTERNATIONAL INC NY 5.02,7.01,9.01 09/20/05 ALLIN CORP DE 1.01,9.01 09/28/05 ALTAIR NANOTECHNOLOGIES INC A6 4.01,9.01 09/26/05 AMBIENT CORP /NY DE 5.02,9.01 09/29/05 AMERICAN BIO MEDICA CORP NY 8.01 09/30/05 AMERICAN CRYSTAL SUGAR CO /MN/ MN 1.01,9.01 09/30/05 AMERICAN STATES WATER CO CA 7.01,9.01 09/29/05 AMERICAN UNITED GLOBAL INC DE 1.01,2.01,2.03,3.02,9.01 09/22/05 AMERIGON INC MI 1.01,9.01 09/29/05 AMREIT TX 1.01,2.01,9.01 09/26/05 AMYLIN PHARMACEUTICALS INC DE 5.02 09/22/05 ANGELICA CORP /NEW/ MO 5.02,9.01 09/29/05 ANTICUS INTERNATIONAL CORP NV 1.01,9.01 09/29/05 AMEND APPLIED FILMS CORP CO 8.01,9.01 09/30/05 ARCADIA RESOURCES, INC NV 1.01,3.02,9.01 09/26/05 ARCHER DANIELS MIDLAND CO DE 1.01,9.01 09/29/05 AROTECH CORP DE 1.01,2.03,3.01,3.02,9.01 09/27/05 ARQULE INC DE 8.01,9.01 09/27/05 ASPEN INSURANCE HOLDINGS LTD D0 1.01,9.01 09/30/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 09/25/05 ASSOCIATED BANC-CORP WI 1.01,9.01 09/30/05 ASTEC INDUSTRIES INC TN 2.01 09/30/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 09/29/05 AUDIBLE INC 5.02 09/30/05 AULT INC MN 3.01,9.01 09/27/05 AUTOZONE INC NV 1.01,5.02,9.01 09/29/05 AVAYA INC DE 8.01 09/30/05 AVENUE ENTERTAINMENT GROUP INC /DE/ DE 4.01,9.01 09/07/05 AMEND AVNET INC NY 9.01 09/23/05 AMEND BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 09/30/05 BANCWEST CORP/HI DE 1.01,9.01 09/14/05 BARON CAPITAL PROPERTIES LP DE 1.03,9.01 09/22/05 BARON CAPITAL TRUST DE 1.03,9.01 09/22/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 09/29/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 09/26/05 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 09/15/05 BEHRINGER HARVARD REIT I INC MD 8.01 09/30/05 BENACQUISTA GALLERIES INC NV 8.01 09/29/05 BERKSHIRE HILLS BANCORP INC 7.01,9.01 09/30/05 BIG SKY ENERGY CORP NV 4.02 09/23/05 BIG SKY ENERGY CORP NV 8.01 09/26/05 BIMINI MORTGAGE MANAGEMENT INC MD 1.01,5.01,9.01 09/29/05 BLUEGATE CORP NV 2.03,3.02,5.02,9.01 09/26/05 Bois d Arc Energy, Inc. NV 8.01,9.01 09/30/05 BOK FINANCIAL CORP ET AL OK 5.02,9.01 09/27/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,2.03,8.01,9.01 09/26/05 BULLDOG TECHNOLOGIES INC NV 7.01 09/30/05 CABOT CORP DE 8.01 09/30/05 CALIFORNIA CLEAN AIR INC DE 1.01,1.02,9.01 07/01/05 CALIFORNIA WATER SERVICE GROUP DE 5.02 09/29/05 CALLAWAY GOLF CO /CA DE 2.05,7.01,9.01 09/29/05 CALLON PETROLEUM CO DE 7.01,9.01 09/29/05 CAMBREX CORP DE 5.02,9.01 09/30/05 CAPSTEAD MORTGAGE CORP MD 1.01,7.01,9.01 09/26/05 Cardiac Science CORP 1.01,2.03,9.01 09/28/05 CCI GROUP INC UT 5.03,9.01 08/16/05 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 09/19/05 CELADON GROUP INC DE 1.01,2.03,9.01 09/26/05 CEMENTITIOUS MATERIALS INC DE 1.01,9.01 08/26/05 CENTENE CORP 7.01 09/28/05 CENTERSTATE BANKS OF FLORIDA INC FL 1.01,9.01 09/30/05 CENTRAL PARKING CORP TN 4.02,8.01,9.01 09/29/05 CERADYNE INC DE 7.01,9.01 09/30/05 CERADYNE INC DE 7.01,9.01 09/30/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 09/30/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 09/30/05 CHESAPEAKE ENERGY CORP OK 5.03,9.01 09/30/05 CHINA GRANITE CORP NV 8.01,9.01 09/29/05 CIT GROUP INC DE 8.01,9.01 09/27/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/26/05 CITIGROUP INC DE 9.01 09/29/05 CITY NETWORK INC NV 4.02,9.01 09/23/05 AMEND CLAYTON WILLIAMS ENERGY INC /DE DE 8.01 09/30/05 CLEARONE COMMUNICATIONS INC UT 3.02 09/30/05 CLECO CORP LA 8.01 09/28/05 CLEVELAND CLIFFS INC OH 8.01 09/30/05 Cole Credit Property Trust II Inc MD 1.01,2.01,2.03,9.01 09/26/05 COMMERCE ENERGY GROUP INC DE 1.01,9.01 09/29/05 COMMERCIAL METALS CO DE 1.01 09/26/05 COMSTOCK RESOURCES INC NV 8.01,9.01 09/30/05 CONOLOG CORP DE 1.01,3.02,9.01 07/19/05 AMEND CONOR MEDSYSTEMS INC 1.01,1.02,9.01 09/29/05 CORGENIX MEDICAL CORP/CO NV 5.02 09/30/05 CORTS TRUST FOR WEYERHAEUSER DEBENTUR DE 8.01,9.01 09/15/05 COUNTRYWIDE FINANCIAL CORP DE 8.01,9.01 09/30/05 CRAFTMADE INTERNATIONAL INC DE 5.02,9.01 09/26/05 CREDIT ACCEPTANCE CORPORATION MI 5.04 08/12/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 09/29/05 CRUZAN INTERNATIONAL, INC. DE 5.01,9.01 09/26/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 09/26/05 CSFB Home Equity Mortgage Trust 2005- DE 8.01,9.01 09/26/05 CSX CORP VA 7.01,9.01 09/30/05 CTI INDUSTRIES CORP DE 1.01 09/30/05 CTS CORP IN 1.02 09/30/05 CWABS INC DE 8.01,9.01 09/28/05 CWABS INC DE 8.01,9.01 09/30/05 CWALT INC 9.01 09/30/05 CWALT INC 9.01 09/30/05 CWHEQ, Inc. 8.01,9.01 09/30/05 CWHEQ, Inc. 8.01 09/30/05 CYGNUS INC /DE/ DE 1.01,9.01 09/30/05 DARK DYNAMITE, INC NV 1.01,8.01 09/29/05 DATARAM CORP NJ 8.01 09/29/05 DATAWATCH CORP DE 1.01,2.03,9.01 09/26/05 DAYBREAK MINES INC WA 4.01,9.01 04/20/05 AMEND DECORIZE INC DE 4.02 09/26/05 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 09/30/05 DELTA PETROLEUM CORP/CO CO 2.01,3.02,9.01 09/27/05 DIAMOND TRIUMPH AUTO GLASS INC DE 8.01,9.01 09/30/05 DIGITAL VIDEO SYSTEMS INC DE 2.02,9.01 09/29/05 DOLLAR GENERAL CORP TN 7.01,9.01 09/30/05 DONNELLEY R R & SONS CO DE 8.01,9.01 06/17/04 AMEND DRYCLEAN USA INC DE 2.02,8.01,9.01 09/30/05 EDGEWATER TECHNOLOGY INC/DE/ DE 8.01,9.01 09/30/05 EDWARDS LIFESCIENCES CORP DE 1.01,9.01 09/27/05 EFOODSAFETY COM INC NV 5.02 09/29/05 EMISPHERE TECHNOLOGIES INC DE 1.01,1.02,2.03,3.03,5.02,5.03,9.01 09/26/05 EMMIS COMMUNICATIONS CORP IN 1.01,9.01 09/28/05 EMPIRE ENERGY CORP UT 1.01,8.01,9.01 09/30/05 ENERGY EAST CORP NY 8.01,9.01 09/30/05 ENHANCE BIOTECH INC DE 4.01 09/30/05 EPIC FINANCIAL CORP NV 3.02 09/26/05 ESCALA GROUP INC NY 9.01 07/15/05 AMEND ETHAN ALLEN INTERIORS INC DE 1.01,2.03,8.01,9.01 09/27/05 EURONET WORLDWIDE INC DE 1.01,2.03,3.02 09/28/05 EWORLDMEDIA HOLDINGS INC NV 1.01,3.02 09/29/05 FEDERAL MOGUL CORP MI 1.01,9.01 09/30/05 FEDERAL MOGUL CORP MI 1.01,9.01 09/30/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 7.01,9.01 09/28/05 FENTURA FINANCIAL INC MI 8.01,9.01 09/30/05 FIFTH THIRD BANCORP OH 1.01,9.01 09/26/05 FINANCIAL ASSET SECURITIES CORP DE 9.01 09/27/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 09/27/05 FINANCIAL FEDERAL CORP NV 2.02,8.01,9.01 09/28/05 FINANCIAL INDUSTRIES CORP TX 1.01,9.01 09/30/05 FIRST DATA CORP DE 1.01,5.02,9.01 09/27/05 FIRST FEDERAL BANC OF THE SOUTHWEST I 8.01,9.01 09/28/05 First Horizon Alternative Mortgage Se DE 9.01 09/25/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/30/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/30/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/30/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/30/05 First NLC Trust 2005-1 8.01,9.01 09/26/05 First NLC Trust 2005-2 8.01,9.01 08/26/05 FIRST STATE BANCORPORATION NM 1.01,9.01 09/29/05 FLOWERS FOODS INC GA 8.01,9.01 09/30/05 FORSYTH BANCSHARES INC GA 5.02 09/26/05 FORTUNE BRANDS INC DE 1.01,9.01 09/27/05 Franchise Capital Corp. NV 2.01,5.03,9.01 08/18/05 FRANKLIN LAKE RESOURCES INC /NV NV 9.01 09/29/05 FREMONT MICHIGAN INSURACORP INC MI 5.02 09/30/05 FRMO CORP DE 8.01 09/29/05 FULTON BANCSHARES CORP PA 5.02,9.01 09/26/05 GALAXY NUTRITIONAL FOODS INC DE 3.01,8.01,9.01 09/26/05 GAMES INC DE 2.02,9.01 09/30/05 GAMESTOP CORP DE 1.01,2.03,8.01,9.01 09/30/05 GENEMAX CORP NV 5.02,9.01 09/30/05 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 2.03,9.01 09/30/05 GENIUS PRODUCTS INC NV 5.02 09/26/05 GEORGIA PACIFIC CORP GA 7.01 09/27/05 GERMAN AMERICAN BANCORP IN 1.01,2.03,9.01 09/28/05 GILLETTE CO DE 5.04,9.01 09/30/05 GLENBOROUGH REALTY TRUST INC MD 8.01,9.01 09/30/05 GOLDEN PHOENIX MINERALS INC /MN/ MN 1.01,3.02,8.01,9.01 09/26/05 GOLDFIELD CORP DE 8.01,9.01 09/29/05 GRAPHIC PACKAGING CORP DE 5.02,9.01 09/21/05 GRAYBAR ELECTRIC CO INC NY 1.01 09/30/05 GREATER BAY BANCORP CA 1.01,1.02,2.03,9.01 09/27/05 Green Mountain Capital Inc. 4.01,5.02,9.01 09/26/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/30/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/30/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/30/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/30/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/30/05 GREY WOLF INC TX 8.01,9.01 09/27/05 GS MORTGAGE SECURITIES CORP DE 8.01 09/30/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 09/29/05 GSR Mortgage Loan Trust 2005-3F DE 8.01,9.01 09/26/05 HAWAIIAN HOLDINGS INC DE 8.01,9.01 09/30/05 HEMPTOWN CLOTHING INC A1 8.01,9.01 09/29/05 HF FINANCIAL CORP DE 1.01,9.01 09/26/05 HILB ROGAL & HOBBS CO VA 1.01 09/29/05 HILFIGER TOMMY CORP 2.02,4.02,9.01 09/30/05 Home Equity Asset Trust 2005-5 DE 8.01,9.01 09/25/05 HOME EQUITY ASSET TRUST 2005-6 DE 8.01,9.01 09/25/05 HOME INTERIORS & GIFTS INC TX 1.01,9.01 09/28/05 HORMEL FOODS CORP /DE/ DE 5.02,5.03,9.01 09/26/05 HORNBECK OFFSHORE SERVICES INC /LA DE 1.01,8.01,9.01 09/29/05 HORTON D R INC /DE/ DE 1.01,2.03 09/28/05 HOUSTON EXPLORATION CO DE 8.01,9.01 09/29/05 HUMAN PHEROMONE SCIENCES INC CA 8.01,9.01 09/28/05 HyperSpace Communications, Inc. CO 1.02,9.01 09/28/05 IEC ELECTRONICS CORP DE 1.01 08/24/05 IKON OFFICE SOLUTIONS INC OH 1.01,8.01,9.01 09/28/05 IMAGEWARE SYSTEMS INC CA 1.01,9.01 09/27/05 INDYMAC MBS INC 8.01,9.01 09/29/05 INFONOW CORP / DE 1.01 09/27/05 INFOTECH USA INC DE 1.01,9.01 09/30/05 InPlay Technologies, Inc. NV 1.01 09/30/05 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.01,9.01 09/26/05 INTERCHANGE FINANCIAL SERVICES CORP / NJ 8.01,9.01 09/29/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 7.01,9.01 09/29/05 INTERNATIONAL SHIPHOLDING CORP DE 1.01,2.03,9.01 09/26/05 INTERNET COMMERCE CORP DE 2.02,9.01 09/29/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,8.01,9.01 09/30/05 ION NETWORKS INC DE 1.01,2.03 09/21/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 09/25/05 ISA INTERNATIONALE INC DE 2.01,9.01 06/30/05 ISA INTERNATIONALE INC DE 1.02,9.01 09/30/05 Israel Technology Acquisition Corp. DE 4.01,9.01 09/26/05 iVoice Technology, Inc. NJ 1.01,9.01 09/22/05 James River Group, INC DE 7.01,9.01 09/30/05 JAMESON INNS INC GA 1.01,2.03,3.02,9.01 09/30/05 JOURNAL COMMUNICATIONS INC 2.02,9.01 09/30/05 JUPITERMEDIA CORP DE 2.01,9.01 07/18/05 AMEND K-SEA TRANSPORTATION PARTNERS LP DE 1.01 09/26/05 KCS ENERGY INC DE 8.01,9.01 09/28/05 KEMET CORP DE 1.01 09/29/05 KEY ENERGY SERVICES INC MD 2.04,9.01 09/27/05 AMEND KNIGHT FULLER INC DE 3.02,8.01 09/27/05 LADENBURG THALMANN FINANCIAL SERVICES FL 3.02,9.01 09/26/05 LAMAR ADVERTISING CO/NEW DE 1.01,1.02,2.03,9.01 09/30/05 LANTRONIX INC DE 2.02,9.01 09/08/05 LANVISION SYSTEMS INC DE 1.01,2.03,9.01 09/28/05 LEAPFROG ENTERPRISES INC 5.02 09/29/05 LEE SARA CORP MD 2.06,7.01,9.01 09/28/05 Lehman XS Trust Series 2005-1 DE 9.01 09/26/05 LEHMAN XS TRUST SERIES 2005-3 DE 9.01 09/26/05 Liberty Global, Inc. DE 7.01 09/30/05 Liberty Global, Inc. DE 7.01 09/30/05 LINCOLN GOLD CORP NV 8.01 09/20/05 LIPID SCIENCES INC/ AZ 1.01,3.02,7.01,9.01 09/29/05 LOEHMANNS HOLDINGS INC DE 8.01,9.01 09/30/05 LSB FINANCIAL CORP IN 1.01,9.01 09/30/05 LUBRIZOL CORP OH 1.01 09/28/05 LYNCH INTERACTIVE CORP DE 8.01 08/29/05 MAGNETEK INC DE 2.03 09/30/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 09/29/05 MCLEODUSA INC DE 1.01,9.01 09/30/05 MDC HOLDINGS INC DE 8.01,9.01 09/28/05 MDC PARTNERS INC A6 7.01,9.01 09/30/05 MEDI HUT CO INC DE 3.02 11/01/04 MEDICINOVA INC DE 5.02,9.01 09/30/05 MERIX CORP OR 1.01,2.01,2.02,2.03,5.02,9.01 09/28/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 09/27/05 MERRILL LYNCH MORTGAGE INVESTORS OWNI DE 8.01,9.01 09/26/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 09/26/05 METRETEK TECHNOLOGIES INC DE 1.01,1.02,2.03 09/27/05 MICROISLET INC NV 8.01 09/30/05 MICROMUSE INC DE 1.01 09/27/05 MIDWEST BANC HOLDINGS INC DE 5.03,9.01 09/27/05 MISONIX INC NY 1.01,9.01 09/26/05 MOLECULAR DIAGNOSTICS INC DE 5.02 09/26/05 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01 09/30/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 9.01 09/29/05 MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 8.01,9.01 09/26/05 MPHASE TECHNOLOGIES INC NJ 8.01 09/28/05 NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 09/26/05 NARA BANCORP INC DE 7.01 09/30/05 NATIONAL SEMICONDUCTOR CORP DE 1.01,1.02,8.01,9.01 09/30/05 NAVISTAR FINANCIAL CORP DE 5.02 09/30/05 NCT GROUP INC DE 1.01,2.03,3.02 09/26/05 NEOGEN CORP MI 2.02,9.01 09/29/05 NEOPROBE CORP DE 4.01,9.01 09/27/05 NETSMART TECHNOLOGIES INC DE 2.01,9.01 09/28/05 NEWS CORP 8.01,9.01 09/30/05 NICOR INC IL 8.01,9.01 09/30/05 NISSAN AUTO RECEIVABLES 2005-B OWNER 8.01,9.01 09/30/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 09/26/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 09/26/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 09/26/05 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 8.01,9.01 09/30/05 NORTHWEST NATURAL GAS CO OR 1.01,1.02,2.03 09/26/05 O REILLY AUTOMOTIVE INC MO 7.01,9.01 09/28/05 OMNI ENERGY SERVICES CORP LA 8.01,9.01 09/26/05 ONLINE PROCESSING INC NV 1.01,9.01 09/29/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 09/26/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 09/26/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 09/26/05 OPTION ONE MORTGAGE LOAN TRUST 2005-1 DE 8.01,9.01 09/26/05 OPTION ONE MORTGAGE LOAN TRUST 2005-2 DE 8.01,9.01 09/26/05 Option One Mortgage Loan Trust 2005-3 DE 8.01,9.01 09/26/05 ORTHODONTIX INC FL 4.01,9.01 09/30/05 ORTHOFIX INTERNATIONAL N V 8.01 09/30/05 OVERHILL FARMS INC NV 5.02 09/30/05 PALATIN TECHNOLOGIES INC DE 3.02 09/26/05 Paradigm Holdings, Inc WY 1.01 09/28/05 PATTERSON COMPANIES, INC. MN 8.01 09/30/05 PAXAR CORP NY 8.01 09/29/05 PEGASYSTEMS INC MA 1.01 09/29/05 PEPSIAMERICAS INC/IL/ DE 8.01 09/26/05 PERICOM SEMICONDUCTOR CORP CA 5.02 09/30/05 PETROGEN CORP NV 3.02,9.01 09/30/05 PHARMACOPEIA DRUG DISCOVERY INC DE 7.01,9.01 09/30/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 09/19/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 09/19/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 09/19/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 09/19/05 PHOTOWORKS INC /WA WA 1.01 09/30/05 PIEDMONT NATURAL GAS CO INC NC 8.01,9.01 09/29/05 PLAINS ALL AMERICAN PIPELINE LP DE 9.01 09/22/05 AMEND PLANAR SYSTEMS INC OR 1.01,1.02,5.02 09/26/05 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 09/30/05 POWERHOUSE TECHNOLOGIES GROUP INC DE 1.01,3.02 09/26/05 PRAECIS PHARMACEUTICALS INC DE 1.02 09/28/05 Principal Life Income Fundings Trust DE 8.01,9.01 09/23/05 PRIVATEBANCORP INC DE 1.01,2.03 09/30/05 PROCTER & GAMBLE CO OH 7.01 09/30/05 PROCTER & GAMBLE CO OH 5.04 09/30/05 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 09/30/05 QUALCOMM INC/DE DE 1.01,3.03,5.03,9.01 09/26/05 QUESTCOR PHARMACEUTICALS INC CA 5.02,9.01 09/27/05 RADIOSHACK CORP DE 5.03,9.01 09/29/05 RAYMOND JAMES FINANCIAL INC FL 8.01,9.01 09/30/05 RED HORSE ENTERTAINMENT CORP NV 8.01,9.01 07/13/05 AMEND REDDY ICE HOLDINGS INC DE 8.01,9.01 09/29/05 REGAL ENTERTAINMENT GROUP DE 1.01,9.01 09/26/05 RENOVIS INC DE 8.01,9.01 09/28/05 RESPIRONICS INC DE 7.01 09/28/05 RONSON CORP NJ 3.01,9.01 09/29/05 RUBY MINING CO CO 8.01 09/29/05 Rudy 45 8.01 09/26/05 Ruths Chris Steak House, Inc. DE 1.01,2.03,9.01 09/27/05 SACO I TRUST, 2005-6 DE 8.01,9.01 09/26/05 SAGEMARK COMPANIES LTD NY 1.01,9.01 09/26/05 SALESFORCE COM INC DE 1.01 09/30/05 SALTON INC DE 2.02,9.01 09/30/05 SASCO Mortgage Loan Trust 2005-WF3 DE 8.01,9.01 09/26/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 09/25/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 09/25/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 09/26/05 SAUL B F REAL ESTATE INVESTMENT TRUST MD 1.01,9.01 09/30/05 SAVVIS, Inc. DE 1.01 09/27/05 SAXON ASSET SECURITIES CO VA 8.01 09/29/05 SCHERING PLOUGH CORP NJ 7.01,9.01 09/30/05 Sears Holdings CORP DE 5.02 09/26/05 SELIGMAN NEW TECHNOLOGIES FUND II INC MD 7.01 09/29/05 SELIGMAN NEW TECHNOLOGIES FUND INC 7.01 09/29/05 SELIGMAN QUALITY MUNICIPAL FUND INC MD 7.01 09/29/05 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01 09/29/05 SEMPRA ENERGY CA 2.03 09/29/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 09/30/05 SHURGARD STORAGE CENTERS INC WA 2.03 09/30/05 SILVERLEAF RESORTS INC 7.01,9.01 09/28/05 SMART ONLINE INC 8.01,9.01 09/29/05 SMART ONLINE INC 8.01,9.01 09/30/05 SNRG CORP NV 1.01,2.01,3.02,9.01 09/07/05 SOLUTIA INC DE 7.01,9.01 09/30/05 SONIC SOLUTIONS/CA/ CA 1.01,5.02,9.01 09/26/05 SOUTHWESTERN ENERGY CO AR 1.01 09/29/05 SPACEHAB INC \WA\ WA 1.01,9.01 09/29/05 SPARTAN STORES INC MI 7.01,9.01 09/30/05 SRS LABS INC DE 1.01,9.01 09/30/05 SSA GLOBAL TECHNOLOGIES, INC DE 1.01,5.02,9.01 09/30/05 ST PAUL TRAVELERS COMPANIES INC MN 1.01,5.02 09/28/05 STARTECH ENVIRONMENTAL CORP CO 8.01 09/30/05 STEMCELLS INC DE 8.01 09/30/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01 09/29/05 Structured Adjustable Rate Mortgage L DE 9.01 09/26/05 Structured Asset Investment Loan Trus DE 8.01,9.01 09/26/05 Structured Asset Investment Loan Trus DE 8.01,9.01 09/26/05 Structured Asset Investment Loan Trus DE 8.01,9.01 09/26/05 Structured Asset Investment Loan Trus DE 8.01,9.01 09/26/05 Structured Asset Investment Loan Trus DE 8.01,9.01 09/26/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/29/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/29/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 09/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 09/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 09/25/05 Structured Asset Securities Corp Mort DE 9.01 09/26/05 Structured Asset Securities Corp Mort DE 9.01 09/26/05 Structured Asset Securities Corp Mort DE 9.01 09/26/05 Structured Asset Securities Corp Mort DE 9.01 09/26/05 Structured Asset Securities Corp Mort DE 8.01,9.01 09/26/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 09/25/05 Structured Asset Securities Corp. 200 DE 9.01 09/26/05 Structured Asset Securities Corp. 200 DE 9.01 09/26/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 09/25/05 Structured Asset Securities Corp. Tru DE 9.01 09/26/05 STRUCTURED PROD CORP STEP UP TR CREDI DE 8.01,9.01 09/15/05 STRUCTURED PROD CORTS TR II FOR PROVI DE 8.01,9.01 09/15/05 STRUCTURED PRODUCTS CORP CORTS FOR PR DE 8.01,9.01 09/15/05 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 09/15/05 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 09/15/05 SUMMA INDUSTRIES/ DE 1.01,2.01,9.01 09/29/05 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 09/30/05 SUNTRON CORP DE 5.02,9.01 09/26/05 SYMANTEC CORP DE 8.01,9.01 09/29/05 SYNTHETECH INC OR 1.01,9.01 08/11/05 TASKER CAPITAL CORP NV 9.01 07/15/05 AMEND TD BANKNORTH INC. DE 8.01,9.01 09/30/05 TEGAL CORP /DE/ DE 1.02 09/26/05 TENTHGATE INC 8.01 09/30/05 TEXAS INDUSTRIES INC DE 1.01,8.01,9.01 09/27/05 TGC INDUSTRIES INC TX 1.01,2.03,9.01 09/19/05 THERMOVIEW INDUSTRIES INC DE 3.01 09/30/05 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 09/26/05 TIB FINANCIAL CORP. FL 5.05,8.01,9.01 09/27/05 TIGER TELEMATICS INC DE 5.02,8.01 09/30/05 TITAN PHARMACEUTICALS INC DE 1.01,3.02,9.01 09/28/05 TIVO INC DE 1.01,5.02,7.01 09/28/05 TNX TELEVISION HOLDINGS INC NV 8.01 09/30/05 TOWER AUTOMOTIVE INC DE 7.01,9.01 08/31/05 TRANSOCEAN INC E9 7.01,9.01 09/30/05 TRC COMPANIES INC /DE/ DE 8.01,9.01 09/28/05 TRIO TECH INTERNATIONAL CA 2.02,9.01 09/27/05 TRIZETTO GROUP INC DE 8.01,9.01 09/29/05 U-Store-It Trust MD 9.01 07/20/05 AMEND UNITED AMERICA INDEMNITY, LTD E9 8.01,9.01 09/30/05 UNITEDGLOBALCOM INC DE 7.01 09/30/05 Universal Capital Management, Inc. DE 1.01,3.02,8.01,9.01 09/29/05 Universal Truckload Services, Inc. MI 1.01,9.01 09/28/05 VALUECLICK INC/CA DE 2.01,9.01 09/30/05 VALUECLICK INC/CA DE 7.01,9.01 09/30/05 VANGUARD HEALTH SYSTEMS INC DE 1.01,5.02,9.01 09/29/05 VERIDIEN CORP DE 4.02,9.01 09/30/05 VESTA INSURANCE GROUP INC DE 8.01,9.01 09/30/05 VIASPACE Inc. NV 8.01,9.01 09/26/05 VITESSE SEMICONDUCTOR CORP DE 1.01 09/28/05 Vivid Learning Systems, Inc. DE 5.02 09/29/05 WARWICK VALLEY TELEPHONE CO NY 4.01,9.01 09/29/05 WARWICK VALLEY TELEPHONE CO NY 4.02,9.01 09/29/05 WASHINGTON BANKING CO WA 1.01 09/28/05 WEBMD CORP /NEW/ DE 1.01,8.01,9.01 09/28/05 WELLCHOICE INC DE 1.01,9.01 09/27/05 WELLPOINT INC IN 1.01,9.01 09/27/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/26/05 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/26/05 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/26/05 WEST MARINE INC DE 1.01,9.01 09/29/05 WHITTIER ENERGY CORP NV 7.01,9.01 09/27/05 WHITTIER ENERGY CORP NV 7.01,9.01 09/28/05 WORKSTREAM INC 2.02,9.01 09/29/05 WorldSpace, Inc DE 1.01,9.01 09/28/05 WORTHINGTON INDUSTRIES INC OH 1.01,1.02,2.03,8.01,9.01 09/29/05 WYETH DE 5.02,9.01 09/29/05 XENOGEN CORP DE 1.01,2.03,9.01 09/28/05 XPONENTIAL INC DE 2.02,9.01 09/29/05 YOUNG BROADCASTING INC /DE/ DE 1.01,8.01,9.01 09/26/05