SEC NEWS DIGEST Issue 2005-118 June 21, 2005 COMMISSION ANNOUNCEMENTS SEC CANCELS REGISTRATIONS OF TOLUCA PACIFIC SECURITIES On June 17, the Commission cancelled the registrations of Toluca Pacific Securities (Toluca), a former member of the Securities Investor Protection Corporation (SIPC). Toluca was a registered broker-dealer that operated primarily in California, where the firm had its main office and 21 branch offices, but also operated out of branch offices in New York (9), Arizona (6), Colorado (3), Nevada (3), Oregon (3), Florida (2), Hawaii (2), Rhode Island (2), Utah (2), Massachusetts (1), Texas (1), and Washington (1). SIPC takes the position that, pursuant to Section 5(a)(3) of the Securities Investor Protection Act of 1970 (SIPA) (15 U.S.C. 78eee(a)(3)), it loses its power to protect customers of SIPC members 180 days after a SIPC member's registration with the SEC is cancelled. Therefore, any person who believes he or she is still owed cash and/or securities by Toluca should contact SIPC immediately to allow SIPC the opportunity to determine whether it should initiate a liquidation proceeding under SIPA with respect to either firm. If either broker- dealer is placed in a SIPA liquidation proceeding, persons who had securities accounts at the broker-dealer will be notified of the proceeding and receive instructions on how to file formal written claims with respect to their securities accounts. A formal written claim should be filed after the initiation of any SIPA proceeding, and within the time period specified in the instructions, even if a person previously contacted SIPC about their potential claim in response to this release. SIPC can be reached at: Securities Investor Protection Corporation 805 15th Street, N.W., Suite 800 Washington, D.C. 20005-2215 Email: asksipc@sipc.org Tel: (202) 371-8300 Fax: (202) 371-6728 Additional information regarding SIPC is available on the Internet at www.sipc.org. RULES AND RELATED MATTERS LIST OF FOREIGN ISSUERS THAT HAVE SUBMITTED INFORMATION UNDER THE EXEMPTION RELATING TO CERTAIN FOREIGN SECURITIES On June 21, the Commission issued a release that lists foreign companies that claim the exemption under Exchange Act Rule 12g3-2(b). That rule provides an exemption from registration under Section 12(g) of the Securities Exchange Act of 1934 with respect to a foreign private issuer that submits to the Commission, on a current basis, the material required by the rule. The purpose of this release is to call to the attention of brokers, dealers and investors, that some form of relatively current information concerning the issuers included in this list is available in the Commission's public files. This list appears on the SEC website. For further information, please contact Susan Min, Division of Corporation Finance, Office of International Corporate Finance, at (202) 551-3450. (Rel. 34-51893; International Series Rel. 1291) ENFORCEMENT PROCEEDINGS SEC SETTLES CHARGES AGAINST MARK COATES, TEJBIR SINGH, AND RICHARD BROWER On June 20, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) as to Mark Coates (Coates) of Hempstead, NY, Tejbir Singh (Singh) of Forest Hills, NY, and Richard Brower (Brower) of Ocoee, FL. The Order sets forth that Coates, Singh, and Brower have been enjoined from future violations of the antifraud and registration provisions of the securities laws as a result of their involvement in a fraudulent offering of securities purportedly issued by NNPD Textiles, Inc. (NNPD). The Order finds that the Commission’s complaint alleged that Coates, Singh, and Brower induced the investing public to buy shares of stock issued by NNPD, purported to be a New York textile manufacturing firm, in an unregistered and non-exempt offering, by: (a) soliciting investors through a series of false or misleading statements including, inter alia, that NNPD would be imminently conducting an IPO and investors could resell their private placements shares at a substantial profit; and (b) distributing offering memoranda to investors even though they knew, or was reckless in not knowing that the materials contained material misstatements and omissions. The Order further finds that, arising from the conduct described above, on March 24, 2003, the U.S. Court for the Eastern District of New York in the civil action entitled SEC v. Renaissance Capital Corp., et al., 00 Civ. 1848 (EDNY) entered a Final Judgment against Brower, Coates, and Singh, whereby they were permanently enjoined from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder (Civil Injunctive Action). The Order bars Coates, Singh, and Brower from associate with any broker or dealer. Coates, Singh, and Brower each consented to the issuance of the Order without admitting or denying any of the findings therein, except as to the Commission’s jurisdiction over them and the entry of the final judgment in the Civil Injunctive Action. (Rel. 34-51886; File No. 3-11640) IN THE MATTER OF SIMON HERSHON On June 20, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Simon A. Hershon (Order). The Order finds, among other things, that Simon A. Hershon (Hershon) willfully violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder in connection with the offer and sale of about $190 million in notes and bonds by IBF Collateralized Finance Corporation (CFC) and IBF VI – Secured Lending Corporation (Fund VI). According to the Order, CFC and Fund VI were two of what originally were seven special purpose corporations or funds (IBF Funds) that Interbank Funding Corporation (IBF) formed in succession between 1996 and 1999 for the purpose of raising investment capital. IBF wholly owned CFC and Fund VI and Hershon was the sole owner of IBF. The IBF Funds invested the proceeds of note and bond sales primarily in loans to distressed entities having a supposed potential for superior profits. While the IBF Funds disclosed to investors that this investment program was risky, their offering materials also touted to potential investors (i) impressive historical loan return statistics ranging from 24 percent to 29.5 percent, (ii) income statements showing the IBF Funds to be profitable and (iii) charts depicting a long track record of uninterrupted, timely interest payments to investors. These representations were materially false or misleading. Based on the above, the Order (i) directs Hershon to cease and desist from committing or causing any violations, or committing or causing any future violations, of Section 17(a) of the Securities Act and Section 10(b) and Rule 10b-5 of the Exchange Act, (ii) bars Hershon from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter, (iii) bars Hershon from association with any investment adviser, with the right to reapply for association after four years to the appropriate self-regulatory organization, or if there is none, to the Commission, and (iv) states that with respect to items (ii) and (iii) above, any reapplication for association by Hershon will be subject to the applicable laws and regulations governing the reentry process, and reentry may be conditioned upon a number of factors. Hershon consented to the issuance of the Order without admitting or denying the findings set forth in the Order. In the Commission’s related civil action, the Commission’s staff has presented proposed final consent judgments to the court with respect to defendants Hershon and IBF. Pursuant to the proposed judgments, Hershon consents to the entry of a judgment awarding a $500,000 civil penalty against him and ordering him to pay disgorgement in the amount of $400,000, and IBF consents to the entry of a permanent injunction barring it from future violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder [SEC v. IBF Collateralized Finance Corp., et al., Case No. 02 CIV 5713 (JES) S.D.N.Y.] (LR-17625). (Rels. 33-8583; 34-51887; IA-2399; IC-26912; File No. 3-11958) IN THE MATTER OF DENNIS MATHEWS, JR. On June 21, the Commission an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions (Order) against Dennis R. Mathews, Jr. (Mathews). The Order finds, among other things, that Mathews pled guilty to, and was criminally convicted of, wire fraud for knowingly converting client funds to his personal use while acting as a registered representative associated with a dually registered broker- dealer and investment adviser. Based on the above, the Order bars Mathews from association with a broker, dealer, or investment adviser. Mathews consented to the issuance of the Order without admitting or denying any of the findings. (Rels. 34-51894; IA-2400; File No. 3-11959) IN THE MATTER OF JAMES H. DAVID, JR., CPA On June 21, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions against James H. David, Jr., CPA. David, age 40, is a certified public accountant licensed to practice in the State of New York. He was Chief Financial Officer of Take-Two Interactive Software, Inc. from July 2000 until December 2001. The Order finds that, on June 13, 2005, a final judgment was entered against David, permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder, and aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder, in a civil action entitled Securities and Exchange Commission v. Take-Two Interactive Software, Inc., et al., Civil Action Number 05-CIV-5443 (DLC) in the United States District Court for the Southern District of New York. In the civil action, David was barred from serving as an officer or director of any public company for ten years, and was ordered to pay $641,620 in disgorgement of ill-gotten gains from his participation in the fraud, plus prejudgment interest thereon, and a $200,000 civil penalty. The Commission’s complaint alleged, among other things, that David engaged in a fraudulent video game parking and accounting scheme during Take-Two’s 2000 and 2001 fiscal years that resulted in Take-Two filing materially false and misleading financial statements with the Commission. The complaint alleged that David engaged in a number of fraudulent accounting practices that materially increased Take-Two’s annual and quarterly revenue and net income, including recognizing revenue on fraudulent sales and signing quarterly and annual reports with knowledge of the parking-related material misrepresentations contained therein. David consented to entry of the final judgment without admitting or denying any of the allegations in the complaint. Based on the civil injunction entered against David, the Administrative Order suspends David from appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after ten years from the date of the Order. David consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-51895; AAE Rel. 2262; File No. 3-11960) INVESTMENT COMPANY ACT RELEASES THE BRAZIL FUND, INC. A notice has been issued giving interested persons until June 28 to request a hearing on an application filed by The Brazil Fund, Inc. (Fund) requesting an order under Sections 17(b) and 6(c) of the Investment Company Act for an exemption from Section 17(a) of the Act to permit in-kind repurchases of shares of the Fund held by certain affiliated persons of the Fund. (Rel. IC-26906 – June 7) GE LIFE AND ANNUITY ASSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until July 12, 2005, to request a hearing on an application filed by GE Life and Annuity Assurance Company, GE Capital Life Assurance Company of New York, GE Capital Life Separate Account II, GE Life & Annuity Separate Account II, and GE Life & Annuity Separate Account 4 (collectively Applicants). The Applicants seek an order pursuant to Section 26(c) of the Investment Company Act approving the substitution of shares of the GE Investments Funds, Inc. – Global Income Fund for shares of the Franklin Templeton Variable Insurance Products Trust – Templeton Global Income Securities Fund – Class 1. (Rel. IC-26910 -June 17) HOLDING COMPANY ACT RELEASES XCEL ENERGY, INC., ET AL. An order has been issued authorizing Xcel Energy, Inc. (Xcel Energy) a registered holding company; its public utility subsidiaries, Northern States Power Company, a Minnesota corporation, Northern States Power Company, a Wisconsin corporation, Public Service Company of Colorado and Southwestern Public Service Company and its nonutility subsidiaries, for Xcel Energy, directly or indirectly through finance subsidiaries, to engage in a series of long-term and short-term financings, and for Xcel Energy and its subsidiaries to engage in other transactions, through June 30, 2008. (Rel. 35-27985) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-044) submitted by the American Stock Exchange, which provides that the current value of an index underlying a portfolio depositary receipt (PDR) and index fund share (IFS) must be widely disseminated at least every 15 seconds by one or more major market data vendors during the time the PDR or IFS trades on the Amex. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51868) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-033) submitted by the American Stock Exchange to amend Rule 918 – ANTE(a)(4) regarding closing rotations. Publication is expected in the Federal Register during the week of June 20. (Rel. 34- 51873) The Commission approved a proposed rule change (SR-BSE-2004-58) and Amendment Nos. 1, 2, 3 and 4 thereto submitted by the Boston Stock Exchange relating to the composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51879) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2005-38) filed by the Chicago Board Options Exchange relating to the Sales Value Fee has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51880) PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2005-063) relating to TRACE transaction data fees. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51874) The Boston Stock Exchange filed a proposed rule change (SR-BSE-2005-15) submitted by relating to Listing Fees. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51881) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 PLIANT CORP, 1475 WOODFIELD ROAD, SCHAUMBURG, IL, 60173, 8479693300 - 0 ($298,200,000.00) Other, (File 333-125950 - Jun. 20) (BR. 06B) S-3 ESSEX CORP, 6708 ALEXANDER BELL DRIVE, COLUMBIA, MD, 21046, 3019397000 - 0 ($100,000,000.00) Equity, (File 333-125951 - Jun. 20) (BR. 06A) S-4 NewPage CORP, COURTHOUSE PLAZA NORTHEAST, DAYTON, OH, 45463, (877) 855-7243 - 0 ($775,000,000.00) Non-Convertible Debt, (File 333-125952 - Jun. 20) (BR. 04) N-2 MVC CAPITAL, INC., RIVERVIEW AT PURCHASE, 287 BOWMAN AVENUE, 3RD FLOOR, PURCHASE, NY, 10577, 914-701-0310 - 0 ($100,000,000.00) Equity, (File 333-125953 - Jun. 20) (BR. 18) S-8 FPL GROUP INC, 700 UNIVERSE BLVD, JUNO BEACH, FL, 33408, 5616943715 - 0 ($7,217,196.00) Equity, (File 333-125954 - Jun. 20) (BR. 02A) S-8 INCO LTD, 145 KING ST WEST, SUITE 1500, TORONTO ONTARIO CAN, A6, M5H 4B7, 4163617511 - 6,000,000 ($233,280,000.00) Equity, (File 333-125955 - Jun. 20) (BR. 04A) SB-2 WestCoast Golf Experiences Inc., #309-333 EAST 1ST STREET, NORTH VANCOUVER, A1, V7L 4W9, 604 988 1083 - 1,000,000 ($25,000.00) Equity, (File 333-125956 - Jun. 20) (BR. 09) S-1 AMERICAN BANCORP OF NEW JERSEY INC, 365 BROAD STREET, BLOOMFIELD, NJ, 07003-2798, 973 748-3600 - 14,169,642 ($141,696,420.00) Equity, (File 333-125957 - Jun. 20) (BR. 07) S-8 AMISTAR CORP, 237 VIA VERA CRUZ, SAN MARCOS, CA, 92069, 6194713967 - 388,000 ($1,164,000.00) Equity, (File 333-125959 - Jun. 20) (BR. 10A) S-8 SOHU COM INC, 7 JIANGGUOMEN NEI AVE #1519 TOWER TWO, BEIJING CHINA CHANG AN BLDG, BEIJING CHINA 100005, F4, 00000, 011861065102160 - 1,500,000 ($33,165,000.00) Other, (File 333-125960 - Jun. 20) (BR. 03A) S-8 NMS COMMUNICATIONS CORP, 100 CROSSING BLVD, FRAMINGHAM, MA, 01702, 5086501300 - 0 ($6,457,500.00) Equity, (File 333-125961 - Jun. 20) (BR. 11C) S-8 Liberty Global, Inc., 12300 LIBERTY BOULEVARD, ENGLEWOOD, CO, 80112, 720 875 5800 - 0 ($15,463,000.00) Equity, (File 333-125962 - Jun. 20) (BR. 11) S-3 CWMBS INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, 8183045591 - 17,753,250,074 ($17,753,250,074.00) Mortgage Backed Securities, (File 333-125963 - Jun. 20) (BR. 05) S-3 MONRO MUFFLER BRAKE INC, 200 HOLLEDER PKWY, ROCHESTER, NY, 14615-3808, 7166476400 - 240,206 ($7,035,633.74) Equity, (File 333-125964 - Jun. 20) (BR. 05B) S-8 ELINEAR INC, 2901 WEST SAM HOUSTON PARKWAY NORTH, SUITE E-300, HOUSTON, TX, 77043, 713-896-0500 - 4,000,000 ($4,240,000.00) Equity, (File 333-125965 - Jun. 20) (BR. 03A) SB-2 ONSOURCE CORP, 1444 WAZEE STREET, SUITE 210, DENVER, CO, 80202, 3035341800 - 0 ($16,563,750.00) Equity, (File 333-125967 - Jun. 20) (BR. 01) S-8 ASIA PAYMENT SYSTEMS, 800 5TH STREET, SUITE 4100, SEATTLE, WA, 98104, 2064471379 - 5,000,000 ($8,300,000.00) Equity, (File 333-125969 - Jun. 20) (BR. 09A) S-8 ADVANCED POWER TECHNOLOGY INC, 405 SW COLUMBIA STREET, BEND, OR, 97702, 5413828028 - 0 ($8,827,500.00) Equity, (File 333-125970 - Jun. 20) (BR. 10A) S-8 ANADIGICS INC, 141 MT. BETHEL ROAD, WARREN, NJ, 07059, 9086685000 - 3,700,000 ($6,290,000.00) Other, (File 333-125971 - Jun. 20) (BR. 10A) S-8 CAPTIVA SOFTWARE CORP, 10145 PACIFIC HEIGHTS BLVD., SAN DIEGO, CA, 92121, 858-320-1000 - 0 ($20,640,000.00) Equity, (File 333-125972 - Jun. 20) (BR. 03B) S-8 CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 94080, (650) 624-3000 - 0 ($5,203,373.73) Equity, (File 333-125973 - Jun. 20) (BR. 01) S-8 CONCURRENT COMPUTER CORP/DE, 4375 RIVER GREEN PARKWAY, DULUTH, GA, 30097, 6782584000 - 0 ($8,280,000.00) Equity, (File 333-125974 - Jun. 20) (BR. 03C) S-3 NANOGEN INC, 10398 PACIFIC CENTER COURT, SAN DIEGO, CA, 92121, 858 410 4600 - 0 ($60,000,000.00) Equity, (File 333-125975 - Jun. 20) (BR. 10B) S-8 TOYOTA MOTOR CORP/, 1 TOYOTA CHO TOYOTA CITY, AICHI PREFECTURE 471-8571, JAPAN, M0, 00000, 81-565-28-2121 - 3,979,000 ($140,066,822.52) Equity, (File 333-125977 - Jun. 20) (BR. 05C) S-8 ERICSSON LM TELEPHONE CO, TELEFONPLAN S, STOCKHOLM SWEDEN, V7, 126 25, 5,000,000 ($15,700,000.00) ADRs/ADSs, (File 333-125978 - Jun. 20) (BR. 11B) S-3 AVANIR PHARMACEUTICALS, 11388 SORRENTO VALLEY ROAD, STE 200, SAN DIEGO, CA, 92121, 8586225200 - 0 ($100,000,000.00) Equity, (File 333-125979 - Jun. 20) (BR. 01C) S-3 PHOTOMEDEX INC, 147 KEYSTONE DRIVE, MONTGOMERYVILLE, PA, 18936, 2156193600 - 248,395 ($553,921.00) Equity, (File 333-125980 - Jun. 20) (BR. 10C) S-1 CONNETICS CORP, 3400 W BAYSHORE RD, PALO ALTO, CA, 94303, 4158432800 - 0 ($200,000,000.00) Debt Convertible into Equity, (File 333-125982 - Jun. 20) (BR. 01A) S-8 CONNETICS CORP, 3400 W BAYSHORE RD, PALO ALTO, CA, 94303, 4158432800 - 1,254,514 ($28,147,033.16) Equity, (File 333-125983 - Jun. 20) (BR. 01A) S-8 PUBLIC CO MANAGEMENT CORP, 5770 EL CAMINO ROAD, LAS VEGAS, NV, 89118, 702-222-9076 - 350,000 ($500,500.00) Equity, (File 333-125984 - Jun. 20) (BR. 08B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- ACCREDITED HOME LENDERS HOLDING CO DE 4.01,9.01 06/14/05 Accredited Mortgage Loan REIT Trust MD 4.01,9.01 06/14/05 ACUSPHERE INC DE 1.01,9.01 06/15/05 ACUSPHERE INC DE 1.01,8.01,9.01 06/16/05 ADEPT TECHNOLOGY INC CA 1.01,9.01 06/15/05 ADSOUTH PARTNERS, INC. NV 1.01,3.02,5.03,9.01 06/17/05 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 06/20/05 AGL RESOURCES INC GA 7.01,9.01 06/20/05 AMERICA SERVICE GROUP INC /DE DE 1.01 06/15/05 AMERICAN BUSINESS CORP CO 4.01,9.01 06/15/05 AMERICAN CAMPUS COMMUNITIES INC MD 1.01,2.03,9.01 06/17/05 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 06/17/05 AMERICAN HEALTHWAYS INC DE 2.02,9.01 06/20/05 AMERICAN HOME MORTGAGE SECURITIES LLC DE 8.01,9.01 06/20/05 AMERICAN HOME MORTGAGE SECURITIES LLC DE 8.01,9.01 06/20/05 AMERICAN INTERNATIONAL GROUP INC DE 5.03,7.01,9.01 06/16/05 AMERICAN MEDIA OPERATIONS INC DE 2.02,9.01 06/13/05 AMERIRESOURCE TECHNOLOGIES INC DE 4.01 06/20/05 AMERITRANS CAPITAL CORP DE 2.02 03/22/05 APOGEE TECHNOLOGY INC DE 3.01,9.01 06/17/05 APOLLO RESOURCES INTERNATIONAL INC UT 8.01 06/09/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 5.02,9.01 06/14/05 ARES CAPITAL CORP MD 7.01,9.01 06/20/05 Armor Electric, Inc. 4.02 06/06/05 ARROW INTERNATIONAL INC PA 2.02,9.01 06/20/05 ARROWHEAD RESEARCH CORP DE 8.01,9.01 06/15/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 06/20/05 ASPEN TECHNOLOGY INC /DE/ DE 1.01,9.01 06/15/05 ASTRO MED INC /NEW/ RI 1.01,9.01 06/17/05 BALDWIN TECHNOLOGY CO INC DE 5.02,9.01 06/14/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 06/16/05 Bancorp, Inc. 1.01,9.01 06/15/05 BANKUNITED FINANCIAL CORP FL 8.01,9.01 06/17/05 BARNES & NOBLE INC DE 1.01,1.02,2.03,9.01 06/17/05 BEAR STEARNS ASSET BACKED SECURITIES DE 6.01,9.01 06/20/05 BEHRINGER HARVARD REIT I INC MD 2.01,2.03,9.01 06/20/05 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 9.01 06/20/05 AMEND BellaVista Funding CORP DE 8.01,9.01 05/27/05 Benjamin Franklin Bancorp, Inc. MA 9.01 04/04/05 AMEND BEXIL CORP MD 2.02,9.01 12/31/04 BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 06/20/05 BIOMASS PROCESSING TECHNOLOGY INC DE 5.02 06/17/05 BOSS HOLDINGS INC DE 8.01 06/15/05 BROWN FORMAN CORP DE 7.01,9.01 06/17/05 BUILDING MATERIALS HOLDING CORP DE 1.01,9.01 06/16/05 BUSINESS OBJECTS S.A. 1.01,3.03,8.01,9.01 06/14/05 C-CHIP TECHNOLOGIES CORP NV 7.01,9.01 06/20/05 CALGON CARBON CORPORATION DE 8.01 06/17/05 CAP ROCK ENERGY CORP 5.02,7.01,9.01 06/16/05 CAPITAL BANK CORP NC 5.02 06/15/05 CAPITAL SOLUTIONS I, INC. DE 7.01,9.01 06/15/05 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 06/16/05 CARDIMA INC DE 2.04,5.02,8.01 06/17/05 CARDIMA INC DE 8.01 06/20/05 AMEND CARDIOTECH INTERNATIONAL INC MA 1.02 06/14/05 CARMAX INC VA 7.01,8.01,9.01 05/31/05 Cascade Energy, Inc. NV 2.01,9.01 06/01/05 CASCADE NATURAL GAS CORP WA 1.01,5.02,9.01 06/16/05 CASUAL MALE RETAIL GROUP INC DE 1.01,9.01 06/15/05 CATALINA MARKETING CORP/DE DE 5.02 06/14/05 CATALYST LIGHTING GROUP INC DE 5.02 06/20/05 CATALYTICA ENERGY SYSTEMS INC DE 5.02,7.01,9.01 06/20/05 CENTEX CORP NV 8.01,9.01 06/19/05 CENTRA SOFTWARE INC DE 1.01,9.01 06/14/05 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 06/16/05 CepTor CORP 1.01,1.02,8.01,9.01 06/17/05 CHINA DIGITAL MEDIA CORP NV 1.01 06/15/05 CIRCUS & ELDORADO JOINT VENTURE 1.01,9.01 06/15/05 CLARCOR INC DE 8.01,9.01 06/17/05 CNA FINANCIAL CORP DE 8.01 05/26/05 COCA COLA BOTTLING CO CONSOLIDATED /D DE 8.01,9.01 06/17/05 College Oak Investments, Inc. NV 9.01 04/06/05 AMEND COLOMBIA GOLDFIELDS LTD 5.02 06/14/05 COLONIAL COMMERCIAL CORP NY 1.01,9.01 06/15/05 COMARCO INC CA 2.02,9.01 06/15/05 COMMUNITY CAPITAL CORP /SC/ SC 1.01,9.01 06/15/05 COMPREHENSIVE CARE CORP DE 8.01,9.01 06/20/05 COMPREHENSIVE CARE CORP DE 1.01,3.02,3.03,5.01,5.02,5.03,9.01 06/14/05 COMSYS IT PARTNERS INC DE 8.01,9.01 06/20/05 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,9.01 06/16/05 CONCORD CAMERA CORP NJ 4.01,9.01 06/16/05 CONSECO INC DE 7.01,9.01 06/20/05 COOPER INDUSTRIES LTD 7.01,9.01 06/20/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 06/20/05 CREDO PETROLEUM CORP CO 8.01,9.01 06/20/05 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 06/14/05 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 06/20/05 CRT PROPERTIES INC FL 1.01 06/16/05 CRT PROPERTIES INC FL 1.01,9.01 06/17/05 CULP INC NC 2.02,9.01 06/20/05 CURIS INC DE 7.01 06/20/05 CWABS INC DE 8.01,9.01 06/20/05 CWMBS INC DE 8.01,9.01 06/20/05 CYTOMEDIX INC DE 5.02,9.01 06/16/05 DANA CORP VA 1.01,1.02,9.01 06/14/05 DATARAM CORP NJ 5.05,9.01 06/14/05 DEBT RESOLVE INC DE 4.01,9.01 06/14/05 DEFAULT PROOF CREDIT CARD SYSTEM INC FL 5.02,8.01 06/20/05 DEFENSE INDUSTRIES INTERNATIONAL INC NV 1.01,3.02,9.01 06/20/05 DEUTSCHE RECREATIONAL ASSET FUNDING C NV 8.01,9.01 05/31/05 DEVCON INTERNATIONAL CORP FL 1.01,5.02,8.01,9.01 06/17/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 06/20/05 DIGIMARC CORP DE 4.01,9.01 06/14/05 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 06/15/05 DIRECTV GROUP INC DE 1.01,2.03,8.01,9.01 06/15/05 DIRECTV HOLDINGS LLC DE 1.01,2.03,8.01,9.01 06/15/05 DISTRIBUTED ENERGY SYSTEMS CORP DE 1.01,9.01 06/09/05 DISTRIBUTION FINANCIAL SERVICES MARIN NY 8.01,9.01 05/31/05 DISTRIBUTION FINANCIAL SERVICES RV MA NV 8.01,9.01 05/31/05 DISTRIBUTION FINANCIAL SERVICES RV TR NY 8.01,9.01 05/31/05 DISTRIBUTION FINANCIAL SERVICES RV TR NY 8.01,9.01 05/31/05 DOUBLECLICK INC DE 1.01,2.01,9.01 06/20/05 DSLA Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 06/20/05 DSLA Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 06/20/05 DST SYSTEMS INC DE 2.01,9.01 06/17/05 DURECT CORP DE 8.01,9.01 06/20/05 EAGLE BROADBAND INC TX 3.01,9.01 06/17/05 ECHOSTAR COMMUNICATIONS CORP NV 5.02,9.01 06/20/05 EGPI FIRECREEK, INC. NV 3.02 06/14/05 EGPI FIRECREEK, INC. NV 8.01,9.01 05/19/05 AMEND ELECTRONIC ARTS INC DE 5.02,9.01 06/20/05 ELIZABETH ARDEN INC FL 2.06 06/13/05 ENERGEN CORP AL 7.01,9.01 06/20/05 EnerSys DE 1.01,2.03,9.01 06/20/05 ENTERPRISE PRODUCTS PARTNERS L P DE 5.02 06/17/05 EQUITY ONE INC MD 4.01,9.01 06/20/05 ERP OPERATING LTD PARTNERSHIP MD 8.01 06/17/05 EVANS BOB FARMS INC DE 1.01,9.01 06/14/05 EXCHANGE BANCSHARES INC OH 1.01,5.02,9.01 06/20/05 EXX INC/NV/ NV 8.01,9.01 06/17/05 FAIRPOINT COMMUNICATIONS INC DE 1.01,7.01,8.01,9.01 06/13/05 FAMOUS DAVES OF AMERICA INC MN 8.01,9.01 06/15/05 FBR Securitization, Inc. 8.01,9.01 06/16/05 FEDERAL SECURITY PROTECTION SERVICES DE 5.03,9.01 06/20/05 FELLOWS ENERGY LTD NV 1.01,2.03,3.02,9.01 06/17/05 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 06/20/05 FIRST MERCHANTS CORP IN 7.01,9.01 06/20/05 FISHER COMMUNICATIONS INC WA 1.01,9.01 01/06/05 FORTUNE DIVERSIFIED INDUSTRIES INC DE 9.01 04/05/05 AMEND FOXHOLLOW TECHNOLOGIES, INC. DE 5.02,9.01 06/20/05 FULL HOUSE RESORTS INC DE 1.01 06/17/05 FULTON BANCSHARES CORP PA 1.01,5.02 06/15/05 GIBRALTAR INDUSTRIES, INC. DE 4.01,9.01 06/06/05 AMEND GLOBAL CROSSING LTD 1.01 06/14/05 GLOBAL MATRECHS, INC. DE 1.01,2.03,3.02,9.01 06/14/05 GLOBAL WIDE PUBLICATION LTD NV 1.01,9.01 06/15/05 GLOBALSCAPE INC DE 1.01,9.01 06/15/05 GOLDEN MEDIA, INC. 5.01,5.02,5.03,9.01 06/14/05 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01,9.01 06/20/05 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01,9.01 06/20/05 Grant Life Sciences, Inc. NV 1.01,2.03,3.02,9.01 06/14/05 GS MORTGAGE SECURITIES CORP DE 8.01 06/16/05 GS MORTGAGE SECURITIES CORP DE 8.01 06/03/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 06/16/05 GS Mortgage Securities Corp. II Serie DE 8.01,9.01 06/17/05 GYRODYNE CO OF AMERICA INC NY 8.01,9.01 06/17/05 HAMMONS JOHN Q HOTELS INC DE 1.01,9.01 06/14/05 HARKEN ENERGY CORP DE 7.01,9.01 06/20/05 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 06/17/05 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01 06/20/05 HARTFORD LIFE INSURANCE CO CT 9.01 06/20/05 HEINZ H J CO PA 8.01 06/20/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 04/20/05 HFC REVOLVING CORP HOUSEHOLD HOME EQ DE 9.01 06/20/05 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE 9.01 06/20/05 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE 9.01 06/20/05 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE 9.01 06/20/05 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE 9.01 06/20/05 HOME INTERIORS & GIFTS INC TX 1.01,2.03,5.02,9.01 06/20/05 HOMESTORE INC DE 8.01,9.01 06/20/05 HOT TOPIC INC /CA/ CA 1.01,9.01 06/15/05 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 06/15/05 HOUSEHOLD AUTO RECEIVABLES CORP ASSET NV 9.01 06/17/05 HOUSEHOLD AUTO RECEIVABLES CORP SERIE NV 9.01 06/17/05 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE 9.01 06/17/05 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 9.01 06/17/05 HOUSEHOLD AUTOMOTIVE TRUST 2002-1 9.01 06/17/05 HOUSEHOLD AUTOMOTIVE TRUST 2003-1 NV 9.01 06/17/05 HOUSEHOLD AUTOMOTIVE TRUST 2003-2 NV 9.01 06/17/05 Household Automotive Trust 2004-1 NV 9.01 06/17/05 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE 9.01 06/17/05 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE 9.01 06/15/05 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 DE 9.01 06/20/05 HOUSEHOLD MORTGAGE LOAN TRUST 2002 HC 9.01 06/20/05 HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC DE 9.01 06/20/05 HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC DE 9.01 06/20/05 Household Mortgage Loan Trust 2004-HC DE 9.01 06/20/05 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE 9.01 06/15/05 HOVNANIAN ENTERPRISES INC DE 1.01,2.03,9.01 06/14/05 HRPT PROPERTIES TRUST MD 8.01 06/15/05 HUGOTON ROYALTY TRUST TX 2.02,9.01 06/20/05 Huntsman Advanced Materials LLC DE 1.01,9.01 06/17/05 HYDRON TECHNOLOGIES INC NY 1.01,2.03,3.02,9.01 06/14/05 HyperSpace Communications, Inc. CO 8.01,9.01 06/20/05 IA GLOBAL INC DE 8.01,9.01 06/17/05 ICEWEB INC 5.02,9.01 06/15/05 ICON CASH FLOW PARTNERS L P SERIES E DE 2.01,9.01 06/14/05 IMCLONE SYSTEMS INC/DE DE 8.01,9.01 06/20/05 IMMUNICON CORP 7.01,9.01 06/20/05 IMMUNICON CORP 1.01,9.01 06/20/05 INDEPENDENCE HOLDING CO DE 7.01,9.01 06/15/05 INDYMAC MBS INC 8.01,9.01 06/01/05 INDYMAC MBS INC 8.01,9.01 06/16/05 INHIBITEX INC 8.01,9.01 06/20/05 instaCare Corp. NV 5.02,9.01 06/10/05 AMEND INTEGRATED DEVICE TECHNOLOGY INC DE 1.01,9.01 06/15/05 INTERFACE INC GA 1.01,9.01 06/14/05 INTERMET CORP GA 7.01,9.01 06/20/05 INTERNATIONAL ALUMINUM CORP CA 1.01,5.02,9.01 06/15/05 INTRABIOTICS PHARMACEUTICALS INC /DE DE 1.01,3.01,5.02,9.01 06/15/05 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 06/17/05 INVERNESS MEDICAL INNOVATIONS INC DE 9.01 03/16/05 AMEND INVERNESS MEDICAL INNOVATIONS INC DE 9.01 03/31/05 AMEND INVITROGEN CORP DE 1.01,2.03,3.02,8.01,9.01 06/14/05 IOMEGA CORP DE 1.01 06/15/05 IPC ACQUISITION CORP 1.01,7.01,9.01 06/17/05 ISOLAGEN INC DE 1.01,3.02 06/14/05 iVOW, Inc. DE 1.01,9.01 06/17/05 IWO HOLDINGS INC DE 2.02,4.02 06/14/05 JDA SOFTWARE GROUP INC DE 1.01,5.02,9.01 05/16/05 JPMCC Commercial Mortgage Pass-Throug DE 8.01,9.01 06/15/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 06/13/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 06/17/05 KEY TECHNOLOGY INC OR 1.01,9.01 06/14/05 KOS PHARMACEUTICALS INC FL 8.01 06/15/05 KRONOS INTERNATIONAL INC DE 1.01,9.01 06/14/05 KRONOS WORLDWIDE INC 1.01,9.01 06/14/05 LAIDLAW INTERNATIONAL INC DE 7.01,9.01 06/20/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 06/16/05 LEARNING CARE GROUP, INC MI 1.01,9.01 06/14/05 LEE ENTERPRISES, INC DE 9.01 06/20/05 AMEND Liberty Global, Inc. DE 7.01 06/17/05 Liberty Global, Inc. DE 7.01 06/20/05 LIBERTY MEDIA CORP /DE/ DE 1.01 06/14/05 LIBERTY PROPERTY TRUST MD 5.02 06/15/05 LIGHTBRIDGE INC DE 2.01,9.01 06/14/05 LITFUNDING CORP NV 5.02,9.01 06/16/05 LOEWS CORP DE 2.03,8.01 06/20/05 Logicom Inc. NV 5.02,8.01 06/17/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 06/16/05 LTV CORP DE 8.01,9.01 06/20/05 MAIN STREET RESTAURANT GROUP, INC. DE 7.01,9.01 06/16/05 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 06/20/05 MANNATECH INC TX 8.01,9.01 06/17/05 MATRITECH INC/DE/ DE 1.01,9.01 06/20/05 MAXXAM INC DE 8.01 06/20/05 MEMS USA INC NV 8.01 06/16/05 MERIX CORP OR 2.02,9.01 06/20/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/13/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 05/26/05 AMEND MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/17/05 MESA OFFSHORE TRUST TX 7.01,9.01 06/20/05 MESA ROYALTY TRUST/TX TX 7.01,9.01 06/20/05 MIDWEST BANC HOLDINGS INC DE 2.01,9.01 05/31/05 AMEND MIKOHN GAMING CORP NV 8.01 06/13/05 MIKOHN GAMING CORP NV 8.01 06/20/05 MOBILEPRO CORP DE 1.01,9.01 06/16/05 MOBIUS MANAGEMENT SYSTEMS INC DE 1.01,9.01 06/14/05 MONEY CENTERS OF AMERICA, INC. DE 1.01,5.02,9.01 06/17/05 MONITRONICS INTERNATIONAL INC TX 2.02,7.01,9.01 06/20/05 MONMOUTH REAL ESTATE INVESTMENT CORP MD 5.02 06/16/05 MONTGOMERY REALTY GROUP INC NV 1.01 06/14/05 Morgan Stanley Capital I Trust 2005 I DE 8.01,9.01 06/15/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 06/16/05 MortgageIT Securities Corp. DE 8.01,9.01 06/20/05 MR3 SYSTEMS INC DE 1.01,3.02,9.01 06/15/05 MYRIAD GENETICS INC DE 8.01,9.01 06/20/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01,9.01 06/20/05 NATIONWIDE LIFE INSURANCE CO OH 8.01 06/20/05 NAVIGANT INTERNATIONAL INC DE 8.01 06/17/05 NBC ACQUISITION CORP DE 2.02,9.01 06/20/05 NEBRASKA BOOK CO KS 2.02,9.01 06/20/05 NEOWARE SYSTEMS INC DE 1.01 06/14/05 NETBANK INC GA 7.01,9.01 06/20/05 New Century Energy Corp. CO 1.01,3.02,8.01,9.01 06/06/05 AMEND NEW VALLEY CORP DE 8.01 06/14/05 NEWS CORP 8.01,9.01 06/20/05 NEXTEL PARTNERS INC DE 2.02,9.01 06/20/05 NGP Capital Resources CO MD 7.01,9.01 06/20/05 NL INDUSTRIES INC NJ 1.01,9.01 06/14/05 NORTHSTAR REALTY 2.03 06/20/05 NOVADEL PHARMA INC DE 2.02,9.01 06/14/05 NS8 CORP DE 1.01,2.03,9.01 06/09/05 NUTRI SYSTEM INC /DE/ DE 8.01 06/20/05 NYMEX HOLDINGS INC DE 5.02 06/20/05 OFFSHORE LOGISTICS INC DE 1.01 06/20/05 ONSCREEN TECHNOLOGIES INC CO 5.02,9.01 06/20/05 PAC-WEST TELECOMM INC 7.01,9.01 06/20/05 PACEL CORP VA 5.03 06/20/05 PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.02,9.01 06/15/05 PARK NATIONAL CORP /OH/ OH 8.01 06/17/05 PATRIOT NATIONAL BANCORP INC CT 8.01 06/16/05 PAULA FINANCIAL DE 4.01,9.01 06/10/05 AMEND PBSJ CORP /FL/ FL 5.02 06/14/05 PEOPLES BANCORPORATION INC /SC/ SC 5.02,5.03,9.01 05/19/05 PHARMAFRONTIERS CORP TX 3.02,9.01 06/20/05 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01 06/14/05 PLAYTEX PRODUCTS INC DE 1.01,9.01 06/14/05 POGO PRODUCING CO DE 1.01,9.01 06/17/05 Polypore, Inc. DE 1.01,8.01,9.01 06/15/05 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,9.01 06/15/05 POWER 3 MEDICAL PRODUCTS INC NY 3.01 06/14/05 PRECISION OPTICS CORPORATION INC MA 3.01,9.01 06/16/05 PRIVATEBANCORP INC DE 1.01,2.03,3.02,8.01,9.01 06/17/05 PROCTER & GAMBLE CO OH 1.01 06/14/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 06/20/05 PUBLIC CO MANAGEMENT CORP NV 8.01,9.01 06/14/05 PXRE GROUP LTD 3.03,9.01 06/20/05 PYRAMID OIL CO CA 5.01,5.02 06/15/05 QORUS COM INC FL 8.01 06/16/05 RAMTRON INTERNATIONAL CORP DE 8.01 06/15/05 REALTY INCOME CORP MD 1.01,9.01 06/17/05 REGAL ONE CORP FL 8.01 06/16/05 REGAN HOLDING CORP CA 1.02 06/14/05 ROHM & HAAS CO DE 2.06,8.01,9.01 06/14/05 Rotoblock CORP NV 4.01,9.01 05/31/05 AMEND SAKS CREDIT CARD MASTER TRUST NV 9.01 06/15/05 SAKS INC TN 8.01,9.01 06/20/05 SAUCONY INC MA 8.01 06/20/05 SCHOOL SPECIALTY INC WI 5.02,8.01 06/20/05 SCICLONE PHARMACEUTICALS INC DE 1.01,9.01 06/17/05 SCOTIA PACIFIC CO LLC DE 8.01 06/17/05 SCOTIA PACIFIC CO LLC DE 8.01 06/20/05 SEATTLE GENETICS INC /WA DE 1.01 06/14/05 SECURED DATA INC /NV/ NV 4.02,9.01 06/17/05 SECURITY CAPITAL CORP/DE/ DE 2.02,3.01,4.02,9.01 06/14/05 SEMOTUS SOLUTIONS INC NV 1.01,9.01 06/14/05 SEMTECH CORP DE 1.01,7.01,9.01 06/17/05 Sheer Ventures Inc. NV 1.01,3.02,5.01,9.01 05/16/05 AMEND SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 06/20/05 SI INTERNATIONAL INC DE 1.01 06/16/05 SLC Student Loan Trust 2005-1 DE 1.01,2.01,9.01 06/15/05 SLS INTERNATIONAL INC DE 1.01,3.02,8.01,9.01 06/14/05 SMART ONLINE INC 8.01,9.01 06/20/05 STANDARD MANAGEMENT CORP IN 5.02 06/20/05 STARTEK INC DE 1.01 06/14/05 STEELCASE INC MI 2.02 06/20/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 06/16/05 SYMMETRICOM INC DE 2.03,3.02,9.01 06/16/05 TARRANT APPAREL GROUP CA 8.01 06/16/05 TARRANT APPAREL GROUP CA 3.02 06/15/05 TASKER CAPITAL CORP NV 7.01,9.01 06/15/05 Tejas Inc DE 1.01,9.01 06/16/05 TERAFORCE TECHNOLOGY CORP DE 7.01,8.01 06/15/05 TERAYON COMMUNICATION SYSTEMS DE 7.01,9.01 06/02/05 TIMCO AVIATION SERVICES INC DE 8.01,9.01 06/20/05 TLC VISION CORP A6 8.01,9.01 06/17/05 TORCH OFFSHORE INC DE 1.01,5.02,9.01 06/15/05 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE 8.01 06/15/05 TRADESTATION GROUP INC FL 1.01,2.03,9.01 06/16/05 TRANSGENOMIC INC DE 8.01,9.01 06/20/05 TRANSPRO INC DE 1.01,9.01 06/17/05 TRESTLE HOLDINGS INC DE 8.01 06/20/05 Triangle Petroleum CORP NV 5.02 06/16/05 Trycera Financial, Inc. NV 8.01,9.01 06/15/05 UCI MEDICAL AFFILIATES INC DE 1.01,9.01 06/16/05 ULTICOM INC NJ 1.01,9.01 06/15/05 UNIFY CORP DE 2.02,5.02,9.01 06/14/05 UNIONBANCORP INC DE 5.02,9.01 06/20/05 UNITED COMPONENTS INC DE 1.01,9.01 06/20/05 UNITED HERITAGE CORP UT 1.01,9.01 04/20/05 USEC INC DE 1.01,9.01 06/17/05 VAIL BANKS INC CO 5.02,9.01 06/20/05 VALERO ENERGY CORP/TX DE 8.01,9.01 06/20/05 VALUECLICK INC/CA DE 5.02,9.01 06/14/05 VECTOR GROUP LTD DE 8.01 06/14/05 VERMONT TEDDY BEAR CO INC NY 8.01 06/14/05 VERTICALNET INC PA 1.01,9.01 06/16/05 VESTA INSURANCE GROUP INC DE 1.01 06/14/05 VIASYS HEALTHCARE INC DE 2.01,9.01 06/17/05 VINEYARD NATIONAL BANCORP CA 7.01,9.01 06/20/05 VIROLOGIC INC DE 3.02 05/12/05 VIROPHARMA INC DE 3.02,9.01 06/15/05 VOLKSWAGEN AUTO LEASE TRUST 2002-A 8.01,9.01 06/20/05 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 06/20/05 Volkswagen Auto Lease Trust 2005-A 8.01,9.01 06/20/05 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 06/20/05 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 06/20/05 VOLKSWAGEN DEALER FINANCE LLC DE 8.01,9.01 06/20/05 WALTER INDUSTRIES INC /NEW/ DE 7.01 06/19/05 WARREN RESOURCES INC MD 1.01,9.01 06/17/05 WATER PIK TECHNOLOGIES INC DE 1.02 06/14/05 WEBB MORTGAGE DEPOT INC 4.02,9.01 05/08/05 AMEND WELLCHOICE INC DE 1.01,8.01 06/16/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01 06/16/05 WEYERHAEUSER CO WA 7.01 06/16/05 WEYERHAEUSER CO WA 7.01 06/16/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 1.01,1.02,5.02,9.01 06/20/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02,9.01 06/20/05 WMS INDUSTRIES INC /DE/ DE 1.01 06/16/05 WORLD HEART CORP A6 8.01,9.01 06/20/05 XPENTION GENETICS INC 1.01,3.02,9.01 06/15/05 YELLOW ROADWAY CORP DE 7.01,9.01 06/20/05 YOCREAM INTERNATIONAL INC OR 2.02,9.01 06/20/05 YTB International, Inc. NY 2.01,3.02,5.01,5.02,5.03,9.01 12/08/04 AMEND ZAP CA 8.01,9.01 06/20/05