SEC NEWS DIGEST Issue 2005-35 February 23, 2005 ENFORCEMENT PROCEEDINGS PETITION TO LIFT TEMPORARY SUSPENSION OF ULYSSES WARE DENIED The Commission denied the petition filed by Ulysses "Thomas" Ware to lift the temporary suspension imposed on him pursuant to Rule 102(e)(3) of the Commission's Rules of Practice and set the matter down for a public hearing before an administrative law judge. The Commission temporarily suspended Ware from appearing or practicing before the Commission after the U.S. District Court for the District of Nevada enjoined Ware from violating the antifraud, registration, and reporting provisions of the federal securities laws. (Rel. 34-51222; File No. 3-11774) COMMISSION REMANDS DENIAL OF APPLICATION TO ASSOCIATE HARRY RICHARDSON TO NASD The Commission has ordered the remand of a denial by NASD of a member firm's application to continue as a member with Harry M. Richardson as an associated person. Richardson was subject to two statutory disqualifications: an injunction and a bar order imposed by the Commission with a right to reapply after three years. NASD based its denial of the application to associate solely on the misconduct underlying the injunction and the bar order, finding that misconduct to be so serious that readmitting Richardson would not be in the public interest or consistent with investor protection. On review of the denial, the Commission held that Paul Edward Van Dusen, 47 S.E.C. 668 (1981) and Arthur H. Ross, 50 S.E.C. 1082 (1992) remain the appropriate standards by which NASD should evaluate the application. Under Van Dusen and Ross, the conduct underlying a statutory disqualfication may not provide the sole basis for denial of applications such as the one at issue. Because NASD did not evaluate the application consistently with the controlling precedents, the Commission remanded for further consideration. (Rel. 34-51236; File No. 3-11437) COMMISSION DENIES NASD'S MOTION TO RECONSIDER ITS OPINION REMANDING APPLICATION BY PETERS SECURITIES CO., LP TO CONTINUE TO EMPLOY REUBEN D. PETERS AS A REGISTERED REPRESENTATIVE The Commission has denied NASD's motion for reconsideration of the Commission's June 7, 2004, opinion remanding to NASD the application by Peters Securities Co., LP to continue to employ Reuben D. Peters as a registered representative. Peters is subject to a statutory disqualification as a result of an injunction based on his involvement from 1993 through 1995 in the manipulation in a stock for which Peters Securities was the primary market maker. NASD's motion argued that language in the Commission's June 7 opinion was overly broad and would allow individuals who had been barred from the securities industry with no right to reapply to rejoin the industry immediately if they have no intervening misconduct and propose adequate supervision. The Commission rejected NASD's assertion, stating that its June 7 opinion did not state or imply the result suggested by NASD. The Commission noted that NASD's motion did not identify manifest errors of law or fact, and did not seek to present newly discovered evidence. (Rel. 34-51237; File No. 3-11277) COMMISSION REMANDS NASD'S DENIAL OF APPLICATION BY GREAT EASTERN SECURITIES, INCORPORATED TO EMPLOY MORTON KANTROWITZ The Commission has remanded to NASD its denial of an application by NASD member firm Great Eastern Securities, Incorporated, to employ Morton Kantrowitz as a limited representative for further consideration. Kantrowitz is subject to a statutory disqualification as a result of a permanent injunction entered against him in 1969 prohibiting him from further violations of the securities laws. In related administrative proceedings instituted by the Commission in 1970, Kantrowitz was suspended for a period of three months. The Commission found that, since NASD's decision indicates that it did not apply Commission precedent in determining to deny Kantrowitz's application, it was unclear whether NASD applied its rules consistent with the purposes of the Exchange Act and thus it was necessary to remand the case to NASD for further consideration. (Rel. 34-51238; File No. 3-11372) SEC OBTAINS ORDER REQUIRING DEFENDANT CHRISTIANO HASHIMOTO TO SHOW CAUSE WHY HE SHOULD NOT BE HELD IN CIVIL CONTEMPT On February 3, the Hon. Robert Timlin, U.S. District Judge for the Central District of California, Eastern Division, issued an order to defendant Christiano Hashimoto to show cause why he should not be held in civil contempt for violating the court’s Nov. 3, 2004, temporary restraining order (TRO). Hashimoto is the former president of Financial Solutions and Ohana International, Inc., which operated a multi-million dollar Ponzi scheme, according to a complaint filed previously by the Securities and Exchange Commission. On Nov. 3, 2004, the Commission filed a complaint against Hashimoto, Financial Solutions, and Ohana, alleging that they had raised at least $8 million from investors through an unregistered offering of 30-day promissory notes purportedly paying returns of 10% to 20% per month. On that same day, the court issued the TRO as to the defendants and appointed Robb Evans as the temporary receiver over Financial Solutions and Ohana. On Dec. 7, 2004, the court issued a preliminary injunction prohibiting all of the defendants from future violations of the antifraud and registration provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, and appointed Evans as permanent receiver. According to the Commission’s contempt application, Hashimoto addressed a group of investors at the Madonna Inn in San Luis Obispo, California on Nov. 16, 2004, telling them that: * He had assets that he had concealed from the Commission and the court- appointed receiver; * He would repay investors all of their principal and contracted-for interest within a matter of days from his concealed assets; and * He did not trust the receiver to act in the investors’ best interests. The court ordered Hashimoto to appear on Feb. 28, 2005, to show why an order of civil contempt should not be issued. [SEC v. Ohana International, Inc., Financial Solutions, and Christiano Hashimoto, Civil Action No. EDCV 04-01386 RT (SGLx)] (LR-19096) INVESTMENT COMPANY ACT RELEASES SEI INSTITUTIONAL MANAGED TRUST, ET AL. A notice has been issued giving interested persons until March 14, 2005, to request a hearing on an application filed by SEI Institutional Managed Trust, et al. for an order under (1) Section 6(c) of the Investment Company Act for an exemption from Sections 18(f) and 21(b) of the Act; (2) Section 12(d)(1)(J) of the Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act; (3) Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and 17(a)(3) of the Act; and (4) Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC -26762 - February 17) EMERGING MARKETS GROWTH FUND, INC., ET AL. A notice has been issued giving interested persons until March 21, 2005, to request a hearing on an application filed by Emerging Markets Growth Fund, Inc. (Fund), et al. for an order under Sections 6(c) and 17(b) of the Investment Company Act. The order would permit the Fund to invest in an affiliated investment vehicle. (Rel. IC-26763 - February 22) TRUST INDENTURE ACT RELEASES MRS. FIELDS FAMOUS BRANDS, LLC MRS. FIELDS FINANCING COMPANY, INC. The Commission has issued a notice giving interested persons until March 18, 2005, to request a hearing on an application by Mrs. Fields Famous Brands, LLC, Mrs. Fields Financing Company, Inc., and certain guarantors under Section 304(d) of the Trust Indenture Act of 1939. The application requests that the Commission exempt from the certificate or opinion delivery requirements of Section 314(d) of the 1939 Act certain provisions of an indenture dated March 16, 2004, as supplemented by an indenture dated Feb. 9, 2005, between Mrs. Fields Famous Brands, Mrs. Fields Financing Company, certain guarantors, and The Bank of New York, as trustee. The indenture relates to 11-1/2 % Senior Secured Notes due 2011 and 9% Senior Secured Notes due 2011. (Rel. TI-2433; File No. 22- 28772) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval to a proposed rule change (SR-NYSE-2004- 54) submitted by the New York Stock Exchange relating to amendments to the NYSE Constitution and the adoption of an independence policy of the NYSE Board of Directors. Publication is expected in the Federal Register during the week of February 21. (Rel. 34-51217) The Commission granted approval to a proposed rule change (SR-CBOE-2004- 73) submitted by the Chicago Board Options Exchange to restrict a Designated Primary Market-Maker’s ability to charge a brokerage commission. Publication is expected in the Federal Register during the week of February 28. (Rel. 34-51235) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 GLOBAL ENVIRONMENTAL ENERGY COPORATION, 4640 SOUTH CARROLLTON AVENUE, SUITE 2A-6, NEW ORLEANS, LA, 70199, 8777236315 - 2,500,000 ($2,725,000.00) Equity, (File 333-122926 - Feb. 22) (BR. 02) SB-2 AeroGrow International, Inc., 900 28TH STREET, SUITE 201, BOULDER, CO, 80303, 303-444-7755 - 44,903,467 ($56,551,423.00) Equity, (File 333-122930 - Feb. 22) (BR. 09) S-3 INFOCROSSING INC, 2 CHRISTIE HEIGHTS STREET, LEONIA, NJ, 07605, 2018404700 - 0 ($125,000,000.00) Unallocated (Universal) Shelf, (File 333-122931 - Feb. 22) (BR. 03) S-8 DOW CHEMICAL CO /DE/, 2030 DOW CENTER, MIDLAND, MI, 48674-2030, 5176361000 - 21,000,000 ($1,126,650,000.00) Equity, (File 333-122932 - Feb. 22) (BR. 06) S-8 REYNOLDS & REYNOLDS CO, ONE REYNOLDS WAY, DAYTON, OH, 45430, 9374852000 - 291,676 ($8,102,759.28) Equity, (File 333-122933 - Feb. 22) (BR. 03) S-8 Wright Express CORP, 97 DARLING AVENUE, SOUTH PORTLAND, ME, 04106, (207) 773-8171 - 0 ($67,663,500.00) Equity, (File 333-122934 - Feb. 22) (BR. 05) S-1 Reef Global Energy Ventures II, 1901 NORTH CENTRAL EXPRESSWAY, SUITE 300, RICHARDSON, TX, 75080, (972) 437-6792 - 0 ($200,000,000.00) Other, (File 333-122935 - Feb. 22) (BR. 04) S-3 REZCONNECT TECHNOLOGIES INC, 560 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ, 07632, 2015678500 - 3,000,000 ($4,020,000.00) Equity, (File 333-122936 - Feb. 22) (BR. 05) F-3 ATTUNITY LTD, INDUSTRIAL PARK, TECHNION CITY, HAIFA ISRAEL, L3, 32000, 5086513888 - 1,018,182 ($2,901,818.70) Equity, (File 333-122937 - Feb. 22) (BR. 03) S-3 VCG HOLDING CORP, 390 UNION BLVD, SUITE 540, LAKEWOOD, CO, 80228, 303-934-2424 - 1,350,000 ($3,739,500.00) Equity, (File 333-122938 - Feb. 22) (BR. 05) S-8 BAR HARBOR BANKSHARES, 82 MAIN ST, PO BOX 400, BAR HARBOR, ME, 04609-0400, 2072883314 - 450,000 ($27.87) Equity, (File 333-122939 - Feb. 22) (BR. 07) S-3 RENAISSANCE MORTGAGE ACCEPTANCE CORP, MCKEE NELSON LLP, 5 TIMES SQUARE 35TH FLOOR, NEW YORK, NY, 10036, 9177774200 - 0 ($600,000,000.00) Asset-Backed Securities, (File 333-122940 - Feb. 22) (BR. 05) S-8 BAR HARBOR BANKSHARES, 82 MAIN ST, PO BOX 400, BAR HARBOR, ME, 04609-0400, 2072883314 - 45,000 ($27.87) Equity, (File 333-122941 - Feb. 22) (BR. 07) S-8 INTERVOICE INC, 17811 WATERVIEW PKWY, DALLAS, TX, 75252, 9724548000 - 0 ($16,410,000.00) Equity, (File 333-122942 - Feb. 22) (BR. 37) S-8 APOLLO RESOURCES INTERNATIONAL INC, 3001 KNOX STREET, SUITE 407, DALLAS, TX, 75205, 214-389-2151 - 0 ($11,750,000.00) Equity, (File 333-122943 - Feb. 22) (BR. 06) S-4 MARKWEST ENERGY PARTNERS L P, 155 INVERNESS DR WEST, STE 200, ENGLEWOOD, CO, 80112, 303-925-9275 - 0 ($225,000,000.00) Other, (File 333-122945 - Feb. 22) (BR. 04) S-8 CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 298,394 ($1,546,247.87) Equity, (File 333-122946 - Feb. 22) (BR. 03) S-8 SYSCO CORP, 1390 ENCLAVE PKWY, HOUSTON, TX, 77077, 2815841390 - 23,500,000 ($817,447,500.00) Equity, (File 333-122947 - Feb. 22) (BR. 02) S-8 REALITY WIRELESS NETWORKS INC, 7235 NORTH CREEK LOOP, GIG HARBOR, WA, 98335, 253-853-3632 - 50,000,000 ($75,000.00) Equity, (File 333-122948 - Feb. 22) (BR. 03) S-8 PROJECT GROUP INC, 333 N. SAM HOUSTON PARKWAY E., SUITE 275, HOUSTON, TX, 77060, 7136221100 - 12,000,000 ($564,000.00) Equity, (File 333-122949 - Feb. 22) (BR. 08) N-2 HERCULES TECHNOLOGY GROWTH CAPITAL INC, 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO, CA, 94301, 650-798-5164 - 0 ($60,000,000.00) Equity, (File 333-122950 - Feb. 22) (BR. ) S-8 PEOPLES HOLDING CO, 209 TROY ST, P O BOX 709, TUPELO, MS, 38802, 6016801001 - 372,500 ($11,473,000.00) Equity, (File 333-122951 - Feb. 22) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ @ROAD, INC CA 1.01,2.01,5.03,7.01,9.01 02/18/05 1ST COLONIAL BANCORP INC PA 2.02,9.01 02/18/05 ABERCROMBIE & FITCH CO /DE/ DE 1.01,2.02,4.02,8.01,9.01 02/14/05 ABGENIX INC DE 2.02,9.01 02/22/05 ACROSS AMERICA REAL ESTATE DEVELOPMEN CO 7.01 02/22/05 AMEND ACTIVANT SOLUTIONS INC /DE/ DE 7.01,9.01 02/21/05 ACUITY BRANDS INC DE 8.01,9.01 02/22/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 02/18/05 AMEND ADSOUTH PARTNERS, INC. NV 1.01,3.02,9.01 02/17/05 ADVANCED NEUROMODULATION SYSTEMS INC TX 2.02,7.01 02/17/05 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 02/22/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 02/18/05 AGCO CORP /DE DE 2.02,9.01 02/22/05 AIRSPAN NETWORKS INC WA 5.02,5.03,9.01 10/18/04 AMEND ALABAMA NATIONAL BANCORPORATION DE 1.01,9.01 02/18/05 ALLIANCE BANCSHARES CALIFORNIA CA 1.01,2.03 02/16/05 ALLIANCE FINANCIAL CORP /NY/ NY 7.01,9.01 02/18/05 ALLIANCE RESOURCE PARTNERS LP DE 8.01,9.01 12/27/04 AMEND ALLIED WASTE INDUSTRIES INC DE 8.01 02/22/05 ALLIED WASTE INDUSTRIES INC DE 8.01 02/22/05 ALPHARMA INC DE 4.01,4.02,9.01 02/16/05 ALTAIR NANOTECHNOLOGIES INC A6 1.01,3.02,9.01 02/15/04 AMBAC FINANCIAL GROUP INC DE 1.01,9.01 02/15/05 AMERICAN LAND LEASE INC DE 1.01,5.03,9.01 02/17/05 AMERICAN OIL & GAS INC NV 3.02,5.02,7.01,9.01 02/15/05 AMERICAN SOFTWARE INC GA 5.02 02/16/05 AMERICAN STANDARD COMPANIES INC DE 2.05,2.06 02/15/05 AMERUS GROUP CO/IA IA 2.02,7.01,9.01 02/22/05 Ames True Temper, Inc. DE 2.02 02/22/05 AMIS HOLDINGS INC 1.01,9.01 02/22/05 AMSOUTH BANCORPORATION DE 2.03 02/15/05 AMSURG CORP TN 2.02,7.01,9.01 02/22/05 AMYLIN PHARMACEUTICALS INC DE 1.01 02/15/05 ANDRESMIN GOLD CORP MT 8.01,9.01 02/18/05 ANTARES PHARMA INC MN 5.02 02/21/05 ANTARES PHARMA INC MN 7.01,9.01 02/22/05 ARDEN REALTY INC MD 8.01,9.01 02/22/05 ARDEN REALTY INC MD 1.01,9.01 01/28/05 ARDEN REALTY LIMITED PARTNERSHIP MD 8.01,9.01 02/22/05 ARROW ELECTRONICS INC NY 2.02,9.01 02/22/05 ARTCRAFT IV INC 5.01,5.02 01/18/05 ARTHROCARE CORP DE 1.01,9.01 02/15/05 ASHLAND INC KY 7.01,9.01 02/22/05 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 02/22/05 ASSURETEC HOLDINGS INC DE 4.01,9.01 01/27/05 AMEND ASYST TECHNOLOGIES INC /CA/ CA 5.03 02/18/05 ATHEROGENICS INC GA 8.01,9.01 02/22/05 ATLAS MINING CO ID 3.02 02/18/05 AUTODESK INC DE 2.02,9.01 02/22/05 AVID TECHNOLOGY INC DE 5.02 02/22/05 AVIGEN INC \DE DE 2.02,9.01 02/17/05 AXESSTEL INC NV 1.01,9.01 02/16/05 AXESSTEL INC NV 1.01,9.01 02/08/05 AMEND BANC ONE HELOC 1999-1 OH 8.01,9.01 02/22/05 BANC ONE HELOC TRUST 1998-1 OH 8.01,9.01 02/22/05 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 02/22/05 BARNES GROUP INC DE 2.02,9.01 02/22/05 BAYCORP HOLDINGS LTD DE 2.02,9.01 12/31/04 BAYLAKE CORP WI 2.02 02/18/05 BENIHANA INC DE 3.01,9.01 02/18/05 BERKSHIRE INCOME REALTY INC 2.01,9.01 02/15/05 BERRY PETROLEUM CO DE 7.01 02/18/05 Beverly Hills Weight Loss & Wellness, NV 3.02 02/16/05 BIO ONE CORP NV 5.02,9.01 02/18/05 BIOGEN IDEC INC DE 8.01,9.01 02/17/05 BLOUNT INTERNATIONAL INC DE 2.02,9.01 02/22/05 BLUE DOLPHIN ENERGY CO DE 3.01 02/22/05 BLUEFLY INC DE 2.02,9.01 02/22/05 BLUEFLY INC DE 5.02,9.01 02/16/05 BOSTON BEER CO INC MA 1.01 02/17/05 BOSTON COMMUNICATIONS GROUP INC MA 1.01 02/15/05 BRADLEY OPERATING L P DE 2.02,9.01 02/22/05 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 1.01,9.01 02/15/05 BRISTOL WEST HOLDINGS INC DE 1.01 02/15/05 BROADWING CORP DE 2.02 02/16/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01,5.02,9.01 02/18/05 Brooklyn Cheesecake & Desert Com NY 8.01,9.01 02/18/05 BROOKMOUNT EXPLORATIONS INC NV 1.01 01/24/05 BROWN FORMAN CORP DE 2.02,2.06,7.01,9.01 02/22/05 C-CHIP TECHNOLOGIES CORP NV 7.01,9.01 02/22/05 CAESARS ENTERTAINMENT INC DE 8.01 02/18/05 CALLWAVE INC 1.01,5.02,9.01 02/15/05 CAPITAL AUTOMOTIVE REIT MD 2.02,9.01 02/22/05 CARAUSTAR INDUSTRIES INC NC 1.01,5.02 02/15/05 CARRINGTON LABORATORIES INC /TX/ TX 1.01,7.01,9.01 02/04/05 CARTERS INC DE 2.02,9.01 02/22/05 CATELLUS DEVELOPMENT CORP DE 1.01,5.02,9.01 02/15/05 CDI CORP PA 1.01,2.02,9.01 02/15/05 CELGENE CORP /DE/ DE 1.01 02/16/05 CELLCO PARTNERSHIP 8.01 02/22/05 CENTRAL VALLEY COMMUNITY BANCORP CA 1.01 02/16/05 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01,9.01 02/18/04 CEPHEID CA 1.01,9.01 02/22/05 CERUS CORP DE 1.01,9.01 02/15/05 CGI HOLDING CORP NV 1.01 02/15/05 CHARLES & COLVARD LTD NC 1.01,9.01 02/17/05 CHESAPEAKE ENERGY CORP OK 2.02,9.01 02/22/05 CHICOS FAS INC FL 5.03,9.01 02/17/05 CHILDRENS INTERNET INC NV 3.02,8.01,9.01 02/22/05 CHINA DIRECT TRADING CORP FL 8.01,9.01 02/16/04 CHIRON CORP DE 2.02,9.01 02/22/05 CHROMAVISION MEDICAL SYSTEMS INC DE 1.01 02/15/05 CINCINNATI FINANCIAL CORP OH 3.01 02/16/05 CIRCOR INTERNATIONAL INC DE 1.01,2.02,9.01 02/15/05 CIRCUIT CITY STORES INC VA 2.05,9.01 02/16/05 CITIGROUP INC DE 9.01 02/22/05 CITIGROUP MORTGAGE LOAN TRUST INC SER 2.01,9.01 02/08/05 Citigroup Mortgage Loan Trust Inc. Se 2.01,9.01 12/29/04 AMEND CITIZENS COMMUNICATIONS CO DE 1.01 02/22/05 CLARK INC DE 5.02 02/15/05 CLECO CORP LA 1.01 01/28/05 CNL Hotels & Resorts, Inc. MD 1.01,5.02 02/22/05 COCA COLA ENTERPRISES INC DE 2.02 02/17/05 COFFEE PACIFICA INC NV 8.01 02/21/05 Cogent, Inc. DE 2.02,9.01 02/22/05 COLLEGIATE PACIFIC INC DE 7.01 02/22/05 COLLINS INDUSTRIES INC MO 3.01 02/22/05 COLUMBUS MCKINNON CORP NY 5.02,9.01 02/22/05 COMCAST CORP PA 1.01 02/17/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 02/22/05 COMMUNITY SHORES BANK CORP MI 1.01,9.01 02/15/05 COMPASS BANCSHARES INC DE 9.01 02/18/05 CONRAD INDUSTRIES INC DE 1.01,5.02,9.01 02/21/05 CONSECO INC DE 7.01,9.01 02/18/05 CONSOLIDATED WATER CO LTD E6 8.01,9.01 02/17/05 CORPORATE BOND BACKED CERTIFICATES TR DE 8.01,9.01 02/01/05 CORPORATE EXECUTIVE BOARD CO DE 5.02 02/17/05 AMEND CORPORATE PROPERTY ASSOCIATES 12 INC MD 1.01,9.01 02/17/05 CORPORATE PROPERTY ASSOCIATES 14 INC MD 1.01,9.01 02/17/05 CORPORATE PROPERTY ASSOCIATES 15 INC MD 1.01,9.01 02/17/05 COVENTRY HEALTH CARE INC DE 9.01 02/22/05 CPC OF AMERICA INC NV 1.01,9.01 02/16/05 CROSSROADS SYSTEMS INC DE 4.01,9.01 02/16/05 CRYOLIFE INC FL 2.02,9.01 02/22/05 CUMULUS MEDIA INC DE 2.02,9.01 02/22/05 CWHEQ, Inc. 8.01,9.01 02/18/05 CYBER GRIND INC NV 5.02 01/28/05 CYBERONICS INC DE 2.02,9.01 02/21/05 AMEND CYTEC INDUSTRIES INC/DE/ DE 1.01,2.03,9.01 02/17/05 DAIMLERCHRYSLER AUTO TRUST 2005-A MI 8.01,9.01 02/08/05 DAIMLERCHRYSLER MASTER OWNER TRUST 8.01,9.01 02/15/05 DANKA BUSINESS SYSTEMS PLC 5.02,9.01 02/18/05 DELTA & PINE LAND CO DE 8.01,9.01 02/22/05 DELTA OIL & GAS INC 5.02,8.01 02/22/05 DELUXE CORP MN 1.01,5.02 02/16/05 DEPARTMENT 56 INC DE 2.02,9.01 02/17/05 DIAMOND ENTERTAINMENT CORP NJ 2.02,9.01 02/18/05 DICKIE WALKER MARINE INC 3.01 02/16/05 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 02/18/05 DOBSON COMMUNICATIONS CORP OK 2.02,9.01 02/17/05 DOMINION RESOURCES BLACK WARRIOR TRUS DE 2.02,9.01 02/18/05 DOMINOS PIZZA INC 2.02,9.01 02/22/05 DONAR ENTERPRISES INC DE 4.01,9.01 02/17/05 DONEGAL GROUP INC DE 2.02,9.01 02/22/05 DRESSER INC DE 1.01 02/22/05 DTE ENERGY CO MI 1.01,9.01 02/15/05 DURATEK INC DE 1.01,9.01 02/15/05 DYADIC INTERNATIONAL INC 7.01,9.01 02/22/05 DYAX CORP DE 2.02,9.01 02/22/05 E PIPHANY INC DE 2.05 02/15/05 EARTHLINK INC DE 1.01 02/15/05 EASTMAN KODAK CO NJ 1.01 02/15/05 ECC Capital CORP 1.01,9.01 02/14/05 ECOLLEGE COM DE 1.01,9.01 02/16/05 EGPI FIRECREEK, INC. NV 5.03,7.01,8.01,9.01 02/15/05 ELMERS RESTAURANTS INC OR 8.01 02/18/05 ELMERS RESTAURANTS INC OR 8.01,9.01 02/22/05 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 02/18/05 ENERGY & ENGINE TECHNOLOGY CORP NV 8.01,9.01 02/18/05 ENGINEERED SUPPORT SYSTEMS INC MO 2.02,9.01 02/22/05 ENGINEERED SUPPORT SYSTEMS INC MO 8.01 02/22/05 AMEND ENPRO INDUSTRIES INC NC 1.01,2.03,9.01 02/22/05 ENVIRONMENTAL POWER CORP DE 7.01,9.01 02/22/05 EON LABS INC DE 1.01,9.01 02/20/05 EQUITY INNS INC TN 2.02,7.01,9.01 02/22/05 EXELON CORP PA 5.02 02/22/05 EXIDE TECHNOLOGIES DE 8.01 02/18/05 EXPRESSJET HOLDINGS INC DE 1.01,9.01 02/17/05 EXTENDICARE HEALTH SERVICES INC DE 2.02,9.01 02/22/05 FARMERS & MERCHANTS BANCORP INC OH 1.01,5.02,9.01 02/18/05 FARO TECHNOLOGIES INC FL 5.02,7.01,9.01 02/18/05 FEDERATED DEPARTMENT STORES INC /DE/ DE 2.02,9.01 02/22/05 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 02/22/05 FIRST ADVANTAGE CORP DE 1.01,9.01 02/17/05 FIRST BANCORP /NC/ NC 1.01,9.01 02/15/05 FIRST BANCSHARES INC /MS/ MS 8.01 02/22/05 FIRST FRANKLIN CORP DE 2.02,9.01 02/18/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 02/22/05 FIRST INDUSTRIAL LP DE 8.01,9.01 12/06/04 AMEND FIRST INDUSTRIAL REALTY TRUST INC MD 8.01,9.01 12/06/04 AMEND FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 02/22/05 FIRST IPSWICH BANCORP /MA MA 8.01,9.01 02/22/05 FIRST NILES FINANCIAL INC DE 2.02 02/04/05 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 02/17/05 FIRST UNION COMMERCIAL MORTGAGE PASS NC 8.01,9.01 02/14/05 FIRST UNION NATIONAL BANK COM MORT PA NC 8.01,9.01 02/14/05 FIRST WEST VIRGINIA BANCORP INC WV 1.02,5.02 02/16/05 FLEET HOME EQUITY LOAN LLC DE 9.01 02/22/05 FLOTEK INDUSTRIES INC/CN/ DE 2.01 02/14/05 FLOTEK INDUSTRIES INC/CN/ DE 4.01 02/22/05 FLOW INTERNATIONAL CORP WA 1.01,9.01 02/18/05 FLYI INC DE 7.01 02/22/05 FOOTSTAR INC DE 1.01,1.02,9.01 02/17/05 FOSSIL INC DE 2.02,9.01 02/22/05 FOSTER L B CO PA 1.01,9.01 02/16/05 FOX ENTERTAINMENT GROUP INC DE 8.01 02/22/05 FPL GROUP INC FL 7.01,9.01 02/18/05 FTI CONSULTING INC MD 7.01,9.01 02/17/05 GADZOOKS INC TX 1.01,8.01,9.01 02/16/05 GARDENBURGER INC OR 1.01,8.01,9.01 02/18/05 GENAERA CORP DE 8.01,9.01 02/15/05 GENCORP INC OH 8.01 02/17/05 GENERAL CABLE CORP /DE/ DE 1.01 02/18/05 GENIO GROUP INC DE 5.02 02/17/05 GENUINE PARTS CO GA 2.02,5.02,8.01,9.01 02/22/05 GEVITY HR INC FL 1.01,5.03,9.01 02/22/05 GEVITY HR INC FL 2.02,7.01,9.01 02/22/05 GLIMCHER REALTY TRUST MD 4.02,9.01 02/17/05 GLOBAL AXCESS CORP NV 1.01,2.01,2.03,9.01 02/22/05 AMEND Global Cash Access, Inc. DE 2.02,9.01 02/22/05 GLOBAL CASINOS INC UT 9.01 02/22/05 GREAT PLAINS ETHANOL LLC SD 5.03,9.01 02/17/05 GREATER BAY BANCORP CA 1.01,5.02,8.01,9.01 02/15/05 GREY WOLF INC TX 1.01,9.01 02/21/05 GSI LUMONICS INC A3 2.02 02/22/05 GYMBOREE CORP DE 4.02,9.01 02/18/05 HALOZYME THERAPEUTICS INC NV 1.01,9.01 02/18/05 HARLEY DAVIDSON INC WI 1.01,5.03,8.01,9.01 12/31/04 HARVEST NATURAL RESOURCES INC DE 2.02,9.01 02/22/05 HEADWATERS INC DE 9.01 06/02/04 HEALTH SCIENCES GROUP INC CO 5.02 02/15/05 HEALTHSTREAM INC TN 2.02,7.01,9.01 02/22/05 HEALTHTRAC INC 5.02,8.01 02/22/05 HECLA MINING CO/DE/ DE 2.02,9.01 02/22/05 HELIX BIOMEDIX INC DE 7.01,9.01 02/22/05 HERITAGE PROPERTY INVESTMENT TRUST IN MD 2.02,9.01 02/22/05 HEWLETT PACKARD CO DE 8.01,9.01 02/08/05 HICKORY TECH CORP MN 2.02,7.01,9.01 02/21/05 HICKORY TECH CORP MN 1.01,5.03,9.01 02/16/05 HINES REAL ESTATE INVESTMENT TRUST IN 2.01,9.01 02/01/05 AMEND HNI CORP IA 1.01,5.02,9.01 02/15/05 HOLLINGER INTERNATIONAL INC DE 1.01,8.01,9.01 01/26/05 HOLLYWOOD ENTERTAINMENT CORP OR 3.01 02/22/05 HOME DEPOT INC DE 2.02,9.01 02/22/05 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 02/22/05 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 02/15/05 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 02/18/05 HONDA AUTO RECEIVABLES 2002-1 OWNER T 8.01,9.01 02/15/05 HONDA AUTO RECEIVABLES 2002-2 OWNER T 8.01,9.01 02/15/05 HONDA AUTO RECEIVABLES 2002-3 OWNER T 8.01,9.01 02/15/05 HONDA AUTO RECEIVABLES 2002-4 OWNER T 8.01,9.01 02/15/05 HONDA AUTO RECEIVABLES 2003-1 OWNER T 8.01,9.01 02/18/05 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 02/22/05 Honda Auto Receivables 2004-2 Owner T CA 8.01,9.01 02/15/05 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 02/18/05 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 02/22/05 HONDA RECEIVABLES CORP AUTO REC 2003 DE 8.01,9.01 02/22/05 HONEYWELL INTERNATIONAL INC DE 2.02,8.01,9.01 02/18/05 HORMEL FOODS CORP /DE/ DE 2.02,9.01 02/22/05 HUNTINGTON BANCSHARES INC/MD MD 1.01 02/15/05 Huron Consulting Group Inc. DE 2.02,7.01 02/16/05 HYPERFEED TECHNOLOGIES INC DE 1.01,2.01,9.01 02/16/05 I FLOW CORP /DE/ DE 2.02 02/22/05 ICON CASH FLOW PARTNERS L P SEVEN DE 7.01,9.01 02/22/05 IDAHO GENERAL MINES INC ID 8.01 02/14/05 AMEND ILLUMINA INC CA 1.01,2.02,9.01 02/22/05 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 02/17/05 INDEPENDENT BANK CORP MI 8.01 02/17/05 Industrial Enterprises of America, In NV 7.01 02/22/05 INFOSPACE INC DE 8.01,9.01 02/22/05 INGLES MARKETS INC NC 3.01,9.01 02/16/05 INLAND REAL ESTATE CORP MD 8.01,9.01 02/22/05 INNKEEPERS USA TRUST/FL MD 2.02,9.01 02/22/05 INSMED INC VA 8.01,9.01 02/22/05 INSPIRE PHARMACEUTICALS INC DE 2.02,9.01 02/22/05 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,5.02,7.01,9.01 02/17/05 INTEGRATED SECURITY SYSTEMS INC DE 4.01,9.01 02/16/05 AMEND INTER TEL INC AZ 1.01 02/15/05 INTERMAGNETICS GENERAL CORP NY 2.01,9.01 02/15/05 INTERNATIONAL DISPLAYWORKS, INC OR 7.01,9.01 02/22/05 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 02/22/05 INYX INC NV 4.02 02/15/05 IOMEGA CORP DE 5.02,9.01 02/22/05 ITS NETWORKS INC OK 5.03,9.01 02/18/05 IVP TECHNOLOGY CORP NV 8.01,9.01 02/22/05 J C PENNEY CO INC DE 1.01,1.02,5.03 02/16/05 JACKSON HEWITT TAX SERVICE INC DE 2.02,9.01 02/22/05 JACOBS ENGINEERING GROUP INC /DE/ DE 1.01,9.01 02/16/05 JAKKS PACIFIC INC DE 2.02,9.01 02/22/05 JDA SOFTWARE GROUP INC DE 1.01,8.01,9.01 02/15/05 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE 8.01,9.01 02/17/05 KAHIKI FOODS INC OH 5.02 02/17/05 KAYDON CORP DE 1.01,9.01 02/15/05 Kearny Financial Corp. X1 8.01,9.01 02/22/05 KENDLE INTERNATIONAL INC OH 1.01 02/17/05 KENTUCKY BANCSHARES INC /KY/ 1.01,8.01,9.01 02/22/05 KFX INC DE 1.01,3.02,9.01 02/15/05 KFX INC DE 1.01,5.02,9.01 02/01/05 AMEND KING PHARMACEUTICALS INC TN 2.02,9.01 02/22/05 KNIGHTSBRIDGE FINE WINES INC NV 5.03 02/22/05 KOHLS CORPORATION WI 2.02,4.02,8.01,9.01 02/21/05 L & L FINANCIAL HOLDINGS INC NV 5.02 02/22/05 LA QUINTA CORP DE 1.01,1.02,9.01 12/17/04 LABARGE INC DE 1.01 01/01/05 LAKE AREA CORN PROCESSORS LLC 5.03,9.01 02/17/05 LAKES ENTERTAINMENT INC MN 1.01 02/15/05 LAS VEGAS GAMING INC NV 2.01 02/18/05 Lazy Days R.V. Center, Inc. 2.02,9.01 02/17/05 LECG CORP DE 2.02,9.01 02/22/05 LEVEL 3 COMMUNICATIONS INC DE 1.01,1.02,9.01 02/15/05 LEXINGTON CORPORATE PROPERTIES TRUST MD 1.01 02/16/05 LIFE TIME FITNESS INC MN 1.01,9.01 02/16/05 LIFELINE THERAPEUTICS, INC. CO 3.02,5.02,7.01,8.01 02/18/05 LIGHTBRIDGE INC DE 1.01,5.02,9.01 02/16/05 LIGHTING SCIENCE GROUP CORP DE 1.01 02/15/05 LIMELIGHT MEDIA GROUP INC NV 5.02,9.01 02/18/05 LINCOLN BANCORP /IN/ IN 1.01,5.02 02/15/05 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,9.01 12/31/04 LITHIA MOTORS INC OR 7.01,9.01 02/18/05 LITHIA MOTORS INC OR 2.02,9.01 02/18/05 LIVEPERSON INC DE 4.01 02/18/05 LOGILITY INC GA 5.02 02/16/05 LUBRIZOL CORP OH 5.02,9.01 02/21/05 LUMENIS LTD 2.02,9.01 02/22/05 LUMENIS LTD 8.01,9.01 02/22/05 LYDALL INC /DE/ DE 2.02,9.01 02/21/05 M I HOMES INC OH 1.01,5.02,9.01 02/16/05 MACC PRIVATE EQUITIES INC DE 8.01,9.01 02/18/05 MAINE & MARITIMES CORP 8.01,9.01 02/22/05 MAINSOURCE FINANCIAL GROUP IN 8.01 02/22/05 MARINE JET TECHNOLOGY CORP NV 3.02 02/17/05 MARKET CENTRAL INC DE 5.02,8.01,9.01 02/17/05 MARKWEST ENERGY PARTNERS L P 9.01 07/30/04 AMEND MASTERCARD INC DE 1.01 02/08/05 MATRIXX INITIATIVES INC DE 8.01,9.01 02/22/05 MATTHEWS INTERNATIONAL CORP PA 1.01 02/17/05 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 02/22/05 MEDQUIST INC NJ 8.01,9.01 02/22/05 MENTOR CORP /MN/ MN 1.01,1.02,5.02 02/22/05 Meritage Homes CORP MD 4.02 01/26/05 AMEND Meritage Homes CORP MD 1.01,9.01 02/09/05 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/17/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/18/05 METALS USA INC DE 2.02,9.01 02/22/05 METRETEK TECHNOLOGIES INC DE 7.01,9.01 02/16/05 AMEND METROMEDIA INTERNATIONAL GROUP INC DE 1.01,9.01 02/22/05 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 02/21/05 MIKOHN GAMING CORP NV 2.02,9.01 02/21/05 MONSANTO CO /NEW/ DE 1.01,9.01 02/15/05 MOONEY AEROSPACE GROUP LTD DE 1.03,3.03 02/21/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 02/14/05 MOSAIC CO 5.04 02/15/05 MOTOROLA INC DE 2.02,9.01 02/22/05 MPOWER HOLDING CORP DE 1.01 02/18/05 MS STRUCTURED SATURNS SERIES 2005-1 DE 8.01,9.01 02/15/05 MSGI SECURITY SOLUTIONS, INC NV 8.01,9.01 02/14/05 MTC TECHNOLOGIES INC DE 2.02,9.01 02/22/05 MYERS INDUSTRIES INC OH 1.01 02/17/05 MYERS INDUSTRIES INC OH 1.01 02/22/05 MYLAN LABORATORIES INC PA 5.03,8.01,9.01 02/18/05 Nalco Holding CO 1.01,9.01 02/22/05 NATIONAL SUPERSTARS INC NV 1.01 02/18/05 NAVISITE INC DE 1.01,9.01 02/20/05 NBC CAPITAL CORP MS 5.02 02/16/05 NEOFORMA INC DE 2.02,9.01 02/22/05 NEPTUNE SOCIETY INC/FL FL 5.02 02/15/05 NEWFIELD EXPLORATION CO /DE/ DE 1.01 02/16/05 NEWS CORP 8.01 02/22/05 NICHOLAS FINANCIAL INC FL 8.01,9.01 02/22/05 No Borders, Inc. NV 5.03 10/21/04 NOBLE ENERGY INC DE 2.02,8.01,9.01 02/22/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 02/17/05 NORDSON CORP OH 2.02,9.01 02/22/05 NORTH SHORE CAPITAL IV INC CO 1.01,2.01,3.02,5.01,5.02,5.03 02/22/05 AMEND NORTHERN TRUST CORP DE 2.02,9.01 02/22/05 NORTHLAND CRANBERRIES INC /WI/ WI 8.01,9.01 02/22/05 NOVELL INC DE 2.02 01/31/05 NUMEREX CORP /PA/ PA 2.02,9.01 02/22/05 NYMAGIC INC NY 7.01,9.01 02/22/05 O2DIESEL CORP 3.01 02/15/05 OCCIDENTAL PETROLEUM CORP /DE/ DE 8.01 02/22/05 OCEANEERING INTERNATIONAL INC DE 2.02,9.01 02/21/05 OHIO CASUALTY CORP OH 7.01,8.01,9.01 02/22/05 OHIO LEGACY CORP OH 2.02,9.01 02/22/05 OLYMPIC STEEL INC OH 2.02,9.01 02/22/05 OLYMPUS COMMUNICATIONS LP DE 7.01 02/18/05 AMEND OMNICOM GROUP INC NY 2.02,7.01,9.01 02/22/05 ONYX ACCEPTANCE OWNER TRUST 2004-A DE 8.01 01/31/05 Onyx Acceptance Owner Trust 2004-B DE 8.01 01/31/05 Onyx Acceptance Owner Trust 2004-C DE 8.01 01/31/05 OPEN SOLUTIONS INC DE 5.02 02/14/05 AMEND ORDERPRO LOGISTICS INC NV 8.01 02/15/05 Origen Residential Securities, Inc. DE 8.01,9.01 02/15/05 ORPHAN MEDICAL INC MN 2.02 02/16/05 ORTHOFIX INTERNATIONAL N V 1.01,9.01 02/18/05 ORTHOLOGIC CORP DE 1.01 02/10/05 OUTDOOR CHANNEL HOLDINGS INC DE 1.01 02/18/05 PACIFIC FINANCIAL CORP WA 8.01 02/16/05 Paradigm Oil & Gas, Inc. NV 1.01,5.02,9.01 02/15/05 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,3.02,9.01 02/18/05 PATHFINDER BANCORP INC DE 2.02 12/31/04 PAXAR CORP NY 2.02,9.01 02/16/05 PC TEL INC DE 2.02,9.01 02/22/05 PEABODY ENERGY CORP DE 7.01 02/16/05 PEDIATRIC SERVICES OF AMERICA INC DE 1.01,9.01 02/18/05 PER SE TECHNOLOGIES INC DE 1.01,3.03,9.01 02/22/05 PEROT SYSTEMS CORP DE 7.01,9.01 02/19/05 PETRO STOPPING CENTERS L P DE 1.01 02/15/05 PETROHAWK ENERGY CORP DE 1.01 02/15/05 PETROLEUM DEVELOPMENT CORP NV 7.01 02/22/05 PETROLEUM DEVELOPMENT CORP NV 7.01 02/22/05 PETROQUEST ENERGY INC DE 7.01,9.01 02/22/05 PHELPS DODGE CORP NY 1.01,9.01 02/16/05 PHOTRONICS INC CT 1.01 02/14/05 AMEND PINNACLE FINANCIAL PARTNERS INC TN 1.01 02/15/05 PINNACLE SYSTEMS INC CA 1.01 02/18/05 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 02/17/05 PLANGRAPHICS INC CO 1.01,1.02,9.01 02/17/05 PNC FINANCIAL SERVICES GROUP INC PA 1.01 02/15/05 PortalPlayer, Inc. CA 1.01,5.02,9.01 02/15/05 PORTFOLIO RECOVERY ASSOCIATES INC DE 7.01,9.01 02/22/05 PRE PAID LEGAL SERVICES INC OK 8.01 02/18/04 PRE PAID LEGAL SERVICES INC OK 2.02,9.01 02/22/05 PRIMUS GUARANTY LTD 1.01 02/15/05 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 02/22/05 PROTALEX INC DE 1.01,5.02 02/15/05 PSB HOLDINGS INC /WI/ WI 1.01 01/18/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01 02/22/05 R&G FINANCIAL CORP PR 7.01,9.01 02/22/05 RADALE IMPORTS INC 4.01,9.01 02/15/05 RADIANT SYSTEMS INC GA 2.02,9.01 02/17/05 AMEND RADNOR HOLDINGS CORP DE 1.01 02/15/05 RANGE RESOURCES CORP DE 1.01,5.05,9.01 02/15/05 RAPTOR NETWORKS TECHNOLOGY INC 1.01,2.03,8.01 02/15/05 RAYMOND JAMES FINANCIAL INC FL 8.01 02/18/05 RCG COMPANIES INC DE 1.01,2.03,3.02,9.01 01/25/05 AMEND REGAL BELOIT CORP WI 7.01,9.01 02/18/05 REGEN BIOLOGICS INC DE 1.02,5.02,9.01 02/15/05 REGENERATION TECHNOLOGIES INC FL 1.01 02/15/05 REHABCARE GROUP INC DE 5.02,9.01 02/22/05 REHABCARE GROUP INC DE 7.01,9.01 02/22/05 RELIABILITY INC TX 3.01,9.01 02/22/05 REMEC INC CA 4.01,9.01 02/18/05 RENTECH INC /CO/ CO 1.01,7.01,9.01 12/10/04 AMEND REPUBLIC SERVICES INC DE 8.01,9.01 02/15/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 02/22/05 ROBERTS REALTY INVESTORS INC GA 1.01 02/15/05 ROBOTIC VISION SYSTEMS INC DE 8.01,9.01 02/01/05 RTG VENTURES INC FL 5.01,5.02,5.03,9.01 02/01/05 RURAL CELLULAR CORP MN 1.01,2.02,9.01 02/17/05 RURBAN FINANCIAL CORP OH 1.02,9.01 02/18/05 RYDER SYSTEM INC FL 8.01,9.01 02/21/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/22/05 SANTARUS INC DE 1.01,9.01 02/15/05 SATELLITE ENTERPRISES CORP NV 2.01 12/20/04 SAVVIS COMMUNICATIONS CORP DE 2.02,9.01 02/22/05 SCHAWK INC DE 2.02,9.01 02/22/05 SCIENTIFIC LEARNING CORP DE 2.02 02/15/05 SCOTIA PACIFIC CO LLC DE 7.01,9.01 02/22/05 SEALED AIR CORP/DE DE 1.01,9.01 02/16/05 SEATTLE GENETICS INC /WA DE 1.01 02/18/05 SHARPER IMAGE CORP DE 1.01,9.01 02/18/05 SHILOH INDUSTRIES INC DE 2.02,9.01 01/31/05 SIGNATURE LEISURE INC CO 2.01,9.01 02/15/05 SILICON IMAGE INC DE 1.01,5.02 02/15/05 SIRNA THERAPEUTICS INC CO 2.01,7.01,9.01 02/15/05 SKECHERS USA INC DE 2.02,9.01 02/22/05 SLC Student Loan Trust 2004-1 DE 8.01,9.01 01/31/05 SONIC AUTOMOTIVE INC DE 2.02,9.01 02/22/05 SONIC AUTOMOTIVE INC DE 7.01,9.01 02/22/05 SONIC INNOVATIONS INC DE 2.01,9.01 12/06/04 AMEND SONOMA VALLEY BANCORP CA 8.01,9.01 02/17/05 SOURCECORP INC DE 7.01,9.01 02/21/05 SPORT HALEY INC CO 2.02,9.01 02/18/05 STAGE STORES INC NV 8.01,9.01 02/17/05 STANDARD REGISTER CO OH 2.02,9.01 01/02/05 STERLING FINANCIAL CORP /PA/ PA 7.01,9.01 02/22/05 STEWART ENTERPRISES INC LA 8.01,9.01 02/18/05 STONE ENERGY CORP DE 7.01,9.01 02/21/05 STONEPATH GROUP INC DE 2.03 02/16/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 02/22/05 SUMMIT BANCSHARES INC /TX/ TX 5.03,9.01 02/22/05 Sunset Brands Inc NV 7.01,9.01 02/18/05 Surge Global Energy, Inc. 1.01,2.01,2.05,3.02,3.03,5.01 02/18/05 AMEND SYBASE INC DE 1.01,2.03,3.02,9.01 02/15/05 SYCAMORE NETWORKS INC DE 2.02,9.01 02/21/05 SYNAGRO TECHNOLOGIES INC DE 2.02,8.01,9.01 02/15/05 SYNPLICITY INC CA 1.01 02/17/05 SYSTEMAX INC DE 4.02,9.01 02/21/05 TALX CORP MO 7.01,9.01 02/22/05 TARGET RECEIVABLES CORP MN 8.01,9.01 02/22/05 TECHLABS INC FL 7.01,9.01 02/22/05 TECHNICAL OLYMPIC USA INC DE 1.01,9.01 02/15/05 TECHNOCONCEPTS, INC. CO 9.01 02/17/04 AMEND TEKNOWLEDGE CORP DE 8.01 02/09/05 TELEGLOBE INTERNATIONAL HOLDINGS LTD 8.01 02/22/05 TELULAR CORP DE 7.01,9.01 02/22/05 TENNANT CO MN 2.02,9.01 02/22/05 TENNANT CO MN 1.01,9.01 02/15/05 TEREX CORP DE 5.02 02/15/05 TEXEN OIL & GAS INC NV 8.01,9.01 02/16/05 THERMOENERGY CORP AK 5.02,8.01,9.01 01/05/05 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 02/22/05 THORATEC CORP CA 1.01 02/15/05 TOO, INC. DE 1.01 02/15/05 TORO CO DE 2.02,5.02 02/17/05 TRANSGENOMIC INC DE 8.01,9.01 02/22/05 TRANSOCEAN INC E9 8.01,9.01 02/18/05 TRIARC COMPANIES INC DE 7.01 02/22/05 TRICO MARINE SERVICES INC DE 1.01,1.03,2.03,9.01 02/21/05 TRIPOS INC UT 2.02 12/31/04 TRIQUINT SEMICONDUCTOR INC DE 1.01 11/12/04 TRUSTMARK CORP MS 7.01,9.01 02/22/05 TUESDAY MORNING CORP/DE DE 2.02,9.01 02/22/05 ULTRADATA SYSTEMS INC DE 1.01,2.03,3.02 02/14/05 ULTRALIFE BATTERIES INC DE 7.01,9.01 02/22/05 UNISOURCE ENERGY CORP AZ 8.01,9.01 02/22/05 UNISOURCE ENERGY CORP AZ 7.01,9.01 02/22/05 UNIT CORP DE 2.02,9.01 02/22/05 UNIT CORP DE 1.01,1.02,5.03,9.01 02/22/05 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 02/16/05 AMEND UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 02/21/05 UNITED THERAPEUTICS CORP DE 2.02,9.01 02/22/05 UNITRONIX CORP NJ 3.01,4.01,9.01 02/11/05 UNIVERSAL COMPRESSION HOLDINGS INC DE 1.02,2.01 02/15/05 UNIVISION COMMUNICATIONS INC DE 5.02 02/18/05 US AIRWAYS GROUP INC DE 8.01,9.01 02/22/05 US LEC CORP DE 2.02,9.01 02/22/05 UST INC DE 1.01,9.01 02/16/05 V I TECHNOLOGIES INC DE 8.01,9.01 02/22/05 VA SOFTWARE CORP DE 2.02,9.01 02/22/05 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 02/22/05 Valley Bancorp NV 5.02,9.01 02/17/05 VANGUARD HEALTH SYSTEMS INC DE 2.03,9.01 02/22/05 VERDISYS INC CA 8.01,9.01 02/17/05 VERIDIUM CORP DE 5.02,9.01 02/22/05 VERIZON COMMUNICATIONS INC DE 8.01 02/22/05 VERTICAL HEALTH SOLUTIONS INC 1.01,9.01 02/10/05 VIROLOGIC INC DE 2.02,3.02,9.01 02/22/05 VIRTGAME COM CORP DE 1.01,8.01,9.01 02/19/05 VISANT CORP 8.01,9.01 02/22/05 VISANT HOLDING CORP 8.01,9.01 02/22/05 VISTA CONTINENTAL CORP DE 1.01 02/14/05 AMEND VIVUS INC CA 7.01,8.01,9.01 02/22/05 VNUS MEDICAL TECHNOLOGIES INC 2.02,9.01 02/22/05 VOLKSWAGEN AUTO LEASE TRUST 2002-A 8.01,9.01 02/22/05 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 02/22/05 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 02/22/05 VOLKSWAGEN DEALER FINANCE LLC DE 8.01,9.01 02/22/05 VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ 8.01,9.01 02/22/05 VTEX ENERGY INC NV 3.02 02/16/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 02/17/05 WACHOVIA COMM MORT SEC INC COM MORT P NC 8.01,9.01 02/15/05 WACHOVIA COMMERCIAL MORT PASS THR CER NC 8.01,9.01 02/17/05 Wachovia Commercial Mort Pass Thr Cer NC 8.01,9.01 02/17/05 WACHOVIA COMMERCIAL MORT PASS THRU CE NC 8.01,9.01 02/15/05 WACHOVIA COMMERCIAL MORT PASS THRU CE NC 8.01,9.01 02/15/05 WACHOVIA COMMERCIAL MORT SEC INC COM NC 8.01,9.01 02/17/05 WASHINGTON MUTUAL INC WA 1.01 02/15/05 AMEND WASTE TECHNOLOGY CORP DE 5.02,9.01 02/16/05 WCI COMMUNITIES INC 1.01 02/17/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/11/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 02/18/05 WELLS REAL ESTATE INVESTMENT TRUST II MD 9.01 12/28/04 AMEND WEST PHARMACEUTICAL SERVICES INC PA 2.02,9.01 02/22/05 WEST PHARMACEUTICAL SERVICES INC PA 1.01 02/21/05 WESTERN GOLDFIELDS INC ID 5.02 02/15/05 WEYERHAEUSER CO WA 7.01 02/22/05 WILD OATS MARKETS INC DE 2.02,9.01 02/22/05 WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,5.02,9.01 02/15/05 WORLD AIR HOLDINGS, INC. DE 2.04,7.01,9.01 02/22/05 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 02/15/05 WRIGLEY WM JR CO DE 1.01,9.01 02/22/05 XTEN NETWORKS, INC NV 1.01,3.02 12/31/04 XTO ENERGY INC DE 1.01,9.01 02/15/05 ZAP CA 3.02 02/17/05 ZONE 4 PLAY INC NV 1.01,5.02,9.01 02/15/05