SEC NEWS DIGEST Issue 2005-124 June 29, 2005 ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST WARREN SOLOSKI On June 28, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against Warren J. Soloski. The Order finds that on June 13, 2005, Soloski was enjoined from violating of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 [15 U.S.C. §§ 77e(a) and (c) and 77q(a)] and Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”) [15 U.S.C. § 78j], and Rule 10b-5 [17 C.F.R. § 240.10b-5] thereunder, and for aiding and abetting violations of Section 13(a) of the Exchange Act [15 U.S.C. § 78m(a)] and Rules 12b-20, 13a-1, 13a-11, and 13a-13 [17 C.F.R. §§ 240.12b-20, 240.13a-1, 240.13-11, and 240.13a-13] thereunder. The Commission’s Complaint alleged that Soloski participated in a scheme, masterminded by Defendant Robert Zaba (Zaba), to manipulate the price of LASV stock through false and misleading press releases concerning LASV’s purported acquisition of assets. According to the complaint, Soloski drafted LASV’s quarterly, annual, and current SEC reports which failed to disclose Zaba’s control of LASV, and incorporated false and misleading statements disseminated in the press releases. The Commission also alleged that Soloski prepared 11 fraudulent Form S-8 registration statements that registered offering of approximately 16.2 million LASV shares to purported independent consultants. In reality, the consultants were Zaba nominees and performed no services for LASV. The Commission complaint charged that Soloski and Zaba received the bulk of the Form S-8 shares and sold or distributed them into the inflated market. Based on the injunction in the civil action above, the Order suspends Soloski from appearing or practicing before the Commission as an attorney. Soloski consented to the issuance of the Order without admitting or denying findings, except he admitted the entry of the injunction. Additional information can be found in Litigation Release No. 18655 (April 5, 2004). (Rel. 34-51930; File No. 3-11968) SEC SETTLES FINANCIAL REPORTING FRAUD CHARGES WITH FORMER LIBERATE TECHNOLOGIES EXECUTIVE The Commission announced on June 29 that it has settled financial reporting fraud charges in a lawsuit it previously filed against Donald M. Fitzpatrick, the former Chief Operating Officer and head of sales of Liberate Technologies. The Commission’s complaint charged Fitzpatrick with inflating Liberate’s revenues through fraudulent sales transactions, and then misleading Liberate’s finance department and outside auditors about the deals, in a scheme that ran from November 2001 to September 2002. Liberate is a San Mateo, California-based provider of software and services for interactive television. In the settlement announced today, Fitzpatrick consented to a court order that directs him to pay a total of $222,499, consisting of $97,499 in disgorgement of commissions and bonuses plus prejudgment interest, and a monetary penalty of $125,000. In addition, the order bars Fitzpatrick from serving as an officer or director of any publicly traded company, and enjoins him from future violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5 and 13b2-2 thereunder. Fitzpatrick consented to the order without admitting or denying the allegations in the Commission’s complaint. The Commission’s complaint, which was filed in September 2004, alleged that Fitzpatrick used a variety of methods to fraudulently inflate Liberate’s financial results. These included arranging a so-called “round-trip” transaction, in which Liberate provided all of the funds that a customer needed to purchase Liberate product; entering into a “side deal” that allowed a customer to return excess Liberate product; and granting undisclosed concessions to induce a customer to purchase Liberate products. In each instance, the complaint alleges, Fitzpatrick misrepresented or withheld key information about the transactions from Liberate’s finance department and its outside auditors. In January 2005, the Commission settled charges against former Liberate sales executive Thomas R. Stitt for his role in the fraud described above. Without admitting or denying the allegations in the Commission’s complaint, Stitt consented to a court order that imposed disgorgement and penalties totaling $78,000, as well as a ten-year officer and director bar and an injunction against future securities law violations. [SEC v. Donald M. Fitzpatrick and Thomas R. Stitt, Civil Action No. C 04 4120, USDC, NDCA] (LR-19289; AAE Rel. 2268) ADDITIONS AND CORRECTIONS A summary in the June 28th issue of the Digest, entitled “SEC SUES FIVE FOR SCHEME TO OBTAIN STOCK IN BANK IPO”, did not include the Civil Action number. The cite should have appeared as follows: [SEC v. Robert R. Ross, et al., Civil Action No. 3:05CV01036 (CFD) (D. Conn.] (LR-19288) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Sputnik, Inc., 650 TOWNSEND STREET, SUITE 320, SAN FRANCISCO, CA, 94103, 415-389-9098 - 500,000 ($500,000.00) Equity, (File 333-126158 - Jun. 28) (BR. 09) S-8 GENAISSANCE PHARMACEUTICALS INC, FIVE SCIENCE PARK, NEW HAVEN, CT, 06511, 2037731450 - 0 ($1,160,000.00) Equity, (File 333-126159 - Jun. 28) (BR. 01C) S-8 MAGNUM DIOR RESOURCES INC, 3266 YONGE STREET STE 1208, BC, TORONTO ONTARIO CANA, A6, 00000, 14,500,000 ($543,750.00) Equity, (File 333-126160 - Jun. 28) (BR. 08B) S-8 TreeHouse Foods, Inc., 2515 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX, 75201, 2143033400 - 0 ($143,692,552.00) Equity, (File 333-126161 - Jun. 28) (BR. 04) S-4 US AIRWAYS GROUP INC, 2345 CRYSTAL DR, ARLINGTON, VA, 22227, 7038727000 - 0 ($214,771,217.00) Equity, (File 333-126162 - Jun. 28) (BR. 05C) S-4 ADOBE SYSTEMS INC, 345 PARK AVE, SAN JOSE, CA, 95110-2704, 4085366000 - 0 ($3,511,439,262.00) Equity, (File 333-126163 - Jun. 28) (BR. 03C) S-3 Wachovia Mortgage Loan Trust, LLC, 301 S. COLLEGE STREET, NC5578-SUITE G, CHARLOTTE, NC, 28288-5578, 704-715-8239 - 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-126164 - Jun. 28) (BR. 05) F-6 AMERICA MOVIL SA DE CV/, LAGO ALBERTO 366, COLONIA ANAHUAC MEXICO DF, MEXICO, O5, 11320, 5257033990 - 1,500,000,000 ($75,000,000.00) ADRs/ADSs, (File 333-126165 - Jun. 28) (BR. 11C) S-8 NATURES SUNSHINE PRODUCTS INC, 75 E 1700 SOUTH, PROVO, UT, 84606, 8013424300 - 0 ($348,750.00) Equity, (File 333-126166 - Jun. 28) (BR. 01B) SB-2 CANO PETROLEUM, INC, 309 WEST 7TH STREET, STE 1600, FORT WORTH, TX, 76102, 817-698-0900 - 0 ($34,135,657.23) Equity, (File 333-126167 - Jun. 28) (BR. 09) S-8 BED BATH & BEYOND INC, 650 LIBERTY AVENUE, UNION, NJ, 07083, 2013791520 - 0 ($788,690,000.00) Equity, (File 333-126169 - Jun. 28) (BR. 02B) S-3 IVAX CORP, 4400 BISCAYNE BLVD, MIAMI, FL, 33137, 3055756000 - 0 ($193,483,000.00) Debt Convertible into Equity, (File 333-126170 - Jun. 28) (BR. 01A) S-3 IVAX CORP, 4400 BISCAYNE BLVD, MIAMI, FL, 33137, 3055756000 - 0 ($350,000,000.00) Debt Convertible into Equity, (File 333-126171 - Jun. 28) (BR. 01A) S-1 MAN-AHL 130, LLC, 123 NORTH WACKER DRIVE, 28TH FLOOR, CHICAGO, IL, 60606, 312-881-6800 - 0 ($10,000,000.00) Equity, (File 333-126172 - Jun. 28) (BR. 08) S-8 R H DONNELLEY CORP, 1001 WINSTEAD DRIVE, CARY, NC, 27513, 9198046000 - 0 ($30,865,000.00) Equity, (File 333-126173 - Jun. 28) (BR. 11B) S-8 WORTHINGTON INDUSTRIES INC, 200 OLD WILSON BRIDGE ROAD, COLUMBUS, OH, 43085, 6144383210 - 250,000 ($3,937,500.00) Equity, (File 333-126175 - Jun. 28) (BR. 06B) S-8 WORTHINGTON INDUSTRIES INC, 200 OLD WILSON BRIDGE ROAD, COLUMBUS, OH, 43085, 6144383210 - 250,000 ($3,937,500.00) Equity, (File 333-126177 - Jun. 28) (BR. 06B) S-8 WORTHINGTON INDUSTRIES INC, 200 OLD WILSON BRIDGE ROAD, COLUMBUS, OH, 43085, 6144383210 - 250,000 ($3,937,500.00) Equity, (File 333-126179 - Jun. 28) (BR. 06B) S-3 GENESIS HEALTHCARE CORP, 101 E. STATE ST., KENNETT SQUARE, PA, 19348, 6109261124 - 0 ($180,000,000.00) Other, (File 333-126180 - Jun. 28) (BR. 11A) S-8 WORTHINGTON INDUSTRIES INC, 200 OLD WILSON BRIDGE ROAD, COLUMBUS, OH, 43085, 6144383210 - 250,000 ($3,937,500.00) Equity, (File 333-126183 - Jun. 28) (BR. 06B) S-8 K2 INC, 5818 EL CAMINO REAL, CARLSBAD, CA, 92008, 7604941044 - 0 ($1.00) Other, (File 333-126184 - Jun. 28) (BR. 05C) S-3 SAFLINK CORP, 777 108TH AVE NE, SUITE 2100, BELLEVUE, WA, 98004, 4252781100 - 12,000,001 ($19,200,002.00) Equity, (File 333-126185 - Jun. 28) (BR. 03C) S-3 NATURAL RESOURCE PARTNERS LP, 601 JEFFERSON STREET, SUITE 3600, HOUSTON, TX, 77002, 7137517514 - 0 ($279,732,390.00) Unallocated (Universal) Shelf, (File 333-126186 - Jun. 28) (BR. 04B) S-8 AMLI RESIDENTIAL PROPERTIES TRUST, 125 S WACKER DR, STE 3100, CHICAGO, IL, 60606, 3124431477 - 500,000 ($15,137,500.00) Other, (File 333-126187 - Jun. 28) (BR. 08A) S-8 RADISYS CORP, 5445 NE DAWSON CREEK DR, HILLSBORO, OR, 97124, 5036461800 - 0 ($10,563,000.00) Equity, (File 333-126189 - Jun. 28) (BR. 03C) S-8 BRAINTECH INC, #102-930 WEST 1ST STREET, NORTH VANCOUVER, A1, V7P 3N4, 604-988-6440 - 2,500,000 ($1,200,000.00) Equity, (File 333-126190 - Jun. 28) (BR. 03B) S-8 CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 4058488000 - 3,000,000 ($68,695,000.00) Equity, (File 333-126191 - Jun. 28) (BR. 04B) S-8 DITECH COMMUNICATIONS CORP, 825 E MIDDLEFIELD RD, MOUNTAIN VIEW, CA, 94043, 6506231300 - 0 ($3,210,000.00) Equity, (File 333-126192 - Jun. 28) (BR. 11B) S-4 CLEAN HARBORS INC, 1501 WASHINGTON ST, 325 WOOD RD, BRAINTREE, MA, 02184, 6178491800 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-126193 - Jun. 28) (BR. 06C) F-10 ACE Aviation Holdings Inc., 5100 DE MAISONNEUVE BOULEVARD WEST, MONTREAL, A8, H4A 3T2, (514) 422-5000 - 289,772 ($9,756,483.98) Equity, (File 333-126194 - Jun. 28) (BR. 05) S-8 HEALTH CARE REIT INC /DE/, ONE SEAGATE STE 1500, P O BOX 1475, TOLEDO, OH, 43604, 4192472800 - 2,200,000 ($81,400,000.00) Equity, (File 333-126195 - Jun. 28) (BR. 08B) S-1 VELOCITY EXPRESS CORP, ONE MORNINGSIDE DRIVE NORTH, BUILDING B SUITE 300, WESTPORT, X1, 06880, 203-349-4160 - 8,761,193 ($71,537,807.00) Equity, (File 333-126196 - Jun. 28) (BR. 05C) S-8 NationsHealth, Inc., 13650 N.W. 8TH STREET, SUITE 109, SUNRISE, FL, 33325, 6102932511 - 0 ($10,051,597.00) Equity, (File 333-126197 - Jun. 28) (BR. 01B) SB-2 IP Promotions, Inc., 1223 MANOR OAKS CT, ATLANTA, GA, 30338, 404-588-1711 - 750,000 ($187,500.00) Equity, (File 333-126198 - Jun. 28) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 3COM CORP DE 1.01 06/22/05 ABGENIX INC DE 2.05,9.01 06/23/05 ADSERO CORP 1.01,9.01 06/22/05 ADVANCED MICRO DEVICES INC DE 8.01 06/27/05 ADVANCED PHOTONIX INC DE 2.02,9.01 06/24/05 ADVANCED POWER TECHNOLOGY INC 1.01,9.01 06/22/05 ADVANSTAR COMMUNICATIONS INC NY 1.01,9.01 06/22/05 ADVANSTAR INC DE 1.01,9.01 06/22/05 AEGIS ASSET BACKED SECURITIES CORP DE 8.01 06/28/05 AEGIS ASSET BACKED SECURITIES CORP DE 8.01 06/28/05 AEOLUS PHARMACEUTICALS, INC. DE 8.01,9.01 06/27/05 AES CORP DE 1.01 06/28/05 AIRNET COMMUNICATIONS CORP DE 8.01 06/28/05 ALKERMES INC PA 1.01 06/23/05 ALPHARX INC DE 8.01 06/28/05 AMEND Alternative Loan Trust 2005-13CB 9.01 06/25/05 Alternative Loan Trust 2005-4 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-6CB 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-7CB 9.01 06/25/05 American Home Mortgage Investment Tru DE 9.01 06/25/05 AMERICAN TOWER CORP /MA/ DE 1.01 06/28/05 AMERICHIP INTERNATIONAL INC 8.01,9.01 06/24/05 AMERIGON INC MI 1.01,9.01 06/23/05 AMERITRADE HOLDING CORP DE 1.01,3.02,9.01 06/22/05 ANALYTICAL SURVEYS INC CO 1.01 06/23/05 APA Enterprises, Inc. MN 2.02,9.01 06/28/05 APOLLO GROUP INC AZ 2.02,9.01 06/28/05 APPLE REIT SIX INC 2.01 06/24/05 APPLERA CORP DE 2.05,8.01,9.01 06/22/05 ARMOR HOLDINGS INC DE 1.01 06/22/05 ASHLAND INC KY 8.01,9.01 06/28/05 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 06/28/05 ASTRO MED INC /NEW/ RI 4.01 06/24/05 ASTRO MED INC /NEW/ RI 4.01 06/09/05 AMEND ATLANTICA INC UT 5.02 11/30/04 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 06/28/05 AUGUST TECHNOLOGY CORP MN 8.01,9.01 06/28/05 AUGUST TECHNOLOGY CORP MN 8.01,9.01 06/28/05 AXCELIS TECHNOLOGIES INC DE 1.01,9.01 06/23/05 BALCHEM CORP MD 5.02 06/24/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 06/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 06/27/05 BERKSHIRE HILLS BANCORP INC 7.01,9.01 06/28/05 BERKSHIRE INCOME REALTY INC 2.01,9.01 06/22/05 BERRY PETROLEUM CO DE 7.01,9.01 06/27/05 BIO TRACKING SECURITY INC FL 2.01,9.01 06/15/05 BIO TRACKING SECURITY INC FL 8.01,9.01 06/24/05 BLUEFLY INC DE 1.01,3.02,5.03,9.01 06/24/05 BONE CARE INTERNATIONAL INC WI 8.01 06/23/05 BOWNE & CO INC DE 1.01,9.01 06/27/05 BRANTLEY CAPITAL CORP MD 8.01,9.01 06/27/05 BRIDGE BANCORP INC NY 8.01 06/27/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 06/28/05 CabelTel International Corp NV 8.01 06/16/05 CADUS CORP DE 4.01,9.01 06/23/05 CAL MAINE FOODS INC DE 5.02,9.01 06/28/05 CALBATECH INC NV 1.01,2.01,9.01 06/28/05 AMEND CALGON CARBON CORPORATION DE 8.01 06/23/05 CAMDEN NATIONAL CORP ME 7.01,9.01 06/28/05 CANO PETROLEUM, INC 1.01,9.01 03/22/05 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 06/15/05 CARMIKE CINEMAS INC DE 1.01,9.01 06/07/05 CATALINA MARKETING CORP/DE DE 1.01 06/22/05 CATCHER HOLDINGS INC 1.01,3.02,5.02,5.03,5.05,8.01,9.01 06/23/05 CBRL GROUP INC TN 7.01,9.01 06/28/05 CHANNELL COMMERCIAL CORP DE 5.02 06/28/05 CHAUS BERNARD INC NY 5.02 06/23/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 06/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 06/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 06/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 06/25/05 CHROMCRAFT REVINGTON INC DE 1.01,5.02,9.01 06/22/05 CHYRON CORP NY 5.02 06/28/05 CITIGROUP INVESTMENTS CORPORATE LOAN MD 7.01,9.01 06/28/05 CLECO CORP LA 8.01 06/28/05 CLINICAL DATA INC DE 2.02,9.01 06/24/05 CNH WHOLESALE RECEIVABLES INC DE 8.01,9.01 06/28/05 COGNITRONICS CORP NY 1.01 06/24/05 COGNOS INC CA 1.01 06/22/05 COMMONWEALTH BANKSHARES INC VA 3.02,8.01,9.01 06/28/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,1.02,9.01 06/27/05 CONVERGYS CORP OH 8.01 06/28/05 Cord Blood America, Inc. FL 5.02 06/22/05 COVAD COMMUNICATIONS GROUP INC DE 1.01,5.02 06/22/05 CPI CORP DE 1.01 06/23/05 CRITICAL THERAPEUTICS INC DE 1.01 06/28/05 CROSSTEX ENERGY LP DE 1.01,2.03,9.01 06/27/05 CUBIST PHARMACEUTICALS INC DE 7.01,8.01,9.01 06/27/05 CV THERAPEUTICS INC DE 8.01,9.01 06/22/05 CWABS INC DE 8.01,9.01 06/28/05 CWABS INC DE 8.01,9.01 06/24/05 CWABS INC DE 8.01,9.01 06/28/05 CWABS INC DE 8.01,9.01 06/27/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 06/25/05 CWALT INC - ALTERNATIVE LOAN TRUST 20 9.01 06/25/05 CWALT INC - ALTERNATIVE LOAN TRUST 20 9.01 06/25/05 CWALT, INC. - Alternative Loan Trust 9.01 06/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 06/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 06/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 06/25/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 06/25/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 06/25/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 06/25/05 CWMBS, INC. - CHL Mortgage Pass-Throu DE 9.01 06/25/05 CWMBS, Inc. - CHL Mortgage Pass-Throu DE 9.01 06/25/05 Cyberkinetics Neurotechnology Systems DE 1.01,9.01 06/23/05 CYBERONICS INC DE 2.02,9.01 06/24/05 DEKALB BANKSHARES INC SC 1.01 03/31/05 DIEDRICH COFFEE INC CA 3.01 06/27/05 DIGITAL LIFESTYLES GROUP INC DE 5.02 06/27/05 DIGITAL RECORDERS INC NC 1.01,3.02,3.03,5.01,9.01 06/23/05 DPAC TECHNOLOGIES CORP CA 3.01,9.01 06/02/05 AMEND DPL INC OH 1.01,9.01 06/20/05 DTE ENERGY CO MI 1.01,5.02 06/23/05 DYNEGY INC /IL/ IL 1.01,9.01 06/22/05 E CENTIVES INC DE 3.02,9.01 06/24/05 EDEN ENERGY CORP NV 2.01 06/14/05 EDUCATION LOANS INC /DE DE 5.02,8.01,9.01 06/27/05 EDUCATION LOANS INC /DE DE 5.02,8.01,9.01 06/27/05 EDUCATION LOANS INC /DE DE 5.02,8.01,9.01 06/27/05 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.01,9.01 06/28/05 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,9.01 06/22/05 EMPIRE DISTRICT ELECTRIC CO KS 1.01,2.03,8.01,9.01 06/27/05 Emrise CORP DE 2.01,9.01 03/18/05 AMEND ENCORE CREDIT RECEIVABLES TRUST 2005- DE 9.01 06/25/05 ENDOCARE INC DE 1.01,3.03,9.01 06/22/05 ENESCO GROUP INC IL 8.01,9.01 06/28/05 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 5.02,8.01 06/23/05 EPIXTAR CORP FL 5.02 06/28/05 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 1.01,7.01,9.01 06/23/05 EURAMAX INTERNATIONAL INC 7.01,9.01 06/27/05 EXAR CORP DE 9.01 04/14/05 AMEND EXELIXIS INC DE 2.03 06/24/05 EXELON CORP PA 7.01 06/28/05 EXIDE TECHNOLOGIES DE 8.01,9.01 06/27/05 EXTREME NETWORKS INC DE 1.01,9.01 06/24/05 FALCON NATURAL GAS CORP 8.01 06/22/05 FAR EAST ENERGY CORP 1.01,9.01 06/24/05 FEDERAL MOGUL CORP MI 5.02,9.01 06/28/05 FERRO CORP OH 5.02 06/23/05 FIBERSTARS INC /CA/ CA 1.01,5.02,7.01,9.01 06/22/05 First Horizon Alternative Mortgage Se DE 9.01 06/25/05 First Horizon Alternative Mortgage Se DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pass Thr DE 9.01 06/25/05 First Horizon Asset Sec Mort Pass Thr DE 9.01 06/25/05 FIRST MONTAUK FINANCIAL CORP NJ 1.01,9.01 06/27/05 FIRST UNION COMMERCIAL MORTGAGE SECUR NC 8.01,9.01 06/18/05 FIRSTBINGO COM NV 7.01,9.01 06/27/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 8.01,9.01 06/27/05 FRANKLIN LAKE RESOURCES INC /NV NV 8.01,9.01 06/15/05 FRESH CHOICE INC DE 8.01,9.01 06/28/05 FTI CONSULTING INC MD 7.01,9.01 06/23/05 GENESCO INC TN 1.01,9.01 06/27/05 GENESCO INC TN 7.01 06/28/05 GENZYME CORP MA 8.01,9.01 06/28/05 GEOGLOBAL RESOURCES INC DE 9.01 06/28/05 GERMAN AMERICAN BANCORP IN 5.02 06/24/05 GLOBAL WIDE PUBLICATION LTD NV 5.02 06/27/05 GMACM Mortgage Loan Trust 2005-AA1 DE 8.01,9.01 06/27/05 GOLDEN PATRIOT CORP NV 2.01 06/28/05 GREENE COUNTY BANCSHARES INC TN 2.03,7.01 06/28/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 06/28/05 GVC VENTURE CORP DE 1.01,9.01 06/27/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 06/27/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 06/27/05 HARKEN ENERGY CORP DE 8.01,9.01 06/23/05 HARKEN ENERGY CORP DE 8.01,9.01 06/28/05 AMEND HARLAND JOHN H CO GA 1.01,9.01 04/21/05 HARRAHS ENTERTAINMENT INC DE 1.01,5.03,9.01 06/23/05 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01 06/27/05 HARTMARX CORP/DE DE 2.02,9.01 06/27/05 HEALTH CARE REIT INC /DE/ DE 1.01,1.02,2.03,9.01 06/22/05 HEMAGEN DIAGNOSTICS INC DE 1.01,2.01,2.03 06/24/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 03/31/05 HIGH INCOME OPPORTUNITY FUND INC MD 7.01,9.01 06/28/05 HIGHLAND HOSPITALITY CORP MD 1.01,9.01 06/22/05 HIGHLAND HOSPITALITY CORP MD 2.01,9.01 04/15/05 AMEND Home Equity Asset Trust 2005-2 DE 8.01,9.01 06/25/05 Home Equity Asset Trust 2005-3 DE 8.01,9.01 06/25/05 Home Equity Asset Trust 2005-3 DE 8.01,9.01 05/25/05 AMEND HOMESTORE INC DE 1.01,5.02,5.03,9.01 06/22/05 HOST AMERICA CORP DE 1.01,7.01,9.01 06/25/05 HUFFY CORP OH 1.01,8.01,9.01 06/22/05 I TRAX INC DE 2.05,2.06,9.01 06/22/05 IA GLOBAL INC DE 1.01 06/23/05 ICAD INC DE 1.01,9.01 06/22/05 IMH ASSETS CORP DE 8.01,9.01 06/28/05 IMH ASSETS CORP DE 2.01,8.01,9.01 06/28/05 IMPAX LABORATORIES INC DE 1.01,2.03,2.04,3.02,7.01,8.01,9.01 05/26/05 AMEND INFOTECH USA INC DE 1.01,9.01 06/28/05 INLAND REAL ESTATE CORP MD 9.01 06/28/05 INN OF THE MOUNTAIN GODS RESORTS & CA 2.02,9.01 06/28/05 INTEGRATED PERFORMANCE SYSTEMS INC NY 1.01,1.02,9.01 06/22/05 INTEGRITY MUTUAL FUNDS INC ND 2.03 06/28/05 Interactive Brand Development Inc. DE 7.01,9.01 06/27/05 INTERMEDIATE MUNI FUND INC MD 7.01,9.01 06/28/05 INTERMET CORP GA 1.01,8.01,9.01 06/24/05 INTERNET BUSINESS INTERNATIONAL INC NV 8.01 05/16/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,1.02,2.02,5.02,8.01,9.01 06/22/05 INTRADO INC DE 4.01,9.01 06/16/05 AMEND ISOLAGEN INC DE 5.02,7.01 06/23/05 ITT EDUCATIONAL SERVICES INC DE 8.01 06/28/05 IWT TESORO CORP NV 1.01,8.01 06/16/05 IXYS CORP /DE/ DE 1.01 06/23/05 JACKSON HEWITT TAX SERVICE INC DE 1.02 06/28/05 JANE BUTEL CORP 4.01,9.01 06/24/05 JDS UNIPHASE CORP /CA/ DE 1.01 06/28/05 K2 DIGITAL INC DE 1.01 06/27/05 KAISER GROUP HOLDINGS INC DE 8.01 06/28/05 KEYCORP STUDENT LOAN TRUST 2001-A 8.01,9.01 06/27/05 KNBT BANCORP INC PA 1.01,9.01 06/27/05 KRISPY KREME DOUGHNUTS INC NC 1.01,9.01 06/27/05 LANGER INC NY 1.01,8.01,9.01 06/23/05 LEADIS TECHNOLOGY INC DE 1.01,9.01 06/24/05 Lease Equity Appreciation Fund II, L. DE 1.01 06/22/05 LEHMAN BROTHERS HOLDINGS INC DE 9.01 06/27/05 Lightstone Value Plus Real Estate Inv MD 4.01,9.01 06/24/05 LINCOLN EDUCATIONAL SERVICES CORP NJ 1.01,5.03,9.01 06/22/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01,9.01 06/27/05 LOCKHEED MARTIN CORP MD 1.01,9.01 06/23/05 LOGILITY INC GA 8.01,9.01 06/27/05 Long Beach Acceptance Auto Receivable 2.01,9.01 06/01/05 M&F BANCORP INC /NC/ NC 5.02,8.01 06/22/05 MACK CALI REALTY CORP MD 5.02 06/23/05 MANAGED HIGH INCOME PORTFOLIO INC NY 7.01,9.01 06/28/05 MANAGED MUNICIPALS PORTFOLIO INC 7.01,9.01 06/28/05 MASTR ALTERNATIVE LOAN TRUST 2005-NC1 DE 8.01,9.01 06/27/05 MATRITECH INC/DE/ DE 1.02 06/23/05 MATRIX ENERGY SERVICES CORP NV 5.01 06/28/05 MATTSON TECHNOLOGY INC DE 2.02,9.01 06/28/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 06/28/05 MECHANICAL TECHNOLOGY INC NY 7.01 06/24/05 MEDTOX SCIENTIFIC INC DE 1.01,9.01 06/27/05 MERITAGE HOSPITALITY GROUP INC MI 2.02,9.01 06/28/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/28/05 MERRILL LYNCH MORTGAGE INVESTORS OWNI DE 8.01,9.01 06/13/05 Merrill Lynch Mortgage Trust 2005-MCP DE 8.01,9.01 06/28/05 META FINANCIAL GROUP INC DE 5.02,8.01,9.01 06/27/05 METLIFE INC DE 8.01,9.01 06/22/05 MEZZANINE INVESTMENT CORP NV 3.02 06/27/05 MICROISLET INC NV 4.02 06/23/05 MIIX GROUP INC DE 8.01,9.01 06/24/05 MIKOHN GAMING CORP NV 1.01,8.01,9.01 06/22/05 MISSION RESOURCES CORP DE 8.01,9.01 06/28/05 MODTECH HOLDINGS INC CA 4.01,9.01 06/23/05 AMEND MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01 06/28/05 MONTEREY GOURMET FOODS DE 1.01 06/23/05 MONTGOMERY REALTY GROUP INC NV 4.01,9.01 06/22/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 06/27/05 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 06/24/05 MUNICIPAL HIGH INCOME FUND INC 7.01,9.01 06/28/05 MURPHY OIL CORP /DE DE 8.01 06/03/05 AMEND NATIONAL FUEL GAS CO NJ 8.01 05/27/05 NATIONAL OILWELL VARCO INC DE 8.01,9.01 06/24/05 NATIONAL SEMICONDUCTOR CORP DE 8.01,9.01 06/27/05 NATURAL RESOURCE PARTNERS LP DE 1.01,9.01 06/24/05 NBC ACQUISITION CORP DE 4.02 06/21/05 NBC ACQUISITION CORP DE 2.02,9.01 06/20/05 AMEND NDS GROUP PLC X0 8.01 06/27/05 NITROMED INC DE 8.01,9.01 06/23/05 NOBEL LEARNING COMMUNITIES INC DE 1.01 06/28/05 NS GROUP INC KY 7.01,9.01 06/28/05 NSP HOLDINGS LLC 7.01,9.01 06/28/05 OCCAM NETWORKS INC/DE DE 4.01,9.01 06/22/05 OCTUS INC CA 7.01 06/24/05 OLIN CORP VA 4.01,9.01 05/12/05 ONEOK INC /NEW/ OK 7.01,9.01 06/28/05 ORRSTOWN FINANCIAL SERVICES INC PA 8.01 06/28/05 OUTDOOR CHANNEL HOLDINGS INC DE 1.01,7.01,8.01,9.01 06/27/05 OVERLAND STORAGE INC CA 3.01 06/22/05 OWENS & MINOR INC/VA/ VA 1.01,9.01 06/23/05 P COM INC DE 5.03 06/27/05 PACIFICHEALTH LABORATORIES INC DE 4.01,9.01 06/17/05 PANERA BREAD CO DE 7.01,9.01 06/28/05 PaperFree Medical Solutions, Inc. 5.02 06/24/05 Park Place Securities, Inc. DE 8.01,9.01 06/28/05 Park Place Securities, Inc. DE 8.01,9.01 06/28/05 Park Place Securities, Inc. DE 8.01,9.01 06/28/05 PARKERVISION INC FL 2.05,2.06,9.01 06/28/05 PAYCHEX INC DE 2.02 06/27/05 PEGASUS COMMUNICATIONS CORP / DE 2.03,9.01 06/22/05 PENN OCTANE CORP DE 5.02,8.01,9.01 06/22/05 PETCO ANIMAL SUPPLIES INC DE 2.02,9.01 06/27/05 PHARSIGHT CORP CA 7.01,9.01 06/28/05 PINNACLE FOODS GROUP INC DE 5.02 06/28/05 PIZZA INN INC /MO/ MO 7.01,9.01 06/23/05 PLIANT CORP UT 5.02 06/22/05 PORTAL SOFTWARE INC DE 3.01,9.01 06/27/05 PROGRESSIVE CORP/OH/ OH 7.01 06/28/05 PROVIDENT BANCORP INC/NY/ DE 8.01,9.01 06/26/05 PRUDENTIAL BANCORP INC OF PENNSYLVANI 7.01,9.01 06/27/05 PS BUSINESS PARKS INC/CA CA 7.01,9.01 06/27/05 QUALITY DISTRIBUTION INC FL 5.02,9.01 06/28/05 QUICKSILVER RESOURCES INC DE 1.01,9.01 06/22/05 QUIPP INC FL 7.01 06/28/05 RALCORP HOLDINGS INC /MO MO 2.01,9.01 06/22/05 RALCORP HOLDINGS INC /MO MO 8.01,9.01 06/24/05 RCN CORP /DE/ DE 2.02,9.01 06/28/05 REAL ESTATE INCOME FUND INC 7.01,9.01 06/28/05 RECLAMATION CONSULTING & APPLICATIONS CO 1.01,2.03,3.02,9.01 06/28/05 REDHOOK ALE BREWERY INC WA 1.01,9.01 06/23/05 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE 9.01 06/17/05 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE 8.01 06/17/05 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE 8.01,9.01 06/17/05 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,8.01,9.01 06/22/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 06/28/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 06/28/05 REYNOLDS AMERICAN INC 1.01,2.03,8.01,9.01 06/22/05 RIO VISTA ENERGY PARTNERS LP DE 5.02,8.01,9.01 06/22/05 RUDOLPH TECHNOLOGIES INC DE 8.01,9.01 06/28/05 RUDOLPH TECHNOLOGIES INC DE 1.01,3.03,5.03,9.01 06/27/05 SALOMON BROTHERS 2008 WORLDWIDE DOLLA MD 7.01,9.01 06/28/05 SALOMON BROTHERS CAPITAL & INCOME FUN MD 7.01,9.01 06/28/05 SALOMON BROTHERS EMERGING MARKETS DEB 7.01,9.01 06/28/05 SALOMON BROTHERS EMERGING MARKETS FLO MD 7.01,9.01 06/28/05 SALOMON BROTHERS EMERGING MARKETS INC MD 7.01,9.01 06/28/05 SALOMON BROTHERS EMERGING MARKETS INC MD 7.01,9.01 06/28/05 SALOMON BROTHERS FUND INC /DE/ MD 7.01,9.01 06/28/05 SALOMON BROTHERS GLOBAL HIGH INCOME F 7.01,9.01 06/28/05 SALOMON BROTHERS GLOBAL PARTNERS INCO MD 7.01,9.01 06/28/05 SALOMON BROTHERS HIGH INCOME FUND II 7.01,9.01 06/28/05 SALOMON BROTHERS HIGH INCOME FUND INC MD 7.01,9.01 06/28/05 SALOMON BROTHERS INFLATION MANAGEMENT 7.01,9.01 06/28/05 SALOMON BROTHERS MUNICIPAL PARTNERS F MD 7.01,9.01 06/28/05 SALOMON BROTHERS MUNICIPAL PARTNERS F MD 7.01,9.01 06/28/05 Salomon Brothers Variable Rate Strate 7.01,9.01 06/28/05 SALOMON BROTHERS WORLDWIDE INCOME FUN MD 7.01,9.01 06/28/05 SBA COMMUNICATIONS CORP FL 2.03 06/22/05 SCHERING PLOUGH CORP NJ 5.02,5.03,9.01 06/27/05 SEEBEYOND TECHNOLOGY CORP CA 1.01,8.01,9.01 06/27/05 SHELLS SEAFOOD RESTAURANTS INC DE 1.01,9.01 06/22/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 06/28/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 06/27/05 SIGMATEL INC DE 2.02,9.01 06/28/05 SIZELER PROPERTY INVESTORS INC DE 8.01,9.01 06/28/05 Solexa, Inc. DE 1.01,9.01 06/23/05 SONIC CORP DE 2.02,9.01 06/27/05 SOUTHERN UNION CO DE 1.01,5.04,9.01 06/27/05 SOUTHWESTERN ENERGY CO AR 7.01 06/28/05 SOUTHWESTERN ENERGY CO AR 8.01,9.01 06/28/05 SOVEREIGN BANCORP INC PA 7.01,9.01 06/28/05 SPORT CHALET INC DE 2.02,8.01,9.01 06/28/05 SPX CORP DE 8.01,9.01 06/27/05 SPX CORP DE 1.01,9.01 06/22/05 STRIDE RITE CORP MA 2.02 06/03/05 SUMMA INDUSTRIES/ DE 1.01,2.02,9.01 06/27/05 SUN HEALTHCARE GROUP INC DE 5.02 06/22/05 SUN MICROSYSTEMS, INC. DE 1.01,9.01 06/22/05 SUN MICROSYSTEMS, INC. DE 1.01,9.01 06/27/05 SUNRISE ENERGY RESOURCES INC DE 1.01,2.01,3.02,5.01,8.01 06/28/05 SUNTERRA CORP MD 1.01,9.01 06/27/05 SWISS MEDICA INC DE 1.01,8.01,9.01 06/28/05 SYMBOL TECHNOLOGIES INC DE 2.02,2.05,9.01 06/24/05 SYNNEX CORP DE 2.02,9.01 06/28/05 TAIWAN GREATER CHINA FUND MA 5.03,9.01 06/28/05 TEAM INC TX 8.01,9.01 06/28/05 TECHNOLOGY FLAVORS & FRAGRANCES INC DE 5.01,9.01 06/22/05 TELESTONE TECHNOLOGIES CORP CO 8.01 06/27/05 TEMECULA VALLEY BANCORP INC DE 1.01 06/22/05 THESTREET COM DE 2.05,9.01 06/28/05 TLC VISION CORP A6 3.03,8.01,9.01 06/27/05 TOPPS CO INC DE 8.01 06/28/05 TORCH OFFSHORE INC DE 2.04,5.02,9.01 06/20/05 TreeHouse Foods, Inc. DE 1.01,2.01,2.03,3.03 06/27/05 TRENWICK AMERICA CORP DE 7.01,9.01 06/20/05 TRIAD HOSPITALS INC DE 8.01,9.01 06/28/05 Triangle Petroleum CORP NV 5.02,9.01 06/23/05 TRIARC COMPANIES INC DE 7.01,9.01 06/28/05 TRIARC COMPANIES INC DE 7.01,9.01 06/28/05 TRIMERIS INC DE 8.01 06/15/05 TRM CORP OR 7.01,9.01 06/27/05 ULTRALIFE BATTERIES INC DE 7.01,9.01 06/28/05 UNIVERSAL FOREST PRODUCTS INC MI 7.01,9.01 06/27/05 US AIRWAYS GROUP INC DE 7.01,9.01 06/28/05 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 06/27/05 UST INC DE 5.02 06/23/05 VALLEY FINANCIAL CORP /VA/ VA 8.01 06/28/05 VENTURES NATIONAL INC UT 5.02,9.01 06/28/05 VERIDIEN CORP DE 5.02 06/27/05 VINEYARD NATIONAL BANCORP CA 7.01,9.01 06/28/05 VOICE MOBILITY INTERNATIONAL INC NV 3.02,7.01,9.01 06/27/05 AMEND W R GRACE & CO DE 1.01,9.01 06/27/05 WELLS FARGO & CO/MN DE 5.02,9.01 06/28/05 WESTERN SIERRA BANCORP CA 1.02,9.01 06/24/05 WESTON TECHNOLOGIES CORP DE 3.02 06/28/05 WISCONSIN ENERGY CORP WI 8.01 06/28/05 WYETH DE 7.01,9.01 06/27/05 XPONENTIAL INC DE 3.02,9.01 06/23/05 ZENIX INCOME FUND INC 7.01,9.01 06/28/05 ZORAN CORP \DE\ DE 7.01 06/28/05 ZYNEX MEDICAL HOLDINGS INC NV 8.01,9.01 06/28/05