SEC NEWS DIGEST Issue 2005-48 March 14, 2005 COMMISSION ANNOUNCEMENTS CHAIRMAN DONALDSON TO TESTIFY Chairman William H. Donaldson will testify before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises on Tuesday, March 15, concerning Regulation NMS. The hearing will be held in Room 2128 of the Rayburn House Office Building at 10:00 a.m. RULES AND RELATED MATTERS MUTUAL FUND REDEMPTION FEES On March 11, the Commission adopted Rule 22c-2 under the Investment Company Act of 1940. The rule requires the board of directors (including a majority of independent directors) of most registered investment companies (funds) to either approve a redemption fee of up to two percent or determine that imposition of a redemption fee is not necessary or not appropriate for the fund. The proceeds of the redemption fee must be paid to the fund itself. The redemption fee is intended to allow funds to recoup some of the direct and indirect costs incurred as a result of short-term trading strategies, such as market timing. Rule 22c-2 also requires most funds to enter into written agreements with their financial intermediaries (such as broker-dealers and retirement plan administrators) under which the intermediaries must, upon request, provide funds with certain shareholder identity and trading information and carry out certain instructions from the fund. This requirement will enable funds to obtain the information that they need to monitor the frequency of short-term trading in omnibus accounts and enforce their market timing policies. The Commission is also requesting additional comment to obtain further views on whether it should establish uniform standards for redemption fees charged under the rule. The new rule will be effective on May 23, 2005. The compliance date of the rule is Oct. 16, 2006. Comments should be received on or before May 9, 2005. The transition period for rule 22c-2 is intended to give funds and their financial intermediaries ample time to make needed contractual amendments and system enhancements. (Rel. IC-26782; File No. S7-11-04) ENFORCEMENT PROCEEDINGS CFTC AND SEC ANNOUNCE $50 MILLION DISTRIBUTION TO FORMER CUSTOMERS OF PRINCETON ECONOMICS INTERNATIONAL, LTD., AND PRINCETON GLOBAL MANAGEMENT, LTD. The United States Commodity Futures Trading Commission and United States Securities and Exchange Commission announced today that a court- appointed receiver (Receiver) is in the process of distributing over $50 million as part of an interim distribution to former customers of Princeton Economics International, Ltd. and Princeton Global Management, Ltd. (the Princeton Companies). The Princeton Companies and Martin Armstrong are defendants in continuing litigation brought by the CFTC and SEC involving allegations of fraud (see CFTC News Release 4312-99, Sept. 14, 1999). The interim distribution of funds follows a 2004 District Court order authorizing the Receiver to proceed with the distribution only after any appeals of that order and certain specified claims detailed in the order had been resolved. Specifically, the distribution stems from actions filed by the CFTC and SEC alleging that Armstrong and his companies violated the Commodity Exchange Act and federal securities laws, respectively, by engaging in unauthorized commodity futures and options trading and then hiding their trading losses of several hundred million dollars by, among other things, the issuance of false net asset value letters. Mr. Armstrong has been held in civil contempt of a District Court order for failing to produce more than $14 million in assets that the CFTC and SEC contend were proceeds of the fraud. In earlier related actions filed by the United States Attorney for the Southern District of New York, the customers previously obtained more than $600 million from the Republic New York Securities Corporation (Republic), a futures commission merchant through which the trading was conducted (see CFTC News Release 4590-01, December 17, 2001). The CFTC has also separately entered into settlements with Republic and other individuals associated with the Princeton scheme that imposed, among other things, civil monetary penalties and restitution totaling approximately $20 million. The SEC issued an order revoking Republic's registration and an order barring William H. Rogers, a former Republic employee, from associating with any broker or dealer (see CFTC News Release 4952-04). (Press Rel. 2005-35) COMMISSION REMANDS PROCEEDINGS AGAINST VLADISLAV ZUBKIS The Commission has remanded to an administrative law judge proceedings against Vladislav S. Zubkis. The law judge entered an order against Zubkis four days before the scheduled hearing date, finding him in default and barring him from associating with a broker-dealer or participating in a penny stock offering. The Commission held, among other things, that because Zubkis has been participating in his defense, the law judge should be given the opportunity to consider whether the default order was entered prematurely. (Rel. 34-51364; File No. 3- 11625) SEC OBTAINS FINAL JUDGMENTS AGAINST JOEL BOEHM, JAMES IVERSON AND VICTOR DHOOGE FOR THEIR PARTICIPATION IN A MUNICIPAL REVENUE BOND OFFERING FRAUD The Commission announced today that on March 3 Judge Matthew F. Kennelly, a U.S. District Court Judge in Chicago, issued, pursuant to their consents, final judgments against Defendants Joel T. Boehm (Boehm) of Carlsbad, California, James E. Iverson (Iverson) of Agoura, California, and Victor P. Dhooge (Dhooge) of Solana Beach, California for their involvement in a municipal revenue bond offering fraud that was the subject of the Commission’s lawsuit filed on June 29, 2004. The judgments entered by the Court: (1) permanently enjoin Boehm, Iverson and Dhooge from violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; (2) order Boehm to pay disgorgement in the amount of $152,500, plus prejudgment interest thereon in the amount of $62,902.64, and do not impose a civil penalty and waive payment of all but $24,167.99 of the disgorgement and prejudgment interest ordered based on Boehm’s representations to the Commission regarding his financial condition; (3) order Iverson to pay disgorgement in the amount of $109,000, plus prejudgment interest thereon in the amount of $41,941.09, impose a civil penalty of $75,000, and do not require payment of the $150,941.09 of disgorgement and prejudgment interest ordered against Iverson because that obligation is considered satisfied by payments exceeding $150,941.09 that Iverson has previously made from his own funds to settle related investor actions; and (4) order Dhooge to pay disgorgement in the amount of $295,194, plus prejudgment interest thereon in the amount of $132,212.02, for a total of $427,406.02, and find this obligation to have been satisfied in part by payments totaling $140,000.00 that Dhooge has previously made from his own funds to settle related investor actions, leaving $287,406.02 of the disgorgement and prejudgment interest ordered against Dhooge unsatisfied, and do not impose a civil penalty and waive payment of all but $120,000 of the remaining disgorgement and prejudgment interest amount against Dhooge based on his representations to the Commission regarding his financial condition. The Commission’s complaint alleged that from February 1996 through August 1999, Boehm, Iverson, Dhooge and others (Defendants), acting in concert, fraudulently offered and sold over $131 million of municipal revenue bonds to members of the public to finance the development of specified healthcare facilities by Heritage Housing Development, Inc. The Defendants offered and sold the bonds in question through a series of eleven offerings underwritten by the now-defunct Minnesota broker- dealer firm of Miller & Schroeder Financial, Inc. (Miller & Schroeder). The Defendants sold the bonds to more than 1,800 investors residing in 36 States. According to the complaint, Iverson and Dhooge, registered representatives of Miller & Schroeder, managed the underwriting of the various bond offerings, despite their knowledge that bond proceeds were being wrongfully commingled and diverted. Boehm, an attorney who acted as counsel for Miller & Schroeder in the bond offerings, issued favorable legal opinions despite his knowledge that bond proceeds were being wrongfully commingled and diverted. The complaint alleged that Boehm, Iverson and Dhooge, acting knowingly or with a reckless disregard for the truth, all took part in writing, reviewing, or disseminating bond prospectuses which misled investors and that all the Defendants personally profited from the scheme. This case is still pending against Defendants Robert A. Kasirer and Jerold V. Goldstein and several relief defendants. [SEC v. Robert A. Kasirer, et al., Case Number 04-04-CV-04340, USDC, N.D. Ill., (Judge Matthew F. Kennelly)] (LR-19131) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES On April 22, 2004, the New York Stock Exchange, and on Sept. 20, 2004, the National Association of Securities Dealers, filed proposed rule changes (SR-NYSE-2004-24) and (SR-NASD 2004-141) relating to research analyst participation in road shows related to investment banking services transactions and requiring that certain communications about investment banking services transactions be fair, balanced and not misleading. On Feb. 11, 2005, NYSE filed Amendment No. 1 to its proposed rule change. On Feb. 4, 2005, NASD filed Amendment No. 1 to its proposed rule change, and on March 9, 2005, NASD filed Amendment No. 2 to its proposed rule change. Publication of the proposals is expected in the Federal Register during the week of March 14. (Rel. 34-51358) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2005-10) related to the testing and orientation requirements for nominees of member organizations approved solely as Clearing Members. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51361) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ILINC COMMUNICATIONS INC, 2999 NORTH 44TH STREET, SUITE 650, PHOENIX, AZ, 85018, 6029521200 - 6,037,260 ($2,354,531.40) Equity, (File 333-123248 - Mar. 11) (BR. 03) S-1 Warner Music Group Corp., 75 ROCKEFELLER PLAZA, NEW YORK, NY, 10019, 212-275-2000 - 0 ($750,000,000.00) Other, (File 333-123249 - Mar. 11) (BR. 05) S-4 PHARMA SERVICES INTERMEDIATE HOLDING CORP, 4709 CREEKSTONE DRIVE, RIVERBIRTH BUILDING SUIRE 200, BURHAM, NC, 27703-8411, 919-998-2000 - 0 ($219,000,000.00) Non-Convertible Debt, (File 333-123250 - Mar. 11) (BR. ) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($26,599,125.00) Equity, (File 333-123251 - Mar. 11) (BR. 05) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($372,201,900.75) Equity, (File 333-123252 - Mar. 11) (BR. 05) S-8 GREEN MOUNTAIN COFFEE ROASTERS INC, 33 COFFEE LANE, WATERBURY, VT, 05676, 8022445621 - 300,000 ($7,563,150.00) Equity, (File 333-123255 - Mar. 11) (BR. 04) SB-2 INTREPID TECHNOLOGY & RESOURCE INC, 656 CEDAR ST, PONDERAY, ID, 83852, 2082633834 - 108,449,746 ($12,471,720.79) Equity, (File 333-123258 - Mar. 11) (BR. 04) S-1 PSF GROUP HOLDINGS INC, 423 WEST 8TH STREET, KANSAS CITY, MO, 64105, 8164727675 - 0 ($100,000,000.00) Equity, (File 333-123260 - Mar. 11) (BR. 04) N-2 FIRST TRUST/FIDAC MORTGAGE INCOME FUND, 1001 WARRENVILLE ROAD, SUITE 300, LISLE, IL, 60532, 630-241-4141 - 1,000 ($20,000.00) Equity, (File 333-123262 - Mar. 11) (BR. ) S-8 TRANSACTION SYSTEMS ARCHITECTS INC, 224 SOUTH 108TH AVE, OMAHA, NE, 68154, 4023907600 - 3,000,000 ($67,959,800.00) Equity, (File 333-123263 - Mar. 11) (BR. 03) S-8 CALYPSO WIRELESS INC, 5979 NW 151ST STREET, MIAMI LAKES, FL, 33014, 7136547777 - 425,000 ($599,250.00) Equity, (File 333-123264 - Mar. 11) (BR. 37) F-3 MAGAL SECURITY SYSTEMS LTD, P O BOX 70, INDUSTRIAL ZONE, YAHUD ISRAEL, L3, 5600, 0 ($25,000,000.00) Equity, (File 333-123265 - Mar. 11) (BR. 37) S-8 ASTEC INDUSTRIES INC, 1725 SHEPHERD ROAD, CHATTANOOGA, TN, 37421, 4238995898 - 3,350,000 ($65,608,926.18) Equity, (File 333-123266 - Mar. 11) (BR. 36) S-3 QMED INC, 25 CHRISTOPHER WAY, ., EATONTOWN, NJ, 07724, 732-544-5544 - 794,443 ($9,144,039.00) Equity, (File 333-123267 - Mar. 11) (BR. 01) S-3 AMERIGROUP CORP, 4425 CORPORATION LANE, SUITE 100, VIRGINIA BEACH, VA, 23462, 7574906900 - 0 ($400,000,000.00) Equity, (File 333-123269 - Mar. 11) (BR. 01) S-8 NETLOGIC MICROSYSTEMS INC, 1875 CHARLESTON ROAD, MOUNTAIN VIEW, CA, 94043, 6509616676 - 225,000 ($2,975,625.00) Equity, (File 333-123271 - Mar. 11) (BR. 36) S-3 LEGG MASON INC, 100 LIGHT ST, BALTIMORE, MD, 21202-1476, 4105390000 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-123272 - Mar. 11) (BR. 07) S-8 ATLANTIC SYNDICATION NETWORK INC, P.O. BOX 30010, LAS VEGAS, NV, 89173-0010, 7028719666 - 3,100,000 ($279,000.00) Equity, (File 333-123273 - Mar. 11) (BR. 05) S-8 ATHEROS COMMUNICATIONS INC, 529 ALMANOR AVENUE, SUNNYVALE, CA, 94085, 408-773-5200 - 3,041,799 ($40,760,106.60) Equity, (File 333-123274 - Mar. 11) (BR. 36) S-3 ALASKA COMMUNICATIONS SYSTEMS GROUP INC, 600 TELEPHONE AVENUE, -, ANCHORAGE, AK, 99503, 9072973000 - 0 ($12,483,000.00) Equity, (File 333-123275 - Mar. 11) (BR. 37) S-8 TIME WARNER INC, ONE TIME WARNER CENTER, NEW YORK, NY, 10019, 2124848000 - 246,200,329 ($7,672,568,834.00) Equity, (File 333-123276 - Mar. 11) (BR. 05) S-8 ENVIRONMENTAL REMEDIATION HOLDING CORP, 5444 WESTHEIMER SUITE 1570, HOUSTON, TX, 77056, 5018212222 - 150,000 ($87,000.00) Equity, (File 333-123277 - Mar. 11) (BR. 04) S-8 TIME WARNER INC, ONE TIME WARNER CENTER, NEW YORK, NY, 10019, 2124848000 - 5,000,000 ($88,550,000.00) Equity, (File 333-123278 - Mar. 11) (BR. 05) S-3 ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVE, MORRISTOWN, NJ, 07960, 973-290-0080 - 4,593,869 ($19,638,789.97) Debt Convertible into Equity, (File 333-123279 - Mar. 11) (BR. 08) S-8 CENTILLIUM COMMUNICATIONS INC, 215 FOURIER AVENUE, FREMONT, CA, 94539, 5107713700 - 0 ($6,925,353.43) Equity, (File 333-123280 - Mar. 11) (BR. 37) S-3 DOR BIOPHARMA INC, 1691 MICHIGAN AVE., SUITE 435, MIAMI, FL, 33139, 305-534-3383 - 15,922,883 ($6,687,610.00) Equity, (File 333-123281 - Mar. 11) (BR. 01) S-3 DYNTEK INC, 18881 VON KARMAN AVENUE, SUITE 250, IRVINE, CA, 92612, 949-955-0078 - 0 ($9,347,354.00) Equity, (File 333-123282 - Mar. 11) (BR. 08) S-4 SBC COMMUNICATIONS INC, 175 E HOUSTON, ROOM 9-Q-04, SAN ANTONIO, TX, 78205, 2108214105 - 0 ($15,374,610,027.00) Equity, (File 333-123283 - Mar. 11) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE 8.01 03/11/05 21ST CENTURY TECHNOLOGIES INC NV 4.01,9.01 03/08/05 24HOLDINGS INC DE 8.01,9.01 03/09/05 7 ELEVEN INC TX 2.02,9.01 03/11/05 A CONSULTING TEAM INC NY 8.01,9.01 03/11/05 AAMES INVESTMENT CORP MD 1.01,8.01,9.01 01/31/05 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 03/08/05 ACCERIS COMMUNICATIONS INC FL 5.02,8.01,9.01 03/09/05 ACE SECURITIES CORP DE 8.01,9.01 03/09/05 ACME UNITED CORP CT 1.01 03/09/05 ACROSS AMERICA REAL ESTATE DEVELOPMEN CO 1.01 03/11/05 ACTIVISION INC /NY DE 7.01,9.01 03/04/05 ADELPHIA COMMUNICATIONS CORP DE 7.01,9.01 03/11/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01 02/25/05 AEP INDUSTRIES INC DE 7.01,9.01 03/10/05 AEP INDUSTRIES INC DE 1.01,3.03,9.01 03/10/05 AEROFLEX INC DE 1.01,9.01 03/11/05 AFC ENTERPRISES INC MN 2.02,8.01,9.01 03/10/05 AFEM MEDICAL CORP NV 3.02 02/08/05 AMEND AIRNET COMMUNICATIONS CORP DE 2.02,4.02 03/09/05 AIRPLANES LTD DE 8.01 03/11/05 AKSYS LTD DE 1.01,9.01 03/07/05 ALAMOSA HOLDINGS INC DE 9.01 03/11/05 AMEND ALICO INC FL 8.01 03/11/05 ALLIANCE IMAGING INC /DE/ DE 1.01 03/09/05 ALPHARMA INC DE 1.01 03/08/05 ALTAIR NANOTECHNOLOGIES INC A6 5.02,7.01,9.01 03/07/05 AMEDISYS INC DE 8.01,9.01 03/10/05 AMERICAN ACCESS TECHNOLOGIES INC FL 2.02,9.01 03/09/05 AMERICAN WATER STAR INC NV 5.02,8.01,9.01 03/07/05 AMGEN INC DE 1.01,5.03,9.01 03/07/05 AMREP CORP OK 2.02,9.01 03/09/05 ANALEX CORP NY 5.02 03/11/05 ANCHOR GLASS CONTAINER CORP /NEW DE 2.02,9.01 03/11/05 ANCHOR GLASS CONTAINER CORP /NEW DE 1.01,1.02,5.02,9.01 03/09/05 ANTHRACITE CAPITAL INC MD 8.01,9.01 03/11/05 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 03/11/05 APPLIED INNOVATION INC DE 1.01,9.01 03/08/05 ARDEN GROUP INC DE 2.02 03/11/05 ARMANINO FOODS OF DISTINCTION INC /CO CO 3.01,9.01 03/09/05 ARROWHEAD RESEARCH CORP DE 1.01,9.01 03/09/05 ASBURY AUTOMOTIVE GROUP INC DE 7.01 03/11/05 ATA HOLDINGS CORP IN 1.01,9.01 03/07/05 ATWOOD OCEANICS INC TX 7.01,8.01,9.01 03/11/05 AUTOZONE INC NV 2.02,9.01 03/11/05 AVIALL INC DE 5.02,9.01 03/08/05 Banc of America Mortgage Securities M DE 8.01,9.01 12/29/04 Banc of America Mortgage Securities M DE 8.01,9.01 01/27/05 BANK OF NEW YORK CO INC NY 2.03 03/10/05 BAR HARBOR BANKSHARES ME 1.01 03/02/05 BARNES GROUP INC DE 1.01 03/07/05 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 03/10/05 BAY NATIONAL CORP 1.01,9.01 03/07/05 BFC FINANCIAL CORP FL 7.01,9.01 02/28/05 BFC FINANCIAL CORP FL 7.01,9.01 03/10/05 BH RE LLC NV 5.02 03/08/05 BILL BARRETT CORP 2.02,7.01,9.01 03/10/05 BIOFIELD CORP \DE\ DE 7.01,9.01 03/09/05 BJs RESTAURANTS INC CA 1.01,3.02,9.01 03/11/05 BLOCKBUSTER INC DE 1.01 03/10/05 BLUEBOOK INTERNATIONAL HOLDING CO DE 1.01,9.01 03/07/05 BlueLinx Holdings Inc. DE 2.02,9.01 03/10/05 BMB MUNAI INC DE 3.02 03/08/05 BON TON STORES INC PA 1.01,9.01 03/08/05 BOOKS A MILLION INC DE 2.02,9.01 03/09/05 AMEND BRADLEY PHARMACEUTICALS INC DE 8.01,9.01 03/11/05 BROADVISION INC DE 5.02 03/10/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01 03/08/05 BSQUARE CORP /WA WA 8.01 03/04/05 BV Financial, Inc. X1 1.01 03/09/05 CABLEVISION SYSTEMS CORP /NY DE 1.01,5.02 03/07/05 CABOT CORP DE 8.01,9.01 03/10/05 CADENCE DESIGN SYSTEMS INC DE 5.02 03/09/05 CALCASIEU REAL ESTATE & OIL CO INC LA 8.01 03/11/05 CAMDEN NATIONAL CORP ME 5.02,9.01 03/11/05 CANDIES INC DE 1.01,5.02,9.01 03/09/05 CAPITAL AUTOMOTIVE REIT MD 8.01 02/26/99 AMEND CAPITAL CITY BANK GROUP INC FL 5.05,9.01 03/09/05 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 03/11/05 CAROLINA NATIONAL CORP SC 2.02,9.01 03/11/05 CATTLESALE CO DE 5.02,9.01 03/10/05 CAVALIER HOMES INC DE 2.02,9.01 12/31/04 CENTERPOINT ENERGY INC 1.01,2.03,9.01 03/07/05 CERBCO INC DE 8.01 02/16/05 CHASE MORTGAGE FINANCE CORP CHASEFLEX DE 8.01,9.01 02/24/05 Chembio Diagnostics Inc. NV 8.01,9.01 02/11/05 CHEMOKINE THERAPEUTICS CORP DE 8.01 03/11/05 CHROMCRAFT REVINGTON INC DE 1.01,5.02 03/11/05 CHURCHILL DOWNS INC KY 1.01,2.02,2.03,7.01,9.01 03/07/05 CINGULAR WIRELESS LLC DE 9.01 10/25/04 AMEND CITIZENS COMMUNITY BANCORP 8.01,9.01 03/09/05 CLAIBORNE LIZ INC DE 1.01 03/07/05 CNL Hotels & Resorts, Inc. MD 1.01 03/11/05 CO LIQUIDATION, INC. DE 8.01 03/07/05 Coastal Bancshares Acquisition Corp. TX 1.01,8.01,9.01 02/22/05 COLGATE PALMOLIVE CO DE 1.01 03/11/05 COLUMBIA BANCORP MD 8.01,9.01 03/11/05 COMC INC DE 9.01 12/03/04 AMEND COMCAST CORP PA 1.01,9.01 03/11/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 03/11/05 COMMONWEALTH BANKSHARES INC VA 2.02,9.01 02/28/05 AMEND COMMONWEALTH BIOTECHNOLOGIES INC VA 8.01,9.01 03/10/05 COMMUNICATION INTELLIGENCE CORP DE 2.02,7.01,9.01 12/31/04 COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 12/31/04 COMPUTER ASSOCIATES INTERNATIONAL INC DE 1.01,9.01 03/07/05 COMPUTER NETWORK TECHNOLOGY CORP MN 2.02,4.02,9.01 03/07/05 CONGOLEUM CORP DE 2.02,9.01 03/10/05 CORAUTUS GENETICS INC DE 1.01 03/07/05 Cord Blood America, Inc. FL 7.01,9.01 03/10/05 COST PLUS INC/CA/ CA 1.01,5.02 03/08/05 COTHERIX INC 2.02,9.01 03/09/05 CROSSTEX ENERGY LP DE 2.02,9.01 03/08/05 CROWN MEDIA HOLDINGS INC DE 1.01,9.01 03/08/05 CSFB HOME EQUITY PASS-THROUGH CERTIFI DE 8.01,9.01 03/11/05 AMEND CWABS INC DE 8.01,9.01 03/09/05 CWMBS INC DE 8.01,9.01 03/07/05 CYBER DEFENSE SYSTEMS INC FL 2.02 03/11/05 CYTODYN INC CO 2.03,9.01 03/09/05 DAOU SYSTEMS INC DE 1.01,9.01 03/11/05 DATASCOPE CORP DE 4.01,9.01 03/11/05 DAYTON SUPERIOR CORP OH 5.02 03/08/05 DCB FINANCIAL CORP OH 1.01 03/07/05 DELPHI CORP DE 5.04,9.01 03/11/05 DIGENE CORP DE 1.01,9.01 03/07/05 DISTRIBUTED ENERGY SYSTEMS CORP DE 2.02,9.01 03/10/05 DOLLAR FINANCIAL CORP DE 1.01,2.01,3.02,9.01 03/07/05 DOLLAR FINANCIAL GROUP INC NY 1.01,2.01,3.02,9.01 03/07/05 DOMINION HOMES INC OH 7.01,9.01 03/09/05 DOW JONES & CO INC DE 2.02,9.01 03/09/05 DUANE READE HOLDINGS INC 2.02,4.02,9.01 03/07/05 DUANE READE INC DE 2.02,4.02,9.01 03/07/05 EDISON INTERNATIONAL CA 2.02,9.01 03/11/05 EDUCATIONAL DEVELOPMENT CORP DE 4.01,9.01 02/22/05 AMEND ENCYSIVE PHARMACEUTICALS INC DE 1.01,2.03,3.02,9.01 03/10/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 5.02,9.01 03/09/05 Energy Transfer Partners, L.P. DE 8.01,9.01 03/09/05 ENTREE GOLD INC B0 7.01,9.01 03/07/05 ENTREMED INC DE 1.01,9.01 03/08/05 ENVIROKARE TECH INC NV 1.01,2.01,3.02,9.01 03/10/05 ENVIROKARE TECH INC NV 1.01,2.01,3.02,9.01 03/10/05 AMEND EON COMMUNICATIONS CORP DE 2.02,9.01 12/09/04 EP MEDSYSTEMS INC NJ 2.02 03/10/05 EQUIFIN INC DE 2.01,9.01 03/09/05 EQUITY LIFESTYLE PROPERTIES INC MD 7.01,9.01 03/10/05 EUPA INTERNATIONAL CORP /NV/ NV 5.02 03/11/05 EVANS & SUTHERLAND COMPUTER CORP UT 8.01 03/08/05 EVANS BOB FARMS INC DE 7.01,9.01 03/08/05 EXCALIBUR INDUSTRIES INC DE 1.03 03/09/05 EXCELLIGENCE LEARNING CORP DE 7.01,9.01 03/11/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.01,8.01,9.01 03/07/05 FERRELLGAS PARTNERS L P DE 5.02 03/11/05 Fieldstone Mortgage Investment Trust, DE 8.01 02/25/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 03/11/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 03/11/05 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 03/10/05 FINLAY FINE JEWELRY CORP DE 2.02,9.01 03/10/05 FIRST BANCSHARES INC /MO/ MO 2.06,9.01 03/11/05 FIRST CHESTER COUNTY CORP PA 1.01 03/07/05 FIRST CITIZENS BANCORPORATION INC SC 8.01 03/07/05 First Franklin Mortgage Loan Trust 20 8.01,9.01 02/24/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 1.01,7.01,9.01 03/07/05 FOUNDATION CAPITAL RESOURCES INC GA 2.02,9.01 03/07/05 FUELCELL ENERGY INC DE 2.02,9.01 03/07/05 GALLAGHER ARTHUR J & CO DE 1.01 03/08/05 GANDER MOUNTAIN CO MN 2.02,9.01 03/11/05 GENVEC INC DE 2.02,9.01 03/09/04 GFI Group Inc. DE 2.02,9.01 03/10/05 GILLETTE CO DE 5.02 03/10/05 GLENAYRE TECHNOLOGIES INC DE 1.01,9.01 03/08/05 GLOBAL CONCEPTS, LTD. CO 1.01,5.02 03/07/05 GLOBIX CORP DE 1.01,2.01,2.02,3.02,3.03,5.02 03/07/05 GRANITE BROADCASTING CORP DE 1.01,2.01,2.03,9.01 03/07/05 Grant Life Sciences, Inc. NV 1.01,8.01,9.01 03/07/05 GRAY TELEVISION INC GA 2.02,9.01 03/10/05 GRUBB & ELLIS CO DE 1.01,3.02,5.02,9.01 03/08/05 GS Mortgage GSAMP Trust 2005-NC1 DE 8.01,9.01 02/28/05 GS MORTGAGE SECURITIES CORP DE 8.01 03/11/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 03/08/05 GSI COMMERCE INC DE 1.01,5.03,9.01 08/31/04 GSR Mortgage Loan Trust 2005-2F DE 8.01 03/11/05 GTC TELECOM CORP NV 1.01,9.01 03/06/05 HAIN CELESTIAL GROUP INC DE 1.01,9.01 03/07/05 HANCOCK JOHN LIFE INSURANCE CO MA 3.02 03/08/05 HAROLDS STORES INC OK 2.02,9.01 03/08/05 HARRAHS ENTERTAINMENT INC DE 5.02,8.01,9.01 03/11/05 HEADLINERS ENTERTAINMENT GROUP, INC. DE 1.01 03/07/05 HEALTH EXPRESS USA INC FL 8.01,9.01 03/09/05 HECTOR COMMUNICATIONS CORP MN 2.02,9.01 12/31/04 HIGHWOODS PROPERTIES INC MD 7.01 03/04/05 HIGHWOODS REALTY LTD PARTNERSHIP NC 7.01 03/04/05 HILB ROGAL & HOBBS CO VA 1.01,9.01 02/07/05 Home Loan Mortgage Loan Trust 2004-2 DE 2.01,8.01,9.01 02/24/05 HORIZON HEALTH CORP /DE/ DE 1.01,8.01,9.01 03/10/05 ICON CASH FLOW PARTNERS L P SEVEN DE 1.02,9.01 03/08/05 IDT CORP DE 2.02,9.01 03/10/05 IMPERIAL OIL LTD 8.01 03/09/05 IMPLANT SCIENCES CORP MA 1.01,2.01,2.03,7.01,9.01 03/09/05 INDUS INTERNATIONAL INC DE 8.01,9.01 03/11/05 INFRASOURCE SERVICES INC DE 2.02,9.01 03/11/05 INSMED INC VA 8.01,9.01 03/11/05 INTEGRATED ALARM SERVICES GROUP INC DE 2.02,8.01 03/11/05 INTERNATIONAL ELECTRONICS INC MA 4.01 03/11/05 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01,9.01 03/08/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 03/11/05 INTRABIOTICS PHARMACEUTICALS INC /DE DE 1.01,5.02 03/09/05 INVESTOOLS INC DE 8.01,9.01 03/11/05 ITRON INC /WA/ WA 8.01,9.01 03/10/05 IVAX CORP FL 1.01 03/09/05 J.P. Morgan Mortgage Trust 2005-A1 DE 8.01,9.01 03/11/05 JACKSON HEWITT TAX SERVICE INC DE 7.01,9.01 03/10/05 JPC Capital Partners, Inc. DE 8.01 03/11/05 KEITHLEY INSTRUMENTS INC OH 7.01 02/12/05 KEYCORP /NEW/ OH 8.01 03/10/05 KEYCORP STUDENT LOAN TRUST 1999 B DE 8.01 03/10/05 KEYCORP STUDENT LOAN TRUST 2000-A OH 8.01 03/10/05 KEYCORP STUDENT LOAN TRUST 2000-B DE 8.01 03/10/05 KEYCORP STUDENT LOAN TRUST 2001-A 8.01 03/10/05 KEYCORP STUDENT LOAN TRUST 2002-A OH 8.01 03/10/05 KEYCORP STUDENT LOAN TRUST 2003-A DE 8.01 03/10/05 Keycorp Student Loan Trust 2004-A DE 8.01 03/10/05 KOPIN CORP DE 7.01 03/11/05 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02 03/09/05 LACLEDE STEEL CO /DE/ DE 8.01,9.01 01/31/05 LEAPFROG ENTERPRISES INC 1.01 03/07/05 LEHMAN ABS CORP DE 8.01 03/11/05 LEHMAN ABS CORP DE 8.01 03/11/05 LEHMAN ABS CORP AT&T WIRELESS SERV NO DE 8.01,9.01 03/01/05 LEHMAN ABS CORP BCKD TR CRTS CORN DB DE 8.01,9.01 03/01/05 LEHMAN ABS CORP BCKD TR CRTS TOYS R U DE 8.01,9.01 03/01/05 LEHMAN ABS CORP COR BK TR CER CORN DE DE 8.01,9.01 03/01/05 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE 8.01,9.01 03/01/05 LEHMAN ABS CORP KINDER MORGAN DEBEN B DE 8.01,9.01 03/01/05 LESCO INC/OH OH 2.02,9.01 02/24/05 LEVI STRAUSS & CO DE 1.01,2.03,8.01,9.01 03/07/05 LIMITED BRANDS INC DE 1.01,9.01 03/08/05 LINENS N THINGS INC DE 2.02,4.02,9.01 03/10/05 LUBRIZOL CORP OH 1.01,9.01 03/09/05 AMEND LUCYS CAFE INC 3.02,5.01,5.02 03/09/05 LYNCH INTERACTIVE CORP DE 8.01 03/11/05 M & F WORLDWIDE CORP DE 2.02,9.01 03/11/05 M WAVE INC DE 7.01,9.01 03/10/05 M&F BANCORP INC /NC/ NC 8.01,9.01 03/08/05 MAF BANCORP INC DE 5.02 03/08/05 MAGNA ENTERTAINMENT CORP DE 5.02,9.01 03/08/05 MAGNUM HUNTER RESOURCES INC NV 5.02,8.01 03/11/05 MANCHESTER TECHNOLOGIES INC NY 2.02,9.01 03/11/05 MANHATTAN ASSOCIATES INC GA 7.01 03/10/05 MARVEL ENTERPRISES INC DE 2.02,9.01 03/07/05 MASS MEGAWATTS WIND POWER INC MA 2.02,9.01 03/11/05 MAXTOR CORP DE 1.01 03/07/05 MAXXAM INC DE 1.01,9.01 03/10/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 03/11/05 MEDICAL STAFFING NETWORK HOLDINGS INC DE 1.01,2.03,5.02,9.01 03/10/05 MERCER INTERNATIONAL INC WA 2.02,9.01 03/11/05 Meritage Homes CORP MD 8.01,9.01 03/10/05 MERRILL LYNCH & CO INC DE 3.03,5.03,8.01,9.01 03/09/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/09/05 MERRILL MERCHANTS BANCSHARES INC ME 8.01,9.01 03/11/05 MGM MIRAGE DE 2.02 03/10/05 MICREL INC CA 8.01 03/09/05 MICROVISION INC WA 1.01,3.02,9.01 03/07/05 MID AMERICA APARTMENT COMMUNITIES INC TN 1.01,9.01 03/08/05 MIDAS INC DE 1.01 03/07/05 AMEND MILLS CORP DE 2.01,9.01 03/07/05 MISSION ENERGY HOLDING CO DE 2.02,9.01 03/11/05 MM COMPANIES INC DE 4.01,9.01 03/07/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 03/09/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 11/26/04 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 02/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 02/01/05 MOSCOW CABLECOM CORP DE 3.01 03/08/04 MOTIENT CORP DE 8.01,9.01 03/11/05 MPHASE TECHNOLOGIES INC NJ 8.01 03/10/05 MTR GAMING GROUP INC DE 2.02,9.01 03/11/05 MYLAN LABORATORIES INC PA 8.01,9.01 03/10/05 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 1.01,9.01 03/07/05 NATUS MEDICAL INC DE 8.01,9.01 03/11/05 Navidec Financial Services, Inc. CO 4.01,9.01 03/07/05 Navidec Financial Services, Inc. CO 4.01,9.01 03/07/05 AMEND NAVIGANT INTERNATIONAL INC DE 8.01,9.01 03/11/05 NAVIGATORS GROUP INC DE 1.01 03/08/05 NCO GROUP INC PA 7.01,9.01 03/10/05 NETWORTH TECHNOLOGIES, INC. DE 5.03,9.01 03/09/05 NETWORTH TECHNOLOGIES, INC. DE 3.03 12/16/04 AMEND NETWORTH TECHNOLOGIES, INC. DE 8.01 11/24/04 AMEND NEW CENTURY FINANCIAL CORP MD 1.01,1.02,9.01 02/25/05 New Century Home Equity Loan Trust 20 2.01,9.01 02/16/05 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 5.02,5.03,9.01 03/10/05 NEW YORK MORTGAGE TRUST INC MD 8.01,9.01 03/11/05 NEWALLIANCE BANCSHARES INC 8.01 03/09/05 NEWS CORP 1.01 03/08/05 NEXEN INC A0 1.01,2.03,9.01 03/10/05 NEXSTAR BROADCASTING GROUP INC DE 8.01,9.01 03/11/05 NEXTEL PARTNERS INC DE 1.01,4.02,9.01 03/09/05 NII HOLDINGS INC DE 2.02,9.01 03/11/05 NOBEL LEARNING COMMUNITIES INC DE 7.01,9.01 03/10/05 NORTH AMERICAN SCIENTIFIC INC 4.02 03/10/05 NOVADEL PHARMA INC DE 5.02,8.01,9.01 03/07/05 NTS REALTY HOLDINGS LP DE 1.01 03/10/05 NUCO2 INC /FL FL 8.01,9.01 03/11/05 OFFSHORE LOGISTICS INC DE 8.01,9.01 03/11/05 OLYMPUS COMMUNICATIONS LP DE 7.01,9.01 03/11/05 ONE LIBERTY PROPERTIES INC MD 2.02,9.01 03/10/05 Onstream Media CORP FL 1.01,9.01 03/08/05 OPENWAVE SYSTEMS INC DE 1.01,9.01 03/07/05 OPTELECOM INC DE 1.01,2.01,9.01 03/08/05 ORASURE TECHNOLOGIES INC DE 1.01,9.01 03/10/05 ORION HEALTHCORP INC DE 3.01,9.01 03/11/05 OUTBACK STEAKHOUSE INC DE 5.02,9.01 03/07/05 PACEL CORP VA 5.02,5.03 02/25/05 Park Place Securities, Inc., Asset-Ba DE 2.01,9.01 02/01/05 PENN OCTANE CORP DE 3.02 03/09/05 PERFECTDATA CORP CA 1.01,5.03,9.01 03/07/05 PERFORMANCE TECHNOLOGIES INC \DE\ DE 5.02 03/11/05 AMEND PETROLEUM DEVELOPMENT CORP NV 8.01 03/10/05 PHOENIX COMPANIES INC/DE DE 2.02,9.01 03/11/05 POPE & TALBOT INC /DE/ DE 2.02 03/11/05 POWELL INDUSTRIES INC NV 9.01 01/31/05 PRIDE INTERNATIONAL INC DE 1.01,9.01 03/09/05 PRIMUS GUARANTY LTD 5.02 02/15/05 PROFESSIONAL VETERINARY PRODUCTS LTD MO 1.01,2.03 12/28/04 PROFESSIONAL VETERINARY PRODUCTS LTD MO 5.03,9.01 03/07/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 03/03/05 Protective Life Secured Trust 2005-2 DE 1.03,2.01,8.01,9.01 03/10/05 PSB BANCORP INC PA 8.01,9.01 03/11/05 PSYCHIATRIC SOLUTIONS INC DE 1.01,9.01 03/10/05 PSYCHIATRIC SOLUTIONS INC DE 7.01,9.01 03/10/05 PUGET ENERGY INC /WA WA 7.01 03/11/05 QUALCOMM INC/DE DE 1.01,5.02,5.03,9.01 03/07/05 Quest Minerals & Mining Corp UT 1.01,1.02,3.02 12/17/04 QUICKSILVER RESOURCES INC DE 1.01,5.02,9.01 03/07/05 QUIDEL CORP /DE/ DE 1.01,9.01 03/07/05 RAINMAKER SYSTEMS INC CA 3.01,5.02,8.01,9.01 03/09/05 RAMP CORP DE 3.02 03/11/05 RCG COMPANIES INC DE 1.01 02/10/05 AMEND REALTY INCOME CORP MD 8.01,9.01 03/08/05 RIGGS NATIONAL CORP DE 5.02,8.01,9.01 03/11/05 RIO VISTA ENERGY PARTNERS LP DE 1.01,3.02 03/09/05 ROGERS CORP MA 5.02,7.01,9.01 03/11/05 RURAL METRO CORP /DE/ DE 1.01,1.02,2.03,9.01 03/10/05 AMEND SAFE IDEA INC NV 5.01,8.01 03/11/05 SAN HOLDINGS INC CO 1.01,1.02,3.02,9.01 03/10/05 SAVIENT PHARMACEUTICALS INC DE 5.02 03/07/05 SBA COMMUNICATIONS CORP FL 2.02 03/10/05 SBC COMMUNICATIONS INC DE 1.01 03/10/05 SCIENCE APPLICATIONS INTERNATIONAL CO DE 5.02 03/11/05 SCOTIA PACIFIC CO LLC DE 8.01 03/10/05 SCRIPPS E W CO /DE OH 8.01,9.01 03/11/05 SEARCHHELP INC 5.02,9.01 03/11/05 SEARS ROEBUCK & CO NY 5.03 03/10/05 SECURED DATA INC /NV/ NV 2.01,9.01 02/27/04 AMEND SEITEL INC DE 1.01 03/07/05 SELIGMAN NEW TECHNOLOGIES FUND II INC MD 7.01,9.01 03/11/05 SELIGMAN NEW TECHNOLOGIES FUND INC 7.01,9.01 03/11/05 SEQUA CORP /DE/ DE 2.02,7.01,9.01 03/11/05 Sequoia HELOC Trust 2004-1 MD 8.01,9.01 02/22/05 Sequoia Mortgage Trust 2004-11 8.01,9.01 02/22/05 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 02/22/05 Sequoia Mortgage Trust 2005-1 8.01,9.01 02/22/05 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 03/11/05 SILICON GRAPHICS INC DE 1.01,9.01 03/07/05 SIPEX CORP MA 4.02,9.01 03/10/05 SIRICOMM INC DE 8.01,9.01 03/10/05 SIRVA INC DE 2.01,9.01 12/23/04 AMEND SOLOMON TECHNOLOGIES INC DE 1.01,1.02,2.03 03/07/05 SOMERSET HILLS BANCORP NJ 8.01 03/11/05 SONEX RESEARCH INC MD 8.01 03/11/05 SOUTHCOAST FINANCIAL CORP SC 5.02 03/11/05 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 03/11/05 SPARTAN MOTORS INC MI 7.01,9.01 03/10/05 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 2.02,9.01 03/09/05 SPEEDHAUL HOLDINGS, INC. NJ 1.01,2.01,3.02,5.01,5.02,9.01 12/21/04 AMEND STAKTEK HOLDINGS INC DE 1.01,2.03 03/11/05 STEPHAN CO FL 5.02 12/31/04 STERLING CHEMICALS INC DE 1.01 03/10/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/11/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/09/05 STUDENT LOAN CORP DE 3.01,5.02 03/11/05 SUMMIT FINANCIAL CORP SC 1.01 03/07/05 SUNLINK HEALTH SYSTEMS INC OH 1.01,9.01 03/11/05 SUNTRON CORP DE 2.02,9.01 03/10/05 SUPPORTSOFT INC DE 1.01 03/07/05 SWANK, INC. DE 1.01,9.01 03/11/05 TCF FINANCIAL CORP DE 8.01,9.01 03/11/05 TECH DATA CORP FL 1.01,9.01 03/07/05 Tectonic Network, Inc DE 8.01 03/10/05 TEJON RANCH CO DE 2.02,9.01 03/10/05 TELENETICS CORP CA 1.01,3.02,5.02,9.01 03/07/05 TEMPLE INLAND INC DE 8.01,9.01 02/17/05 AMEND TENET HEALTHCARE CORP NV 8.01 03/10/05 TENNECO AUTOMOTIVE INC DE 1.01 03/07/05 TERCICA INC DE 1.01 03/11/05 TESSCO TECHNOLOGIES INC DE 5.02,9.01 03/11/05 THERMA WAVE INC DE 5.02,9.01 03/08/05 THQ INC DE 1.01 03/09/05 TNP ENTERPRISES INC TX 2.02,7.01,9.01 03/09/05 TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01,9.01 03/10/05 TOTAL ENTERTAINMENT RESTAURANT CORP DE 4.02 03/07/04 TOTAL ENTERTAINMENT RESTAURANT CORP DE 2.02,4.02,9.01 12/28/04 AMEND TRAVIS BOATS & MOTORS INC TX 5.01,8.01 03/10/05 TRIARC COMPANIES INC DE 1.01,9.01 03/10/05 AMEND TRIMERIS INC DE 2.02 03/10/05 TRIPLE-S MANAGEMENT CORP 5.02 02/04/05 AMEND TRIQUINT SEMICONDUCTOR INC DE 1.01 03/07/05 TRITON PCS HOLDINGS INC 1.01,9.01 03/07/05 TUFCO TECHNOLOGIES INC DE 8.01,9.01 03/09/05 UICI DE 8.01,9.01 03/10/05 UNITED COMPANIES CORP 1.01,3.02,9.01 01/01/05 UNITRONIX CORP NJ 4.01,9.01 03/11/05 AMEND UNIVERSAL AUTOMOTIVE INDUSTRIES INC / DE 5.02 03/04/05 UNIZAN FINANCIAL CORP OH 7.01,9.01 03/09/05 URSTADT BIDDLE PROPERTIES INC MD 2.02,9.01 01/31/05 URSTADT BIDDLE PROPERTIES INC MD 2.01 01/30/05 AMEND US MEDSYS CORP CO 1.02,7.01,9.01 03/04/05 USEC INC DE 4.02 03/07/05 VALOR COMMUNICATIONS GROUP INC DE 5.02,7.01,9.01 03/07/05 VALOR COMMUNICATIONS GROUP INC DE 2.02,7.01,9.01 03/08/05 VICURON PHARMACEUTICALS INC DE 2.02,9.01 03/10/05 VIROPHARMA INC DE 2.02,7.01,9.01 03/10/05 VITAL SIGNS INC NJ 1.01,5.02,9.01 03/08/05 VIVUS INC CA 7.01,8.01,9.01 03/09/05 WABASH NATIONAL CORP /DE DE 1.01,9.01 03/07/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/09/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/11/05 WASTE MANAGEMENT INC DE 8.01,9.01 03/11/05 WCI COMMUNITIES INC 1.01,2.03,9.01 03/10/05 WEATHERFORD INTERNATIONAL LTD D0 1.01 03/07/05 WEBMD CORP /NEW/ DE 1.01 03/07/05 WJ COMMUNICATIONS INC CA 8.01 03/11/05 WYNDHAM INTERNATIONAL INC DE 1.01,9.01 03/11/05 XA, INC. NV 1.01,2.01,3.02,3.03,8.01,9.01 12/28/04 AMEND XANSER CORP DE 7.01,9.01 03/10/05 XOMA LTD /DE/ DE 1.01,9.01 03/08/05 ZEBRA TECHNOLOGIES CORP/DE DE 1.01,9.01 03/10/05