SEC NEWS DIGEST Issue 2003-128 July 7, 2003 COMMISSION ANNOUNCEMENTS SEC CHAIRMAN DONALDSON HAILS PRESIDENT'S SIGNING OF LEGISLATION TO SPEED HIRING OF ACCOUNTANTS, ECONOMISTS, COMPLIANCE EXAMINERS On July 3, the Commission praised President Bush for enacting H.S. 658, The Accountant, Compliance, and Enforcement Staffing Act of 2003, which will greatly streamline the Commission's efforts to add more than 800 lawyers, accountants, economists and examiners to its staff. The House of Representatives passed the bill on suspension June 17. The Senate approved the legislation by unanimous consent two days later. "I am very pleased that President Bush has signed this important measure into law. For the first time, the Commission will be able to hire qualified accountants in a manner consistent with hiring procedures for attorneys. I believe this expedited hiring authority will enable the Commission to better police and address the types of accounting abuses we've seen over the past few years, and will help us to continue our efforts aimed at increasing investor protection and restoring confidence in our markets," SEC Chairman William H. Donaldson said. The new law will allow the SEC to hire accountants, economists and securities compliance examiners under the excepted service authority, rather than under the federal competitive service process. Under excepted service authority, the hiring process can be completed in a few weeks' time as opposed to the months-long time frame often necessary under competitive service requirements. The SEC and other government agencies hire attorneys under excepted service. (Press Rel. 2003-80) ENFORCEMENT PROCEEDINGS SEC DEFENDANT ARRESTED AND HELD WITHOUT BAIL IN CONNECTION WITH PARALLEL CRIMINAL CHARGES BY THE COLORADO U.S. ATTORNEY'S OFFICE The Commission announced today that on May 29, 2003, federal agents arrested former broker Dennis Herula in Boston, where he was staying under an assumed name. Herula, who is a defendant in two separate civil enforcement actions that the Commission has filed within the past 15 months, was arrested on a warrant in connection with a criminal indictment obtained by the U.S. Attorney's Office in Colorado. The indictment, which was entered on Jan. 30, 2003, and unsealed on April 11, 2003, charges that Herula participated in a fraudulent $40 million investment scheme. On June 19, 2003, a federal magistrate ruled Herula a flight risk and ordered him held without bail pending the final resolution of the criminal case. The criminal indictment comes on the heels of two civil fraud actions the Commission filed against Herula and others. The first action - filed on April 1, 2002, in federal court in Rhode Island - resulted in Herula being permanently enjoined from future violations of the antifraud provisions of the federal securities laws in October 2002 and ordered to pay approximately $19 million in disgorgement, prejudgment interest and a civil monetary penalty. As part of that action, in April 2002, the federal court in Rhode Island froze Herula's assets and preliminarily enjoined him from future violations of the antifraud provisions of the federal securities laws. The Commission filed a second civil injunctive action against Herula and others on July 31, 2002, in federal court in San Francisco, alleging that Herula and others participated in another scheme to defraud investors out of $40 million. In that case, the San Francisco federal court granted the Commission's request for emergency relief against Herula and others, and issued an order freezing over $36 million in funds they received from investors. That enforcement action is still pending in California. According to the indictment, approximately three months after the Commission obtained an asset freeze and preliminary injunction against Herula in the first civil injunctive action, Herula participated in the second fraudulent scheme that solicited $40 million from investors, by promising exorbitant returns on their investment. The indictment alleges that as part of the second scheme, Herula failed to disclose to the investors that the Commission had obtained an asset freeze and preliminary injunction against him. The indictment also alleges that millions of dollars of investor funds were transferred without authorization to accounts in Herula's control and to accounts in the control of Herula's wife, Mary Lee Capalbo, and co-defendant, Claude Lefebvre. Also, in January 2003, the U.S. Bankruptcy Court in Providence issued a separate warrant for Herula's arrest based on his failure to participate in a bankruptcy proceeding he commenced after entry of the $19 million judgment in Rhode Island. On May 29, 2003, a U.S. magistrate in Providence ordered Herula held in custody for transfer to the District of Colorado to face charges there. Prior to transferring Herula to Colorado to face criminal charges, federal agents escorted Herula to Rhode Island bankruptcy court, where he asserted his Fifth Amendment rights against self-incrimination in response to all questions. On June 19, 2003, Herula was arraigned in the District of Colorado and a U.S. magistrate, finding that Herula was a flight risk, ordered him detained pending the final resolution of the case. For further information, please see Litigation Release Numbers 17600 (Oct. 23, 2002), 17793 (Oct. 18, 2002) and 17514 (May 13, 2002). [U.S. v. Claude Lefebvre, et al., Criminal Case No. 02-CR-485-RB, USDC, D.CO] (LR-18213) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2003-29) filed by the Pacific Exchange relating to exchange fees and charges has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 7. (Rel. 34-48119) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until July 25 to comment on the application of the Commonwealth of Australia, to withdraw its 9?% Bonds, from listing and registration on the New York Stock Exchange. (Rel. 34-48128) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ENCORE MEDICAL CORP, 9800 METRIC BOULEVARD, P O BOX 1900, AUSTIN, TX, 78758, 5128329500 - 2,380,133 ($9,056,406.06) Equity, (File 333-106776 - Jul. 3) (BR. 36) S-8 FIRST COMMUNITY FINANCIAL GROUP INC, 721 COLLEGE STREET, P O BOX 3800, LACEY, WA, 98509, 3604591100 - 0 ($1,114,000.00) Equity, (File 333-106777 - Jul. 3) (BR. 07) S-8 THOROUGHBRED INTERESTS INC, 127 S. 6TH ST., LOUISVILLE, KY, 40242, 5025844434 - 20,000,000 ($360,000.00) Equity, (File 333-106779 - Jul. 3) (BR. 05) S-3 ROBBINS & MYERS INC, 1400 KETTERING TWR, DAYTON, OH, 45423, 9372222610 - 0 ($100,000,000.00) Other, (File 333-106780 - Jul. 3) (BR. 36) S-3 JETBLUE AIRWAYS CORP, 80-02 KEW GARDENS ROAD, 4TH FLOOR, KEW GARDENS, NY, 11415, 7182867900 - 0 ($128,600,000.00) Equity, (File 333-106781 - Jul. 3) (BR. 05) S-8 BIOFOREST PACIFIC INC /CN, 302-105 YORK STREET, TORONTO, ONTARIO CANADA, A6, M5H 3V5, 4,072,500 ($285,075.00) Equity, (File 333-106782 - Jul. 3) (BR. 05) S-8 CYBERTEL COMMUNICATIONS CORP, 8006455557 - 150,000,000 ($600,000.00) Equity, (File 333-106784 - Jul. 3) (BR. 37) SB-2 VASO ACTIVE PHARMACEUTICALS INC, 99 ROSEWOOD DRIVE, SUITE 260, DANVERS, MA, 01923, 9787500090 - 0 ($5,600,000.00) Equity, (File 333-106785 - Jul. 3) (BR. ) S-3 ORASURE TECHNOLOGIES INC, 150 WEBSTER ST, BETHLEHEM, PA, 18015, 5036416115 - 0 ($75,000,000.00) Equity, (File 333-106786 - Jul. 3) (BR. 36) S-3 BORGWARNER INC, 200 S MICHIGAN AVE, CHICAGO, IL, 60604, 3123228500 - 160,000 ($10,371,200.00) Equity, (File 333-106787 - Jul. 3) (BR. 05) S-3 ARIAD PHARMACEUTICALS INC, 26 LANDSDOWNE ST, CAMBRIDGE, MA, 02139, 6174940400 - 0 ($32,062,500.00) Equity, (File 333-106788 - Jul. 3) (BR. 01) S-3 MORGAN STANLEY, 1585 BROADWAY, NEW YORK, NY, 10036, 2127614000 - 1,000,000,000 ($1,000,000,000.00) Other, (File 333-106789 - Jul. 3) (BR. 07) S-3 DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, P O BOX 26532, RICHMOND, VA, 23219, 8048192000 - 0 ($3,000,000,000.00) Unallocated (Universal) Shelf, (File 333-106790 - Jul. 3) (BR. 02) S-8 ATI TECHNOLOGIES INC, 33 COMMERCE VALLEY DRIVE EAST, THORNHILL, ONTARIO CANADA, E7, L3T 7N6, 9058822600 - 10,000,000 ($100,800,000.00) Equity, (File 333-106791 - Jul. 3) (BR. 03) S-8 CHAMPPS ENTERTAINMENT INC, 10375 PARK MEADOWS DRIVE, SUITE 560, LITTLETON, CO, 80124, 8004615965 - 1,250,000 ($6,004,904.00) Equity, (File 333-106792 - Jul. 3) (BR. 05) S-3 DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, P O BOX 26532, RICHMOND, VA, 23219, 8048192000 - 0 ($742,500,000.00) Equity, (File 333-106793 - Jul. 3) (BR. 02) S-8 IDEC PHARMACEUTICALS CORP / DE, 11011 TORREYANA ROAD, SAN DIEGO, CA, 92121, 6195508500 - 0 ($200,782,500.00) Equity, (File 333-106794 - Jul. 3) (BR. 01) N-2 EATON VANCE LIMITED DURATION INCOME OPPORTUNITY FUND, THE EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA, 02109, 6175988880 - 50,000 ($1,000,000.00) Equity, (File 333-106795 - Jul. 3) (BR. 16) S-1 SIGMATEL INC, 3815 SOUTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, BUILDING 3, AUSTIN, TX, 78704, 512-381-3700 - 0 ($75,000,000.00) Equity, (File 333-106796 - Jul. 3) (BR. ) S-3 CYTOGEN CORP, 600 COLLEGE RD EAST CN 5308, PRINCETON, NJ, 08540, 6099878200 - 1,368,422 ($10,167,375.00) Equity, (File 333-106797 - Jul. 3) (BR. 01) S-3 PARKERVISION INC, 8493 BAYMEADOWS WAY, JACKSONVILLE, FL, 32256, 9047371367 - 1,404,437 ($9,620,393.45) Equity, (File 333-106798 - Jul. 3) (BR. 02) S-8 NUCOTEC INC, 1080 SE 3RD AVENUE, FT LAUDERDALE, FL, 33316, 9543568100 - 0 ($1,250,000.00) Equity, (File 333-106799 - Jul. 3) (BR. 09) S-8 RAPID BIO TESTS CORP, 5409 IVY STREET, SPRINGFIELD, OR, 97478, 541-686-5989 - 5,450,000 ($218,000.00) Equity, (File 333-106800 - Jul. 3) (BR. 04) S-4 INTERLINE BRANDS INC, 801 W BAY STREET, JACKSONVILLE, FL, 32204, 9043846530 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-106801 - Jul. 3) (BR. ) S-8 KROGER CO, 1014 VINE ST, CINCINNATI, OH, 45201, 5137624000 - 5,000,000 ($82,550,000.00) Equity, (File 333-106802 - Jul. 3) (BR. 02) S-8 KROGER CO, 1014 VINE ST, CINCINNATI, OH, 45201, 5137624000 - 25,000,000 ($412,750,000.00) Equity, (File 333-106803 - Jul. 3) (BR. 02) S-8 PACIFIC ENERGY PARTNERS LP, 0 ($45,202,500.00) Other, (File 333-106804 - Jul. 3) (BR. 04) S-8 EXUS NETWORKS INC, 212-514-6600 - 95,000,000 ($570,000.00) Equity, (File 333-106805 - Jul. 3) (BR. 37) S-8 JEFFERSON BANCSHARES INC, JEFFERSON FEDERAL SAVINGS & LOAN ASSOC, 120 EVANS AVENUE, MORRISTOWN, TN, 37814, 4235868421 - 166,806 ($2,000,000.00) Equity, (File 333-106807 - Jul. 3) (BR. 07) S-8 JEFFERSON BANCSHARES INC, JEFFERSON FEDERAL SAVINGS & LOAN ASSOC, 120 EVANS AVENUE, MORRISTOWN, TN, 37814, 4235868421 - 70,391 ($843,988.00) Equity, (File 333-106808 - Jul. 3) (BR. 07) S-3 ENERGY PARTNERS LTD, 201 ST CHARLES AVENUE, NEW ORLEANS, LA, 70170, 5045691875 - 2,500,000 ($28,325,000.00) Equity, (File 333-106809 - Jul. 3) (BR. 04) S-11 CHURCH LOANS & INVESTMENTS TRUST, 5305 I-40 W, AMARILLO, TX, 79106, 8063583666 - 7,000,000 ($21,000,000.00) Equity, (File 333-106810 - Jul. 3) (BR. 08) S-8 RRUN VENTURES NETWORK INC, 4TH FLOOR 62 W 8TH AVENU, VANCOUVER, BRITISH COLUMBIA CN, A1, 6046826541 - 20,000,000 ($100,000.00) Equity, (File 333-106811 - Jul. 3) (BR. 09) S-8 IMMUNE RESPONSE CORP, 5935 DARWIN COURT, CARLSBAD, CA, 92008, 6194317080 - 86,428 ($273,976.76) Equity, (File 333-106812 - Jul. 3) (BR. 01) S-8 WARRANTECH CORP, - - 80,000 ($97,400.00) Equity, (File 333-106814 - Jul. 3) (BR. 08) S-8 SKYWAY COMMUNICATIONS HOLDING CORP, 1680 MICHIGAN AVENUE, SUITE 1000, MIAMI BEACH, FL, 33139, 9,300,003 ($4,761,500.00) Equity, (File 333-106817 - Jul. 3) (BR. 37) S-8 PROVIDENTIAL HOLDINGS INC, 7145960244 - 15,000,000 ($1,050,000.00) Equity, (File 333-106818 - Jul. 3) (BR. 08) S-8 INTERWOVEN INC, 4087742000 - 0 ($15,127,255.70) Equity, (File 333-106819 - Jul. 3) (BR. 03) S-8 VERITAS SOFTWARE CORP /DE/, 6503358000 - 4,480,825 ($92,708,269.25) Equity, (File 333-106820 - Jul. 3) (BR. 03) S-1 ENCORE MEDICAL CORP, 9800 METRIC BOULEVARD, P O BOX 1900, AUSTIN, TX, 78758, 5128329500 - 0 ($36,069,750.00) Equity, (File 333-106821 - Jul. 3) (BR. 36) S-4 XM SATELLITE RADIO INC, 2029887100 - 0 ($175,000,000.00) Other, (File 333-106823 - Jul. 3) (BR. 37) S-3 XM SATELLITE RADIO HOLDINGS INC, 1500 ECKINGTON PL NE, WASHINGTON, DC, 20002, 2023804000 - 45,791,209 ($496,834,618.00) Equity, (File 333-106824 - Jul. 3) (BR. 37) S-3 INTERWOVEN INC, 4087742000 - 0 ($6,111,080.22) Equity, (File 333-106825 - Jul. 3) (BR. 03) S-8 TANGO INC, 244 WEST 54TH STREET, SUITE 500, NEW YORK, NY, 10019, 212-586-7660 - 10,000,000 ($1,700,000.00) Equity, (File 333-106826 - Jul. 3) (BR. 03) S-8 XM SATELLITE RADIO HOLDINGS INC, 1500 ECKINGTON PL NE, WASHINGTON, DC, 20002, 2023804000 - 12,000,000 ($130,200,000.00) Equity, (File 333-106827 - Jul. 3) (BR. 37) S-8 MARGO CARIBE INC, ROAD 690 KILOMETER 5 8, VEGA ALTA, PR, 00692, 7878832570 - 260,500 ($319,650.00) Equity, (File 333-106828 - Jul. 3) (BR. 04) S-4 PALM INC, 400 N. MCCARTHY BOULEVARD, MILPITAS, CA, 95035, 4088789000 - 0 ($185,117,090.00) Equity, (File 333-106829 - Jul. 3) (BR. 03) S-4 PALMSOURCE INC, 5470 GREAT AMERICA PKWY, SANTA CLARA, CA, 95052, 408-878-4000 - 0 ($101,900,000.00) Equity, (File 333-106830 - Jul. 3) (BR. ) S-3 RATEXCHANGE CORP, 4153719800 - 41,998,208 ($22,259,050.00) Equity, (File 333-106831 - Jul. 3) (BR. 07) SB-2 NEW FRONTIER ENERGY INC, 5525 ERINDALE DRIVE, SUITE 201, COLORADO SPRINGS, CO, 80918, 7192608509 - 12,358,954 ($2,169,249.00) Equity, (File 333-106832 - Jul. 3) (BR. ) S-3 MARVELL TECHNOLOGY GROUP LTD, 4TH FLOOR, WINDSOR PLACE, 22 QUEEN STREET, P.O. BOX HM 1179, HAMILTON HM EX BERMU, D0, 4412966395 - 4,046,872 ($136,339,117.68) Equity, (File 333-106833 - Jul. 3) (BR. 36) N-2 MCG CAPITAL CORP, 1100 WILSON BLVD, SUITE 800, ARLINGTON, VA, 22209, 7032477500 - 12,500,000 ($195,500,000.00) Equity, (File 333-106834 - Jul. 3) (BR. 22) S-3 HOLLIS EDEN PHARMACEUTICALS INC /DE/, 4435 EASTGATE MALL, SUITE 400, SAN DIEGO, CA, 92121, 858-587-9333 - 0 ($18,738,986.00) Equity, (File 333-106835 - Jul. 3) (BR. 01) S-4 HOUSTON EXPLORATION CO, 1100 LOUISIANA STREET, SUITE 2000, HOUSTON, TX, 77002-5219, 713-830-6800 - 0 ($175,000,000.00) Non-Convertible Debt, (File 333-106836 - Jul. 3) (BR. 04) F-3 NEWS AMERICA INC, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 0 ($1,734,646,875.00) Other, (File 333-106837 - Jul. 3) (BR. 05) S-11 CORPORATE PROPERTY ASSOCIATES 16 INC, C/O W P CAREY & CO LLC, 50 ROCKEFELLER PLAZA, NEW YORK, NY, 10020, 2124921100 - 0 ($1,650,000,000.00) Equity, (File 333-106838 - Jul. 3) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- A C MOORE ARTS & CRAFTS INC PA X X 07/03/03 AAR CORP DE X X 07/03/03 ACCREDITED MORT LOAN TRUST ASSET BAC DE X 06/25/03 ACCRUE SOFTWARE INC DE X X 07/01/03 ACG HOLDINGS INC DE X X 07/03/03 ACTIVCARD CORP DE X X 07/03/03 ADAPTEC INC DE X X 07/02/03 AG SERVICES OF AMERICA INC IA X 07/03/03 ALARIS MEDICAL SYSTEMS INC DE X 07/02/03 ALLIANCE GAMING CORP NV X 07/02/03 ALLIANT ENERGY CORP WI X X 07/01/03 ALTERNATIVE TECHNOLOGY RESOURCES INC DE X 06/30/03 AMERICAN AIRLINES INC DE X 07/03/03 AMEND AMERICAN DAIRY INC UT X X 05/07/03 AMEND AMERICAN MEDICAL ALERT CORP NY X X 06/30/03 AMERIQUEST MORT SEC INC ASSET BACK PA DE X 06/25/03 AMERIQUEST MORT SEC INC ASSET BACK PS DE X 06/25/03 AMERIQUEST MORTGAGE SEC INC ASSET BAC DE X 06/25/03 AMERIQUEST MORTGAGE SEC INC ASSET BCK DE X 06/25/03 AMERIQUEST MORTGAGE SEC INC ASST BACK DE X 06/25/03 AMERIQUEST MORTGAGE SEC INC AST BACK DE X 06/25/03 AMERIQUEST MORTGAGE SECURITIES INC SE DE X 06/25/03 AMR CORP DE X 06/25/03 AMEND ANALEX CORP NY X X 06/30/03 ANDERSEN GROUP INC DE X X 07/03/03 APPLIED INDUSTRIAL TECHNOLOGIES INC OH X X 07/03/03 ARIAD PHARMACEUTICALS INC DE X X 07/03/03 ASSET BACKED PASS THROUGH CERTIFICATE DE X 06/25/03 AT ROAD INC CA X X 06/30/03 AT ROAD INC CA X X 07/01/03 ATLAS AIR INC DE X X 07/03/03 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 07/03/03 AURORA FOODS INC /DE/ DE X X 07/01/03 BARRY R G CORP /OH/ OH X X 06/18/03 AMEND BAYVIEW FINANCIAL SECURITIES CO LLC DE X 07/01/03 BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 06/25/03 BIODELIVERY SCIENCES INTERNATIONAL IN IN X X X 04/18/03 AMEND BIOGENTECH CORP NV X X X X 07/01/03 BOSTON SCIENTIFIC CORP DE X X 07/03/03 CABLE DESIGN TECHNOLOGIES CORP DE X X X 07/01/03 CARESCIENCE INC PA X 07/03/03 CHAMPION ENTERPRISES INC MI X X 06/30/03 CINCINNATI BELL INC OH X 06/30/03 CLAYTON HOMES INC DE X X 07/03/03 CLUBCHARLIE COM INC NV X 07/02/03 COASTAL BANCORP INC TX X X 07/02/03 COMCAST CORP PA X X 07/03/03 COMMERCE GROUP INC /MA MA X 06/17/03 AMEND COMSHARE INC MI X X 06/22/03 CORINTHIAN COLLEGES INC X X 06/24/03 CORTELCO SYSTEMS PUERTO RICO INC X X 06/30/03 CRYO CELL INTERNATIONAL INC DE X X 06/30/03 CSC HOLDINGS INC DE X 07/03/03 CUTTER & BUCK INC WA X 07/03/03 CV THERAPEUTICS INC DE X X 07/03/03 CYTOGEN CORP DE X X 06/18/03 DOCUCON INCORPORATED DE X 06/25/03 DUANE READE INC DE X X 07/02/03 EARTHSHELL CORP DE X 06/26/03 ECOLOGY & ENVIRONMENT INC NY X X 07/02/03 EKNOWLEDGE GROUP INC NV X 07/02/03 EMAGIN CORP NV X X X 07/03/03 EMERSON RADIO CORP DE X X 06/30/03 ENCORE ACQUISITION CO DE X X 07/02/03 ENCYSIVE PHARMACEUTICALS INC DE X X 04/23/03 AMEND ENERGY PARTNERS LTD DE X X 07/02/03 ENSTAR GROUP INC GA X X 06/23/03 ENTRAVISION COMMUNICATIONS CORP DE X X 07/03/03 ENVIRONMENTAL POWER CORP DE X 07/03/03 EQUITY INNS INC TN X 07/03/03 FERRELLGAS PARTNERS L P DE X X 07/03/03 FGIC SECURITIES PURCHASE INC DE X X 07/01/03 FINANCIAL ASSET SECURITIES CORP ASSET DE X 06/25/03 FINANCIAL ASSET SECURITIES CORP FREMO DE X 06/25/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 07/03/03 FIRST INDIANA CORP IN X X 07/03/03 FISCHER IMAGING CORP DE X X 07/02/03 FLOTEK INDUSTRIES INC/CN/ DE X X 06/27/03 FRANKLIN COVEY CO UT X 07/03/03 GALEY & LORD INC DE X X 07/01/03 GEMSTAR TV GUIDE INTERNATIONAL INC DE X X 07/01/03 GENAERA CORP DE X X 06/30/03 GLOBALSANTAFE CORP X X 07/03/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X 06/25/03 GS MORTGAGE SECURITIES CORP MORT PASS DE X 06/25/03 GSAMP TRUST 2003-HE1 DE X 06/25/03 HEARST ARGYLE TELEVISION INC DE X X 07/03/03 HORIZON OFFSHORE INC DE X X 07/02/03 HORNBECK OFFSHORE SERVICES INC /LA DE X X 06/18/03 IC ISAACS & CO INC DE X X 07/03/03 IDX SYSTEMS CORP VT X X 06/18/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 06/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 06/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 06/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 06/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 06/25/03 IMH ASSETS CORP IPAC CMB TRUST SERIES DE X 06/25/03 IMP INC DE X X 07/03/03 IMPAC CMB TRUST COLLATERLIZED AB BOND DE X 06/25/03 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 06/25/03 INDEVUS PHARMACEUTICALS INC DE X X 06/30/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 06/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 06/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 06/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 06/25/03 INFE COM INC FL X X X 06/26/03 INNOVATION HOLDINGS NV X X 07/02/03 INTERVEST BANCSHARES CORP DE X 07/03/03 INVITROGEN CORP DE X X 07/02/03 IRWIN FINANCIAL CORPORATION IN X X 07/03/03 IT GROUP INC DE X X 07/01/03 ITC DELTACOM INC DE X 07/02/03 AMEND JACKSON PRODUCTS INC DE X 07/03/03 JCM PARTNERS LLC DE X X 06/26/03 JEREMYS MICROBATCH ICE CREAMS INC DE X X 07/02/03 KERZNER INTERNATIONAL LTD C5 X 06/30/03 LABOR READY INC WA X X 07/03/03 LANDRYS RESTAURANTS INC DE X X 07/03/03 LASER TECHNOLOGY INC DE X 07/03/03 LEVI STRAUSS & CO DE X X 07/02/03 LIQUIDIX INC FL X X X 04/15/03 AMEND LML PAYMENT SYSTEMS INC A1 X 06/18/03 LONG BEACH LOAN 2003-2 DE X 06/25/03 LONG BEACH SECURITIES CORP ASSET BACK DE X 06/25/03 LPA HOLDING CORP DE X X 06/30/03 MAC-GRAY CORP DE X X 04/29/03 MAGELLAN HEALTH SERVICES INC DE X X 06/26/03 MAGNETEK INC DE X X 07/01/03 MAIN STREET BANKS INC /NEW/ GA X X 07/03/03 MARRIOTT INTERNATIONAL INC /MD/ DE X X 06/21/03 MASSEY ENERGY CO DE X X 07/02/03 MASTER ADJUSTABLE RATE MORTGAGES TRUS DE X X 06/25/03 MASTR SEASONED SECURITIZATION TRUST 2 DE X X 06/25/03 MEDICORE INC FL X X 05/30/03 MEDTOX SCIENTIFIC INC DE X 07/02/03 MERISTAR HOSPITALITY CORP MD X X 06/26/03 MERISTAR HOSPITALITY OPERATING PARTNE DE X 06/26/03 MERIT MEDICAL SYSTEMS INC UT X X 07/02/03 MERRILL LYNCH & CO INC DE X X 07/03/03 MERRILL LYNCH & CO INC DE X X 07/03/03 METROLOGIC INSTRUMENTS INC NJ X 07/01/03 MICROTUNE INC DE X 07/02/03 MID AMERICA APARTMENT COMMUNITIES INC TN X X 07/03/03 MILESTONE SCIENTIFIC INC/NJ DE X 07/02/03 MILL CREEK 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EQUITY DE X 06/25/03 NEXTEL PARTNERS INC DE X 06/27/03 NICOR INC IL X 07/03/03 NORD PACIFIC LIMITED X X 07/03/03 AMEND NORTHWEST BIOTHERAPEUTICS INC DE X X 06/20/03 NUVELO INC NV X 01/31/03 AMEND NYFIX INC NY X X 07/02/03 ORBITAL SCIENCES CORP /DE/ DE X X 07/02/03 ORYX TECHNOLOGY CORP DE X X 05/06/03 OUTBACK STEAKHOUSE INC DE X 07/02/03 P F CHANGS CHINA BISTRO INC X X 07/02/03 PAC-WEST TELECOMM INC X 07/01/03 PACKAGED ICE INC TX X X 07/02/03 PANERA BREAD CO DE X 07/03/03 PENN AMERICA GROUP INC PA X X 07/02/03 PEREGRINE PHARMACEUTICALS INC DE X X 07/01/03 PICK UPS PLUS INC X X 06/25/03 PROVIDENT BANCORP INC/NY/ X X 03/26/03 QUICKSILVER RESOURCES INC DE X X 07/01/03 RATEXCHANGE CORP DE X X 07/03/03 REGAL ENTERTAINMENT GROUP DE X 07/02/03 REGEN BIOLOGICS INC DE X X 07/03/03 REGENCY AFFILIATES INC DE X 07/03/03 REMOTE MDX INC UT X X 05/13/02 AMEND RESIDENTIAL ASSET SECURITIZATION TRUS X 06/25/03 RESIDENTIAL ASSET SECURITIZATION TRUS X 06/25/03 RESOURCES PENSION SHARES 5 LP DE X 07/01/03 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