SEC NEWS DIGEST Issue 2005-95 May 18, 2005 COMMISSION ANNOUNCEMENTS CHAIRMAN DONALDSON TO TESTIFY Chairman William H. Donaldson will testify before the Senate Committee on Banking, Housing, and Urban Affairs on Thursday, May 19, concerning “Regulation NMS and Recent Market Developments”. The hearing will be held in Room 538 of the Dirksen Senate Office Building at 10:00 a.m. ENFORCEMENT PROCEEDINGS JOSEPH LEIGHTON BARRED FROM ASSOCIATION WITH ANY BROKER DEALER On May 17, the Commission issued an administrative order barring Joseph W. Leighton (Leighton) from association with any broker or dealer pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934. The Commission’s order was based upon the entry of a final judgment, dated May 5, 2005, by the Honorable Joel A. Pisano of the U.S. District Court for the District of New Jersey, which among other things, enjoined Leighton from violating the antifraud provisions of the federal securities laws. The Commission’s complaint alleged that from January 1999 through November 2000, Leighton, in connection with orders handled by him and others at Knight, engaged in a pattern of deceptive trading that defrauded Knight’s institutional customers by filling (or “working”) certain institutional orders in a manner that generated excessively high profits for the firm in violation of Knight’s duty to provide “best execution” for orders placed by the firm’s customers. Additionally, the Commission’s complaint alleged that from January 1999 through November 2000, Joseph Leighton and others at Knight were continuously misusing Automated Confirmation Transaction Service (ACT) trade modifiers, which resulted in inaccurate and untimely reporting of its trades to ACT, compromised the ability of Knight’s customers to determine the quality of the executions they were receiving, and allowed Leighton to circumvent limit order protection protocols at Knight to improperly fill more lucrative institutional orders before customer retail limit orders. Leighton consented to the entry of both the injunction and the bar, without admitting or denying the Commission’s allegations or findings. See, Litigation Release No. 19193 (April 20, 2005). The Commission acknowledges the assistance of the National Association of Securities Dealers in the investigation of this matter. (Rel. 34- 51699; File No. 3-11923) SEC CHARGES BROKER-DEALER WITH VIOLATING RULE 10b-10 FOR ITS FAILURE TO PROVIDE CUSTOMERS WITH MUTUAL FUND BREAKPOINT DISCOUNTS On May 17, the Commission instituted public administrative and cease-and- desist proceedings against SunTrust Securities, Inc., a registered broker-dealer. In anticipation of the institution of the proceedings, SunTrust Securities submitted an offer of settlement, which the Commission has determined to accept. Accordingly, the Commission entered an Order that: (1) makes findings that SunTrust Securities willfully violated Rule 10b-10; (2) censures SunTrust Securities; (3) orders SunTrust Securities to cease and desist from committing or causing any violations and any future violations of Rule 10b-10; and (4) orders SunTrust securities to pay disgorgement and prejudgment interest. SunTrust Securities consented to the Order without admitting or denying the findings contained in the Order. The Order finds that between 2001 and 2002, SunTrust Securities sold mutual fund shares without providing certain customers with the reductions in front-end loads, or sales charges, also known as breakpoint discounts, described in the prospectuses of the funds. SunTrust Securities failed to provide all available breakpoint discounts even after the Commission staff had alerted SunTrust Securities to prior deficiencies. Based on statistical analysis of data SunTrust Securities submitted as part of an industry-wide self-assessment, NASD estimated that SunTrust Securities failed to give certain customers at the time of the transactions breakpoint discounts totaling approximately $201,117. SunTrust Securities violated Rule 10b-10 by failing to charge these customers the correct sales loads at the time of the transactions as set forth in the mutual funds’ prospectuses, and by failing to disclose in confirmations the remuneration SunTrust Securities received from the sales loads charged to these customers in connection with such transactions. (Rel. 34-51700; File No. 3-11924) CHRISTOPHER QUINTANA BARRED FROM ASSOCIATION WITH ANY BROKER DEALER On May 17, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (Order) against Christopher Quintana. The Order finds that in or about and between June 1999 and October 2001 (Relevant Period), Quintana was associated with a branch office of L.H. Ross & Company, Inc. (L.H. Ross), a broker-dealer registered with the Commission. The Order further finds that, on March 31, 2005, Quintana pled guilty to charges of, among other things, conspiracy to commit securities fraud in violation of Title 18, United States Code, Section 371 and securities fraud in violation of Title 15, United States Code, Sections 78j(b) and 78ff before the United States District Court for the Eastern District of New York, in United States v. Pirgousis, et al., Cr. No. 04-159 (NGG). The counts of the criminal indictment to which Quintana pled guilty alleged, inter alia, that Quintana, while associated with the L.H. Ross branch office, knowingly and willfully employed devices, schemes, and artifices to defraud and engaged in acts, practices, and courses of business which would and did operate as a fraud and deceit upon members of the investing public, in connection with the purchases and sales of securities, and by use of the means and instrumentalities of interstate commerce and the mails. Based on the above, the Order bars Quintana from association with any broker or dealer. Quintana consented to the issuance of the Order without admitting or denying any of the allegations in the criminal indictment. (Rel. 34-51701; File No. 3-11925) IN THE MATTER OF VINCENT LANGELLA COMMISSION SEEKS ADMINISTRATIVE SANCTIONS AGAINST BROKER WHO WAS PAID UNDISCLOSED KICKBACKS TO SOLICIT INVESTMENTS TO PUBLIC On May 18, the Commission issued an Order Instituting Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing (Order) against Vincent Langella (Langella). The Division of Enforcement (Division) alleges, among other things, that from July 1999 to June 2000, Langella was a registered representative associated with Bryn Mawr Investment Group (Bryn Mawr), a broker-dealer registered with the Commission. The Division further alleges that, on April 27, 2005, Langella pled guilty to one count of conspiracy to commit securities fraud and wire fraud before the United States District Court for the District of New Jersey in United States v. Langella, 05 Cr. 87 (D.N.J.) (WGB). The count of the criminal information relating to securities fraud to which Langella pled guilty alleged, inter alia, that Langella defrauded investors while working at Bryn Mawr by receiving undisclosed excessive cash commissions for selling stock and misleading customers concerning the suitability and value of the stock. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Langella an opportunity to dispute these allegations and to determine what remedial sanctions, if any, are appropriate and in the public interest. The Commission directed that an administrative law judge issue an initial decision no later than 210 days from the date of service of this order. (Rel. 34-51702; File No. 3-11926) SEC SETTLES CHARGES AGAINST HEDGE FUND MANAGER HILARY SHANE FOR INSIDER TRADING AND UNREGISTERED SALES OF SECURITIES IN CONNECTION WITH “PIPE” OFFERING The Commission announced today that it has filed a complaint against Hilary L. Shane in the U.S. District Court for the Southern District of New York alleging that Shane committed insider trading and registration violations by short selling securities of CompuDyne Corporation prior to the public announcement of a private investment in public equity (PIPE) offering and prior to the effective date of the resale registration statement for the PIPE shares. Without admitting or denying the allegations in the complaint, Shane consented to the entry of a final judgment, subject to the court’s approval, in which she is permanently enjoined from further violations of the antifraud and registration provisions of the federal securities laws and agreed to pay disgorgement of the trading profits, plus prejudgment interest and a civil penalty totaling $1,075,015. The Commission’s complaint alleges that on Oct. 8, 2001, Shane agreed to purchase shares in a PIPE offering by CompuDyne for her personal account and for one of the hedge fund accounts she managed. Shane also agreed both orally and in writing to keep information about the PIPE offering confidential. The Commission’s complaint alleges that the PIPE offering was likely to have a significant dilutive effect on the value of existing CompuDyne shares because the PIPE shares would increase the supply of stock in the market by more than 200% and were offered at a substantial discount to the current market price. The morning after Shane learned about her allocation in the PIPE offering but before it was publicly announced, Shane began short selling CompuDyne securities in both her personal account and the hedge fund’s account. Shane continued short selling until she had sold the same number of shares she had been allocated in the PIPE offering. Shane covered all of her short sales with the shares she obtained in the PIPE offering making substantial profits for both accounts. The Commission’s complaint alleges that Shane’s short selling of CompuDyne shares prior to the public announcement of the PIPE offering violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint also alleges that Shane’s short selling of CompuDyne shares prior to the effective date of the resale registration statement for the PIPE shares and covering those short sales with the PIPE shares violated Sections 5(a) and 5(c) of the Securities Act. The staff coordinated its investigation with the NASD, which also announced today a separate settlement with Shane of its enforcement proceeding. The Commission’s investigation is continuing. [SEC v. Hilary L. Shane, Civil Action No. 05 CIVIL 4772, USDC, SDNY] (LR-19227; Press Rel. 2005-76) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NYSE-2005-30) and Amendment No. 1 thereto filed by the New York Stock Exchange relating to the reduction of transaction fees for Exchange-listed Exchange Traded Funds has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 16. (Rel. 34-51695) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-PCX-2005-50) filed by the Pacific Exchange regarding a proposal to extend the pilot rule PCX 12.1(i) and PCXE Rule 12.2(h), which requires industry parties in arbitration to waive application of contested California arbitrator disclosure standards, upon the request of customers, for an additional six-month pilot period, until Nov. 26, 2005. Publication of the order is expected in the Federal Register during the week of May 16. (Rel. 34-51696) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . N-2 Alternative Investment Partners Absolute Return Fund, ONE TOWER BRIDGE, 100 FRONT STREET, WEST CONSHOHOCKEN, PA, 19428-2881, 610-260-7600 - 0 ($500,000,000.00) Equity, (File 333-124980 - May. 17) (BR. 17) S-1 PRA International, 12120 SUNSET HILLS ROAD, SUITE 600, RESTON, VA, 20190, (703) 464-6300 - 0 ($165,600,000.00) Equity, (File 333-124981 - May. 17) (BR. 01) S-8 SODEXHO ALLIANCE SA, 78180 MONTIGNY LE BRETONNEUX, BRETONNEUX, I0, 00000, 0000000 - 1,010,000 ($29,401,100.00) Equity, (File 333-124982 - May. 17) (BR. 08) S-8 STOLT OFFSHORE S A, C/O STOLT COMEX SEAWAY MS LTD, BUCKSBURN HOUSE HOWES RD BUCKSBURN, ABERDEEN, L2, AB21 9RQ, 2036253667 - 6,310,000 ($45,842,150.00) Equity, (File 333-124983 - May. 17) (BR. 04) SB-2 MOIXA III, INC., 2341 BOSTON ROAD, WILBRAHAM, MA, 01095, (413) 599-0005 - 1,055,000 ($263,750.00) Equity, (File 333-124984 - May. 17) (BR. 09) S-8 FAMOUS DAVES OF AMERICA INC, 8091 WALLACE ROAD, EDEN PRAIRIE, MN, 55344, 952-294-1300 - 0 ($5,062,500.00) Equity, (File 333-124985 - May. 17) (BR. 05) SB-2 CORDIA CORP, 445 HAMILTON AVENUE, SUITE 408, WHITE PLAINS, NY, 10601, 914-948-5550 - 3,000,000 ($6,000,000.00) Equity, (File 333-124996 - May. 17) (BR. 08) S-8 STOLT OFFSHORE S A, C/O STOLT COMEX SEAWAY MS LTD, BUCKSBURN HOUSE HOWES RD BUCKSBURN, ABERDEEN, L2, AB21 9RQ, 2036253667 - 2,000,000 ($14,530,000.00) Equity, (File 333-124997 - May. 17) (BR. 04) S-3 BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230, 6023898888 - 3,334,714 ($6,035,832.34) Equity, (File 333-124998 - May. 17) (BR. 37) S-8 EMAGEON INC, 1200 CORPORATE DRIVE, SUITE 200, BIRMINGHAM, AL, 35242, (205) 980-9222 - 0 ($109,409,450.00) Equity, (File 333-124999 - May. 17) (BR. 03) S-8 TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, STE 4000, CHICAGO, IL, 60602, 3126301900 - 0 ($11,536,000.00) Equity, (File 333-125000 - May. 17) (BR. 37) S-3D TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, STE 4000, CHICAGO, IL, 60602, 3126301900 - 0 ($12,617,500.00) Equity, (File 333-125001 - May. 17) (BR. 37) S-8 TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, STE 4000, CHICAGO, IL, 60602, 3126301900 - 0 ($435,123,500.00) Equity, (File 333-125002 - May. 17) (BR. 37) S-8 TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, STE 4000, CHICAGO, IL, 60602, 3126301900 - 0 ($2,703,750.00) Equity, (File 333-125003 - May. 17) (BR. 37) S-8 TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, STE 4000, CHICAGO, IL, 60602, 3126301900 - 0 ($1,622,250.00) Equity, (File 333-125004 - May. 17) (BR. 37) S-8 WYETH, 5 GIRALDA FARMS, MADISON, NJ, 07940, 9736605000 - 45,000,000 ($1,998,450,000.00) Equity, (File 333-125005 - May. 17) (BR. 01) S-8 WEBEX COMMUNICATIONS INC, 307 WEST TASMAN AVE, SAN JOSE, CA, 95134, 4084357050 - 1,328,175 ($30,428,489.00) Equity, (File 333-125006 - May. 17) (BR. 08) S-1 Golf Galaxy, Inc., 7275 FLYING CLOUD DRIVE, EDEN PRAIRIE, MN, 55344, 952-941-8848 - 0 ($46,000,000.00) Equity, (File 333-125007 - May. 17) (BR. ) S-1 Key Hospitality Acquisition CORP, 1771 BROADWAY, SUITE 604, NEW YORK, NY, 10019, 212 247 4590 - 0 ($202,980,100.00) Equity, (File 333-125009 - May. 17) (BR. ) S-8 PNM RESOURCES INC, ALVARADO SQUARE, NEW MEXICO, ALBUQUERQUE, NM, 87158, 5052412700 - 4,500,000 ($122,355,000.00) Equity, (File 333-125010 - May. 17) (BR. 02) S-8 724 SOLUTIONS INC, 4101 YONGE STREET, SUITE 702, TORONTO, A6, 00000, 4162262900 - 775,000 ($5,440,500.00) Equity, (File 333-125011 - May. 17) (BR. 03) S-3 WET SEAL INC, 26972 BURBANK, FOOTHILL RANCH, CA, 92610, 7145839029 - 0 ($182,784,440.00) Unallocated (Universal) Shelf, (File 333-125012 - May. 17) (BR. 02) S-8 AMERICAN HOMEPATIENT INC, 5200 MARYLAND WAY, MARYLAND FARMS OFFICE PARK, BRENTWOOD, TN, 37027, 6152218884 - 0 ($1,280,000.00) Equity, (File 333-125013 - May. 17) (BR. 01) S-3 VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 7036547213 - 0 ($1,264,794.30) Equity, (File 333-125014 - May. 17) (BR. 37) S-8 AMERICAN HOMEPATIENT INC, 5200 MARYLAND WAY, MARYLAND FARMS OFFICE PARK, BRENTWOOD, TN, 37027, 6152218884 - 0 ($1,024,000.00) Equity, (File 333-125015 - May. 17) (BR. 01) S-1 Chardan China Acquisition Corp II, 625 BROADWAY, SUITE 1111, SAN DIEGO, CA, 92101, 858-847-9000 - 0 ($79,840,100.00) Equity, (File 333-125016 - May. 17) (BR. ) S-8 UNITED COMMUNITY BANKS INC, P O BOX 398, 59 HIGHWAY 515, BLAIRSVILLE, GA, 30512, 5818073041 - 200,000 ($4,680,000.00) Equity, 0 ($10,000,000.00) Other, (File 333-125017 - May. 17) (BR. 07) S-1 Chardan China Acquisition Corp III, 625 BROADWAY, SUITE 1111, SAN DIEGO, CA, 92101, 858-847-9000 - 0 ($79,840,100.00) Equity, (File 333-125018 - May. 17) (BR. ) F-10 NEXEN INC, 801-7TH AVENUE SW, CALGARY ALBERTA CANA, A0, T2P 3P7, 4036994000 - 1,500,000,000 ($1,500,000,000.00) Unallocated (Universal) Shelf, (File 333-125019 - May. 17) (BR. 04) S-8 MODERN TECHNOLOGY CORP, 1237 STATE ROAD 30, ., ETTA, MS, 38627, 6622365928 - 3,500,000 ($700,000.00) Equity, (File 333-125020 - May. 17) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ A21 INC TX 8.01,9.01 05/17/05 AASTROM BIOSCIENCES INC MI 8.01,9.01 05/17/05 ACXIOM CORP DE 1.01 05/13/05 ADELPHIA COMMUNICATIONS CORP DE 5.05,9.01 05/12/05 ADSTAR INC DE 5.02,8.01 05/16/05 ALASKA AIR GROUP INC DE 8.01 05/16/05 ALASKA AIRLINES INC AK 8.01 05/16/05 ALLIANCE PHARMACEUTICAL CORP NY 1.01,3.03,9.01 05/13/05 ALNYLAM PHARMACEUTICALS, INC. 1.01 05/13/05 ALPHARMA INC DE 9.01 05/12/05 AMBASSADORS GROUP INC DE 3.03,5.02,5.03,9.01 05/13/05 AMC ENTERTAINMENT INC DE 7.01,9.01 05/17/05 AMERICA ONLINE LATIN AMERICA INC DE 5.02 05/17/05 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 05/13/05 AMERICREDIT CORP TX 8.01 05/17/05 AMERIGROUP CORP 1.01 05/17/05 AmNet Mortgage, Inc. MD 2.02,9.01 05/17/05 ANADARKO PETROLEUM CORP DE 1.01,5.02,9.01 05/12/05 ANDEAN DEVELOPMENT CORP FL 4.01,9.01 03/17/05 AMEND APPLIED MATERIALS INC /DE DC 2.02,9.01 05/17/05 APTIMUS INC WA 5.02,9.01 05/16/05 ARK RESTAURANTS CORP NY 2.02 05/16/05 ARLINGTON HOSPITALITY INC DE 2.02,9.01 05/16/05 AROTECH CORP DE 1.01,9.01 05/17/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 05/17/05 ATA HOLDINGS CORP IN 1.01 05/12/05 AVALON ENERGY CORP. NV 5.02,9.01 05/17/05 AVANEX CORP DE 1.01,3.02,3.03,9.01 05/16/05 AVID TECHNOLOGY INC DE 8.01 05/12/05 AXM PHARMA INC 2.01 05/17/05 AMEND BALLY TOTAL FITNESS HOLDING CORP DE 5.02,9.01 05/12/05 BALSAM VENTURES INC 4.02,9.01 05/13/05 BANK OF GRANITE CORP DE 8.01,9.01 05/17/05 BANKUNITED FINANCIAL CORP FL 8.01,9.01 05/13/05 BARNES & NOBLE INC DE 2.02,9.01 05/17/05 BAUSCH & LOMB INC NY 8.01 05/13/05 Bear Stearns Arm Trust 2005-3 DE 9.01 04/29/05 BEARD CO /OK OK 7.01,9.01 05/16/05 BEHRINGER HARVARD REIT I INC MD 8.01,9.01 05/17/05 BERKSHIRE HATHAWAY INC DE 2.03,9.01 05/11/05 BERKSHIRE HATHAWAY INC DE 2.03,9.01 05/11/05 BIOENVISION INC DE 2.02,9.01 05/16/05 BIOLIFE SOLUTIONS INC DE 1.01,9.01 05/12/05 BJS WHOLESALE CLUB INC DE 2.02,9.01 05/17/05 BLUETORCH, INC. 8.01 05/17/05 BORDERS GROUP INC DE 2.02,9.01 04/23/05 BOYD GAMING CORP NV 1.01,9.01 05/12/05 BROOKMOUNT EXPLORATIONS INC NV 1.01 05/13/05 CADENCE DESIGN SYSTEMS INC DE 1.01,9.01 05/11/05 CALCASIEU REAL ESTATE & OIL CO INC LA 8.01 05/16/05 CANTERBURY PARK HOLDING CORP MN 8.01,9.01 05/11/05 CAPITAL LEASE FUNDING INC 8.01 05/16/05 AMEND CAPITAL PROPERTIES INC /RI/ RI 8.01,9.01 05/16/05 CAPSTEAD MORTGAGE CORP MD 1.01 05/13/05 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 05/16/05 CARVER BANCORP INC DE 8.01 05/11/05 CAS MEDICAL SYSTEMS INC DE 1.01,2.01,9.01 05/15/05 CATHAY GENERAL BANCORP DE 1.01 05/17/05 CENTERPOINT PROPERTIES TRUST MD 8.01 05/16/05 CENTEX CORP NV 1.01,9.01 05/12/05 CGI HOLDING CORP NV 7.01,9.01 05/17/05 CHAMPION COMMUNICATION SERVICES INC DE 2.02,9.01 03/17/05 CHICAGO BRIDGE & IRON CO N V 1.01,9.01 05/12/05 CHINA BAK BATTERY INC NV 2.02,9.01 05/16/05 CHORDIANT SOFTWARE INC DE 2.02,9.01 05/16/05 CHURCHILL DOWNS INC KY 2.02,9.01 05/11/05 CINEMARK USA INC /TX TX 2.02,7.01,9.01 05/16/05 CITIZENS FINANCIAL SERVICES INC PA 5.02,9.01 05/17/05 CITIZENS INC CO 2.02,9.01 05/17/05 CLARION TECHNOLOGIES INC/DE/ DE 2.02,9.01 05/17/05 CMS ENERGY CORP MI 8.01,9.01 05/12/05 CNB FINANCIAL SERVICES INC WV 2.02,9.01 05/16/05 CNL Hotels & Resorts, Inc. MD 2.02,9.01 05/16/05 COACH INC MD 5.02,9.01 02/24/05 AMEND COGENCO INTERNATIONAL INC CO 1.01,3.02,9.01 05/13/05 COLLINS INDUSTRIES INC MO 3.01,9.01 05/17/05 COLLINS INDUSTRIES INC MO 1.01,9.01 05/17/05 COLONIAL PROPERTIES TRUST AL 8.01,9.01 05/17/05 COLONIAL REALTY LIMITED PARTNERSHIP DE 8.01,9.01 05/17/05 COMERICA INC /NEW/ DE 7.01,9.01 05/17/05 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 7.01 05/17/05 COMMUNITY INVESTORS BANCORP INC OH 3.01,8.01,9.01 05/16/05 COMMUNITY SHORES BANK CORP MI 1.01,9.01 05/12/05 COMMUNITY SHORES BANK CORP MI 1.01 05/11/05 COMPUDYNE CORP NV 3.01,9.01 05/16/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 7.01 05/17/05 COMPUWARE CORP MI 9.01 05/05/05 AMEND Comtech Group Inc MD 1.01,9.01 05/12/05 COMTEX NEWS NETWORK INC DE 2.02,9.01 05/16/05 CONCORD COMMUNICATIONS INC MA 7.01 05/17/05 CONSOLIDATED EDISON INC NY 1.01,5.02,5.03,9.01 05/16/05 COOPER CAMERON CORP DE 1.01,9.01 05/16/05 Cooper-Standard Holdings Inc. DE 2.02,9.01 05/16/05 CORAUTUS GENETICS INC DE 2.02,9.01 05/17/05 CORDIA CORP NV 5.02 05/11/05 CORE LABORATORIES N V P7 8.01 05/17/05 COSINE COMMUNICATIONS INC DE 1.02,9.01 05/17/05 CREATIVE COMPUTER APPLICATIONS INC CA 7.01,9.01 05/16/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 05/17/05 CRITICAL PATH INC CA 8.01 05/16/05 CROSSTEX ENERGY INC DE 2.02,9.01 05/16/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 04/29/05 DAIMLERCHRYSLER SERVICES NORTH AMERIC MI 8.01,9.01 05/17/05 DALECO RESOURCES CORP DE 5.02 05/17/05 DARLING INTERNATIONAL INC DE 1.01,9.01 05/11/05 DEB SHOPS INC PA 8.01,9.01 05/12/05 DEERE & CO DE 2.02,7.01,8.01,9.01 05/17/05 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 05/17/05 DELPHI CORP DE 1.01,9.01 05/11/05 DEVCON INTERNATIONAL CORP FL 2.02,7.01,9.01 05/17/05 DICKS SPORTING GOODS INC DE 2.02,9.01 05/17/05 DIVIDEND CAPITAL TRUST INC MD 2.01,9.01 02/02/05 AMEND DRS TECHNOLOGIES INC DE 1.01,9.01 05/16/05 DRUGMAX INC NV 2.02,9.01 05/17/05 DUANE READE HOLDINGS INC 4.02 05/13/05 DUKE ENERGY CORP NC 1.01,5.02,9.01 05/17/05 DUSKA THERAPEUTICS, INC. NV 2.02,9.01 05/17/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 05/13/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 05/13/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 05/12/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 05/11/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 05/11/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 05/11/05 DVI RECEIVABLES VIII LLC DE 8.01,9.01 05/13/05 DVI RECEIVABLES XIX LLC DE 8.01,9.01 05/12/05 DVI RECEIVABLES XVIII LLC DE 8.01,9.01 05/12/05 DWANGO NORTH AMERICA CORP NV 2.02,9.01 05/17/05 E DIGITAL CORP DE 7.01 05/17/05 EAST PENN FINANCIAL CORP 7.01,9.01 05/12/05 EBANK FINANCIAL SERVICES INC GA 1.01,8.01,9.01 05/16/05 EL PASO ELECTRIC CO /TX/ TX 8.01,9.01 05/17/05 ELAMEX SA DE CV 2.02,9.01 05/16/05 ELIZABETH ARDEN INC FL 1.01 05/13/05 ELOYALTY CORP DE 2.02,9.01 05/16/05 EMERSON ELECTRIC CO MO 7.01 05/17/05 EMPIRE RESOURCES INC /NEW/ DE 2.02,9.01 05/16/05 EMULEX CORP /DE/ DE 1.01,5.03,9.01 05/12/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/17/05 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 05/17/05 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 05/17/05 EURAMAX INTERNATIONAL INC 1.01,8.01,9.01 05/16/05 EVOLVING SYSTEMS INC DE 8.01,9.01 05/16/05 EYI INDUSTRIES INC. 1.01 05/17/05 FAIR ISAAC CORP DE 5.03 05/15/05 FAMILY DOLLAR STORES INC DE 1.01,9.01 05/16/05 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 7.01,9.01 05/17/05 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 8.01,9.01 05/17/05 FIELDPOINT PETROLEUM CORP CO 2.02,9.01 03/31/05 FINISAR CORP DE 2.01,3.02 05/12/05 FIRST BANCORP /PR/ PR 5.02 05/16/05 First Franklin Mortgage Loan Trust 20 DE 9.01 05/17/05 FIRST MARINER BANCORP MD 1.01,9.01 05/12/05 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 05/16/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 2.02,7.01,9.01 05/17/05 FMC CORP DE 7.01 05/17/05 FOREST OIL CORP NY 8.01 05/13/05 FOSSIL INC DE 8.01,9.01 05/13/05 GAINSCO INC TX 1.01 05/11/05 GATEWAY FINANCIAL HOLDINGS INC NC 5.02,8.01,9.01 05/16/05 GCCFC 2005-GG3 8.01,9.01 05/12/05 GCO Education Loan Funding Trust-I DE 8.01,9.01 05/16/05 GE COMM MORT PASS THROUGH CERT SERIES DE 8.01,9.01 05/10/05 GENERAL MOTORS ACCEPTANCE CORP DE 7.01,9.01 05/17/05 GENTA INC DE/ DE 8.01 05/17/05 GLIMCHER REALTY TRUST MD 1.01,9.01 05/16/05 GLOBAL AXCESS CORP NV 5.02 05/12/05 GLOBAL MATRECHS, INC. DE 1.01,2.03,3.02,9.01 05/12/05 GLOBAL MED TECHNOLOGIES INC CO 2.02,9.01 05/16/05 GMAC COMMERCIAL MORTGAGE SECURITIES I DE 8.01,9.01 05/17/05 GMX RESOURCES INC OK 7.01,9.01 05/17/05 GOVERNMENT TRUST 1 D IL 8.01 05/15/05 GOVERNMENT TRUST 2 F IL 8.01 05/15/05 GOVERNMENT TRUST 3 C IL 8.01 05/15/05 Grande Communications Holdings, Inc. DE 9.01 05/16/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/13/05 GRANT PRIDECO INC DE 7.01,9.01 05/17/05 GREAT WESTERN LAND RECREATION INC NV 8.01 05/17/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 05/13/05 GTECH HOLDINGS CORP DE 1.01 05/12/05 GURUNET CORP 7.01 05/17/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 05/16/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 05/16/05 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 2.02,9.01 05/17/05 HARBOR FLORIDA BANCSHARES INC DE 1.01 05/13/05 HARTE HANKS INC DE 5.02,7.01,9.01 05/17/05 HEADLINERS ENTERTAINMENT GROUP, INC. DE 8.01,9.01 05/05/05 HEALTHAXIS INC PA 1.01,3.02,9.01 05/13/05 HERSHA HOSPITALITY TRUST MD 1.01,2.03,3.02,9.01 05/11/05 HEWLETT PACKARD CO DE 2.02,2.05,9.01 05/17/05 HOME DEPOT INC DE 2.02,9.01 05/17/05 I SECTOR CORP DE 1.01,8.01,9.01 05/17/05 IA GLOBAL INC DE 1.01,9.01 05/16/05 IDEX CORP /DE/ DE 8.01,9.01 05/13/05 IMAGE ENTERTAINMENT INC CA 1.01 05/11/05 IMMUNICON CORP 7.01,9.01 05/17/05 IMMUNOGEN INC MA 8.01,9.01 05/17/05 INDEVUS PHARMACEUTICALS INC DE 1.01,9.01 05/14/05 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 05/13/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 05/12/05 INSMED INC VA 1.01 05/11/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,5.02,8.01,9.01 05/17/05 INTEGRATED BIOPHARMA INC DE 7.01,9.01 05/16/05 International Securities Exchange, In DE 5.02 05/11/05 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 05/17/05 INTRAOP MEDICAL CORP NV 7.01,9.01 05/17/05 Intrepid Holdings, Inc. NV 4.01,9.01 03/31/05 AMEND INVISA INC 2.04,5.02,9.01 05/16/05 IOMEGA CORP DE 1.01 05/11/05 ISONICS CORP CA 1.01,2.01,3.02,8.01,9.01 05/16/05 ITRON INC /WA/ WA 8.01,9.01 05/13/05 ITRONICS INC TX 8.01 05/10/05 iVOW, Inc. DE 2.02,9.01 05/16/05 JO-ANN STORES INC OH 2.02 05/16/05 JONES APPAREL GROUP INC PA 2.03,8.01,9.01 05/16/05 KADANT INC DE 1.01,2.03,3.03 05/17/05 KEY ENERGY SERVICES INC MD 2.02,7.01,9.01 05/17/05 KEY TRONIC CORP WA 1.01 05/13/05 LANDAMERICA FINANCIAL GROUP INC VA 1.01,9.01 05/17/05 LCA VISION INC DE 5.02 05/17/05 AMEND LEXICON GENETICS INC/TX DE 1.01 05/16/05 LIGHTPATH TECHNOLOGIES INC DE 8.01 05/13/05 LNB BANCORP INC OH 2.02,9.01 05/17/05 LUMENIS LTD 2.02,9.01 05/17/05 MAGNITUDE INFORMATION SYSTEMS INC DE 8.01 05/16/05 MAINE & MARITIMES CORP 8.01,9.01 05/17/05 MAINSOURCE FINANCIAL GROUP IN 7.01 05/17/05 MAINSTREET BANKSHARES INC VA 2.02,7.01,8.01 05/17/05 MAJESCO ENTERTAINMENT CO DE 1.01,5.02 05/17/05 MANAKOA SERVICES CORP NV 8.01,9.01 05/11/05 MANHATTAN SCIENTIFICS INC DE 5.02,9.01 05/16/05 MARTHA STEWART LIVING OMNIMEDIA INC DE 1.01 05/10/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 2.01,9.01 04/29/05 MAXUS TECHNOLOGY CORP DE 8.01 05/16/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 05/17/05 MCI INC DE 5.02 05/17/05 MDI, INC. DE 3.01,5.02,9.01 05/16/05 MED-EMERG INTERNATIONAL INC 2.02 05/16/05 MEDICALCV INC MN 8.01,9.01 05/17/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 05/17/05 Merrill Lynch Mortgage Trust 2005-MKB DE 8.01,9.01 05/12/05 MERRIMAC INDUSTRIES INC DE 2.02,9.01 05/17/05 MESA LABORATORIES INC /CO CO 2.02,9.01 05/17/05 METALICO INC 2.01,9.01 05/17/05 METROPCS INC 1.01 05/13/05 MGIC INVESTMENT CORP WI 1.01,8.01,9.01 05/11/05 MICROFIELD GROUP INC OR 1.01 05/17/05 MIDDLEBY CORP DE 1.01,3.03,5.03,9.01 04/29/05 MILLENNIUM CELL INC DE 3.01 05/11/05 MIRACOR DIAGNOSTICS INC UT 2.02,9.01 05/16/05 MK RESOURCES CO DE 2.02 05/16/05 MOLINA HEALTHCARE INC DE 1.01,9.01 05/16/05 MOLSON COORS BREWING CO CO 1.01,5.02 05/11/05 MORGAN STANLEY DE 8.01 05/16/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 05/13/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 05/13/05 Morningstar, Inc. IL 2.02,9.01 05/17/05 MortgageIT Holdings, Inc. MD 1.01,9.01 05/17/05 MORTON INDUSTRIAL GROUP INC GA 2.02,9.01 05/17/05 MOSCOW CABLECOM CORP DE 2.02,9.01 05/17/05 MPW INDUSTRIAL SERVICES GROUP INC OH 2.02,9.01 05/16/05 MYERS INDUSTRIES INC OH 4.01,9.01 05/10/05 AMEND NACCO INDUSTRIES INC DE 2.02,7.01,9.01 05/17/05 NASHUA CORP MA 2.02,9.01 05/16/05 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 05/17/05 NATIONAL SEMICONDUCTOR CORP DE 8.01,9.01 05/17/05 NATIONAL VISION INC GA 9.01 05/16/05 NATURAL GOLF CORP IL 1.03,3.01,9.01 05/10/05 NAVARRE CORP /MN/ MN 1.01,2.01,2.03,3.02,5.02,7.01 05/11/05 NBTY INC DE 7.01,9.01 05/16/05 NEPHROS INC DE 8.01,9.01 05/16/05 NEPHROS INC DE 7.01,9.01 05/17/05 NESCO INDUSTRIES INC NV 2.01,9.01 05/25/04 AMEND NET 1 UEPS TECHNOLOGIES INC FL 2.02,9.01 05/13/05 NEUROLOGIX INC/DE DE 2.02,7.01 05/16/05 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 8.01,9.01 05/13/05 NEW JERSEY MINING CO ID 8.01 05/16/05 New Skies Satellites Holdings Ltd. D0 1.01,1.02,3.02,5.03,9.01 05/13/05 NII HOLDINGS INC DE 8.01 05/16/05 NOBLE ENERGY INC DE 2.01,9.01 05/16/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 05/17/05 NORDSTROM INC WA 2.02,7.01,9.01 05/17/05 NS GROUP INC KY 1.01,9.01 05/11/05 NSTOR TECHNOLOGIES INC DE 1.01,9.01 05/11/05 NUCOR CORP DE 1.01,9.01 05/12/05 NUTRITIONAL SOURCING CORP DE 7.01,9.01 05/17/05 O2DIESEL CORP 2.02,9.01 03/31/05 OCCAM NETWORKS INC/DE DE 1.01,5.03,9.01 05/06/05 OLIN CORP VA 7.01,9.01 05/17/05 OMNI ENERGY SERVICES CORP LA 8.01,9.01 05/17/05 ONESOURCE TECHNOLOGIES INC DE 2.02,9.01 05/16/05 optionsXpress Holdings, Inc. DE 1.01,9.01 05/12/05 ORASURE TECHNOLOGIES INC DE 5.02 05/16/05 PACIFIC SUNWEAR OF CALIFORNIA INC CA 1.01,9.01 05/12/05 PACIFICNET INC DE 2.02,9.01 05/16/05 PAINCARE HOLDINGS INC CT 2.01,9.01 05/16/05 PENNICHUCK CORP NH 2.02,9.01 05/13/05 PEPSIAMERICAS INC/IL/ DE 1.01,9.01 05/11/05 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 05/16/05 PETMED EXPRESS INC FL 7.01,9.01 05/16/05 PETRO STOPPING CENTERS HOLDINGS LP DE 2.02,4.02,9.01 05/13/05 PETRO STOPPING CENTERS L P DE 2.02,4.02,9.01 05/13/05 PETROLEUM HELICOPTERS INC LA 7.01,8.01,9.01 05/17/05 PHARMACOPEIA DRUG DISCOVERY INC DE 2.02,9.01 05/16/05 PHOENIX FOOTWEAR GROUP INC DE 4.02,9.01 05/16/05 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 05/15/05 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,2.03 05/16/05 PMC COMMERCIAL TRUST /TX TX 8.01 05/16/05 POINT THERAPEUTICS INC DE 8.01,9.01 05/17/05 PORTA SYSTEMS CORP DE 2.02,9.01 05/13/05 POSITRON CORP TX 1.01,1.02,3.02,9.01 05/12/05 PPL ELECTRIC UTILITIES CORP PA 1.01,2.03 05/17/05 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.01,2.02,9.01 05/17/05 PRICELINE COM INC DE 7.01 05/17/05 PRIDE INTERNATIONAL INC DE 1.01,1.02,8.01 05/12/05 Propex Fabrics Inc. DE 5.02,9.01 05/16/05 ProtoKinetix, Inc. 5.02 05/17/05 ProtoKinetix, Inc. 5.02 05/17/05 AMEND PROVIDENT FINANCIAL HOLDINGS INC DE 7.01,9.01 05/14/05 Quincy Energy Corp NV 1.01,9.01 05/16/05 RAE SYSTEMS INC DE 2.02,4.02,9.01 05/17/05 RAILAMERICA INC /DE DE 7.01,9.01 05/17/05 RAMP CORP DE 7.01,9.01 05/17/05 RCG COMPANIES INC DE 7.01,9.01 05/16/05 REDENVELOPE INC DE 2.02,9.01 05/17/05 REGAL ENTERTAINMENT GROUP DE 1.01,2.05,5.02,9.01 05/11/05 REGEN BIOLOGICS INC DE 2.02,9.01 05/17/05 REGENERON PHARMACEUTICALS INC NY 7.01,9.01 05/16/05 REGIONS FINANCIAL CORP DE 1.01,9.01 05/16/05 Riddell Bell Holdings, Inc. DE 2.02,9.01 05/17/05 ROANOKE ELECTRIC STEEL CORP VA 4.01,9.01 05/11/05 ROTECH HEALTHCARE INC DE 2.02,7.01,9.01 05/16/05 RUB INVESTMENTS LTD NV 1.01,4.01,9.01 05/13/05 SAKS INC TN 2.02,9.01 05/17/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 05/17/05 SAMSONITE CORP/FL DE 1.01,9.01 05/11/05 SAN HOLDINGS INC CO 5.02 05/12/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 04/25/05 AMEND SAVANNAH ELECTRIC & POWER CO GA 8.01 05/17/05 SBS TECHNOLOGIES INC NM 7.01,9.01 05/16/05 SCANSOFT INC DE 1.01,8.01,9.01 05/12/05 SCANSOURCE INC SC 1.01 05/13/05 SCANTEK MEDICAL INC DE 8.01,9.01 05/13/05 SCIENTIFIC LEARNING CORP DE 4.02 05/13/05 SEAGATE TECHNOLOGY E9 7.01 05/17/05 SECURITY CAPITAL CORP/DE/ DE 2.02,3.01,8.01,9.01 05/16/05 SENESCO TECHNOLOGIES INC DE 2.02,9.01 05/17/05 SENETEK PLC /ENG/ 8.01,9.01 05/16/05 SENETEK PLC /ENG/ 8.01,9.01 05/17/05 SEROLOGICALS CORP DE 1.01,9.01 05/11/05 SIEBERT FINANCIAL CORP NY 8.01,9.01 04/19/05 SIERRA HEALTH SERVICES INC NV 8.01 05/16/05 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 05/13/05 SIGMA DESIGNS INC CA 2.02,9.01 05/13/05 SILICON GRAPHICS INC DE 1.01,9.01 05/16/05 SILVERADO FINANCIAL INC NV 1.01,2.01,9.01 05/05/05 SIMTEK CORP CO 7.01,9.01 05/16/05 SMART ONLINE INC 8.01,9.01 05/16/05 SONESTA INTERNATIONAL HOTELS CORP NY 1.01,9.01 05/17/05 SONIC SOLUTIONS/CA/ CA 2.02,9.01 05/16/05 SOUTH FINANCIAL GROUP INC SC 8.01 05/17/05 SOUTHERN CO DE 8.01 05/17/05 SOUTHWEST BANCORP INC OK 2.01,5.02,9.01 05/13/05 Specialty Underwriters Alliance, Inc. DE 1.01,3.02,9.01 05/11/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 1.01,2.01,3.02,5.02,5.03,9.01 05/17/05 SPORT CHALET INC DE 4.02,9.01 05/16/05 STAPLES INC DE 2.02 05/17/05 STARTEK INC DE 1.01,1.02,5.02,9.01 05/13/05 STERIS CORP OH 2.02 05/17/05 STORAGE COMPUTER CORP DE 2.02 05/17/05 STRATEGIC DISTRIBUTION INC DE 2.02 05/17/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 05/13/05 SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 05/16/05 SUN HEALTHCARE GROUP INC DE 1.01,7.01,9.01 05/17/05 SUN HYDRAULICS CORP FL 2.02,9.01 05/11/05 SUNGARD DATA SYSTEMS INC DE 8.01,9.01 05/17/05 SUNOCO LOGISTICS PARTNERS LP DE 8.01,9.01 05/16/05 TALX CORP MO 1.01,1.02,9.01 05/10/05 Tarpon Industries, Inc. MI 2.02,9.01 05/12/05 TEKTRONIX INC OR 7.01,9.01 05/12/05 TELESTONE TECHNOLOGIES CORP CO 2.02,9.01 05/17/05 TEMPLE INLAND INC DE 8.01 05/17/05 TERAFORCE TECHNOLOGY CORP DE 2.02,9.01 05/17/05 TETRA TECH INC DE 5.02,9.01 05/16/05 THREE FIVE SYSTEMS INC DE 2.02,9.01 05/17/05 TIMELINE INC WA 5.02 05/13/05 TIPPERARY CORP TX 2.02,9.01 05/16/05 TJX COMPANIES INC /DE/ DE 2.02,9.01 05/17/05 TODCO DE 1.01,9.01 05/16/05 TOFUTTI BRANDS INC DE 2.02,9.01 05/17/05 TOPPS CO INC DE 8.01 05/17/05 TRANSTECH INDUSTRIES INC DE 8.01 05/17/05 TREX CO INC DE 7.01 05/13/05 TRIMERIS INC DE 1.01,9.01 05/09/05 Trinsic, Inc. DE 2.02 05/16/05 TRIPATH TECHNOLOGY INC 2.02,9.01 05/16/05 AMEND TRIQUINT SEMICONDUCTOR INC DE 1.01,9.01 05/12/05 TRUE TEMPER SPORTS INC 2.02,9.01 05/17/05 TRUSTCO BANK CORP N Y NY 8.01 05/17/05 TTM TECHNOLOGIES INC WA 7.01,9.01 05/17/05 TVIA INC DE 2.02,9.01 05/17/05 UBIQUITEL INC DE 1.01 05/12/05 UIL HOLDINGS CORP CT 8.01 05/17/05 UIL HOLDINGS CORP CT 8.01 05/17/05 ULTRA CLEAN HOLDINGS INC 1.01,5.02,9.01 05/17/05 UNION NATIONAL FINANCIAL CORP / PA PA 1.01,9.01 05/16/05 UNITED COMMUNITY BANKS INC GA 1.01,9.01 05/13/05 UNITED PARCEL SERVICE INC DE 8.01 05/17/05 UNIVERSAL FOOD & BEVERAGE COMPNY NV 9.01 03/02/05 AMEND UNUMPROVIDENT CORP DE 1.01,9.01 05/12/05 URANIUM RESOURCES INC /DE/ DE 1.01 05/13/05 US CAN CORP DE 2.02,9.01 04/03/05 USA Mobility, Inc DE 1.01,5.02,9.01 05/17/05 USAA AUTO OWNER TRUST 2005-1 8.01,9.01 05/17/05 Venoco, Inc. DE 2.02,9.01 05/13/05 VERMONT TEDDY BEAR CO INC NY 1.01,9.01 05/16/05 VERSO TECHNOLOGIES INC MN 3.01,9.01 05/11/05 VIASYS HEALTHCARE INC DE 1.01,9.01 05/16/05 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 03/31/05 VISHAY INTERTECHNOLOGY INC DE 7.01,8.01,9.01 05/17/05 VISKASE COMPANIES INC DE 2.02 05/17/05 VISTEON CORP DE 1.01,5.02,9.01 05/11/05 VWR International, Inc. 1.01,7.01,9.01 05/15/05 Vyteris Holdings (Nevada), Inc. NV 7.01,9.01 05/16/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/17/05 WASTE INDUSTRIES USA INC NC 2.02,9.01 05/16/05 WEBEX COMMUNICATIONS INC 1.01,5.02 05/11/05 WEBMETHODS INC DE 5.02,7.01,9.01 05/11/05 WEBMETHODS INC DE 5.02 05/11/05 AMEND WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 05/16/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 03/30/05 WELLS REAL ESTATE INVESTMENT TRUST II MD 7.01,9.01 05/17/05 WELLS REAL ESTATE INVESTMENT TRUST IN DE 7.01,9.01 05/17/05 WHITTIER ENERGY CORP NV 7.01,9.01 05/16/05 AMEND WILLBROS GROUP INC R1 2.02,7.01,9.01 05/16/05 WILSONS THE LEATHER EXPERTS INC MN 2.02,9.01 05/17/05 WINNEBAGO INDUSTRIES INC IA 4.02,9.01 05/16/05 WIRELESS AGE COMMUNICATIONS INC NV 2.01,9.01 05/04/05 AMEND WOLVERINE TUBE INC DE 7.01,9.01 05/13/05 WORLDGATE COMMUNICATIONS INC DE 2.02,9.01 05/16/05 WYNDHAM INTERNATIONAL INC DE 4.02 05/16/05 YELLOW ROADWAY CORP DE 7.01,9.01 05/17/05 YORK INTERNATIONAL CORP /DE/ DE 8.01,9.01 05/17/05 ZALE CORP DE 2.02 05/17/05 ZANETT INC DE 2.01,9.01 03/01/05 AMEND