SEC NEWS DIGEST Issue 2003-146 July 31, 2003 COMMISSION ANNOUNCEMENTS SEC TO HOST FORUM ON SMALL BUSINESS CAPITAL FORMATION The Commission will host its annual Government-Business Forum on Small Business Capital Formation on Sept. 22 and 23, 2003, at the Key Bridge Marriott Hotel in Arlington,Va. The SEC has hosted the forum annually for 22 years under the mandate of a 1980 statute. The forum offers an opportunity for representatives of smaller businesses to meet and communicate their views on small business capital formation to senior government officials. This year's SEC forum will have a dual focus: the current state of capital formation for private and small cap companies, and the impact of the Sarbanes-Oxley legislation on smaller public companies. Many leading experts in the field of small business capital formation will participate in the SEC forum this year. Among those committed to participate are Professor Jeffrey Sohl of the University of New Hampshire, who will address "angel capital" investing (the funding of business concepts by high net worth individuals); Doug Tatum, founder of Tatum CFO Partners, a financial leadership firm, who will speak about the reasons why growing companies fail; and Professor Michael Ames, Director of the Small Business Institute at California State University-Fullerton, whose recent research relates to providing small companies with better access to the capital needed for rapid growth. In addition, several law firm partners who practice in the area of small business capital formation will be participating. Officials from the SEC and other federal agencies concerned with small business capital formation will also attend, speak and be available for questions. During the two days of the forum, participants will meet in groups to develop recommendations for improving small business capital formation through legislation, regulation and private action. Over the years, many recommendations of previous SEC forums have resulted in legislative and regulatory reform. Registration and other information on this year's forum, as well as copies of the final reports of previous SEC forums, are available by calling the SEC Office of Small Business Policy at (202) 942-2950 or visiting the SEC's website at http://www.sec.gov/info/smallbus/sbforum.shtml. (Press Rel. 2003-90) ENFORCEMENT PROCEEDINGS COMMISSION BARS RALPH LEBLANC FROM PARTICIPATING IN PENNY STOCK OFFERINGS On July 30, the Commission barred Ralph W. LeBlanc of Harvey, Louisiana from participating in any offering of penny stock. The Commission's bar was entered on the Commission's resolution of LeBlanc's appeal from a law judge's initial decision. The Commission's action was based on the fact that LeBlanc previously was permanently enjoined by the United States District Court for the Eastern District of Louisiana, with his consent, from violating the antifraud provisions of the federal securities laws. The injunction addressed LeBlanc's involvement in the fraudulent sale of the penny stock of Alpha Diversified Industries, Inc., a company that LeBlanc controlled and for which LeBlanc served as president and chairman of the board of directors. The Commission concluded that the penny stock bar would serve both as a deterrent to others and as a means of protecting the public from further risk of fraudulent conduct by LeBlanc. (Rel. 34-48254; File No. 3-10065) COMMISSION DISMISSES PROCEEDING AGAINST MICHAEL FLANAGAN, RONALD KINDSCHI AND SPECTRUM ADMINISTRATION, INC. On July 30, the Commission dismissed a proceeding against Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc. The Respondents were charged with committing fraud by steering certain customers to purchase Class B shares in various mutual funds without disclosing all material facts regarding the costs associated with those purchases. The Commission noted that "[c]ases involving breakpoints and the sale of Class B mutual fund shares involve important issues, and the Commission will continue to pursue cases on appropriate facts." The Commission concluded that the record in this case, however, did not support a finding of liability. Accordingly, the Commission dismissed the proceeding. (Rels. 34-48255; IA-2152; File No. 3-9784) SEC SANCTIONS JOHN MCSTAY INVESTMENT COUNSEL FOR INADEQUATE DISCLOSURE OF THE ALLOCATION OF IPO STOCK AND ITS IMPACT ON MUTUAL FUND CLIENT'S PERFORMANCE On July 31, the Commission instituted and simultaneously settled cease- and-desist and administrative proceedings against John McStay Investment Counsel, L.P. (JMIC), a Dallas-based investment adviser registered with the Commission. In settling the matter, JMIC consented to a censure and cease-and-desist order (Order), and agreed to pay a $200,000 civil penalty and fulfill certain undertakings, including the hiring of a consultant to evaluate JMIC's calculation and disclosure of the impact of IPO stock on its clients' investment performance. The Commission finds in its Order that JMIC was responsible for three material disclosure failures. First, the Commission finds that JMIC failed to disclose adequately to its advisory clients JMIC's modification, in December 1996, of its scarce IPO allocation procedure. The change preferentially benefited the mutual fund JMIC managed, the Brazos Funds, by allocating to Brazos - to the exclusion of JMIC's private advisory clients - IPO stock of insufficient total value to distribute broadly to its clients. Second, the Commission finds that JMIC failed to disclose the impact of IPO stock on Brazos' exceptional initial performance, and failed to disclose the possibility that Brazos would be unable in future years to sustain its stellar performance as IPO returns came to represent a diminishing percentage of Brazos' growing asset base. Finally, the Commission finds that JMIC failed to disclose a potential conflict of interest posed by the JMIC managers' personal investment in Brazos shortly after the change in IPO allocation procedure. The Commission finds in the Order that JMIC willfully violated Section 206(2) of the Investment Advisers Act and that JMIC caused and willfully aided and abetted Brazos' violation of Section 34(b) of the Investment Company Act. Pursuant to the Order, JMIC is censured, and required to cease and desist from committing or causing any violations, and any future violations of these provisions. JMIC neither admits nor denies the Commission's findings. (Rels. IA-2153; IC-26142; File No. 3-11197) COMMISSION INSTITUTES SETTLED CEASE-AND-DESIST PROCEEDINGS AGAINST MASSACHUSETTS TURNPIKE AUTHORITY AND JAMES KERASIOTES FOR MISREPRESENTING COST OF "BIG DIG" IN MUNICIPAL SECURITIES OFFERINGS On July 31, the Commission instituted settled cease-and-desist proceedings against the Massachusetts Turnpike Authority and its former chairman James J. Kerasiotes concerning their material misrepresentations about costs of the Massachusetts Central Artery/Ted Williams Tunnel Project, popularly known as the "Big Dig," in offering materials accompanying three municipal bond offerings in 1999. The offerings were by the Turnpike Authority in March 1999, the Commonwealth of Massachusetts in September 1999, and the Massachusetts Bay Transportation Authority in December 1999. At the time of each of these offerings, the Turnpike Authority and Kerasiotes were aware that there were projected cost increases on the Project exceeding $1 billion, which should have been disclosed to the public in connection with the bond offerings. The Turnpike Authority and Kerasiotes, without admitting or denying the Commission's findings, consented to a cease-and-desist order prohibiting them from committing or causing any violations and any future violations of Sections 17(a)(2) and (3) of the Securities Act of 1933. According to the Commission's Order, in 1997, Kerasiotes presided over a budget revision that established the total cost of the Project at $10.8 billion. From 1997 until February 2000, at Kerasiotes' direction, the Turnpike Authority and its employees consistently stated to the public that the Project's cost would total $10.8 billion and that the Project was "on time and on budget." However, by March 1999, the Turnpike Authority and Kerasiotes were aware of significant projected cost increases in excess of $1 billion, most of which would be incurred in 2000 and 2001. The Commission's Order finds that, given the Turnpike Authority's and Kerasiotes' awareness of significant projected cost increases, the Turnpike Authority and Kerasiotes acted negligently in failing to disclose such increases in the three municipal bond offerings in 1999. Accordingly, the Commission's Order finds that the Turnpike Authority committed and Kerasiotes committed and caused violations of Sections 17(a)(2) and (3) of the Securities Act. The Order requires the Turnpike Authority and Kerasiotes to cease and desist from committing or causing any violations and any future violations of Sections 17(a)(2) and (3) of the Securities Act. (Rel. 33-8260; File No. 3-11198) COMMISSION INSTITUTES CEASE-AND-DESIST PROCEEDINGS AGAINST RAJAN MOONDRA FOR AFTER-HOURS WASH SALES TRADING SCHEME The Commission today issued an order instituting cease-and-desist proceedings against Rajan Moondra. In the Order, the Division of Enforcement alleges that Moondra engaged in a fraudulent trading scheme designed to create artificial tax losses by executing wash sales between taxable and tax-sheltered accounts. The Division specifically alleges that Moondra executed 56 wash sales in the securities of 12 different issuers, and created artificial tax losses of $161,695. The Division alleges that Moondra effected his wash sales by placing near-simultaneous matching limit orders to buy and sell the same securities in two of the accounts he controlled at the time. His limit orders were processed through the Island ECN, which matched them up and executed the transactions. The Order alleges that Moondra typically executed his wash sales in the after-hours market, and at prices that were away from the prevailing market price. The Division alleges that Moondra placed most of his matching limit orders after the close of the regular market because he knew there was less volume in the after-hours market, and thereby wanted to increase the likelihood that his matching limit orders would be paired and executed together. The Division alleges that Moondra's wash sales operated as a fraud or deceit concerning the nature of the market for each of the securities he used in his scheme. Moondra's wash sale transactions, along with the artificial prices at which they were traded, were typically reported to the market. As reported, his wash sales created a false appearance of market activity with respect to both the trading volume and value of the stocks he used in his scheme. The Order seeks a determination as to whether Moondra should be ordered to cease and desist from violating the antifraud provisions contained within Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b- 5 thereunder. Also today, the Commission instituted settled cease-and-desist proceedings, and filed a settled federal court action, against two other persons with respect to a similar wash sales scheme. SEC v. Dwarka P. Rathi and Charles H. Pennington, Civil Action No. 03CV01617 (JR) (filed July 31, 2003); In re Dwarka P. Rathi and Charles H. Pennington, Administrative Proceeding No. 3-11200; Litigation Release No.18266 / July 31, 2003. The Commission wishes to thank the NASD and the Department of Justice, Tax Division for their cooperation and assistance in this matter. (Rel. 34-48260; File No. 3-11199) SEC SETTLES FINANCIAL FRAUD CHARGES AGAINST RAECE RICHARDSON The Commission announced today that on July 10 the Honorable Paul L. Friedman, U.S. District Judge for the District of Columbia, entered a final judgment of permanent injunction and other relief as to Raece Richardson, formerly President of Freedom Surf, Inc. (now known as Freestar Technologies) in the Commission's accounting fraud action against Richardson and others. Richardson, 39, is an Australian citizen living in Huntington Beach, California California. The Commission's complaint (filed on March 6, 2002; see LR-17397) alleged that Richardson orchestrated a scheme to inflate Freedom Surf's assets with certain equipment located in Costa Rica and fraudulently valued at $5.18 million. During the relevant period, this equipment comprised virtually all of Freedom Surf's assets. Freedom Surf purportedly acquired the equipment in exchange for stock and a note in December 1999. Richardson had a friend of his fabricate and sign an appraisal, which valued the equipment at $5.18 million. This appraisal was then given to Freedom Surf's auditor, who failed to perform an audit and instead relied on the fabricated appraisal to issue an audit opinion for Freedom Surf's financial statements. Subsequently, Freedom Surf reported the sale of the equipment in a sham transaction with another company controlled by Richardson. Freedom Surf included the fraudulent equipment valuation or the sham sale of the equipment in a registration statement, periodic reports, and other filings with the Commission between January and November 2000. Without admitting or denying the allegations of the complaint, Richardson consented to the entry of a final judgment which permanently enjoins him from future violations of Section 17(a) of the Securities Act of 1933, Sections 10(b), 12(g), 13(a), 13(b)(2)(A), 13(b)(2)(B) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-11, and 13a-13, 13b2-1, and 13b2-2 thereunder. The order also permanently bars Richardson from serving as an officer or director of any public company, and orders him to pay a civil monetary penalty of approximately $75,000 (the penalty in this case represents the balance of Richardson's assets that are frozen in the registry of the court for the U.S. District Court for the Southern District of Texas after the payment of a $100,000 penalty assessed against Richardson in a separate enforcement action in SEC v. First Americap Corp, et al., Civil Action No. H 01-1153 (S.D. Tex.), LR-16960 (April 12, 2001). [SEC v. Raece Richardson, et al., Civil Action No. 1:02CV00426 (PLF) D.D.C.] (LR- 18263; AAE Rel. 1826) SEC BRINGS INSIDER TRADING CHARGES AGAINST TWO DEFENDANTS WHO SOLD STOCK IN ADVANCE OF NEGATIVE NEWS The Commission announced today that is has filed a civil injunctive action in the U.S. District Court for the District of New Jersey against Mark Fisch (Fisch) and Edward Gregory (Gregory) on charges of insider trading. The complaint alleges that Fisch and Gregory, two district sales managers at Wyeth, Inc. (Wyeth), sold shares of Wyeth after obtaining confidential, nonpublic information that a major clinical study had found increased health risks associated with Prempro, one of Wyeth's principal products. By selling shares in advance of the public dissemination of the negative news, Fisch and Gregory avoided losses. To settle the case, both defendants have consented to be permanently enjoined from violating the antifraud provisions of the Securities Act of 1933 (Securities Act) and the Securities Exchange Act of 1934 (Exchange Act), to disgorge their losses avoided plus prejudgment interest, and to pay civil penalties. Specifically, the Commission's complaint alleges that in July 2002, senior Wyeth officials learned that a portion of a large-scale long-term clinical trial, conducted by the National Institute of Health, on the health effects of hormone replacement therapies, was being terminated early because of findings that showed an increased risk of heart attacks, strokes, and breast cancer among patients taking Prempro. Fisch and Gregory were told that disappointing news by their supervisor during a conference call on the morning of July 8, 2002. Despite being told during the call and by e-mail that the information they were receiving was confidential and would not be made public until the following day, Fisch and Gregory sold their entire holdings of Wyeth stock shortly after learning the negative news. On July 8, Fisch sold 3,000 shares of Wyeth stock at $49 a share, for a total of $147,000, and Gregory sold 1,000 shares at $49.16 a share for a total of $9,160. On July 9, after the negative news was made public, Wyeth stock opened at $45 and fell to $36.70, before closing at $37.30. By trading in advance of the negative news announcement, Fisch avoided losses of $35,100, and Gregory avoided losses of $11,860. Without admitting or denying the Commission's allegations, both defendants have agreed to settle with the Commission by consenting to the entry of a judgment (a) enjoining them from violating Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act, and Rule 10b-5 thereunder, and (b) ordering them to disgorge illicit profits, plus prejudgment interest, and pay civil penalties, as follows: * (1) Fisch will disgorge $35,100, plus prejudgment interest, and pay a civil penalty of $35,100; and * (2) Gregory will disgorge $11,860, plus prejudgment interest, and pay a civil penalty of $11,860. [SEC v. Mark Fisch and Edward Gregory, 03 Civ. 3576 (D.N.J.)] (LR-18264) FEDERAL COURT ISSUES PRELIMINARY INJUNCTION ORDER AGAINST ARI DINOV, ELI DINOV, DISCOVER CAPITAL HOLDINGS CORP., AND INDIANAPOLIS SECURITIES, INC. On July 30, the Honorable Rosemary M. Collyer of the U.S. District Court for the District of Columbia entered a preliminary injunction order, by consent, against Discover Capital Holdings Corp., its wholly-owned broker-dealer subsidiary Indianapolis Securities, Inc., Eli Dinov, Discover Capital's President and CEO, and Ari Dinov, Indianapolis Securities' Secretary and Treasurer. The preliminary injunction order continues to restrain the four defendants from violating the antifraud and registration provisions of the federal securities laws. The order also modifies the asset freeze as to defendants Discover Capital and Indianapolis Securities. On an ongoing basis, Indianapolis Securities will be required to pay any net profits into an escrow account. Indianapolis Securities and Discover Capital will be permitted to access these funds solely to pay their ordinary business expenses, subject to review and objection by the SEC. On July 29, with respect to defendants David Rubin and Stronghold Associates, Inc., Judge Collyer issued an order moving the preliminary injunction hearing to Aug. 13, 2003. The Temporary Restraining Order and asset freeze as to Rubin and Stronghold Associates remains in effect. The SEC continues to seek additional relief against all defendants, including permanent injunctions, disgorgement of ill-gotten gains, and civil money penalties. For further information see LR-18222 and LR- 18231. [SEC v. Discover Capital Holdings Corp., et al., Civil Action No. 03 Civ. 1496 RMC, D.D.C.] (LR-18265) SEC FILES SETTLED ACTIONS AGAINST TWO INDIVIDUALS FOR AFTER-HOURS WASH SALES TRADING SCHEME The Commission today filed a settled federal court action against Dr. Dwarka Rathi and Dr. Charles Pennington in the United States District Court for the District of Columbia. The Commission also today instituted settled administrative proceedings against Rathi and Pennington, finding that each of them violated the federal securities laws by engaging in a fraudulent, tax-motivated wash sales trading scheme. The Commission's complaint alleges, and its administrative Order finds, that both Rathi and Pennington separately employed a trading scheme designed to create artificial tax losses. As detailed in the Commission's Order, Rathi and Pennington placed near-simultaneous matching limit orders to buy and sell the same security in their respective taxable and tax-sheltered accounts. Often, these matching limit orders were placed at prices that were far away from the existing market price in order to create tax losses while still retaining ownership of the stock being traded. Rathi and Pennington were able to match up their respective limit orders at artificial prices by trading illiquid stocks in the less liquid after-hours market using the Island ECN - and thereby taking advantage of the fragmented nature of the after- hours market. The Order finds that Rathi's and Pennington's wash sales created an appearance of market activity, were effected at contrived prices, and did not reflect the supply and demand for the stocks they were trading. In the aggregate, Rathi and Pennington executed 155 wash sales between their respective taxable and tax-deferred accounts. All but three of these wash sales were executed in the after-hours market. This trading scheme was employed by Rathi and Pennington during the fourth quarter of 1999 and involved the securities of over 30 different issuers. As a result of this scheme, Rathi and Pennington created artificial tax losses in their taxable accounts of $221,698 and $77,662, respectively. In the federal court action, Rathi and Pennington have each consented, without admitting or denying the allegations of the Commission's Complaint, to the entry of a final judgment that requires each of them to pay a $10,000 penalty. SEC v. Dwarka Rathi and Charles H. Pennington, Civil Action No. 03CV01617 (JR) (filed July 31, 2003); Litigation Release No. 18266 (July 31, 2003). In the Commission's administrative proceedings, each of them have consented, without admitting or denying the Commission's findings, to the entry of an order requiring them to cease and desist from violating the antifraud provisions contained within Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In re Dwarka P. Rathi and Charles H. Pennington, Administrative Proceeding No.3-11200 (filed July 31, 2003). Also today, the Commission issued an order instituting unsettled cease- and-desist proceedings against a third individual, Rajan Moondra, alleging that he also engaged in a similar fraudulent wash sales trading scheme. In the Matter of Rajan Moondra, Administrative Proceeding File No. 3-11199; Securities Exchange Release No. 34-48260 (July 31, 2003). The Commission wishes to thank the NASD and the Department of Justice, Tax Division for their cooperation and assistance in this matter. [SEC v. Dwarka P. Rathi and Charles H. Pennington, Civil Action No. 03CV01617 (JR)] (LR-18266); Administrative Proceeding - (Rel. 34-48261; File No. 3- 11200) HOLDING COMPANY ACT RELEASES HYDRO-QUEBEC, ET AL. A notice has been issued giving interested persons until Aug. 25, 2003, to request a hearing on a proposal by Hydro-Qu‚bec (HQ), a corporation wholly owned by the government of Qu‚bec and a public-utility holding company that claims exemption under the Public Utility Holding Company Act under Rule 10, and its subsidiaries, TransEnergie HQ, Inc. (TEI), a Canadian corporation, TransEnergie U.S. Ltd. (TEUS), a Delaware corporation and Cross-Sound Cable Company (New York), LLC (CSC NY), a New York limited liability company (collectively, Applicants). Applicants request an order under Sections 9(a)(2) and 10 of the Act authorizing HQ, through TEI and TEUS to acquire interests in CSC NY; an order exempting TEUS from registration under Section 3(a)(1); and an order exempting HQ from registration under Section 3(a)(5). Applicants also request that the Commission look through TEI, an intermediate holding company, for purposes of the analysis under Section 11(b)(2) of the Act. (Rel. 35-27703) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Amex-2003-67) filed by the American Stock Exchange to suspend transaction charges for certain iShares Funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48240) PROPOSED RULE CHANGES The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD- 2003-98) clarifying reporting requirements for transactions conducted through electronic communications networks. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34- 48239) The American Stock Exchange filed a proposed rule change (SR-Amex-2003- 47) to amend Commentary .02 of Amex Rule 126(g) to restrict the crossing of agency orders of 5,000 shares or more to orders for the accounts of persons who are not brokers or dealers. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34- 48244) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASD-2003-115) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. relating to the listing and trading of Industrial 15 Notes. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48253) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 NOBLE CORP, 13135 S DAIRY ASHFORD, SUGAR LAND, TX, 77478, 281 276 6100 - 5,000,000 ($164,800,000.00) Equity, (File 333-107450 - Jul. 30) (BR. 04) S-8 NOBLE CORP, 13135 S DAIRY ASHFORD, SUGAR LAND, TX, 77478, 281 276 6100 - 325,000 ($10,712,000.00) Equity, (File 333-107451 - Jul. 30) (BR. 04) S-8 BEA SYSTEMS INC, 2315 NORTH FIRST STREET, -, SAN JOSE, CA, 95131, 4085708000 - 0 ($308,760,000.00) Equity, (File 333-107452 - Jul. 30) (BR. 03) S-4 PSYCHIATRIC SOLUTIONS INC, 113 SEABOARD LANE, SUITE C-100, FRANKLIN, TN, 37067, 615-312-5700 - 150,000,000 ($150,000,000.00) Debt Convertible into Equity, (File 333-107453 - Jul. 30) (BR. 01) S-8 ALLIED HOLDINGS INC, 160 CLAIRMONT AVE, STE 200, DECATUR, GA, 30030, 4043701100 - 0 ($1,183,000.00) Equity, (File 333-107455 - Jul. 30) (BR. 05) S-8 ALLIED HOLDINGS INC, 160 CLAIRMONT AVE, STE 200, DECATUR, GA, 30030, 4043701100 - 0 ($760,500.00) Equity, (File 333-107456 - Jul. 30) (BR. 05) S-8 TELLABS INC, ONE TELLABS CENTER, 1415 WEST DIEHL ROAD, NAPERVILLE, IL, 60563, 630-378-8800 - 0 ($12,245,287.00) Equity, (File 333-107457 - Jul. 30) (BR. 37) S-8 TARGET LOGISTICS INC, 112 EAST 25TH STREET, PO BOX 35329, BALTIMORE, MD, 21218, 4103380127 - 0 ($180,000.00) Equity, (File 333-107458 - Jul. 30) (BR. 05) S-8 SODEXHO ALLIANCE SA, 78180 MONTIGNY LE BRETONNEUX, BRETONNEUX, I0, 00000, 1,916,450 ($53,047,336.00) Equity, (File 333-107459 - Jul. 30) (BR. 08) S-8 NMT MEDICAL INC, 27 WORMWOOD STREET, BOSTON, MA, 02210, 6177370930 - 450,000 ($1,692,000.00) Equity, (File 333-107462 - Jul. 30) (BR. 36) S-11 GRANITE MORTGAGES 03-3 PLC, 0 ($1,645,000,000.00) Mortgage Backed Securities, (File 333-107463 - Jul. 30) (BR. 05) S-8 SOVRAN SELF STORAGE INC, 7166331850 - 50,000 ($1,562,185.00) Equity, (File 333-107464 - Jul. 30) (BR. 08) S-8 LUMENIS LTD, PO BOX 240, YOKNEAM ISRAEL 20692, L5, 00000, 9729599000 - 2,000,000 ($3,020,000.00) Other, (File 333-107465 - Jul. 30) (BR. 01) S-8 TELECOMMUNICATION SYSTEMS INC /FA/, 275 WEST ST, ANNAPOLIS, MD, 21401, 4102637616 - 0 ($11,880,000.00) Equity, (File 333-107466 - Jul. 30) (BR. 03) S-8 HEALTHCARE SERVICES GROUP INC, 2159381661 - 550,000 ($7,881,500.00) Equity, (File 333-107467 - Jul. 30) (BR. 08) S-4 JLG INDUSTRIES INC, 1 JLG DR, MCCONNELLSBURG, PA, 17233, 7174855161 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-107468 - Jul. 30) (BR. 36) S-3 NAVIGANT INTERNATIONAL INC, 84 INVERNESS CIRCLE EAST, ENGLEWOOD, CO, 80112-5314, 3037060800 - 128,506 ($1,760,532.20) Equity, (File 333-107469 - Jul. 30) (BR. 05) S-8 CHEROKEE INC, 6835 VALJEAN AVE, VAN NUYS, CA, 91406-4713, 8189511002 - 250,000 ($4,632,500.00) Equity, (File 333-107470 - Jul. 30) (BR. 02) S-8 SUNRISE TELECOM INC, 22 GREAT OAKS BLVD, STE 203, SAN JOSE, CA, 95119, 4083638000 - 0 ($3,179,100.00) Equity, (File 333-107471 - Jul. 30) (BR. 37) S-8 IONICS INC, 65 GROVE ST, WATERTOWN, MA, 02172, 6179262500 - 500,000 ($8,080,000.00) Equity, (File 333-107473 - Jul. 30) (BR. 36) S-3 AVNET INC, 2211 SOUTH 47TH STREET, PHOENIX, AZ, 85034, 4806432000 - 0 ($1,500,000,000.00) Unallocated (Universal) Shelf, (File 333-107474 - Jul. 30) (BR. 36) S-8 MAINE & MARITIMES CORP, 209 STATE ST., PO BOX 1209, PRESQUE ISLE, ME, 04769-1209, 2077685811 - 20,000 ($645,600.00) Equity, (File 333-107475 - Jul. 30) (BR. 02) S-3 FOSSIL INC, 2280 NORTH GREENVILLE AVE, RICHARDSON, TX, 75082, 9722342525 - 0 ($1,118,292.00) Equity, (File 333-107476 - Jul. 30) (BR. 02) SB-2 TORBAY HOLDINGS INC, 5162922023 - 40,000,000 ($810,000.00) Equity, (File 333-107477 - Jul. 30) (BR. 06) S-8 MACROMEDIA INC, 600 TOWNSEND ST, STE 310 W, SAN FRANCISCO, CA, 94103, 4152522000 - 0 ($18,848,300.00) Equity, (File 333-107478 - Jul. 30) (BR. 03) S-8 NBT BANCORP INC, 52 S BROAD ST, NORWICH, NY, 13815, 6073372265 - 300,000 ($5,997,000.00) Equity, (File 333-107479 - Jul. 30) (BR. 07) S-8 NBT BANCORP INC, 52 S BROAD ST, NORWICH, NY, 13815, 6073372265 - 200,000 ($3,998,000.00) Equity, (File 333-107480 - Jul. 30) (BR. 07) S-3 MANOR CARE INC, 333 N. SUMMIT STREET, TOLEDO, OH, 43604-2617, 4192525500 - 0 ($100,000,000.00) Debt Convertible into Equity, (File 333-107481 - Jul. 30) (BR. 08) S-3 LIBERTY PROPERTY TRUST, 65 VALLEY STREAM PKWY, STE 100, MALVERN, PA, 19355, 6106481700 - 3,000,000 ($101,490,000.00) Equity, (File 333-107482 - Jul. 30) (BR. 08) S-8 CHILDTIME LEARNING CENTERS INC, 21333 HAGGERTY ROAD, SUITE 300, NOVI, MI, 48375, 248-697-9000 - 0 ($3,335,250.00) Equity, (File 333-107483 - Jul. 30) (BR. 01) F-6 OPEN JOINT STOCK CO MARGANETSKY ORE MINING & PROCESSING ENTE, 62 RADYONSKA STREET, MARGANETS UKRAINE, 2H, 53400, 011380566522202 - 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-107484 - Jul. 30) (BR.) S-8 CLICK COMMERCE INC, 200 E. RANDOLPH DR., SUITE 4900, CHICAGO, IL, 60601, 3123773110 - 0 ($940,000.00) Equity, (File 333-107485 - Jul. 30) (BR. 03) S-11 CNL RETIREMENT PROPERTIES INC, 450 S ORANGE AVENUE, ORLANDO, FL, 32801, 4076501000 - 0 ($4,000,000,000.00) Equity, (File 333-107486 - Jul. 30) (BR. 08) S-3 HUB INTERNATIONAL LTD, 4169795866 - 140,000,000 ($140,000,000.00) Unallocated (Universal) Shelf, (File 333-107487 - Jul. 30) (BR. 01) S-8 TYCO INTERNATIONAL LTD /BER/, 90 PITTS BAY ROAD, THE ZURICH CENTRE SECOND FLOOR, PEMROKE HM 08 BERMU, D0, 4412928674 - 73,931,768 ($1,988,925,851.00) Equity, (File 333-107488 - Jul. 30) (BR. 36) S-8 TYCO INTERNATIONAL LTD /BER/, 90 PITTS BAY ROAD, THE ZURICH CENTRE SECOND FLOOR, PEMROKE HM 08 BERMU, D0, 4412928674 - 5,000,000 ($94,750,000.00) Equity, (File 333-107489 - Jul. 30) (BR. 36) S-3 GREAT AMERICAN FINANCIAL RESOURCES INC, 250 EAST FIFTH STREET, CINCINNATI, OH, 45202, 513-333-5300 - 3,600,000 ($51,192,000.00) Equity, (File 333-107490 - Jul. 30) (BR. 01) S-8 QIAGEN NV, 5911 KJ VENLO, SPOORSTRAAT, P7, 50, 31-77-320-8400 - 5,000,000 ($46,475,000.00) Equity, (File 333-107491 - Jul. 30) (BR. 01) S-2 VINEYARD NATIONAL BANCORP, 9590 FOOTHILL BLVD, RANCHO CUCAMONGA, CA, 91730, 9099870177 - 0 ($28,750,000.00) Other, (File 333-107493 - Jul. 30) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- 1ST SOURCE CORP IN X X X 07/28/03 3COM CORP DE X 07/28/03 AAMES FINANCIAL CORP/DE DE X 06/30/03 AARON RENTS INC GA X X 07/29/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X 07/01/03 ABN AMRO MORT CORP MULTI-CLASS MORT P DE X 07/01/03 ABN AMRO MORTGAGE CORP MORT PS THR CR DE X 07/01/03 ABN AMRO MORTGAGE CORP MUILTI CL MORT DE X 07/01/03 ABN AMRO MORTGAGE CORP MUL CL MORT PA DE X 07/01/03 ABSS CORP DE X 07/11/03 ACCELR8 TECHNOLOGY CORP CO X X 07/30/03 ACLARA BIOSCIENCES INC DE X 07/30/03 ACTIVCARD CORP DE X 07/30/03 ACTUATE CORP DE X 07/29/03 ADAM INC GA X X 07/30/03 ADELPHIA COMMUNICATIONS CORP DE X 06/30/03 ADVANCED MEDICAL OPTICS INC DE X X 07/30/03 AEGIS COMMUNICATIONS GROUP INC DE X X 07/29/03 AES CORPORATION DE 07/30/03 AETNA INC /PA/ PA X 07/30/03 AFTERMARKET TECHNOLOGY CORP DE X 07/29/03 AFTERMARKET TECHNOLOGY CORP DE 07/29/03 AMEND AIR T INC DE 06/30/03 AIRSPAN NETWORKS INC WA X 04/29/03 AK STEEL HOLDING CORP DE X X 07/24/03 AKAMAI TECHNOLOGIES INC DE 07/30/03 ALARIS MEDICAL SYSTEMS INC DE 07/29/03 ALLEGHENY ENERGY INC MD X X 07/30/03 ALLIED HOLDINGS INC GA X 07/30/03 AMEREN CORP MO X 07/30/03 AMERICAN ELECTRIC POWER CO INC NY X X 07/30/03 AMERICAN INDEPENDENCE CORP DE 07/28/03 AMERICAN UNITED GLOBAL INC DE X 07/21/03 AMERICAN UNITED GLOBAL INC DE X 07/24/03 AMERIGAS PARTNERS LP DE X 07/30/03 ANDRX CORP /DE/ DE X 07/30/03 ANIKA THERAPEUTICS INC MA X X 07/30/03 ANIXTER INTERNATIONAL INC DE X 07/29/03 ANTEON INTERNATIONAL CORP DE 07/30/03 ANTEON INTERNATIONAL CORP DE X 07/30/03 APPLIED EXTRUSION TECHNOLOGIES INC /D DE X 07/28/03 ARAHOVA COMMUNICATIONS INC DE X 06/30/03 ARGONAUT TECHNOLOGIES INC DE 07/30/03 ARGOSY GAMING CO DE X 07/30/03 ASBURY AUTOMOTIVE GROUP INC DE X 07/30/03 ASTROPOWER INC DE X X 07/24/03 ATLANTIC COAST AIRLINES HOLDINGS INC DE 07/30/03 ATLANTIC TELE NETWORK INC /DE DE X X 07/29/03 ATRIX LABORATORIES INC DE 07/30/03 ATS MEDICAL INC MN X 07/29/03 ATWOOD OCEANICS INC TX X X 07/30/03 AUGUST TECHNOLOGY CORP MN X 07/30/03 AVIGEN INC \DE DE 07/30/03 AVISTA CORP WA X X 07/24/03 AVNET INC NY X X 07/30/03 B&G FOODS INC DE X 07/30/03 BA MASTER CREDIT CARD TRUST / X 07/15/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 03/25/03 BAR HARBOR BANKSHARES ME X 07/30/03 BARNES & NOBLE INC DE X X 07/29/03 BARNESANDNOBLE COM INC DE X X 07/29/03 BAYVIEW FINANCIAL SECURITIES CO LLC DE X 07/25/03 BEBE STORES INC CA X X 07/30/03 BENTLEY PHARMACEUTICALS INC DE X 07/30/03 BETHLEHEM STEEL CORP /DE/ DE X X 07/29/03 BIG 5 SPORTING GOODS CORP DE 07/30/03 BIO RAD LABORATORIES INC DE X 07/28/03 BIOCRYST PHARMACEUTICALS INC DE X 07/30/03 BIOJECT MEDICAL TECHNOLOGIES INC OR X 07/29/03 BIOSPHERE MEDICAL INC DE 07/30/03 BLACKSTOCKS DEVELOPMENT CORP DE X 07/30/03 BOSTON PROPERTIES INC DE X X 07/28/03 BOYD GAMING CORP NV X 07/30/03 BUILDING MATERIALS HOLDING CORP DE 07/29/03 BURLINGTON INDUSTRIES INC /DE/ DE X X 07/25/03 CABOT OIL & GAS CORP DE X 07/29/03 CADENCE RESOURCES CORP UT X X 07/30/03 CADMUS COMMUNICATIONS CORP/NEW VA X X 07/30/03 CAMCO FINANCIAL CORP DE X 07/29/03 CAMDEN PROPERTY TRUST TX 07/29/03 CAPITAL SENIOR LIVING CORP DE X X X 07/29/03 CARDIAC SCIENCE INC DE X X 07/30/03 CAREMARK RX INC DE 07/30/03 CENTRA SOFTWARE INC DE X X 07/30/03 CHAMPION COMMUNICATION SERVICES INC DE X X 07/22/03 CHICAGO PIZZA & BREWERY INC CA X X 07/29/03 CHINA NETTV HOLDINGS INC NV X X X X 07/29/03 CHUBB CORP NJ 07/30/03 CIBER INC DE 07/30/03 CIT HOME EQUITY LOAN TRUST 2002-1 DE X X 06/30/03 CIT HOME EQUITY TRUST 2002-2 DE X X 07/30/03 CLASSIC BANCSHARES INC DE X X 07/30/03 CLAYTON HOMES INC DE X X 07/30/03 CLEVELAND CLIFFS INC OH X 07/30/03 CLEVELAND CLIFFS INC OH X 07/30/03 COLE KENNETH PRODUCTIONS INC NY X 06/30/03 COMMERCE ONE INC DE X 07/23/03 COMMERCIAL NATIONAL FINANCIAL CORP /P PA X 06/30/03 COMMUNITY BANCORP INC /MA/ MA X X 07/30/03 COMPUTER HORIZONS CORP NY X 07/30/03 CONE MILLS CORP NC X X 07/29/03 CONOCOPHILLIPS DE X 07/30/03 CONSOLIDATED GRAPHICS INC /TX/ TX X 07/23/03 CONSOLIDATED WATER CO LTD E6 X X 07/30/03 CONSTAR INTERNATIONAL INC DE X 07/29/03 CONSTELLATION BRANDS INC DE X 07/24/03 COOPER CAMERON CORP DE X X 07/29/03 CORNICHE GROUP INC /DE DE X X 07/29/03 CORPORATE OFFICE PROPERTIES TRUST MD X X 07/30/03 CORRECTIONS CORP OF AMERICA MD X X 07/30/03 CORSPAN INC DE X 02/24/03 AMEND COX COMMUNICATIONS INC /DE/ DE X 07/30/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/30/03 CSFB MORT SEC CORP MORT BACKED PASS T DE X X 07/25/03 CSFB MORTGAGE BACK PASS THR CER SER 2 DE X X 07/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 07/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 07/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 07/22/03 CURIS INC DE 07/30/03 CVS CORP DE X 07/30/03 CWMBS INC DE X X 07/29/03 CWMBS INC DE X 07/30/03 CWMBS INC DE X 07/30/03 CWMBS INC DE X X 07/30/03 CWMBS INC DE X X 07/30/03 CWMBS INC DE X X 07/30/03 CWMBS INC DE X X 07/30/03 CWMBS INC DE X X 07/30/03 CWMBS INC DE X X 07/30/03 CYBEROPTICS CORP MN X 07/30/03 DATATEC SYSTEMS INC DE X X 07/28/03 DAYTON SUPERIOR CORP OH X 07/29/03 DEL GLOBAL TECHNOLOGIES CORP NY X X 07/17/03 DEL LABORATORIES INC DE X X 07/29/03 DENDREON CORP DE X X 07/30/03 DENTSPLY INTERNATIONAL INC /DE/ DE X 07/30/03 DEVRY INC DE X 05/16/03 AMEND DIODES INC /DEL/ DE X 07/29/03 DIONEX CORP /DE CA 07/30/03 DITECH COMMUNICATIONS CORP DE X X 07/16/03 DIXIE GROUP INC TN X 07/30/03 DOGS INTERNATIONAL NV X X 07/22/03 AMEND DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 07/30/03 DUCOMMUN INC /DE/ DE X 07/29/03 DUKE ENERGY CORP NC X X 07/30/03 DUKE REALTY CORP IN X 07/30/03 DUKE REALTY LIMITED PARTNERSHIP/ IN X 07/30/03 DUPONT E I DE NEMOURS & CO DE X 06/30/03 DURATEK INC DE X X 07/30/03 DYAX CORP DE 07/30/03 EAGLE FOOD CENTERS INC DE X 07/25/03 EASTERN CO CT X X 07/30/03 EFJ INC DE X 07/30/03 EFJ INC DE X X 07/30/03 EFUNDS CORP DE X X 07/30/03 EL PASO CORP/DE DE X 07/30/03 ELDER BEERMAN STORES CORP OH X 07/29/03 EMPIRE RESORTS INC DE X X 07/30/03 EN POINTE TECHNOLOGIES INC DE X X 07/28/03 ENCISION INC CO X X 07/15/03 AMEND ENCORE ACQUISITION CO DE X 07/29/03 ENDURANCE SPECIALTY HOLDINGS LTD 07/29/03 EQUITY OFFICE PROPERTIES TRUST MD X 07/28/03 AMEND ESS TECHNOLOGY INC CA X 07/30/03 ESSEX PROPERTY TRUST INC MD X 07/30/03 ESYNCH CORP/CA DE X X 11/01/02 EUREKA FINANCIAL CORP X 07/25/03 EURONET WORLDWIDE INC DE X 07/30/03 EXELON CORP PA 07/29/03 EXPRESS SCRIPTS INC DE X X X 06/30/03 AMEND FALMOUTH BANCORP INC DE X X 07/25/03 FARNSWORTH BANCORP INC NJ X 07/29/03 FBL FINANCIAL GROUP INC IA X 07/30/03 FEDERAL REALTY INVESTMENT TRUST MD X X 06/30/03 FIDELITY D & D BANCORP INC PA X 07/30/03 FINANCIAL SECURITY ASSURANCE HOLDINGS NY X 07/17/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 07/25/03 FIRST FEDERAL BANCSHARES INC /DE DE X 07/30/03 FIRST FEDERAL BANCSHARES OF ARKANSAS TX X X 07/30/03 FIRST HORIZON ASSET SECURITIES INC DE X X 07/30/03 FIRST KEYSTONE CORP PA X 07/30/03 FIRST MIDWEST BANCORP INC DE X X 07/30/03 FIRST SECURITYFED FINANCIAL INC DE X 07/28/03 FIRST TENNESSEE NATIONAL CORP TN X X X 07/30/03 FISHER SCIENTIFIC INTERNATIONAL INC DE X 07/29/03 FLEETWOOD ENTERPRISES INC/DE/ DE X 07/23/03 FLUOR CORP DE X 07/29/03 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 07/29/03 FRONTIERVISION HOLDINGS LP DE X 06/30/03 FRONTIERVISION OPERATING PARTNERS LP DE X 06/30/03 FROZEN FOOD EXPRESS INDUSTRIES INC TX X 07/29/03 GARMIN LTD X 07/30/03 GERON CORPORATION DE X X 07/30/03 GOLD BANC CORP INC KS X X 07/23/03 GOODYEAR TIRE & RUBBER CO /OH/ OH X 07/30/03 GREAT PEE DEE BANCORP INC DE X X 07/29/03 GREATER BAY BANCORP CA X X X 07/30/03 GROUP 1 SOFTWARE INC DE 07/30/03 GS MORTGAGE SECURITIES CORP DE X X 07/28/03 GS MORTGAGE SECURITIES CORP LOAN TRUS DE X X 07/25/03 GSI COMMERCE INC DE X 07/30/03 GUILFORD PHARMACEUTICALS INC DE X X 07/30/03 HANOVER COMPRESSOR CO / DE X X 07/30/03 HANOVER DIRECT INC DE X X 07/17/03 HARLAND JOHN H CO GA X 06/27/03 HARRIS INTERACTIVE INC DE X 07/30/03 HEALTHAXIS INC PA X X 07/29/03 HEALTHETECH INC X 07/30/03 HEALTHEXTRAS INC DE 06/30/03 HEALTHSTREAM INC TN 07/29/03 HEARST ARGYLE TELEVISION INC DE X X 07/30/03 HEARTLAND BANCSHARES INC /IN/ IN X 06/30/03 HERITAGE FINANCIAL HOLDING X 07/30/03 HILLENBRAND INDUSTRIES INC IN X X 07/30/03 HILLENBRAND INDUSTRIES INC IN X X 02/06/03 AMEND HOLLY CORP DE X 07/30/03 HOOPER HOLMES INC NY X 07/28/03 HUDSON VALLEY HOLDING CORP NY X 07/30/03 IGEN INTERNATIONAL INC /DE DE 07/30/03 IMCO RECYCLING INC DE X 07/29/03 IMPATH INC DE X 07/30/03 INAMED CORP DE X X 07/30/03 INCARA PHARMACEUTICALS CORP DE X X 07/28/03 INCYTE CORP DE X 07/30/03 INDUSTRIAL MINERALS INC DE X 07/29/03 INDUSTRIES INTERNATIONAL INC NV X X 03/10/03 AMEND INFINITY PROPERTY & CASUALTY CORP OH X 07/30/03 INGRAM MICRO INC DE X 07/30/03 INPUT OUTPUT INC DE X 07/30/03 INSILCO HOLDING CO DE X X 07/30/03 INSITUFORM TECHNOLOGIES INC DE X 07/24/03 INTEGRATED CIRCUIT SYSTEMS INC PA X 07/29/03 INTELIDATA TECHNOLOGIES CORP DE X X 06/30/03 INTERNAP NETWORK SERVICES CORP DE X X 07/29/03 INTERSTATE HOTELS & RESORTS INC DE 07/30/03 ITLA CAPITAL CORP CA X 07/30/03 IVAX CORP FL X 07/30/03 JANUS CAPITAL GROUP INC DE X 07/30/03 JUNIATA VALLEY FINANCIAL CORP PA X 07/30/03 KEITHLEY INSTRUMENTS INC OH X 07/30/03 KENNAMETAL INC PA 07/30/03 KERR MCGEE CORP /DE DE X 07/29/03 KERR MCGEE CORP /DE DE X 07/30/03 KERR MCGEE CORP /DE DE X 07/30/03 KEYCORP STUDENT LOAN TRUST 2003-A DE X 07/30/03 KFORCE INC FL X X 07/30/03 KIMCO REALTY CORP MD X 07/28/03 LAMSON & SESSIONS CO OH X 07/05/03 LANCE SYSTEMS INC UT X X 07/27/03 AMEND LEGATO SYSTEMS INC DE X 07/30/03 LEHMAN ABS CORP KRAFT FOODS NOTE BACK DE X 07/24/03 LION INC/WA WA X 07/29/03 LITHIUM TECHNOLOGY CORP DE X 07/28/03 LUIGINOS INC MN X 07/30/03 LUMENIS LTD X 07/29/03 MACC PRIVATE EQUITIES INC DE X 06/30/03 MANITOWOC CO INC WI X X 03/07/03 MANPOWER INC /WI/ WI X X 07/30/03 MANTECH INTERNATIONAL CORP DE X X 07/30/03 MANTECH INTERNATIONAL CORP DE X X 07/30/03 MARKEL CORP VA X 07/29/03 MARKLAND TECHNOLOGIES INC FL X X 07/09/03 MARTIN MARIETTA MATERIALS INC NC X X 07/28/03 MATRIXONE INC DE 07/30/03 MATTSON TECHNOLOGY INC DE X 07/30/03 MAY DEPARTMENT STORES CO DE X X 07/30/03 MB FINANCIAL INC /MD MD X 07/30/03 MBNA CORP MD X 07/30/03 MCDONALDS CORP DE 07/29/03 MCG CAPITAL CORP DE X 07/30/03 MEDIA ARTS GROUP INC DE X 07/30/03 MEDIS TECHNOLOGIES LTD DE X 07/30/03 MENTOR CORP /MN/ MN X 07/30/03 MERGE TECHNOLOGIES INC WI X 06/30/03 MERIDIAN RESOURCE CORP TX X X 07/29/03 MESA AIR GROUP INC NV 07/30/03 METALS USA INC DE X X 07/30/03 METASOLV INC DE X 07/30/03 METASOLV INC DE X X 07/30/03 METRIS COMPANIES INC DE X 07/29/03 METROLOGIC INSTRUMENTS INC NJ 07/29/03 MGP INGREDIENTS INC KS X X 07/30/03 MICRON ENVIRO SYSTEMS INC NV X 07/30/03 MICRON ENVIRO SYSTEMS INC NV X 07/29/03 MICRONETICS INC DE X X 07/29/03 MIDWAY GAMES INC DE X X 07/29/03 MIDWEST BANC HOLDINGS INC DE X X 07/29/03 MIKOHN GAMING CORP NV X X 06/30/03 MILLENNIUM CAPITAL VENTURE HOLDINGS I DE X X 03/24/03 AMEND MITY ENTERPRISES INC UT X 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