SEC NEWS DIGEST Issue 2005-40 March 2, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – WEDNESDAY, MARCH 9, 2005 – 4:00 P.M. The subject matter of the closed meeting scheduled for Wednesday, March 9, will be: Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS IN THE MATTER OF ROBERTO VEITA An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in the matter of Roberto E. Veitia. The Order Instituting Proceedings alleged that on May 13, 2003, the U.S. District Court for the Middle District of Florida entered final judgment against Roberto E. Veitia, permanently enjoining him from violating Sections 5, 17(a), and 17(b) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Further, the court ordered that as a controlling person of Corporate Relations Group, Inc., pursuant to Section 20 of the Securities Exchange Act of 1934, Veitia was permanently enjoined from violating Sections 5, 17(a), and 17(b) of the Securities Act of 1933, and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Default Order finds these allegations to be true and bars Roberto E. Veitia from participating in an offering of penny stock. (Rel. 34-51287; File No. 3-11646) IN THE MATTER OF SCOTT MCCREADIE An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanctions by Default (Default Order) in the matter of Scott F. McCreadie. The Order Instituting Proceedings alleged that on Jan. 18, 2005, Respondent Scott F. McCreadie pled guilty to one count of violating Section 10(b) of the Securities Exchange Act of 1934 and two counts of tax evasion. The Default Order finds these allegations to be true and bars Scott F. McCreadie from associating with any broker, dealer, or investment adviser. (Rel. 34-51288; IA-2364; File No. 3- 11807) SEC CHARGES HUMATECH, INC. AND ITS CEO AND CFO WITH FINANCIAL FRAUD On February 28, the SEC filed a civil case in the U.S. District Court for the Southern District of Texas (Houston Division) against Humatech, Inc., and its CEO, David G. Williams, and CFO, John D. Rottweiler. Humatech, whose common stock trades under the ticker symbol HUMT on the OTC Bulletin Board, is a fertilizer and animal-feed additive company based in Houston, Texas, at the time of the alleged violations. According to the SEC’s complaint, Williams and Rottweiler engaged in a bogus revenue-recognition scheme that inflated Humatech’s assets and revenue from 2000 through 2002. In January and October 2000, Humatech improperly recorded two sales totaling $297,640 to Humatech Ltd., a United Kingdom distributor that Williams and Rottweiler secretly controlled. These purported sales, however, were contingent on the distributor reselling the product to a third-party purchaser, and thus did not qualify for revenue recognition under generally accepted accounting principles. As a result of the improper sales, Humatech grossly overstated its revenue or assets or both in each quarterly and annual SEC report from January 31, 2000, through the quarter ended October 31, 2002. The SEC’s complaint against Williams, Rottweiler, and Humatech, alleges violations of the anti-fraud, issuer-reporting, books-and-records, internal-controls, officer-certification, and lying-to-auditor provisions of the federal securities laws—specifically, Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2), and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-13, 13a-14, 13b2-1, and 13b2-2 thereunder. The SEC is seeking permanent injunctive relief against each defendant and a civil money penalty, an officer-and-director bar, an accounting, and disgorgement plus prejudgment interest against Williams and Rottweiler. [SEC v. Humatech, Inc., David G. Williams, and John D. Rottweiler, Civil Action No. H-05-0665, USDC/SDTX, (Houston Division)] (LR-19108; AAE Rel. 2193) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto filed by the American Stock Exchange (SR- Amex-2005-002), relating to the member firm guarantee. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51275) PROPOSED RULE CHANGE The New York Stock Exchange filed a proposed rule change (SR-NYSE-2004- 59) to adopt a new rule (NYSE Rule 401A) requiring members and member organizations to respond to customer complaints, and adding failure to acknowledge customer complaints to the minor fine provisions of Rule 476A. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51276) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq) (SR-NASD-2005-027) and Amendment No. 1 thereto to clarify members’ obligations to report the cancellation of trades previously submitted to the Nasdaq Market Center has become immediately effective under Section 19(b)(3)(A) of the Securities and Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51278) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . N-2 ROYCE FOCUS TRUST INC, 1414 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, 2125084578 - 101,626 ($1,000,000.00) Equity, (File 333-123047 - Mar. 1) (BR. 22) S-8 MEIER WORLDWIDE INTERMEDIA INC, 1100 MELVILLE ST STE 320, VANCOUVER BRITISH COLUMBIA, V6E 4A6, A1, 00000, 6046897572 - 450,000 ($225,000.00) Equity, (File 333-123048 - Mar. 1) (BR. 08) S-8 PMI GROUP INC, 3003 OAK ROAD, WALNUT CREEK, CA, 94597-2098, 925-658-7878 - 0 ($80,060,000.00) Equity, (File 333-123049 - Mar. 1) (BR. 01) S-1 Juniper Partners Acquisition Corp., 56 WEST 45TH STREET, SUITE 805, NEW YORK, NY, 10036, (212) 398-3112 - 0 ($51,553,850.00) Equity, (File 333-123050 - Mar. 1) (BR. 09) F-1 DIANA SHIPPING INC., PENDELIS 16, 175 64 PALAIO FALIRO, ATHENS, J3, 00000, 30-210-947-0000 - 0 ($241,931,250.00) Equity, (File 333-123052 - Mar. 1) (BR. 05) SB-2 BIOMETRIX INTERNATIONAL, INC., 555 POWERLINE RD., POMPANO BEACH, FL, 33069, 704-904-2390 - 25,000 ($2,500.00) Equity, (File 333-123053 - Mar. 1) (BR. 09) S-8 INFORM WORLDWIDE HOLDINGS INC, 103333 E DRY CREEK ROAD, SUITE 270, ENGLEWOOD, CO, 80112, 7192271903 - 100,000,000 ($50,000.00) Equity, (File 333-123054 - Mar. 1) (BR. 09) S-8 PHH CORP, 3000 LEADENHALL ROAD, MT. LAUREL, NJ, 08054, 856-917-1744 - 0 ($17,600,000.00) Equity, (File 333-123055 - Mar. 1) (BR. 07) F-10 Cardiome Pharma Corp, 6190 AGRONOMY RD. 6TH FLOOR, VANCOUVER, A1, V6T 1Z3, 1-604-677-6905 - 9,775,000 ($84,651,500.00) Equity, (File 333-123056 - Mar. 1) (BR. 01) S-3D PFIZER INC, 235 E 42ND ST, NEW YORK, NY, 10017, 2125732323 - 10,000,000 ($299,800,000.00) Equity, (File 333-123058 - Mar. 1) (BR. 01) S-8 COMCAST CORP, 0 ($138,401,250.00) Equity, 0 ($65,000,000.00) Non-Convertible Debt, (File 333-123059 - Mar. 1) (BR. 37) S-8 iVOW, Inc., 2101 FARADAY AVENUE, CARLSBAD, CA, 92008, 7606039120 - 0 ($1,620,000.00) Equity, (File 333-123060 - Mar. 1) (BR. 01) N-2 AIM FLOATING RATE FUND, 11 GREENWAY PLAZA, SUITE 100, 21ST FL, HOUSTON, TX, 77046, 7136261919 - 1,000,000 ($9,680,000.00) Equity, (File 333-123063 - Mar. 1) (BR. 18) N-2 AIM FLOATING RATE FUND, 11 GREENWAY PLAZA, SUITE 100, 21ST FL, HOUSTON, TX, 77046, 7136261919 - 30,000,000 ($288,900,000.00) Equity, (File 333-123064 - Mar. 1) (BR. 18) S-11 DiamondRock Hospitality Co, 10400 FERNWOOD RD, BETHESDA, MD, 20817, 301-380-3936 - 0 ($172,500,000.00) Equity, (File 333-123065 - Mar. 1) (BR. ) S-8 FIRST MONTAUK FINANCIAL CORP, 328 NEWMAN SPRINGS RD, PKWY 109 OFFICE CTR, RED BANK, NJ, 07701, 7328424700 - 7,620,000 ($7,289,700.00) Equity, (File 333-123066 - Mar. 1) (BR. 07) N-2 AIM FLOATING RATE FUND, 11 GREENWAY PLAZA, SUITE 100, 21ST FL, HOUSTON, TX, 77046, 7136261919 - 50,000,000 ($459,000,000.00) Equity, (File 333-123067 - Mar. 1) (BR. 18) S-8 FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA, 16148, 724-981-6000 - 149,009 ($1,615,577.87) Equity, (File 333-123068 - Mar. 1) (BR. 07) S-8 WHITEHALL JEWELLERS INC, 155 N WACKER DR, SUITE 500, CHICAGO, IL, 60606, 3127826800 - 0 ($2,966,914.40) Equity, (File 333-123069 - Mar. 1) (BR. 02) S-3 NEW CENTURY FINANCIAL CORP, 18400 VON KARMAN, SUITE 1000, IRVINE, CA, 92612, 9494407030 - 0 ($5,500,000.00) Other, (File 333-123070 - Mar. 1) (BR. 08) N-2 PAFM NACM International & Premium Strategy Fund, 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105, 212-739-3371 - 1,000 ($25,000.00) Equity, (File 333-123072 - Mar. 1) (BR. 17) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 2.02,9.01 03/01/05 3D SYSTEMS CORP DE 2.02,9.01 03/01/05 8X8 INC /DE/ DE 1.01 02/23/05 AAMES INVESTMENT CORP MD 8.01,9.01 02/24/05 AARON RENTS INC GA 1.01,9.01 02/22/05 ABERCROMBIE & FITCH CO /DE/ DE 1.01 02/14/05 AMEND ACE LTD D0 5.02,9.01 02/23/05 ADE CORP MA 2.02,9.01 03/01/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 02/18/05 AMEND ADOLOR CORP 2.02,9.01 03/01/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 1.01,9.01 02/22/05 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 02/25/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01,9.01 02/28/05 AMEDISYS INC DE 1.01,9.01 02/22/05 AMERICA SERVICE GROUP INC /DE DE 2.02,9.01 02/28/05 AMERICAN BANK HOLDINGS INC DE 5.02 02/23/05 AMERICAN EXPRESS MASTER TRUST DE 1.01,9.01 02/28/05 AMERICAN OIL & GAS INC NV 8.01,9.01 02/28/05 AMERICAS CARMART INC TX 5.02,9.01 03/01/05 AMERIRESOURCE TECHNOLOGIES INC DE 5.02,9.01 03/01/05 ANIKA THERAPEUTICS INC MA 2.02,9.01 02/23/05 AQUILA INC DE 5.02 03/01/05 ARBITRON INC DE 7.01,9.01 02/25/05 ARBITRON INC DE 1.01 02/23/05 ARDEN REALTY LIMITED PARTNERSHIP MD 8.01,9.01 02/28/05 ARIZONA PUBLIC SERVICE CO AZ 2.03,8.01 02/28/05 ARROWHEAD RESEARCH CORP DE 1.01,9.01 02/28/05 ASSOCIATED ESTATES REALTY CORP OH 1.01 03/01/05 ASTEC INDUSTRIES INC TN 9.01 12/31/04 ATRION CORP DE 2.02,9.01 02/28/05 AUDIOVOX CORP DE 8.01 03/01/05 AVALONBAY COMMUNITIES INC MD 5.02,7.01,9.01 02/23/05 AXEDA SYSTEMS INC DE 3.01 02/23/05 AZTAR CORP DE 1.01,9.01 02/28/05 BACK YARD BURGERS INC DE 2.02,9.01 02/28/05 BAKER HUGHES INC DE 1.01,7.01,9.01 02/28/05 BANCFIRST CORP /OK/ OK 5.02 02/24/05 BANKNORTH GROUP INC/ME ME 4.01,9.01 03/01/05 BARRY R G CORP /OH/ OH 2.02,9.01 03/01/05 BARRY R G CORP /OH/ OH 1.01,1.02,9.01 02/24/05 BASIC EMPIRE CORP 1.01,2.01,3.02,4.01,5.01,5.02 03/01/05 AMEND BEARD CO /OK OK 3.02 02/25/05 BELDEN & BLAKE CORP /OH/ OH 1.01,8.01,9.01 02/25/05 BERKSHIRE HATHAWAY INC DE 8.01 02/28/05 BEVERLY NATIONAL CORP MA 5.02 02/28/05 BIO IMAGING TECHNOLOGIES INC DE 5.02,9.01 02/23/05 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,9.01 02/28/05 BJS WHOLESALE CLUB INC DE 2.02,9.01 03/01/05 BOWNE & CO INC DE 1.01 02/25/05 BOYD GAMING CORP NV 5.02 02/23/05 BRAINSTORM CELL THERAPEUTICS INC 1.01,3.02,9.01 02/23/05 BROADCOM CORP CA 1.01,8.01,9.01 02/23/05 BROOKE CORP KS 1.01,9.01 02/23/05 BUCA INC /MN MN 1.01,5.02,9.01 02/24/05 C-CHIP TECHNOLOGIES CORP NV 1.01,2.03,3.02,5.02 02/14/05 CABCO SERIES 2004-1 TRUST (GOLDMAN SA 8.01,9.01 02/15/05 CABCO SERIES 2004-101 TRUST (GOLDMAN 8.01,9.01 02/15/05 CABELAS INC DE 1.01,5.02,9.01 12/31/04 CAL DIVE INTERNATIONAL INC MN 2.02,9.01 03/01/05 CALIFORNIA PIZZA KITCHEN INC DE 8.01,9.01 02/28/05 CALLAWAY GOLF CO /CA DE 1.01,9.01 02/24/05 CALPINE CORP DE 2.02,4.02,9.01 02/23/05 CANARGO ENERGY CORP DE 2.02,9.01 03/01/05 CAPITAL TITLE GROUP INC DE 8.01 03/01/05 CARACO PHARMACEUTICAL LABORATORIES LT MI 2.02,9.01 03/01/05 CARAUSTAR INDUSTRIES INC NC 1.01,9.01 10/13/04 CARDIAC SCIENCE INC DE 1.01,8.01,9.01 02/28/05 CARDINAL FINANCIAL CORP VA 2.01,9.01 07/07/04 AMEND CARRIZO OIL & GAS INC TX 2.02 02/24/05 CATERPILLAR INC DE 8.01 03/01/05 CBRL GROUP INC TN 7.01,9.01 03/01/05 CC V HOLDINGS LLC DE 5.02,9.01 02/28/05 CCH II LLC 5.02,9.01 02/28/05 CCO HOLDINGS LLC 5.02,9.01 02/28/05 Celanese CORP DE 1.01 02/23/05 Celanese CORP DE 7.01,9.01 02/28/05 CELLSTAR CORP DE 2.02,9.01 02/28/05 CENTRAL PACIFIC FINANCIAL CORP HI 1.01,9.01 02/23/05 CENTURY BUSINESS SERVICES INC DE 2.02,9.01 02/23/05 CHARTER COMMUNICATIONS HOLDINGS LLC DE 5.02,9.01 02/28/05 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 03/01/05 CHARTER COMMUNICATIONS INC /MO/ DE 5.02,9.01 02/28/05 CHEMED CORP DE 2.03,9.01 02/24/05 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 03/01/05 CHITTENDEN CORP /VT/ VT 7.01,9.01 03/01/05 CIGNA CORP DE 5.02 02/01/05 AMEND Cirracor Inc NV 5.02 02/26/05 CITIZENS FINANCIAL CORP/DE/ DE 1.02,5.02 03/01/05 CLARKSTON FINANCIAL CORP 5.02 03/01/05 COGNIGEN NETWORKS INC CO 9.01 02/25/05 COLUMBIA LABORATORIES INC DE 1.01,9.01 02/25/05 COMMERCE ENERGY GROUP INC DE 1.01,9.01 02/23/05 COMMERCEFIRST BANCORP INC MD 8.01,9.01 02/28/05 COMMERCIAL FEDERAL CORP NE 8.01,9.01 02/25/05 COMMONWEALTH BANKSHARES INC VA 2.02,9.01 02/28/05 COMPREHENSIVE CARE CORP DE 3.02,9.01 02/23/05 Comstock Homebuilding Companies, Inc. DE 2.02,9.01 03/01/05 CONCEPTUS INC DE 8.01,9.01 02/24/05 CONSORTIUM SERVICE MANAGEMENT GROUP I TX 8.01 03/01/05 Cord Blood America, Inc. FL 1.01,2.01,3.02,9.01 02/28/05 CORPORATE OFFICE PROPERTIES TRUST MD 5.02 03/01/05 COUNTRYWIDE FINANCIAL CORP DE 1.01,9.01 02/22/05 COUNTY BANK CORP MI 7.01 03/01/05 COVAD COMMUNICATIONS GROUP INC DE 1.01,9.01 02/23/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 03/01/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 9.01 03/01/05 CURATIVE HEALTH SERVICES INC 1.01,2.02,2.06,8.01,9.01 02/23/05 CWALT INC 8.01,9.01 02/25/05 CYBER DEFENSE SYSTEMS INC FL 2.02,9.01 03/01/05 AMEND DALECO RESOURCES CORP DE 1.01 02/28/05 DATAWAVE SYSTEMS INC B0 5.03,9.01 02/23/05 DATIGEN COM INC UT 1.01,9.01 02/28/05 DAYTON SUPERIOR CORP OH 1.01,9.01 02/25/05 DDI CORP CA 3.02 02/23/05 DESIGN WITHIN REACH INC DE 1.01,9.01 02/24/05 DEVCON INTERNATIONAL CORP FL 1.01,2.01,2.03,9.01 02/28/05 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 02/28/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 02/28/05 DIATECT INTERNATIONAL CORP CA 4.01,9.01 03/01/05 DIGIMARC CORP DE 1.01,9.01 02/23/05 DIGITAL ANGEL CORP DE 1.01,3.02,9.01 02/25/05 DIGITAL THEATER SYSTEMS INC DE 1.01,9.01 02/24/05 DIMON INC VA 8.01 03/01/05 DISCOVERY PARTNERS INTERNATIONAL INC DE 2.02,8.01,9.01 03/01/05 DONNELLEY R R & SONS CO DE 2.02,9.01 03/01/05 DUCKWALL ALCO STORES INC KS 8.01,9.01 03/01/05 DURA AUTOMOTIVE SYSTEMS INC DE 1.01,8.01,9.01 02/28/05 DURATEK INC DE 1.01,9.01 02/23/05 DYNACQ HEALTHCARE INC DE 1.01,2.03,9.01 02/24/05 Eagle Hospitality Properties Trust, I MD 2.02,9.01 02/28/05 EAGLE PICHER HOLDINGS INC DE 1.01,8.01,9.01 02/28/05 EAUTOCLAIMS, INC NV 3.02,3.03 02/28/05 AMEND EFJ INC DE 2.02,9.01 03/01/05 EGPI FIRECREEK, INC. NV 7.01,8.01,9.01 02/15/05 AMEND EL CAPITAN PRECIOUS METALS INC NV 5.02,9.01 02/24/05 ENCORE CAPITAL GROUP INC DE 9.01 02/22/05 ENDOCARE INC DE 1.01,9.01 02/23/05 ENGELHARD CORP DE 7.01,9.01 03/01/05 ENPATH MEDICAL INC MN 2.02,9.01 02/23/05 AMEND ENTERPRISE PRODUCTS PARTNERS L P DE 7.01,9.01 02/28/05 ENTRADE INC PA 8.01,9.01 02/22/05 EON LABS INC DE 2.02 03/01/05 EQUITABLE RESOURCES INC /PA/ PA 1.01,9.01 02/23/05 EQUITY INNS INC TN 2.01,9.01 12/21/04 AMEND ESPEED INC DE 2.02,9.01 02/28/05 EXACT SCIENCES CORP DE 7.01,9.01 03/01/05 EXCHANGE NATIONAL BANCSHARES INC MO 1.01,9.01 02/28/05 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 7.01 02/28/05 EXXON MOBIL CORP NJ 7.01 03/01/05 EZENIA INC DE 1.01,7.01,9.01 02/28/05 FINDWHAT COM INC NV 2.02,9.01 02/23/05 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 8.01,9.01 03/01/05 FIRST IPSWICH BANCORP /MA MA 2.02,9.01 03/01/05 FIRST LITCHFIELD FINANCIAL CORP DE 5.02 02/24/05 FIRST MERCHANTS CORP IN 8.01,9.01 03/01/05 FIRSTMERIT CORP /OH/ OH 2.02,9.01 03/01/05 FORD MOTOR CO DE 8.01,9.01 03/01/05 FOREST OIL CORP NY 1.01,9.01 03/01/05 FOUR OAKS FINCORP INC NC 1.01,9.01 02/22/05 FRESH BRANDS INC 2.02,9.01 02/25/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 1.01 02/23/05 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 03/01/05 GAMMACAN INTERNATIONAL INC DE 1.01,9.01 03/01/05 GANDER MOUNTAIN CO MN 1.01,9.01 02/23/05 GANNETT CO INC /DE/ DE 4.01,9.01 02/25/05 GENERAL MOTORS CORP DE 8.01 03/01/05 GENITOPE CORP DE 8.01 03/01/05 GENTIVA HEALTH SERVICES INC DE 1.01 02/23/05 GETTY REALTY CORP /MD/ MD 1.01 03/01/05 GEVITY HR INC FL 2.02,7.01,9.01 03/01/05 GLACIER BANCORP INC DE 1.01,2.01,9.01 03/01/05 GLADSTONE COMMERCIAL CORP MD 1.01,8.01,9.01 02/28/05 GMH Communities Trust MD 1.01,9.01 02/23/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/25/05 GREY GLOBAL GROUP INC DE 1.01,9.01 02/28/05 GSI LUMONICS INC A3 7.01,9.01 03/01/05 GUILFORD PHARMACEUTICALS INC DE 2.02,9.01 03/01/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 02/28/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 02/28/05 HEALTH NET INC DE 1.01,9.01 02/24/05 HEALTH SCIENCES GROUP INC CO 2.01,3.02 02/22/05 HELIX BIOMEDIX INC DE 3.02,7.01,9.01 02/28/05 HELIX BIOMEDIX INC DE 7.01,9.01 03/01/05 HELIX TECHNOLOGY CORP DE 5.03,9.01 02/24/05 HERITAGE FINANCIAL CORP /WA/ WA 5.02,7.01,9.01 02/28/05 HESKA CORP DE 1.01 03/01/05 HINES REAL ESTATE INVESTMENT TRUST IN 8.01 02/28/05 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 03/01/05 HORIZON BANCORP /IN/ IN 1.01,9.01 02/24/05 HORIZON HEALTH CORP /DE/ DE 5.03,8.01,9.01 02/23/05 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.01 02/28/05 HUDSON CITY BANCORP INC DE 8.01,9.01 02/28/05 ICT GROUP INC PA 2.02,9.01 03/01/05 IKON OFFICE SOLUTIONS INC OH 2.05,2.06,9.01 02/23/05 IMMERSION CORP DE 5.02,9.01 02/28/05 IMPAX LABORATORIES INC DE 1.01,5.02,7.01,9.01 02/22/05 Industrial Enterprises of America, In NV 7.01 02/28/05 AMEND INDYMAC MBS INC 8.01,9.01 02/28/05 IndyMac RAST 2004-R2 8.01,9.01 08/30/04 InfoSearch Media, Inc. DE 5.02,9.01 02/23/05 INLAND REAL ESTATE CORP MD 8.01,9.01 03/01/05 INNKEEPERS USA TRUST/FL MD 7.01,9.01 03/01/05 INSIGHT ENTERPRISES INC DE 1.01 02/23/05 INTEGRAL SYSTEMS INC /MD/ MD 1.01 02/25/05 INTER TEL INC AZ 8.01 02/28/05 Interactive Brand Development Inc. DE 7.01,9.01 02/12/05 INTERNAP NETWORK SERVICES CORP DE 2.04,4.02,9.01 02/15/05 INTERNATIONAL DISPLAYWORKS, INC OR 2.02,9.01 03/01/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 7.01,9.01 03/01/05 INTRAWARE INC DE 3.01 02/23/05 IRIS INTERNATIONAL INC DE 2.02,9.01 03/01/05 ISIS PHARMACEUTICALS INC DE 2.02,2.05,9.01 03/01/05 AMEND ISTAR FINANCIAL INC MD 8.01,9.01 02/28/05 J C PENNEY CO INC DE 2.02 02/24/05 J P MORGAN CHASE & CO DE 9.01 02/28/05 J P MORGAN CHASE & CO DE 9.01 02/28/05 J P MORGAN CHASE & CO DE 8.01,9.01 03/01/05 JAMESON INNS INC GA 7.01,9.01 03/01/05 JLG INDUSTRIES INC PA 1.01,9.01 02/24/05 JLG INDUSTRIES INC PA 7.01,9.01 03/01/05 K FED BANCORP 8.01,9.01 02/28/05 K2 INC DE 2.02,9.01 03/01/05 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/01/05 KINDER MORGAN INC KS 7.01 03/01/05 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/01/05 KINDRED HEALTHCARE INC DE 2.02,7.01,9.01 02/28/05 KINDRED HEALTHCARE INC DE 7.01,9.01 03/01/05 KING PHARMACEUTICALS INC TN 1.02 02/27/05 KOHLS CORPORATION WI 1.01,9.01 02/23/05 KOSAN BIOSCIENCES INC CA 2.02,9.01 02/24/05 LA QUINTA CORP DE 5.02,9.01 02/24/05 LASERCARD CORP DE 5.02 02/23/05 LEAR CORP /DE/ DE 8.01,9.01 03/01/05 LIBERTY GROUP OPERATING INC DE 1.01,1.02,2.03,2.04,8.01,9.01 02/25/05 LIBERTY GROUP PUBLISHING INC DE 1.01,1.02,2.03,2.04,5.03,8.01 02/25/05 LIBERTY PROPERTY TRUST MD 1.01,9.01 03/01/05 AMEND LIFETIME HOAN CORP DE 2.02,9.01 12/31/04 LIGHTING SCIENCE GROUP CORP DE 8.01 02/28/05 LOUDEYE CORP DE 2.02,9.01 03/01/05 LOYALTYPOINT INC DE 1.01,9.01 09/23/04 LUMENIS LTD 1.01,9.01 03/01/05 LYDALL INC /DE/ DE 2.02,9.01 03/01/05 LYNCH INTERACTIVE CORP DE 8.01 02/28/05 MACATAWA BANK CORP MI 1.01 02/17/05 MAF BANCORP INC DE 7.01 02/28/05 MAGELLAN HEALTH SERVICES INC DE 1.01,9.01 02/23/05 MAI SYSTEMS CORP DE 9.01 03/01/05 MAINE & MARITIMES CORP 5.03,8.01,9.01 02/22/05 AMEND MANPOWER INC /WI/ WI 2.04,9.01 02/28/05 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 03/01/05 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 02/28/05 MB FINANCIAL INC /MD MD 1.01,9.01 02/23/05 MCCLATCHY CO DE 1.01 03/01/05 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 03/01/05 Medical Device Manufacturing, Inc. CO 2.02,9.01 03/01/05 MEDICINOVA INC DE 8.01,9.01 03/01/05 MEDICORE INC FL 3.02 03/01/05 MEDTOX SCIENTIFIC INC DE 2.02,9.01 03/01/05 MELLON FINANCIAL CORP PA 8.01,9.01 02/28/05 MERCER INSURANCE GROUP INC PA 2.02,9.01 02/28/05 MEREDITH CORP IA 8.01,9.01 03/01/05 MET PRO CORP DE 2.02,9.01 01/31/05 METROPCS INC 8.01 02/23/05 METROPCS INC 1.01 02/24/05 MICROISLET INC NV 8.01 02/22/05 MICROTUNE INC DE 2.02,9.01 02/28/05 MIDWEST BANC HOLDINGS INC DE 2.02 02/28/05 MILL CREEK RESEARCH INC UT 3.02,4.01,5.02 02/04/05 AMEND MONEYFLOW SYSTEMS INTERNATIONAL INC A0 4.01 02/23/05 MONMOUTH CAPITAL CORP NJ 7.01 02/28/05 MOTIENT CORP DE 5.02 02/28/05 MYOGEN INC DE 2.02,9.01 02/28/05 MYRIAD GENETICS INC DE 8.01,9.01 03/01/05 Nalco Holding CO 1.01,9.01 03/01/05 NATIONAL PENN BANCSHARES INC PA 1.01 02/23/05 NATIONAL RURAL UTILITIES COOPERATIVE DC 5.02 02/27/05 NATIONAL RV HOLDINGS INC DE 2.02,9.01 03/01/05 NATIONAL TAX CREDIT PARTNERS L P CA 2.01,9.01 02/23/05 NATIONAL VISION INC GA 8.01 02/28/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01 02/23/05 Neenah Paper Inc DE 2.05,2.06,9.01 02/28/05 NEKTAR THERAPEUTICS DE 2.02,4.02 03/01/05 Nelnet Student Loan Trust 2005-1 1.01,2.01,9.01 02/23/05 NEOMEDIA TECHNOLOGIES INC DE 8.01 02/25/05 NEW FRONTIER ENERGY INC CO 5.02 02/25/05 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 03/01/05 NEWELL RUBBERMAID INC DE 1.01,9.01 02/23/05 NEWPARK RESOURCES INC DE 2.02,9.01 02/28/05 NMT MEDICAL INC DE 2.02,9.01 03/01/05 NN INC DE 2.02,9.01 12/31/04 NOLAND CO VA 5.02,5.03,9.01 03/01/05 NORDSTROM INC WA 1.01,5.02,8.01 02/23/05 NORTEL NETWORKS CORP 2.02,8.01,9.01 02/28/05 NORTEL NETWORKS LTD 2.02,8.01,9.01 02/28/05 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 1.01 02/24/05 NPS PHARMACEUTICALS INC DE 1.01 02/25/05 NVR INC VA 1.01,9.01 02/24/05 OccuLogix, Inc. DE 8.01,9.01 02/28/05 OHARA RESOURCES LTD 5.03 02/25/05 OHIO CASUALTY CORP OH 1.01,9.01 02/25/05 OLYMPUS COMMUNICATIONS LP DE 7.01 02/18/05 AMEND OMNICOM GROUP INC NY 2.02,7.01,9.01 03/01/05 Onstream Media CORP FL 8.01,9.01 02/28/05 ONYX ACCEPTANCE FINANCIAL CORP DE 8.01,9.01 02/23/05 OPSWARE INC DE 2.02,9.01 03/01/05 OTELCO INC. AL 2.02,5.02,9.01 02/24/05 P COM INC DE 5.02,9.01 02/23/05 PACIFIC CAPITAL BANCORP /CA/ CA 7.01,9.01 02/28/05 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.02 03/01/05 PAYLESS SHOESOURCE INC /DE/ DE 2.02,4.02,7.01,9.01 02/24/05 PEAK INTERNATIONAL LTD D0 5.02 02/14/05 PEDIATRIX MEDICAL GROUP INC FL 1.01 02/18/05 PEMSTAR INC MN 1.01,9.01 02/28/05 PEOPLES ENERGY CORP IL 5.03,9.01 03/01/05 PHH CORP MD 1.02 02/24/05 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,2.03,9.01 02/28/05 PINNACLE WEST CAPITAL CORP AZ 2.03,8.01 02/28/05 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 02/28/05 PLURISTEM LIFE SYSTEMS INC NV 3.02 02/16/05 Popular ABS Mortgage Pass-Through Tru DE 8.01 02/25/05 POPULAR ABS, INC. DE 8.01 02/25/05 POWER ONE INC DE 1.01 03/01/05 PRAXAIR INC DE 1.01 02/18/05 PRIME GROUP REALTY TRUST MD 5.02,8.01,9.01 02/28/05 PROASSURANCE CORP DE 7.01 02/28/05 PS BUSINESS PARKS INC/CA CA 7.01,9.01 02/28/05 PULTE HOMES INC/MI/ MI 7.01 02/24/05 PXRE GROUP LTD 1.01,9.01 02/24/05 QUALMARK CORP CO 2.02,9.01 02/28/05 QUANEX CORP DE 2.02 03/01/05 QUANTA CAPITAL HOLDINGS LTD 1.01,2.03,3.02,7.01,9.01 02/24/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01 02/28/05 RAPTOR NETWORKS TECHNOLOGY INC 1.01,2.03 02/23/05 RAPTOR NETWORKS TECHNOLOGY INC 3.02 02/15/05 AMEND RCG COMPANIES INC DE 5.02,9.01 02/28/05 RED ROBIN GOURMET BURGERS INC DE 4.02,9.01 02/25/05 REGAL ENTERTAINMENT GROUP DE 2.02,9.01 03/01/05 RELM WIRELESS CORP NV 2.02,9.01 02/28/05 REMY INTERNATIONAL, INC. DE 1.01,8.01,9.01 02/25/05 RENAISSANCE MEDIA GROUP LLC DE 5.02,9.01 02/28/05 RENAL CARE GROUP INC DE 2.02,9.01 02/28/05 RES CARE INC /KY/ KY 7.01 03/01/05 ROUNDYS INC WI 1.01,9.01 02/24/05 ROYAL GOLD INC DE 8.01 03/01/05 ROYCE BIOMEDICAL INC NV 8.01 02/25/05 RYANS RESTAURANT GROUP INC SC 7.01 12/29/04 SAFENET INC DE 2.01,9.01 12/15/04 AMEND SALISBURY BANCORP INC CT 2.02,8.01,9.01 03/01/05 SANDERSON FARMS INC MS 1.01,2.02,9.01 02/23/05 SANGAMO BIOSCIENCES INC DE 8.01,9.01 02/28/05 SANGUI BIOTECH INTERNATIONAL INC CO 1.01,3.02,8.01 01/24/05 SCHEIN HENRY INC DE 2.02,9.01 03/01/05 SCHWAB CHARLES CORP DE 1.01 02/23/05 SCICLONE PHARMACEUTICALS INC CA 1.01 03/01/05 SCIENCE APPLICATIONS INTERNATIONAL CO DE 9.01 03/01/05 SEARS ROEBUCK & CO NY 1.01 02/23/05 SEMTECH CORP DE 2.02,7.01,9.01 03/01/05 SENETEK PLC /ENG/ 8.01,9.01 02/28/05 SEPRACOR INC /DE/ DE 1.01,9.01 02/24/05 SFBC INTERNATIONAL INC DE 1.01 12/21/04 SI INTERNATIONAL INC DE 1.01,9.01 01/12/05 AMEND SIENNA BROADCASTING CORP DE 8.01 03/01/05 SIGMA ALDRICH CORP DE 2.01,8.01,9.01 02/28/05 SILGAN HOLDINGS INC DE 1.01 02/23/05 SIRNA THERAPEUTICS INC CO 7.01,9.01 03/01/05 SIZELER PROPERTY INVESTORS INC DE 1.01,9.01 02/24/05 SKY FINANCIAL GROUP INC OH 8.01,9.01 03/01/05 SMART ONLINE INC 3.02,5.02,8.01 02/25/05 SMITHFIELD FOODS INC VA 2.02,9.01 03/01/05 SMITHTOWN BANCORP INC NY 8.01 03/01/05 SMITHWAY MOTOR XPRESS CORP NV 1.01,9.01 02/24/05 SOLA INTERNATIONAL INC DE 8.01,9.01 02/28/05 Soundview Home Loan Trust 2005-1 DE 9.01 02/24/05 SOUTHSIDE BANCSHARES INC TX 7.01,9.01 02/28/05 SPECIALTY LABORATORIES INC 1.01 02/28/05 SPECTRASITE INC DE 1.01,9.01 02/24/05 SPX CORP DE 1.01,9.01 02/23/05 ST JOE CO FL 7.01,9.01 03/01/05 ST JOE CO FL 1.01 02/23/05 STANDARD COMMERCIAL CORP NC 8.01 03/01/05 STEVEN MADDEN, LTD. DE 2.02,9.01 02/28/05 STREICHER MOBILE FUELING INC FL 7.01,9.01 02/28/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 03/01/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 03/01/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 03/01/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 02/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 02/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 02/28/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/28/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/28/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/28/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 02/28/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 02/28/05 STRUCTURED PROD CORP STEP UP TR CREDI DE 8.01,9.01 02/15/05 STRUCTURED PROD TIERS CORP BOND-BCKD DE 8.01,9.01 02/15/05 STRUCTURED PRODUCTS CORP CAST SM STEP DE 8.01,9.01 02/15/05 STRUCTURED PRODUCTS CORP CAST STEP-UP DE 8.01,9.01 02/15/05 STRUCTURED PRODUCTS CORP COR TRUST FO DE 8.01,9.01 02/15/05 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/15/05 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/15/05 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/15/05 SYNNEX CORP DE 2.02,9.01 03/01/05 TAIWAN GREATER CHINA FUND MA 7.01 12/31/04 TALK AMERICA HOLDINGS INC DE 2.02,4.02,9.01 02/25/05 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 12/31/04 TASTY BAKING CO PA 2.02,9.01 03/01/05 TASTY BAKING CO PA 1.01,2.03 02/28/05 TECHNICAL OLYMPIC USA INC DE 7.01,8.01,9.01 03/01/05 TELKONET INC 8.01,9.01 03/01/05 TEPPCO PARTNERS LP DE 1.01,5.01,9.01 02/24/05 Texas Roadhouse, Inc. DE 2.02,9.01 02/28/05 TEXAS UNITED BANCSHARES INC TX 7.01,9.01 03/01/05 TEXTRON INC DE 5.02 02/23/05 AMEND THOMAS GROUP INC DE 3.02 02/23/05 TIBCO SOFTWARE INC DE 2.02,9.01 03/01/05 TIBCO SOFTWARE INC DE 1.01 02/27/05 TIDEL TECHNOLOGIES INC DE 5.02,9.01 02/23/05 TIME WARNER TELECOM INC DE 8.01,9.01 03/01/05 TIVO INC DE 8.01,9.01 03/01/05 TODCO DE 7.01,9.01 03/01/05 TOREADOR RESOURCES CORP DE 7.01,9.01 02/28/05 TRAMMELL CROW CO DE 2.02,9.01 03/01/05 TRAMMELL CROW CO DE 2.02,9.01 03/01/05 AMEND TRANSPRO INC DE 1.01 02/23/05 TRUE RELIGION APPAREL INC NV 2.02,9.01 02/28/05 U S CANADIAN MINERALS INC CA 4.01,9.01 03/01/05 UNITED BANCORP INC /MI/ MI 1.01,9.01 02/08/05 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 03/01/05 UNOVA INC DE 1.01,9.01 02/23/05 USB HOLDING CO INC DE 8.01,9.01 02/25/05 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.01,9.01 03/01/05 VALERO L P DE 8.01,9.01 03/01/05 VENTAS INC DE 2.02,8.01,9.01 02/28/05 VERSO TECHNOLOGIES INC MN 1.01,9.01 02/23/05 VIASYS HEALTHCARE INC DE 8.01 03/01/05 VICURON PHARMACEUTICALS INC DE 7.01,8.01,9.01 02/24/05 VINTAGE PETROLEUM INC DE 2.02,9.01 02/28/05 VISHAY INTERTECHNOLOGY INC DE 7.01 02/28/05 VOIP INC 1.01,3.03,9.01 02/23/05 VOLTERRA SEMICONDUCTOR CORP 8.01,9.01 02/28/05 WACHOVIA ASSET SEC INC ASST BACK NOTE 8.01,9.01 02/25/05 Wachovia Asset Sec Series 2004 - HE1 8.01,9.01 02/25/05 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC 8.01,9.01 02/25/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 02/25/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 02/25/05 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 02/25/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 02/25/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 02/25/05 WASHINGTON POST CO DE 1.01,9.01 02/28/05 WATERS CORP /DE/ DE 8.01 02/28/05 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 02/24/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 02/28/05 WELLS REAL ESTATE FUND XI L P GA 1.01,7.01,9.01 02/25/05 WELLS REAL ESTATE FUND XII LP GA 1.01,7.01,9.01 02/25/05 WELLS REAL ESTATE FUND XII LP GA 1.01 02/25/05 AMEND WELLS REAL ESTATE FUND XIII L P GA 1.01,7.01,9.01 02/25/05 WESBANCO INC WV 7.01,9.01 03/01/05 WESTERN GAS RESOURCES INC DE 1.01,9.01 02/23/05 WHOLE FOODS MARKET INC TX 4.02 03/01/05 WILSONS THE LEATHER EXPERTS INC MN 2.02,9.01 03/01/05 WIND RIVER SYSTEMS INC DE 2.02,9.01 03/01/05 WOLVERINE TUBE INC DE 1.01,2.03,7.01,9.01 02/23/05 Wright Express CORP 8.01,9.01 02/16/05 XM SATELLITE RADIO HOLDINGS INC DE 8.01,9.01 03/01/05 YORK WATER CO PA 7.01,9.01 03/01/05 YORK WATER CO PA 7.01,9.01 03/01/05 ZALE CORP DE 1.01,9.01 02/23/05 ZOMAX INC /MN/ MN 2.02,4.02,9.01 02/24/05