SEC NEWS DIGEST Issue 2003-165 August 27, 2003 ENFORCEMENT PROCEEDINGS COMMISSION DECLARES DECISION FINAL AS TO CHRIS WOESSNER The Commission has granted the joint request of Chris Woessner and the Division of Enforcement that their respective petitions for review of an administrative law judge's initial decision be withdrawn and that their respective appeals of the initial decision be dismissed. The Commission has reinstated the administrative law judge's decision with respect to Chris Woessner, and that decision has become final. The law judge found that Woessner willfully aided and abetted and caused violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The law judge ordered that Woessner cease and desist from committing or causing any violations or future violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The law judge assessed a $60,000 civil money penalty against Woessner and ordered Woessner to disgorge $60,000, plus prejudgment interest from Sept. 1, 1997, through the last day of the month preceding which payment of disgorgement is made. (Rel. IA-2164; File No. 3-10607) INVESTMENT COMPANY ACT RELEASES JF INTERNATIONAL MANAGEMENT INC., ET AL. The Commission issued an order to JF International Management Inc., et al. under Section 9(c) of the Investment Company Act exempting applicants, any other existing company of which J.P. Morgan Chase & Co. (JPMC) is an affiliated person within the meaning of Section 2(a)(3) of the Act, and any other company of which JPMC may become an affiliated person in the future from the provisions of Section 9(a) of the Act, with respect to a securities-related injunction entered against JPMC on July 28, 2003. (Rel. IC-26168 - August 26) THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, ET AL. A notice has been issued giving interested persons until Sept. 25, 2003, to request a hearing on an application filed by The Equitable Life Assurance Society of the United States (Equitable Life), The Equitable of Colorado, Inc. ("EOC," and together with Equitable Life, "Equitable"), Separate Account No. 45 of Equitable Life (SA 45), Separate Account No. 49 of Equitable Life (SA 49), Separate Account VA of EOC ("SA VA" and together with SA 45 and SA 49, the "Accounts"), AXA Advisors, LLC, and AXA Distributors, LLC (collectively, "Applicants"). Applicants seek an order to amend an Existing Order to grant exemptions from the provisions of Sections 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to the extent necessary to permit Applicants to recapture certain credits applied to contributions made under certain amended deferred variable annuity contracts and certificates, described herein, including certain amended certificate data pages and endorsements, that Equitable will issue through the Accounts (Amended Contracts), and under contracts and certificates, including certain certificate data pages and endorsements, that Equitable may issue in the future through the Accounts, and any other separate accounts of Equitable that are substantially similar in all material respects to the Amended Contracts. Applicants also request that the order being sought extend to "Equitable Broker-Dealers," as defined in the prior applications. (Rel. IC-26170 - August 26) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2003-28) filed by the Chicago Board Options Exchange relating to open outcry size guarantees has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 25. (Rel. 34-48394) A proposed rule change filed by the National Association of Securities Dealers to institute an hourly maintenance fee associated with use of the Nasdaq Workstation II Service by persons that are not NASD members (SR-NASD-2003-124) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 25. (Rel. 34- 48395) The Boston Stock Exchange filed a proposed rule change (SR-BSE-2003-12) relating to its Transaction and Floor Operations Fee Schedules. The proposed rule change has become immediately effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 25. (Rel. 34-48396) A proposed rule change filed by the American Stock Exchange to extend a suspension of transaction charges for certain exchange traded funds (SR- Amex-2003-76) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Sept. 1, 2003. (Rel. 34-48410) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 1 thereto, submitted by the Philadelphia Stock Exchange (SR-Phlx-2003-15) relating to the prohibition against specialists accepting discretionary orders on the limit order book. Publication of the proposal is expected in the Federal Register during the week of August 25. (Rel. 34-48397) The Commission approved a proposed rule change (SR-ISE-2003-05) and Amendment No. 1 submitted by the International Securities Exchange to establish trading rules for index options and generic listing and maintenance standards for narrow-based index options. (Rel. 34-48405) The Commission approved a proposed rule change (SR-NASD-00-08) and granted accelerated approval to Amendment Nos. 1 and 2 thereto submitted by the National Association of Securities Dealers that revises the customer margin requirement for non-equity securities and permits good faith margin treatment for certain non-equity securities held in exempt accounts. Publication of the proposal is expected in the Federal Register during the week of Sept. 1, 2003. (Rel. 34-48407) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2003- 75) relating to eight series of the iShares Trust based on a specified fixed income index. Publication of the proposal is expected in the Federal Register during the week of August 25. (Rel. 34-48398) The Government Securities Clearing Corporation filed a proposed rule change (SR-GSCC-2002-04) that would allow GSCC to institute informal hearing procedures for fine disputes. Publication of the proposal is expected in the Federal Register during the week of Sept. 1, 2003. (Rel. 34-48411) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Sept. 18, 2003, to comment on the application of Intervoice, Inc. to withdraw its common stock, no par value, and preferred stock purchase rights from listing and registration on the Chicago Stock Exchange. (Rel. 34-48414) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 DELTA CAPITAL TECHNOLOGIES INC, 5550 -14 B AVENUE, SUITE 205, DELTA, B0, V4M 2G6, 2,500,000 ($112,500.00) Equity, (File 333-108201 - Aug. 26) (BR. 03) S-8 DIGITALTHINK INC, 601 BRANNAN STREET, SAN FRANCISCO, CA, 94107, 4156254000 - 700,000 ($1,770,125.00) Equity, (File 333-108203 - Aug. 26) (BR. 08) S-8 FORTIS ENTERPRISES, 1180 SPRING CENTRE SOUTH BLVD., SUITE 310, ALTAMONTE SPRINGS, FL, 32714, 407-435-3959 - 3,000,000 ($840,000.00) Equity, (File 333-108204 - Aug. 26) (BR. 02) S-8 REGI U S INC, #185-10751 SHELLBRIDGE WAY, RICHMOND B C CANADA, A1, V7A 5G8, 6042414214 - 1,100,000 ($280,500.00) Equity, (File 333-108205 - Aug. 26) (BR. 36) S-8 REGI U S INC, #185-10751 SHELLBRIDGE WAY, RICHMOND B C CANADA, A1, V7A 5G8, 6042414214 - 100,000 ($26,500.00) Equity, (File 333-108206 - Aug. 26) (BR. 36) S-3 LINCARE HOLDINGS INC, 19387 US 19 N STE 500, CLEARWATER, FL, 33764, 8135307700 - 0 ($275,000,000.00) Debt Convertible into Equity, (File 333-108207 - Aug. 26) (BR. 01) S-8 CALTON INC, 125 HALF MILE ROAD, RED BANK, NJ, 07701-6749, 9087801800 - 650,000 ($232,000.00) Equity, (File 333-108208 - Aug. 26) (BR. 06) S-1 ANCHOR GLASS CONTAINER CORP /NEW, 1 ANCHOR PLAZA, 4343 ANCHOR PLAZA PARKWAY, TAMPA, FL, 33634-7513, 8138840000 - 0 ($143,750,000.00) Equity, (File 333-108209 - Aug. 26) (BR. 06) S-8 VIRGINIA COMMERCE BANCORP INC, 5350 LEE HIGHWAY, ARLINGTON, VA, 22207, 7035340700 - 300,000 ($6,705,000.00) Equity, (File 333-108210 - Aug. 26) (BR. 07) S-3 MEDIFAST INC, 11445 CRONHILL DRIVE, OWINGS MILLS, MD, 21117, 7327640619 - 682,500 ($9,227,400.00) Equity, (File 333-108211 - Aug. 26) (BR. 04) S-3 REGAL ENTERTAINMENT GROUP, 9110 NICHOLS AVE, STE 200, ENGLEWOOD, CO, 80112, 3037923600 - 0 ($240,000,000.00) Debt Convertible into Equity, (File 333-108212 - Aug. 26) (BR. 05) S-4 STRATOS LIGHTWAVE INC, 7444 WEST WILSON AVENUE, CHICAGO, IL, 60656, 7088679600 - 0 ($34,231,869.00) Equity, (File 333-108213 - Aug. 26) (BR. 36) S-8 CAMDEN NATIONAL CORP, TWO ELM ST, CAMDEN, ME, 04843, 2072368821 - 110,680 ($3,129,477.00) Equity, (File 333-108214 - Aug. 26) (BR. 07) S-3 KANSAS CITY POWER & LIGHT CO, 1201 WALNUT, P O BOX 418679, KANSAS CITY, MO, 64106-2124, 8165562200 - 255,000,000 ($255,000,000.00) Non-Convertible Debt, (File 333-108215 - Aug. 26) (BR. 02) S-8 ABLE LABORATORIES INC, 6 HOLLYWOOD COURT, ., SOUTH PLAINFIELD, NJ, 07080, 908-754-2253 - 600,000 ($14,211,000.00) Equity, (File 333-108216 - Aug. 26) (BR. 01) S-8 ADVANCED MICRO DEVICES INC, ONE AMD PL, MS 68, SUNNYVALE, CA, 94088-3453, 4087322400 - 0 ($64,050,000.00) Equity, (File 333-108217 - Aug. 26) (BR. 36) SB-2 STANFORD MANAGEMENT LTD, 2652 DUNDAS ST, VANCOUVER BC CANADA V5K 1P9, A6, 00000, 1,000,000 ($200,000.00) Equity, (File 333-108218 - Aug. 26) (BR. ) S-8 ISOLAGEN INC, 713-780-4754 - 7,150,000 ($44,985,989.25) Equity, (File 333-108219 - Aug. 26) (BR. 01) S-8 FACTORY CARD OUTLET CORP, 2727 DIEHL RD, NAPERVILLE, IL, 60563, 6305792000 - 0 ($3,375,500.00) Equity, (File 333-108222 - Aug. 26) (BR. 02) S-8 MORGAN STANLEY, 1585 BROADWAY, NEW YORK, NY, 10036, 2127614000 - 10,827,531 ($534,338,655.00) Equity, (File 333-108223 - Aug. 26) (BR. 07) S-8 MORGAN STANLEY, 1585 BROADWAY, NEW YORK, NY, 10036, 2127614000 - 10,827,531 ($534,338,655.00) Equity, (File 333-108224 - Aug. 26) (BR. 07) S-3 BOTTLING GROUP LLC, ONE PEPSI WAY, SOMERS, NY, 10589-2201, 9142532884 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-108225 - Aug. 26) (BR. 02) SB-2 THINKA WEIGHT LOSS CORP, 3110 EAST SUNSET ROAD, SUITE H1, LAS VEGAS, NV, (800) 297-4450 - 0 ($225,500.00) Equity, (File 333-108226 - Aug. 26) (BR. 04) S-3 ARGONAUT GROUP INC, 10101 REUNION PLACE, STE. 500, SAN ANTONIO, TX, 78216, 2103218500 - 0 ($35,439,720.00) Equity, (File 333-108227 - Aug. 26) (BR. 01) N-2 NEW AMERICA HIGH INCOME FUND INC, 6172636400 - 0 ($30,000,000.00) Equity, (File 333-108228 - Aug. 26) (BR. 22) S-8 VITESSE SEMICONDUCTOR CORP, 741 CALLE PLANO, CAMARILLO, CA, 93012, 8053883700 - 1,269,778 ($14,256,188.40) Other, (File 333-108230 - Aug. 26) (BR. 36) S-8 21ST CENTURY TECHNOLOGIES INC, 2700 W. SAHARA BOULEVARD, SUITE 440, LAS VEGAS, NV, 89102, 702-248-1588 - 12,000,000 ($360,000.00) Equity, (File 333-108232 - Aug. 26) (BR. 06) S-8 REVA INC, 127 WEST DAVIS STREET, CULPEPPER, VA, 22701, 5407277551 - 870,000 ($147,900.00) Equity, (File 333-108235 - Aug. 26) (BR. 37) S-3 CHIPPAC INC, 47400 KATO ROAD, FREMONT, CA, 94538, 5109798000 - 0 ($134,061,938.00) Other, (File 333-108236 - Aug. 26) (BR. 36) S-8 ALARIS MEDICAL SYSTEMS INC, 10221 WATERIDGE CIRCLE, SAN DIEGO, CA, 92121, 8584587000 - 1,200,000 ($18,936,000.00) Equity, (File 333-108238 - Aug. 26) (BR. 36) N-2 LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND, 0 ($250,000.00) Equity, (File 333-108243 - Aug. 26) (BR. 18) S-1 TOLERRX INC, 300 TECHNOLOGY SQUARE, CAMBRIDGE, MA, 02139, 6173548100 - 0 ($75,000,000.00) Equity, (File 333-108244 - Aug. 26) (BR. ) S-3 ADC TELECOMMUNICATIONS INC, 12501 WHITEWATER DR, MINNETONKA, MN, 55343, 9529462324 - 0 ($2,732,153.00) Equity, (File 333-108245 - Aug. 26) (BR. 37) S-3 CONNETICS CORP, 3400 W BAYSHORE RD, PALO ALTO, CA, 94303, 4158432800 - 0 ($90,000,000.00) Debt Convertible into Equity, (File 333-108246 - Aug. 26) (BR. 01) S-3 ADC TELECOMMUNICATIONS INC, 12501 WHITEWATER DR, MINNETONKA, MN, 55343, 9529462324 - 0 ($400,000,000.00) Other, (File 333-108247 - Aug. 26) (BR. 37) S-1 ISLAND PACIFIC INC, 3252 HOLIDAY COURT, STE 208, LA JOLLA, CA, 92037, 8585503345 - 7,177,500 ($20,247,218.00) Equity, (File 333-108249 - Aug. 26) (BR. 03) SB-2 DIATECT INTERNATIONAL CORP, 435-654-4370 - 17,000,000 ($2,210,000.00) Equity, (File 333-108250 - Aug. 26) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC MI X 08/26/03 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 08/25/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X 08/01/03 ABN AMRO MORTGAGE CORP MUILTI CL MORT DE X 08/01/03 ABN AMRO MORTGAGE CORP MULTI CL MORT DE X 08/01/03 ABX AIR INC X X 08/25/03 ADVANCED REFRIGERATION TECHNOLOGIES I CA X 06/11/03 AMEND ADVANSTAR COMMUNICATIONS INC NY X X 08/26/03 ADVANSTAR INC DE X X 08/26/03 ADVANTA BUSINESS RECEIVABLES CORP X X 08/15/03 AMERICAN HONDA RECEIVABLES CORP AUTO CA X X 07/31/03 AMERICAN REALTY INVESTORS INC NV X X 08/11/03 AMERICAN WOODMARK CORP VA X X 08/25/03 APOLLO GOLD CORP X X 08/22/03 APPLEBEES INTERNATIONAL INC DE X 08/26/03 ASSET BACKED FUNDING CORP DE X X 08/22/03 ASSET BACKED FUNDING CORP DE X X 08/26/03 ASSET BACKED FUNDING CORP DE X X 08/26/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 08/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 08/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 08/25/03 BAY BANKS OF VIRGINIA INC VA X X 08/21/03 BIORELIANCE CORP DE X X 08/12/03 BLUE MARTINI SOFTWARE INC X 08/26/03 BOLT TECHNOLOGY CORP CT X 08/26/03 BROOKE CORP KS X X 08/26/03 BROOKSTONE INC DE X X 08/20/03 BUTLER NATIONAL CORP DE X 08/26/03 C BASS MORTGAGE LOAN ASST BACK CERTS DE X X 08/25/03 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE X X 08/25/03 CALICO COMMERCE INC/ DE X X 08/14/03 CALPINE CORP DE X 08/25/03 CAPACITIVE DEIONIZATION TECHNOLOGY SY NV X 08/26/03 CATALINA MARKETING CORP/DE DE X X 08/20/03 CBL & ASSOCIATES PROPERTIES INC DE X X 08/26/03 CENTEX FUNDING LLC CENTEX HOME EQ LN DE X X 08/25/03 CENTEX HOME EQUITY LOAN TRUST 2003-B DE X X 08/25/03 CIT HOME EQUITY LOAN TRUST 2002-1 DE X X 07/31/03 CIT HOME EQUITY TRUST 2002-2 DE X X 07/31/03 CITICORP MORTGAGE SECURITIES INC DE X X 08/25/03 CITICORP MORTGAGE SECURITIES INC DE X 08/25/03 CITICORP MORTGAGE SECURITIES INC DE X 08/25/03 CITICORP MORTGAGE SECURITIES INC DE X 08/25/03 CITICORP MORTGAGE SECURITIES INC DE X 08/25/03 CITICORP MORTGAGE SECURITIES INC DE X 08/25/03 CITICORP MORTGAGE SECURITIES INC DE X 08/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 08/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 08/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 08/25/03 CNS INC /DE/ DE X X 08/26/03 COMDISCO HOLDING CO INC DE X X 08/25/03 COMPUMED INC DE X 08/20/03 COMPUTER ASSOCIATES INTERNATIONAL INC DE X X 08/25/03 COMPUTER NETWORK TECHNOLOGY CORP MN 08/26/03 CONVERGYS CORP OH X 08/26/03 CORPORATE DEVELOPMENT & INOVATION INC WA X 08/26/03 CORVIS CORP DE X 06/13/03 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 08/26/03 CSFB HOME EQUITY PASS THROUGH CERTS S DE X X 08/25/02 CT COMMUNICATIONS INC /NC NC X X 08/26/03 CTS CORP IN X 08/26/03 CULP INC NC X 08/03/03 CWABS INC REVOLVING HM EQ LN AST BACK DE X X 08/15/03 CWABS INC REVOLVING HM EQU LN ASST BA DE X X 08/15/03 CWABS INC REVOLVING HOME EQ LOAN ASSE DE X X 08/15/03 CWABS INC REVOLVING HOME EQ LOAN AST DE X X 08/15/03 CWABS REVOLVING HOME EQUITY LN ASSET DE X X 08/15/03 CWMBS INC DE X X 08/26/03 CWMBS INC DE X X 08/26/03 CWMBS INC DE X X 08/26/03 DEALER AUTO RECEIVABLES CO LLC DE X X 08/15/03 DECORIZE INC DE X X 08/25/03 DEVRY INC DE X 08/19/03 DIAMOND ENTERTAINMENT CORP NJ X X 07/16/03 AMEND DIGENE CORP DE X 08/26/03 DIMON INC VA X X 08/26/03 DIVERSIFIED CORPORATE RESOURCES INC TX X X 08/19/03 AMEND DOGS INTERNATIONAL NV X 08/20/03 DOLLAR TREE STORES INC VA X 08/02/03 DOUBLECLICK INC DE X 08/19/03 DST SYSTEMS INC DE X X 08/25/03 DUCKWALL ALCO STORES INC KS 08/25/03 DVI INC DE X X X 08/25/03 DYNEGY HOLDINGS INC DE X X 08/26/03 DYNEGY INC /IL/ IL X X 08/26/03 EDGETECH SERVICES INC NV X 07/30/03 AMEND EDUCATION LOANS INC /DE DE X X 08/25/03 EMERSON ELECTRIC CO MO X 08/26/03 ENDOCARDIAL SOLUTIONS INC DE X X 08/26/03 ENDURANCE SPECIALTY HOLDINGS LTD X X 08/20/03 ENGINEERED SUPPORT SYSTEMS INC MO X X 08/26/03 ENTRUST FINANCIAL SERVICES INC CO X X X 08/25/03 EPIX MEDICAL INC X X 08/26/03 EUNIVERSE INC NV X 08/26/03 EXPLORATION CO OF DELAWARE INC DE X X 08/21/03 EXXON MOBIL CORP NJ X 08/22/03 FIRST COMMUNITY CORP /SC/ SC X 08/22/03 FIRST DATA CORP DE X 08/26/03 FIRST UNION COM MOR SEC INC COM MOR P NY X X 08/25/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 08/17/02 FIRST UNION COMMERCIAL MORTGAGE PASS NC X X 08/25/03 FIRST UNION NATIONAL BANK COM MORT PA NC X X 08/25/03 FISHER COMMUNICATIONS INC WA X X 08/25/03 FLAG TELECOM GROUP LTD X X 08/26/03 FMC TECHNOLOGIES INC X 08/25/03 FULTON FINANCIAL CORP PA X X 08/25/03 GABLES RESIDENTIAL TRUST MD X X 08/26/03 GE COMMERCIAL MORT PASS THROUGH CERTS DE X X 08/12/03 GENUITY INC DE X X 08/26/03 GREENPOINT MORTGAGE SECURITIES INC/ DE X 08/26/03 GS MORTGAGE PASS-THROUGH CERTIFICATES DE X X 08/25/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 08/25/03 GS MORTGAGE SECURITIES CORP LOAN TRUS DE X X 08/25/03 GS MORTGAGE SECURITIES CORP MORT PAS DE X X 08/25/03 GS MORTGAGE SECURITIES CORP MORT PASS DE X X 08/25/03 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE X X X X 06/26/03 AMEND HARMAN INTERNATIONAL INDUSTRIES INC / DE X X 06/30/03 HASTINGS ENTERTAINMENT INC TX X 08/22/03 HEALTH FITNESS CORP /MN/ MN X X 08/26/03 HEALTHBRIDGE INC TX X X 08/25/03 HERITAGE WORLDWIDE INC X 08/15/03 HOLLY CORP DE X X 08/25/03 HONDA AUTO RECEIVABLES 2000-1 OWNER T DE X X 07/31/03 HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 07/31/03 HONDA AUTO RECEIVABLES 2001-2 OWNER T DE X X 07/31/03 HONDA AUTO RECEIVABLES 2001-3 OWNER T CA X X 07/31/03 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X X 07/31/03 HONDA AUTO RECEIVABLES 2002-2 OWNER T CA X X 07/31/03 HONDA AUTO RECEIVABLES 2002-3 OWNER T CA X X 07/31/03 HONDA AUTO RECEIVABLES 2002-4 OWNER T CA X X 07/31/03 HONDA AUTO RECEIVABLES 2003-1 OWNER T CA X X 07/31/03 HURRY INC GA X X 08/26/03 IMAGEMAX INC PA X X 08/26/03 INDYMAC MBS INC X X 08/25/03 INFOSPACE INC DE X X 08/22/03 INNOVATIVE MEDICAL SERVICES CA X X 08/22/03 AMEND INSTANET INC CO X 06/25/03 AMEND INTERNATIONAL MICROCOMPUTER SOFTWARE CA X 08/25/03 ITXC CORP NJ X X 08/26/03 JANUS CAPITAL GROUP INC DE X X 08/25/03 JP MORGAN CHASE COM SEC CORP PASS THR DE X X 08/11/03 KBF POLLUTION MANAGEMENT INC NY X 08/26/03 KEWAUNEE SCIENTIFIC CORP /DE/ DE X X 08/25/03 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 08/25/03 KEYCORP STUDENT LOAN TRUST 2000-A OH X X 08/25/03 KING PHARMACEUTICALS INC TN X X 06/12/03 AMEND LANCER CORP /TX/ TX X X 08/25/03 LANNETT CO INC DE X 08/25/03 LEHMAN BROTHERS HOLDINGS INC DE X 08/25/03 LIQUIDGOLF HOLDING CORP NV X X 08/26/03 LIVESTAR ENTERTAINMENT GROUP INC NV X X 08/26/03 LL&E ROYALTY TRUST TX X X 08/26/03 LOCKHEED MARTIN CORP MD X X 08/13/03 MACQUARIE SECURITISATION LTD PUMA GLO DE X X 08/19/03 MARKWEST ENERGY PARTNERS L P DE X X 03/28/03 AMEND MARKWEST HYDROCARBON INC DE X X 03/28/03 AMEND MEDICIS PHARMACEUTICAL CORP DE X 08/26/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 07/16/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 08/15/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 07/15/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 04/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 08/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 08/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 04/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 08/15/03 MERRILL LYNCH DEPOSITOR INC PUBLIC ST DE X X 04/15/03 MICROVISION INC WA X X 08/26/03 MID POWER SERVICE CORP NV X X 08/25/03 MOLECULAR IMAGING CORP DE X X 08/26/03 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 08/25/03 MYRIAD GENETICS INC DE X 08/26/03 NAPRO BIOTHERAPEUTICS INC DE X X X 08/26/03 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 08/01/03 NN INC DE X 08/26/03 NN INC DE X X 08/26/03 AMEND NSD BANCORP INC PA X X X 08/26/03 NUCO2 INC /FL FL X X 08/26/03 OAKWOOD HOMES CORP NC X 07/14/03 ONESOURCE TECHNOLOGIES INC DE 08/26/03 PACIFIC CMA INC CO X X 08/26/03 PANTRY INC DE X 08/25/03 PETRO HOLDINGS FINANCIAL CORP DE X X 08/26/03 PETRO STOPPING CENTERS HOLDINGS LP DE X X 08/26/03 PLANTRONICS INC /CA/ DE X 07/30/03 PPLUS TRUST SERIES CSF-1 DE X X 08/22/03 PPLUS TRUST SERIES CSF-1 DE X X 08/22/03 PPLUS TRUST SERIES PMC-1 DE X X 07/15/03 QNB CORP PA X X 08/18/03 AMEND RCN CORP /DE/ DE X X 08/18/03 REDWOOD EMPIRE BANCORP CA X 08/26/03 REGIS CORP MN X 08/26/03 RELIANT RESOURCES INC DE X X 08/26/03 REMINGTON PRODUCTS CO LLC DE X 08/26/03 RESIDENTIAL ASSET MORTGAGE PROD INC G DE X X 08/15/03 AMEND RESIDENTIAL ASSET SECURITIES CORP DE X X 08/26/03 RIVERSTONE NETWORKS INC DE X 08/26/03 SAGA COMMUNICATIONS INC DE X 08/26/03 SALOMON BROTHERS MORT SEC VII INC MOR DE X X 08/25/03 SBM CERTIFICATE CO MN X X 08/20/03 SCHERING PLOUGH CORP NJ X X 08/26/03 SCOTTISH ANNUITY & LIFE HOLDINGS LTD E9 X 07/23/03 AMEND SEACHANGE INTERNATIONAL INC DE 08/26/03 SEMTECH CORP DE X X 08/26/03 SEMTECH CORP DE X 08/26/03 SEVEN SEAS PETROLEUM INC B0 X X 08/14/03 SIGMA DESIGNS INC CA X 05/27/03 SONOSITE INC X X 08/25/03 SPIEGEL INC DE X X 07/26/03 STATE STREET CORP MA X X 08/25/03 STEIN MART INC FL 08/21/03 STRUCTURED 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