SEC NEWS DIGEST Issue 2005-28 February 11, 2005 ENFORCEMENT PROCEEDINGS COMMISSION DECLARES DECISION AS TO MICHAEL NNEBE FINAL The decision of an administrative law judge barring Michael I. Nnebe from association with any broker or dealer has become final. The law judge found that Nnebe was permanently enjoined from violations of the securities registration and antifraud provisions. The law judge also found that Nnebe was criminally convicted on Aug. 22, 2002, in the U.S. District Court for the Southern District of New York. He was sentenced to sixty months’ imprisonment on one count of conspiracy to commit securities fraud, and forty-nine months’ imprisonment on one count of securities fraud, with the sentences to run consecutively. Nnebe was also ordered to disgorge over $1.9 million dollars. Nnebe was the president, chief financial officer, and the principal shareholder of Fargo Holdings, Inc. (Fargo), from July 1997 through November 1999. Nnebe raised approximately $2,000,000 from at least 118 investors through the fraudulent sale of Fargo stock; prepared written offering memoranda containing false statements regarding Fargo’s business, the use of the proceeds from Fargo’s stock offering, and Fargo’s corporate governance; and orally communicated false statements of material fact to investors regarding Fargo’s business, Fargo’s planned initial public offering, and Fargo’s planned listing on the NYSE or NASDAQ, and the risk of investing in Fargo. Nnebe also misappropriated over $1.15 million in offering proceeds, which he used for personal expenses, and gave to family, friends, and the other defendants. (Rel. 34-51183; File No. 3-11647) IN THE MATTER OF SCOTT KAYE On February 10, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions (Order) against Scott B. Kaye. The Order finds that on Aug. 23, 2004, the Commission filed a complaint against Kaye and other defendants in Securities and Exchange Commission v. Scott B. Kaye, et al. (Civil Action No. 04-CV-1275)(USDC/District of Kansas). On Feb. 3, 2005, the court entered a final judgment against Kaye, by consent, permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933; Section 10(b) of the Exchange Act of 1934 and Rule 10b-5 thereunder; and Sections 206(1) and (2) of the Investment Advisers Act. The Order further finds that the Commission’s complaint alleged that, in connection with the offer and sale of securities to investors, Kaye raised $1.95 million from 18 investors in the form of limited partnership interests. The complaint also alleged that, contrary to claims that investor funds would be used to invest in stocks and options, Kaye misappropriated funds for his own personal use. The Commission further alleged that during the relevant time Kaye acted as an investment adviser as defined by Section 202(a)(11) of the Investment Advisers Act. Based on the above, and pursuant to Section 203(f) of the Advisers Act, the Order bars Kaye from association with any investment adviser. For further information see Litigation Release No.18845 (Aug. 24, 2004). (Rel. IA-2359; File No. 3-11819) FORMER CEO OF SPEAR & JACKSON, INC. PAYS OVER $6.1 MILLION TO SETTLE SEC FRAUD CHARGES The Commission announced that it has settled its pending securities fraud charges against Spear & Jackson, Inc., its former CEO Dennis Crowley, stock promotion firm International Media Solutions, Inc. (IMS), and one of IMS’ principals, Yolanda Velazquez. Under the settlement, which are subject to court approval, Spear & Jackson, Crowley, IMS and Velazquez will be enjoined from further violations of the antifraud and other provisions of the federal securities laws, Crowley will be barred from serving as an officer or director of a public company and from receiving securities registered on Form S-8, and Crowley and Velazquez will be barred from participating in penny stock offerings. Moreover, Crowley will be ordered to pay disgorgement, prejudgment interest and penalties totaling more than $6.1 million, IMS will be ordered to pay disgorgement of approximately $2 million, and Velazquez will be ordered to pay disgorgement, prejudgment interest and penalties totaling more than $435,000. The SEC filed a complaint against Crowley, Spear & Jackson, IMS and Velazquez on April 15, 2004, alleging that Crowley had illegally sold over $3 million in Spear & Jackson stock since early 2002. The complaint also alleged that Crowley hired IMS, a now-defunct Longwood, Florida stock promoting firm, in early 2002 to tout Spear & Jackson stock. The SEC’s complaint alleged that Crowley hid his illegal trading through the use of brokerage accounts in the name of British Virgin Islands-based nominee companies that he owned and controlled. According to the SEC’s complaint, Crowley obtained that stock through a variety of means, including issuing stock to his nominees through the filing of a fraudulent Form S-8 registration statement. The SEC’s complaint also alleged that Crowley had conducted a similar scheme with the stock of another company he controlled, Celebrity Entertainment Group, Inc., in 2001. According to the SEC’s complaint, Crowley used his offshore nominees to illegally sell over $900,000 in Celebrity Entertainment stock. The settlement orders Crowley to repay all of his ill-gotten gains, as well as all of the salary he received from Spear & Jackson, for a total of $3,765,776, plus prejudgment interest of $304,104. In addition, the settlement orders Crowley to pay a $2 million civil money penalty, which brings the total judgment to $6.1 million. Crowley has also agreed to the entry of orders that permanently bar him from serving as an officer or director of a public company and from participating in penny stock offerings. In his consent, Crowley has also agreed to return to Spear & Jackson all of the 6 million company shares that he owned at the time of the SEC’s action. Finally, the proposed final judgment imposes a permanent injunction on Crowley from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 (Securities Act) and Sections 10(b), 13(a), 13(d) and 16(a) of the Exchange Act and Rules 10b-5, 12b-20, 13a- 1, 13a-14, and 16a-3 thereunder, and bars Crowley from owning or receiving shares issued pursuant to a Form S-8 registration statement. Spear & Jackson has agreed to the entry of an order permanently enjoining it from violating Sections 5(a), 5(c) and 17(a) of the Securities Act and Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 12b-20 and 13a-1 thereunder. IMS and Velazquez have consented to the entry of injunctions against future violations of Sections 5(a), 5(c), 17(a) and 17(b) of the Securities Act and Sections 10(b) and 15(a) of the Exchange Act and Rule 10b-5 thereunder. In addition, the final judgment orders Velazquez to pay $301,581 in disgorgement, plus prejudgment interest, and a $120,000 civil penalty, and bars her from participating in any offering of a penny stock. IMS, which is now defunct, has consented to the entry of an order requiring it to pay $2,032,393 in disgorgement, plus prejudgment interest. Crowley, Spear & Jackson, IMS and Velazquez all entered into their settlements without admitting or denying the allegations in the SEC’s complaint. The moneys collected under the judgments announced today will be placed in a Fair Fund under Section 308(a) of the Sarbanes-Oxley Act of 2002, and will be distributed to defrauded investors. [SEC v. Spear & Jackson, Inc., et al., Case No. 04-CIV-80354, S.D. Fla.] (LR- 19072) SEC CHARGES SEVEN EMPLOYEES OF FLOWERS FOODS, INC. WITH INSIDER TRADING The Commission today announced the filing of an action against seven defendants for engaging in insider trading in the securities of Flowers Foods, Inc. The Commission’s complaint, filed in the U.S. District Court for the Middle District of Georgia, alleges that while employed by Flowers Foods, Inc. these seven defendants obtained material nonpublic information that they used to earn illegal trading profits. The Commission’s complaint alleges that on Jan. 30, 2003, Flowers Foods announced that its expected fiscal fourth quarter 2002 earnings per share would be higher than its previous estimate for the quarter. In a separate but simultaneous press release, Flowers Foods disclosed the sale of its Mrs. Smith’s Bakeries’s frozen dessert business to Schwan Food Company. After the announcements, Flowers Foods’s traded up $6.12 closing at $23.20. The defendants, Patsy J. Aldredge, Robert L. Benton, Jr., Howard M. Courtney, Jerry F. Hancock, II, Herman D. Small, Dan W. Stone, and Charles M. Worthey, learned about either the earnings release or the sale of Mrs. Smith’s Bakeries frozen dessert business, or both, prior to these announcements and purchased Flowers Foods securities while in possession of this nonpublic, material information. The complaint alleges that by their conduct, Aldredge, Benton, Courtney, Hancock, Small, Stone, and Worthey violated Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The Commission seeks a permanent injunction, disgorgement, prejudgment interest, and civil penalties. Simultaneously with the filing of the Commission’s action, Aldredge, Benton, Courtney, Hancock, Small, Stone, and Worthey agreed, without admitting or denying the allegations in the complaint, to the entry of a final judgment permanently enjoining them from future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. In addition, the seven defendants cumulatively consented to pay disgorgement of $57,486, plus prejudgment interest and cumulatively consented to pay a one-time civil penalty on their profits of $57,486. [SEC v. Patsy J. Aldredge, Robert L. Benton, Jr., Howard M. Courtney, Jerry F. Hancock, II, Herman D. Small, Dan W. Stone, and Charles M. Worthey, Civil Action No. 6:05-CD-8 (M.D. Ga.)] (LR-19073) JUDGMENT ENTERED AGAINST FORMER UNIFY CORPORATION CEO IN FINANCIAL FRAUD CASE District Judge Susan Illston in San Francisco entered judgment on February 9 against former Unify Corporation chief executive Gholamreza Mikailli. The judgment includes an injunction against future violations of the securities laws and a bar against serving as a director or officer of any public company. In 2003, a federal jury convicted Mikailli of criminal violations of Section 10(b), Rule 10b-5 and conspiracy. On Sept. 24, 2004, Mikailli was sentenced to serve 51 months in prison and pay restitution and penalties totaling $1,001,000. The Commission’s complaint, filed in May 2002, alleged that Mikailli caused Unify to fraudulently overstate revenue on software sales transactions that they were subject to contingencies or involved barter transactions. The Commission alleged that Unify overstated its revenue over four fiscal quarters in amounts ranging from 61% to 150% per quarter. The Commission also alleged that Mikailli sold shares of Unify stock at inflated prices during the fraud. Mikailli consented to entry of judgment in the Commission’s case without admitting or denying those allegations. The Commission’s action against Mikailli alleged violations of Sections 10(b), 13(b)(5) and 16(a) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1, 13b2-2 and 16a-3 and aiding and abetting violations of Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20 and 13a-13. [SEC v. Reza Mikailli, et al., Case No. 02-2426 SI (N.D. Cal.)] (LR-19074) SEC CHARGES FRANK R.V. LOOMANS WITH INSIDER TRADING IN THE SECURITIES OF COX COMMUNICATIONS, INC. AND CONCURRENT COMPUTER CORPORATION The Commission announced that on February 10 it filed a complaint in the U.S. District Court for the Northern District of Georgia against Frank R.V. Loomans (F. Loomans) as defendant, and Luc F. Loomans (L. Loomans), as a relief defendant. The complaint alleges that between July 2000 and July 2001, F. Loomans, who was then a manager of investor relations for Cox Communications, Inc. (Cox), engaged in insider trading in options for securities of Cox and of Concurrent Computer Corporation (Concurrent), which had a business relationship with Cox. It further alleges that to carry out the scheme, F. Loomans placed orders to trade in a brokerage account in the name of his father, Luc F. Loomans (L. Loomans), via the Internet using a computer at Cox and by telephone. At the time of the conduct alleged in the complaint, F. Loomans was a resident of Atlanta, Georgia, while his father resided near Brussels, Belgium. The Commission’s complaint alleges that F. Loomans was, by virtue of his then and past positions at Cox, intimately involved in the preparation of Cox quarterly earnings releases, from which he obtained highly sensitive and detailed nonpublic information after the end of each quarter, and through the date and time of each quarterly earnings release. It further alleges that F. Loomans received material nonpublic information regarding publicly traded companies with which Cox had proposed business transactions such as investments, acquisitions, mergers and significant vendor relationships. While in possession of material nonpublic information, the complaint alleges that F. Loomans conducted securities trades in L. Loomans’ brokerage account which included various purchases and sales of Cox and Concurrent options. As a result, he illegally gained at least $285,505. After F. Loomans’ final sale, L. Loomans initiated instructions which caused virtually all of the funds in his brokerage account to be transferred outside of the United States, and was therefore enriched by that amount. The complaint alleges that by his conduct, F. Loomans violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and that L. Loomans was unjustly enriched by the amount in his brokerage account arising from the sales. The Commission seeks a permanent injunction, accounting, disgorgement, prejudgment interest, civil penalties and an officer and director bar against F. Loomans, and further seeks disgorgement and prejudgment interest from L. Loomans. [SEC v. Frank R.V. Loomans, Defendant, and Luc F. Loomans, Relief Defendant, Civil Action File No. 1:05-CV-0400, NDGA] (LR-19075) INVESTMENT COMPANY ACT RELEASES THE ADAMS EXPRESS COMPANY, ET AL. A notice has been issued giving interested persons until March 7, 2005, to request a hearing on an application filed by The Adams Express Company, et al. for an order under Sections 6(c), 17(d) and 23(c) of the Investment Company Act and Rule 17d-1 under the Act for an order permitting applicants to adopt an equity-based employee compensation plan. (Rel. IC-26759 – February 10) HOLDING COMPANY ACT RELEASES E.ON AG AND AMERICAN ELECTRIC POWER COMPANY, INC. An order has been issued approving a proposal by E.ON AG, (E.ON), E.ON’s subsidiaries E.ON US Holding GmbH, E.ON US Investments Corp., and LG&E Energy LLC (LG&E Energy), all registered holding companies, Louisville Gas and Electric Company (LG&E), a public utility subsidiary of LG&E Energy, and American Electric Power Company, Inc. (AEP), a registered holding company not affiliated with E.ON, whereby LG&E would purchase from AEP 730 shares of common stock of Ohio Valley Electric Corporation, an electric utility company. (Rel. 35-27945 – February 10) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2004-13) that would allow FICC to amend the rules of its Mortgage- Backed Securities Division to impose fines on members for violations of minimum financial standards and to modify the penalty assessment process for failures of members to submit requisite financial reports on a timely basis. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51146) The Chicago Board Options Exchange. filed a proposed rule change (SR- CBOE-2004-63) to permit the listing of Short Term Option Series. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51172) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2004-171) and Amendment No. 1 thereto relating to amendments to Rule 2340 (Customer Account Statements). Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51181) IMMEDIATE EFFECTIVENESS OF PROPOSED RULES A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2005-002) and Amendment No. 1 thereto to establish fees for connectivity to the Nasdaq Market Center has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51170) A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2005-016) to modify fees for the Nasdaq Information Exchange Protocol has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51171) The International Securities Exchange filed a proposed rule change (SR- ISE-2005-03) and Amendment No. 1 thereto relating to the calculation of securities indexes underlying options. The proposed rule change, as amended, has become immediately effective under Section 19(b)(3)(A) of the Securities and Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51176) The Philadelphia Stock Exchange filed a proposed rule change (SR–Phlx- 2004-95) relating to limitation of the Net Inbound ITS Credit to certain Phlx and SCCP fees and transaction-related charges. The proposed rule change, as amended by Amendment No. 1 thereto, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February14. (Rel. 34-51179) The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2004-04) under Section 19(b)(3)(A) of the Securities Exchange Act, which became effective upon filing, to add a new $0.15 per Program Trading Side transaction fee applicable to remote specialists that deliver certain types of orders to the Philadelphia Stock Exchange. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51182) A proposed rule change (Amex-2005-14) filed by the American Stock Exchange relating to the Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51185) The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2004-05) under Section 19(b)(3)(A) of the Securities Exchange Act, which became effective upon filing, to amend SCCP’s fee schedule to indicate that the Net Inbound ITS Credit established in the Philadelphia Stock Exchange’s (Phlx) Summary of Equity Charges is limited to certain SCCP and Phlx transaction-related charges. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51186) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change and Amendment No. 1 thereto and granted accelerated approval to Amendment No. 2 to the proposed rule change submitted by the Chicago Board Options Exchange (SR- CBOE-2004-85) regarding Designated Primary Market-Makers' handling of non-public customer orders. Publication of the order is expected in the Federal Register during the week of February 14. (Rel. 34-51173) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 EMPYREAN HOLDINGS, INC, 2537 SOUTH GESSNER SUITE 114, HOUSTON, TX, 77063, 7132607236 - 150,000,000 ($1,500,000.00) Equity, (File 333-122675 - Feb. 10) (BR. 06) S-8 IPCS INC, 1901 N. ROSELLE ROAD, SUITE 1040, SCHAUMBURG, IL, 60195, 847 885 7006 - 0 ($12,941,675.00) Equity, (File 333-122676 - Feb. 10) (BR. 37) S-8 FRANKLIN CREDIT MANAGEMENT CORP/DE/, SIX HARRISON ST, NEW YORK, NY, 10013, 2129258745 - 1,600,000 ($9,312,740.00) Equity, (File 333-122677 - Feb. 10) (BR. 07) S-1 K&F INDUSTRIES INC, 600 THIRD AVE, NEW YORK, NY, 10016, 2122970900 - 0 ($30,100,000.00) Non-Convertible Debt, (File 333-122678 - Feb. 10) (BR. 05) S-4 VALLEY NATIONAL BANCORP, 1455 VALLEY RD, WAYNE, NJ, 07470, 9733053380 - 5,081,523 ($135,956,148.00) Equity, (File 333-122680 - Feb. 10) (BR. 07) S-3 NUMEREX CORP /PA/, 1600 PARKWOOD CIRCLE, SUITE 200, ATLANTA, GA, 30339, 770-693-5950 - 0 ($9,029,707.00) Equity, (File 333-122681 - Feb. 10) (BR. 37) S-8 VTEX ENERGY INC, 8303 SOUTHWEST FREEWAY, SUITE 950, HOUSTON, TX, 77074, 713-773-3284 - 700,000 ($259,000.00) Equity, (File 333-122682 - Feb. 10) (BR. 04) S-8 ELDORADO GOLD CORP /FI, 920 - 1055, WEST HASTINGS STREET, VANCOUVER, A1, V6E 2E9, 2,541,463 ($6,760,291.58) Equity, (File 333-122683 - Feb. 10) (BR. 04) S-3 FIRST AVENUE NETWORKS INC, 230 COURT SQUARE, SUITE 202, CHARLOTTESVILLE, VA, 22902, 434 220 4988 - 17,374,500 ($219,787,425.00) Equity, (File 333-122684 - Feb. 10) (BR. 37) S-8 FIBERSTARS INC /CA/, 44259 NOBEL DRIVE, FREMONT, CA, 94538, 5104900719 - 571,648 ($4,658,931.20) Equity, (File 333-122686 - Feb. 10) (BR. 36) S-3 NATURAL GAS SERVICES GROUP INC, 2911 SCR 1260, MIDLAND, TX, 79706, 9155633974 - 624,175 ($6,335,376.00) Debt Convertible into Equity, (File 333-122687 - Feb. 10) (BR. 04) S-3 RESIDENTIAL ASSET SECURITIES CORP, 8400 NORMANDALE LAKE BLVD, SUITE 600, MINNEAPOLIS, MN, 55437, 9528327000 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-122688 - Feb. 10) (BR. 05) S-8 TALLY HO VENTURES INC, 518 OAK STREET 2, GLENDALE, CA, 91204, 8185507886 - 500,000 ($25,000.00) Equity, (File 333-122689 - Feb. 10) (BR. 05) S-8 NANNACO INC, 7235 NORTH CREEK LOOP, ., GIG HARBOR, WA, 98335, (253) 853-3632 - 43,000,000 ($1,505,000.00) Equity, (File 333-122690 - Feb. 10) (BR. 06) S-8 MACROPORE INC, 6740 TOP GUN STREET, SAN DIEGO, CA, 92121, 8584580900 - 0 ($9,074,400.00) Equity, (File 333-122691 - Feb. 10) (BR. 36) S-3 APOLLO GOLD CORP, 172 KING STREET EAST, 3RD FLOOR, TORONTO ONTARIO CANA, A6, 714,283 ($435,712.63) Equity, (File 333-122693 - Feb. 10) (BR. 04) SB-2 POP N GO INC, 12429 E PUTNAM ST, WHITTIER, CA, 90602, 5629459351 - 102,542,499 ($1,743,222.48) Equity, (File 333-122694 - Feb. 10) (BR. 06) S-8 B2Digital, Inc., 1926 HOLLYWOOD BLVD, SUITE 208, HOLLYWOOD, FL, 33020, 9546200208 - 100,000,000 ($1,000,000.00) Equity, (File 333-122695 - Feb. 10) (BR. 05) S-4 IPI FundRaising, Inc., 4 MILL PARK COURT, NEWARK, DE, 19713, (302) 366-8992 - 13,064,628 ($502,157.00) Equity, (File 333-122696 - Feb. 10) (BR. 08) SB-2 SEGUSO HOLDINGS INC, 3405 54TH DRIVE WEST, G102, BRADENTON, FL, 34216, 941-753-7303 - 500,000 ($50,000.00) Equity, (File 333-122697 - Feb. 10) (BR. 09) S-3 LIONBRIDGE TECHNOLOGIES INC /DE/, 1050 WINTER STREET, 1050 WINTER STREET, WALTHAM, MA, 02154, 7818906612 - 130,000,000 ($130,000,000.00) Equity, (File 333-122698 - Feb. 10) (BR. 08) S-3 ONLINE RESOURCES CORP, 7600 COLSHIRE DRIVE, MCLEAN, VA, 22102, 7033945100 - 0 ($44,198,000.00) Equity, (File 333-122699 - Feb. 10) (BR. 08) S-8 PHOENIX COMPANIES INC/DE, ONE AMERICAN ROW, PO BOX 5056, HARTFORD, CT, 061025056, 8604035000 - 13,268,214 ($170,761,914.18) Equity, (File 333-122701 - Feb. 10) (BR. 01) S-3 INFINITY INC, 211 W 14TH ST, STE 260, CHANUTE, KS, 66720, 3164316200 - 3,921,864 ($37,649,894.00) Equity, (File 333-122702 - Feb. 10) (BR. 04) S-3 UNITED THERAPEUTICS CORP, 1110 SPRING ST, SILVER SPRING, MD, 20910, 3016089292 - 0 ($225,200,000.00) Equity, (File 333-122703 - Feb. 10) (BR. 01) S-4 EXELON CORP, 10 S DEARBORN ST 37TH FLR, PO BOX A-3005, CHICAGO, IL, 60690-3005, 3123947399 - 0 ($15,622,915,000.00) Equity, (File 333-122704 - Feb. 10) (BR. 02) S-3 FINISAR CORP, 1308 MOFFETT PARK DR, SUNNYVALE, CA, 94089, 4085481000 - 0 ($54,060,000.00) Equity, (File 333-122705 - Feb. 10) (BR. 36) S-3 ZOLTEK COMPANIES INC, 3101 MCKELVEY RD, ST LOUIS, MO, 63044, 3142915110 - 3,318,376 ($58,569,336.40) Equity, (File 333-122706 - Feb. 10) (BR. 36) N-2 PowerShares Zacks Large Cap ACE Fund, WHEATON OAKS PROFESSIONAL BUILDING, 855 WEST PRARIE AVENUE, WHEATON, IL, 60187, (800) 983-0903 - 0 ($1,000,000.00) Equity, (File 333-122707 - Feb. 10) (BR. 17) S-8 SELECTICA INC, 0 ($8,935,874.44) Equity, (File 333-122708 - Feb. 10) (BR. 03) SB-2 Blast Resources Inc., 165 LA ROSE AVENUE, SUITE 717, ETOBICOKE, A6, M9P 3S9, 778-227-6482 - 3,270,000 ($327,000.00) Equity, (File 333-122709 - Feb. 10) (BR. ) SB-2 IQ BIOMETRIX INC, 10600 N DE ANZA BOULEVARD, CUPERTINO, CA, 95014, 5592222229 - 3,600,000 ($20,160,000.00) Equity, (File 333-122710 - Feb. 10) (BR. 03) S-8 MAXIMUS INC, 11419 SUNSET HILLS ROAD, RESTON, VA, 20190, 7032518500 - 500,000 ($15,865,000.00) Equity, (File 333-122711 - Feb. 10) (BR. 08) S-8 TELLABS INC, ONE TELLABS CENTER, 1415 WEST DIEHL ROAD, NAPERVILLE, IL, 60563, 630-378-8800 - 0 ($72,000,000.00) Equity, (File 333-122712 - Feb. 10) (BR. 37) SB-2 INTERNATIONAL SPORTS & MEDIA GROUP INC, 8584887775 - 100,000,000 ($2,000,000.00) Equity, (File 333-122713 - Feb. 10) (BR. 05) S-8 DELTA AIR LINES INC /DE/, HARTSFIELD ATLANTA INTL AIRPORT, 1030 DELTA BLVD, ATLANTA, GA, 30354-1989, 4047152600 - 15,000,000 ($87,600,000.00) Equity, (File 333-122714 - Feb. 10) (BR. 05) S-8 VIRAGE LOGIC CORP, 47100 BAYSIDE PARKWAY, FREMONT, CA, 94538, 5103608000 - 161,853 ($2,217,386.10) Equity, (File 333-122715 - Feb. 10) (BR. 36) S-8 GASCO ENERGY INC, 14 INVERNESS DRIVE EAST BLDG H, BLDG H SUITE 236, ENGLEWOOD, CO, 80112, 3037130047 - 10,868,971 ($39,997,813.00) Equity, (File 333-122716 - Feb. 10) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ ABERDENE MINES LTD 7.01,9.01 02/02/05 ACCESS INTEGRATED TECHNOLOGIES INC 2.02 02/10/05 ACCESS INTEGRATED TECHNOLOGIES INC 1.01,8.01,9.01 02/09/05 ACCREDITED HOME LENDERS HOLDING CO DE 2.02,9.01 02/10/05 ACTIVE POWER INC DE 1.01,3.02,7.01,9.01 02/04/05 ACTIVISION INC /NY DE 7.01 02/09/05 ADVANCED MICRO DEVICES INC DE 5.02 02/04/05 ADVANCED MICRO DEVICES INC DE 5.02 02/04/05 AMEND ADVANCED PHOTONIX INC DE 2.02,9.01 02/10/05 ADVANCIS PHARMACEUTICAL CORP 2.02,9.01 02/10/05 AEP INDUSTRIES INC DE 1.01,5.02,9.01 02/04/05 AETNA INC /PA/ PA 8.01,9.01 02/09/05 AETNA INC /PA/ PA 2.02,9.01 02/10/05 AKESIS PHARMACEUTICALS, INC. NV 4.01,9.01 01/24/05 AMEND ALICO INC FL 3.01,9.01 02/08/05 ALLETE INC MN 2.02,2.03,9.01 02/04/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 02/10/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 02/10/05 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 02/09/05 ALLIED MOTION TECHNOLOGIES INC CO 8.01,9.01 02/08/05 ALNYLAM PHARMACEUTICALS, INC. 1.01,3.02 02/08/05 ALTERA CORP DE 1.01 02/04/05 AMCON DISTRIBUTING CO DE 5.03 02/07/05 AMERICAN BUSINESS FINANCIAL SERVICES DE 5.02,9.01 02/04/05 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 02/10/05 AMERICAN COMMUNITY BANCSHARES INC NC 7.01,9.01 02/10/05 AMERICAN FINANCIAL GROUP INC OH 9.01 12/31/04 AMERICAN REAL ESTATE PARTNERS L P DE 1.01 02/07/05 AMERICAN TECHNICAL CERAMICS CORP DE 2.02,9.01 02/10/05 AMERUS GROUP CO/IA IA 1.01,5.02,9.01 02/10/05 ANALOG DEVICES INC MA 2.02,9.01 02/10/05 ANALOGIC CORP MA 5.02 02/07/05 ANALYSTS INTERNATIONAL CORP 2.02,7.01,9.01 02/10/05 ANDERSONS INC OH 2.02 02/09/05 ANDREW CORP DE 1.01,9.01 02/08/05 APPLEBEES INTERNATIONAL INC DE 7.01 02/10/05 APPLIED MICRO CIRCUITS CORP DE 5.02 02/08/05 AQUANTIVE INC WA 1.01 02/04/05 ARCH COAL INC DE 2.02,9.01 02/08/05 ARCH COAL INC DE 1.01,9.01 02/08/05 ARCHIPELAGO HOLDINGS INC DE 1.01 02/04/05 ARMOR HOLDINGS INC DE 2.02,9.01 02/10/05 ARMOR HOLDINGS INC DE 2.02,9.01 02/10/05 AMEND ARQULE INC DE 2.02,9.01 02/10/05 ASHFORD HOSPITALITY TRUST INC MD 1.01,3.02,9.01 02/08/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/08/05 ASSURED GUARANTY LTD 2.02,9.01 02/10/05 ASTORIA FINANCIAL CORP DE 3.03,9.01 02/09/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,7.01,8.01,9.01 02/10/05 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 02/09/05 AVANIR PHARMACEUTICALS CA 2.02,9.01 02/10/05 AXESSTEL INC NV 1.01,9.01 02/08/05 AXS ONE INC DE 2.02,9.01 02/10/05 BADGER METER INC WI 2.02,9.01 02/03/05 BALDOR ELECTRIC CO MO 5.03,9.01 02/07/05 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 02/09/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 02/10/05 BECTON DICKINSON & CO NJ 7.01 02/09/05 BEDFORD PROPERTY INVESTORS INC/MD MD 1.01,2.02,9.01 02/04/05 BELO CORP DE 2.02,9.01 02/10/05 BENTHOS INC MA 2.02,9.01 02/09/05 BLACK & DECKER CORP MD 7.01,9.01 02/10/05 BLUE INDUSTRIES INC NV 5.02,9.01 01/20/05 BLUE RIVER BANCSHARES INC IN 1.01,1.02,9.01 02/10/05 BNC BANCORP NC 7.01,9.01 02/10/05 BRE PROPERTIES INC /MD/ MD 2.02,9.01 02/08/05 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 2.02,8.01,9.01 02/10/05 BRONCO ENERGY FUND, INC. NV 5.02 02/04/05 BUFFALO WILD WINGS INC MN 2.02,9.01 02/10/05 CAESARS ENTERTAINMENT INC DE 2.02,9.01 02/10/05 california service stations DE 2.01,9.01 02/07/05 CALYPTE BIOMEDICAL CORP DE 5.02,9.01 11/15/04 AMEND CAPITAL GOLD CORP NV 3.02,9.01 02/08/05 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 02/09/05 CAPITAL ONE MASTER TRUST NY 8.01,9.01 02/09/05 CAPITAL ONE MULTI ASSET EXECUTION TRU DE 8.01,9.01 02/09/05 CAPITAL TRUST INC MD 1.01,9.01 02/04/05 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01 02/09/05 CARRIAGE SERVICES INC DE 7.01,9.01 02/09/05 CBRL GROUP INC TN 7.01,9.01 02/10/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01,9.01 02/10/05 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 02/09/05 CENTURY CASINOS INC /CO/ DE 1.01 02/03/05 CERTEGY INC GA 1.01,9.01 02/04/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 02/08/05 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 4.01,9.01 02/10/05 CHINA ENERGY & CARBON BLACK HOLDINGS, NV 1.01,9.01 02/05/05 CHROMCRAFT REVINGTON INC DE 2.02,9.01 02/09/05 CINCINNATI FINANCIAL CORP OH 7.01,8.01,9.01 02/05/05 CLICK COMMERCE INC 2.01,9.01 02/02/05 CO LIQUIDATION, INC. DE 8.01 01/31/05 AMEND COCA COLA ENTERPRISES INC DE 1.01 02/08/05 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 02/10/05 COINSTAR INC DE 2.02,9.01 02/10/05 COLLEGIATE FUNDING SERVICES INC DE 2.02,9.01 02/10/05 COLLEGIATE PACIFIC INC DE 2.02,7.01,9.01 02/10/05 COMMERCE ENERGY GROUP INC DE 1.01,2.01,3.02,9.01 02/09/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,1.02,9.01 02/09/05 COMPASS MINERALS INTERNATIONAL INC DE 7.01 02/08/05 COMPUDYNE CORP NV 5.02 02/09/05 CONNS INC DE 2.02,9.01 02/10/05 CONOCOPHILLIPS DE 1.01,5.03,9.01 02/04/05 CONSUMERS BANCORP INC /OH/ OH 5.02 02/05/05 CONTINUCARE CORP FL 2.02,9.01 02/10/05 COOPER INDUSTRIES LTD 5.02,8.01,9.01 02/09/05 CORAUTUS GENETICS INC DE 1.01,8.01,9.01 02/04/05 CORIO INC DE 1.01 02/08/05 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 02/10/05 CORRECTIONS CORP OF AMERICA MD 8.01 02/10/05 COTHERIX INC 1.01,8.01,9.01 02/10/05 CPI AEROSTRUCTURES INC NY 1.01,9.01 02/07/05 CPI HOLDCO INC DE 5.02 02/01/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 02/10/05 CRONOS GROUP N4 1.01,2.03,9.01 02/04/05 CYTOGEN CORP DE 1.01,9.01 02/08/05 DDI CORP CA 5.02 02/04/05 DEAN FOODS CO/ DE 2.02,9.01 02/10/05 DELL INC DE 2.02,9.01 02/10/05 DELPHAX TECHNOLOGIES INC MN 2.02,9.01 02/10/05 DERMA SCIENCES, INC. PA 3.02 02/08/05 AMEND Dermisonics, Inc 7.01,9.01 02/10/05 DHB INDUSTRIES INC DE 1.01 12/23/04 DIGITAL THEATER SYSTEMS INC DE 2.02,9.01 02/10/05 DIOMED HOLDINGS INC NV 8.01 02/10/05 DJ ORTHOPEDICS INC DE 5.02,9.01 02/09/05 DOLLAR FINANCIAL CORP DE 9.01 02/04/05 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,9.01 02/04/05 DOUBLE EAGLE PETROLEUM CO MD 5.02,7.01,9.01 02/04/05 DRUGMAX INC NV 8.01,9.01 02/10/05 DTE ENERGY CO MI 2.02,9.01 02/10/05 DURA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 02/10/05 DURECT CORP DE 8.01,9.01 02/10/05 DURECT CORP DE 2.02,8.01,9.01 02/10/05 E LOAN INC DE 9.01 02/04/05 EASTERN CO CT 2.02,7.01,9.01 02/10/05 EASYLINK SERVICES CORP DE 1.01,9.01 02/08/05 ELECTROGLAS INC DE 1.01 02/08/05 ELECTRONIC CLEARING HOUSE INC NV 2.02,9.01 02/10/05 EMPIRE RESORTS INC DE 8.01 02/04/05 EMS TECHNOLOGIES INC GA 1.01,5.02 02/04/05 ENBRIDGE ENERGY PARTNERS LP DE 1.01,9.01 02/09/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 02/10/05 ENERGY & ENGINE TECHNOLOGY CORP NV 1.01,8.01,9.01 02/09/05 ENERGY CONVERSION DEVICES INC DE 1.01,9.01 02/10/05 ENERGY EAST CORP NY 2.02,7.01,9.01 02/10/05 ENTERASYS NETWORKS INC /DE/ DE 2.02,5.02,9.01 02/10/05 ENTRADA NETWORKS INC DE 1.01,2.03,4.01,9.01 02/09/05 ENVIRONMENTAL TECTONICS CORP PA 8.01 02/08/05 EPIC FINANCIAL CORP NV 5.02 02/07/05 EPLUS INC DE 1.01,9.01 02/08/05 EQUITABLE RESOURCES INC /PA/ PA 5.03 02/04/05 ESB FINANCIAL CORP PA 2.02,9.01 02/10/05 ESTEE LAUDER COMPANIES INC DE 1.01 02/07/05 ESTEE LAUDER COMPANIES INC DE 1.01,5.02,9.01 12/13/04 AMEND EYETECH PHARMACEUTICALS INC DE 7.01 02/10/05 FelCor Lodging Trust Inc MD 2.02,9.01 02/09/05 FIFTH THIRD BANCORP OH 7.01,9.01 02/10/05 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,9.01 02/09/05 FIRST AVENUE NETWORKS INC DE 9.01 01/13/05 AMEND FIRST FEDERAL BANCSHARES INC /DE DE 5.02,9.01 02/09/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 2.02,7.01,9.01 02/10/05 FLIGHT SAFETY TECHNOLOGIES INC NV 4.01,7.01 02/10/05 FLIR SYSTEMS INC OR 1.01,9.01 02/04/05 FLORIDA EAST COAST INDUSTRIES INC FL 7.01,9.01 02/10/05 FLORIDA EAST COAST INDUSTRIES INC FL 2.02,9.01 02/10/05 FLORIDA EAST COAST INDUSTRIES INC FL 1.01,5.02,9.01 02/10/05 FLOWSERVE CORP NY 2.02,2.05,4.02,5.02,9.01 02/07/05 FMC CORP DE 7.01 02/10/05 FORMFACTOR INC DE 2.02,9.01 02/10/05 FPL GROUP INC FL 8.01,9.01 02/09/05 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 5.02,9.01 02/09/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 02/09/05 FRIEDMANS INC DE 4.01,9.01 02/10/05 AMEND FSI INTERNATIONAL INC MN 2.01,9.01 02/04/05 G REIT INC MD 7.01,9.01 02/10/05 GENAISSANCE PHARMACEUTICALS INC DE 2.02,9.01 02/10/05 GENENCOR INTERNATIONAL INC DE 2.02,8.01,9.01 02/10/05 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 02/09/05 GENIUS PRODUCTS INC NV 5.02,9.01 02/04/05 GLADSTONE CAPITAL CORP MD 2.02,9.01 02/09/05 GOLDEN EAGLE INTERNATIONAL INC CO 1.01,2.01,2.02,3.02,9.01 02/08/05 GRACO INC MN 1.01,2.01 02/04/05 GRAFTECH INTERNATIONAL LTD DE 1.01,2.03,7.01 02/10/05 GRANT PRIDECO INC DE 2.02,9.01 02/10/05 GREAT AMERICAN FINANCIAL RESOURCES IN DE 2.02,9.01 12/31/04 GREAT PLAINS ETHANOL LLC SD 8.01 01/26/05 GUITAR CENTER INC DE 2.02 02/09/05 GYMBOREE CORP DE 1.01 02/07/05 HALIFAX CORP VA 2.02,9.01 02/09/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 02/08/05 HARMAN INTERNATIONAL INDUSTRIES INC / DE 5.02 12/31/04 HARTFORD LIFE INSURANCE CO CT 9.01 02/10/05 HEADLINERS ENTERTAINMENT GROUP, INC. DE 3.02,5.01 02/09/05 HEALTH NET INC DE 2.02,9.01 02/08/05 HEALTHGATE DATA CORP DE 1.01,5.02,9.01 02/07/05 HEARTLAND BANCSHARES INC/FL FL 1.01,9.01 11/09/04 HICKOK INC OH 2.02,9.01 12/31/04 HICKORY TECH CORP MN 8.01,9.01 02/09/05 HIGHLAND HOSPITALITY CORP MD 2.02,9.01 02/10/05 HILLENBRAND INDUSTRIES INC IN 2.02,9.01 02/09/05 HOME EQUITY LOAN TRUST SERIES 2000-HE DE 8.01 02/10/05 HOMENET CORP DE 1.01,2.01,2.03,5.03,8.01,9.01 02/06/05 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 02/09/05 HORTON D R INC /DE/ DE 8.01,9.01 02/04/05 IDX SYSTEMS CORP VT 2.02,9.01 12/31/04 IFT CORP DE 1.01 02/01/05 IMAGE ENTERTAINMENT INC CA 2.02,9.01 02/10/05 IMAGISTICS INTERNATIONAL INC DE 2.02,9.01 02/10/05 IMATION CORP DE 2.02,7.01,9.01 02/07/05 IMMUNE RESPONSE CORP DE 1.01,5.02 02/08/05 INNOVA HOLDINGS NV 5.02 02/07/05 INSIGNIA SOLUTIONS PLC 2.02,9.01 02/10/05 INSIGNIA SOLUTIONS PLC 1.01,1.02,9.01 02/10/05 INSIGNIA SOLUTIONS PLC 1.01,9.01 02/09/05 INSTINET GROUP INC DE 2.02,8.01,9.01 02/09/05 INTEGRA BANK CORP IN 1.01 02/08/05 INTEGRAMED AMERICA INC DE 7.01,9.01 02/10/05 INTERCHANGE CORP DE 1.01,8.01,9.01 02/09/05 INTERMAGNETICS GENERAL CORP NY 2.01,9.01 01/27/04 AMEND Intermix Media, Inc. DE 2.02,9.01 02/07/05 INTERMOST CORP UT 8.01,9.01 02/10/05 INTERNATIONAL ALUMINUM CORP CA 2.02,9.01 02/10/05 INTERNATIONAL STAR INC NV 7.01,9.01 02/09/05 INTERNATIONAL STEEL GROUP INC DE 2.02,9.01 02/10/05 INTERVOICE INC TX 7.01,9.01 02/03/05 INTRUSION INC DE 2.02,9.01 02/10/05 IPC ACQUISITION CORP 2.02,9.01 02/09/05 IPC COMMUNICATIONS INC /DE/ DE 2.02,9.01 02/09/05 IROQUOIS GAS TRANSMISSION SYSTEM LP DE 5.02 02/09/04 IRVINE SENSORS CORP/DE/ DE 2.02,9.01 02/10/05 IRWIN FINANCIAL CORP IN 8.01,9.01 02/10/05 ISECURETRAC CORP DE 3.02 01/03/05 ISLE OF CAPRI CASINOS INC DE 1.01,2.03 02/04/05 J.P. Morgan Mortgage Trust 2004-S2 DE 8.01,9.01 02/10/05 JENNIFER CONVERTIBLES INC DE 8.01 02/04/05 JMAR TECHNOLOGIES INC DE 3.02 02/06/05 JONES SODA CO WA 5.02 02/07/05 JOURNAL COMMUNICATIONS INC 1.01,5.02,5.03 02/08/05 KEITH COMPANIES INC CA 2.02,7.01,9.01 02/09/05 KENTUCKY INVESTORS INC KY 1.01,2.01,2.03 02/07/05 KINDRED HEALTHCARE INC DE 7.01,9.01 02/09/05 KOPIN CORP DE 1.01,8.01,9.01 02/04/05 KRISPY KREME DOUGHNUTS INC NC 1.01,8.01,9.01 02/08/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 02/10/05 LANDMARK BANCORP INC DE 2.02,8.01,9.01 02/10/05 LARGE SCALE BIOLOGY CORP DE 2.02,9.01 02/07/05 LCC INTERNATIONAL INC DE 2.02,9.01 02/09/05 LEE PHARMACEUTICALS CA 2.02,9.01 02/10/05 LEE SARA CORP MD 5.02,7.01,9.01 02/09/05 LENNOX INTERNATIONAL INC DE 2.02,9.01 02/09/05 LIN TV CORP DE 1.01,5.02,9.01 02/04/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 9.01 02/10/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,8.01,9.01 02/10/05 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,7.01,9.01 02/09/05 LITFUNDING CORP NV 8.01,9.01 02/10/05 LITTELFUSE INC /DE DE 7.01,9.01 02/10/05 LML PAYMENT SYSTEMS INC A1 7.01,9.01 02/09/05 LOEWS CORP DE 9.01 12/31/04 Logistical Support, Inc UT 8.01,9.01 02/04/05 MACDERMID INC CT 2.02,9.01 12/31/04 MACERICH CO MD 2.02,9.01 12/31/04 MANAGEMENT NETWORK GROUP INC 2.02,9.01 01/01/05 MARGO CARIBE INC PR 1.01,9.01 02/09/05 MARINE JET TECHNOLOGY CORP NV 1.01,2.01,5.01,5.02,9.01 02/09/05 MATRIXX INITIATIVES INC DE 2.02,9.01 02/09/05 MATTEL INC /DE/ DE 1.01,2.03,9.01 02/09/05 MAVERICK OIL & GAS, INC. 3.02 02/04/05 MAVERICK TUBE CORPORATION DE 2.02,9.01 02/09/05 MAXCOR FINANCIAL GROUP INC DE 1.01,8.01 02/08/05 MAXXAM INC DE 8.01,9.01 02/09/05 MAXXAM INC DE 5.02 02/07/05 MAY DEPARTMENT STORES CO DE 2.02,9.01 02/10/05 MBNA CORP MD 2.03 02/07/05 MEDICALCV INC MN 1.01,3.02,9.01 12/01/04 AMEND MEREDITH CORP IA 1.01,9.01 02/07/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/10/05 MGI PHARMA INC MN 1.01,2.02,5.02,9.01 01/18/05 MICROTUNE INC DE 1.01 02/10/05 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 02/10/05 MID WISCONSIN FINANCIAL SERVICES INC WI 2.02,9.01 02/10/05 MIDLAND CO OH 2.02 02/10/05 MILL CREEK RESEARCH INC UT 3.02,4.01,5.02 02/04/05 MKS INSTRUMENTS INC MA 2.02 02/10/05 MOBILITY ELECTRONICS INC DE 2.02 02/10/05 MODINE MANUFACTURING CO WI 1.01 01/18/05 MOLINA HEALTHCARE INC DE 8.01 02/10/05 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 02/10/05 MOONEY AEROSPACE GROUP LTD DE 3.01 02/09/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 01/01/05 MORGANS FOODS INC OH 8.01 02/10/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 02/08/05 MOTIENT CORP DE 7.01 02/10/05 MPOWER HOLDING CORP DE 2.02,9.01 02/10/05 MPS GROUP INC FL 2.02,9.01 02/10/05 MRU HOLDINGS INC DE 1.01,2.03,3.02,5.03,9.01 02/04/05 NACCO INDUSTRIES INC DE 5.02 02/09/05 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 02/10/05 NATIONAL COAL CORP FL 5.02 02/08/05 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 7.01 02/02/05 NATIONAL OILWELL INC DE 1.01,9.01 02/10/05 NATIONAL VISION INC GA 1.01 02/08/05 NAVIGANT CONSULTING INC DE 2.02,9.01 02/10/05 NAVISITE INC DE 1.01,3.02,9.01 02/04/05 NCI BUILDING SYSTEMS INC DE 1.01,5.02,9.01 02/10/05 NELNET INC NE 1.01,9.01 02/04/05 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 02/10/05 NEUROLOGIX INC/DE DE 1.01,3.02,5.02,9.01 02/04/05 NEW FRONTIER MEDIA INC CO 2.02,9.01 02/10/05 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 02/09/05 NEXEN INC A0 2.02 02/10/05 NOBEL LEARNING COMMUNITIES INC DE 8.01,9.01 02/08/05 NORTEK INC DE 8.01,9.01 02/10/05 NORTEK INC DE 7.01,9.01 02/10/05 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 02/10/05 NOVASTAR FINANCIAL INC MD 8.01,9.01 02/10/05 NOVATEL WIRELESS INC DE 2.02,9.01 02/10/05 NS GROUP INC KY 7.01,9.01 02/10/05 NUTRITION 21 INC NY 2.02 02/10/05 OCWEN FINANCIAL CORP FL 1.01 02/04/05 OFFICE DEPOT INC DE 2.02,9.01 02/10/05 OFFSHORE LOGISTICS INC DE 8.01,9.01 02/10/05 OLD SECOND BANCORP INC DE 1.01,9.01 02/07/05 ONEIDA FINANCIAL CORP DE 2.02 02/08/05 Opteum Mortgage Acceptance Corp Asset DE 9.01 01/31/05 Opteum Mortgage Acceptance Corp Asset DE 9.01 01/31/05 ORASURE TECHNOLOGIES INC DE 2.02,9.01 02/10/05 OREGON STEEL MILLS INC DE 1.01 02/03/05 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 02/08/05 OWENS ILLINOIS INC /DE/ DE 5.02 02/04/05 OXIS INTERNATIONAL INC DE 1.01,3.02,9.01 02/10/05 AMEND OYO GEOSPACE CORP DE 1.01 02/09/05 P COM INC DE 2.02,9.01 02/08/05 PALMSOURCE INC DE 1.01,9.01 02/07/05 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 02/10/05 PAR TECHNOLOGY CORP DE 2.02 02/10/05 Park Place Securities, Inc., Asset-Ba 2.01,9.01 01/01/05 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 1.01,3.02,5.05,7.01,9.01 02/08/05 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 9.01 01/14/05 AMEND PENN VIRGINIA CORP VA 2.02,7.01,9.01 02/09/05 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 02/09/05 PEOPLES ENERGY CORP IL 5.03 02/10/05 PERINI CORP MA 2.02 12/31/04 PETROHAWK ENERGY CORP DE 1.01 02/04/05 PETROLEUM DEVELOPMENT CORP NV 1.01 02/10/05 PETROLEUM DEVELOPMENT CORP NV 8.01 02/10/05 PG&E Energy Recovery Funding LLC DE 9.01 02/10/05 PHSB FINANCIAL CORP PA 2.02,9.01 02/10/05 PINGCHUAN PHARMACEUTICAL INC NC 4.01,9.01 01/20/05 AMEND PIXAR \CA\ CA 2.02,9.01 02/10/05 PLEXUS CORP WI 1.01,1.02,8.01,9.01 02/09/05 PLIANT CORP UT 5.02,8.01 02/06/05 PMA CAPITAL CORP PA 5.02 02/09/05 POLAR MOLECULAR HOLDING CORP IA 4.01,9.01 01/18/05 POORE BROTHERS INC DE 2.02 02/10/05 POSTER FINANCIAL GROUP INC NV 1.01,9.01 02/10/05 POWERLINX INC NV 8.01,9.01 02/10/05 PRIMUS GUARANTY LTD 2.02,9.01 02/09/05 PRIVATE MEDIA GROUP INC NV 1.01 02/04/05 PROQUEST CO DE 2.01,9.01 01/31/05 AMEND PROSPECT ENERGY CORP MD 2.02,9.01 12/31/04 QUESTAR CORP UT 7.01,9.01 12/31/04 QUIXOTE CORP DE 1.01,2.03,3.02,9.01 02/09/05 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 02/10/05 RAMP Series 2005-RS1 Trust 8.01,9.01 02/10/05 REGAL BELOIT CORP WI 7.01,9.01 02/10/05 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 02/10/05 REINHOLD INDUSTRIES INC/DE/ DE 4.02 09/30/04 RENTECH INC /CO/ CO 2.02,9.01 02/09/05 REPTRON ELECTRONICS INC FL 1.01,9.01 02/04/05 RIGEL PHARMACEUTICALS INC DE 2.02,9.01 02/08/05 RMS TITANIC INC FL 2.02,7.01,9.01 02/09/05 ROBOTIC VISION SYSTEMS INC DE 8.01,9.01 02/07/05 SALISBURY BANCORP INC CT 5.03,9.01 01/28/05 AMEND SCHICK TECHNOLOGIES INC DE 2.02,9.01 02/10/05 SCHICK TECHNOLOGIES INC DE 5.02 02/04/05 SCOTIA PACIFIC CO LLC DE 8.01,9.01 02/09/05 SEQUENOM INC DE 2.02,9.01 02/10/05 SERVICE 1ST BANCORP CA 8.01,9.01 02/10/05 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 02/10/05 SERVICEMASTER CO DE 2.02,9.01 02/10/05 SERVICEWARE TECHNOLOGIES INC/ PA DE 2.02,9.01 02/10/05 SERVICEWARE TECHNOLOGIES INC/ PA DE 2.02,9.01 02/10/05 SERVICEWARE TECHNOLOGIES INC/ PA DE 2.02,9.01 02/01/05 AMEND SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 02/09/05 SHUFFLE MASTER INC MN 1.01,3.03,9.01 02/07/05 SIERRA HEALTH SERVICES INC NV 7.01 02/09/05 SIGNATURE EYEWEAR INC CA 1.01,2.03 02/07/05 SILGAN HOLDINGS INC DE 2.02,9.01 12/31/04 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 02/10/05 SIMPLETECH INC CA 2.02,9.01 02/10/05 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 02/10/05 SIRICOMM INC DE 1.01,3.02,9.01 02/07/05 SONICWALL INC CA 2.02,9.01 02/10/05 SPECIALTY LABORATORIES INC 5.02,7.01,9.01 02/04/05 Specialty Underwriters Alliance, Inc. DE 5.02 02/07/05 STARBUCKS CORP WA 1.01,9.01 02/08/05 STERLING BANCORP NY 2.02,7.01,9.01 02/04/05 STRATEGY INTERNATIONAL INSURANCE GROU TX 9.01 01/19/05 AMEND SULPHCO INC NV 1.01,9.01 02/07/05 SUN HYDRAULICS CORP FL 2.02,9.01 02/08/05 SUPERGEN INC DE 5.02,9.01 02/08/05 SUPERIOR OIL & GAS CO NV 1.01,9.01 02/04/05 SUPERIOR OIL & GAS CO NV 1.01,9.01 12/19/04 AMEND SUPERIOR OIL & GAS CO NV 1.01,9.01 01/05/05 AMEND Surge Global Energy, Inc. 7.01,9.01 02/04/05 SYNIVERSE HOLDINGS LLC DE 8.01,9.01 02/09/05 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 02/10/05 SYSCAN IMAGING INC DE 5.02 02/04/05 Systems Management Solutions Inc NV 5.03,8.01 02/09/05 TASKER CAPITAL CORP NV 4.01 02/10/05 TECHTEAM GLOBAL INC DE 2.02,9.01 02/10/05 TELECOMMUNICATION SYSTEMS INC /FA/ 2.02,9.01 02/09/05 TEPPCO PARTNERS LP DE 2.02,9.01 02/09/05 TERREMARK WORLDWIDE INC DE 2.02,7.01,9.01 02/09/05 THREE FIVE SYSTEMS INC DE 2.02,9.01 02/09/05 TIPPERARY CORP TX 1.01 01/11/05 TLC VISION CORP A6 5.02,9.01 02/08/05 TNS INC 2.02,7.01,9.01 02/10/05 TORO CO DE 1.01,7.01,9.01 02/08/05 TRIZEC PROPERTIES INC DE 2.02,9.01 02/10/05 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 02/09/05 UBIQUITEL INC DE 2.02,4.02,9.01 02/06/05 UICI DE 2.02,8.01,9.01 02/09/05 ULTRALIFE BATTERIES INC DE 2.02,9.01 02/10/05 UNITED HERITAGE CORP UT 1.01,9.01 02/01/05 UNITED REFINING CO PA 8.01,9.01 02/09/05 UNIVEC INC DE 3.02 02/07/05 UNIVISION COMMUNICATIONS INC DE 5.02,7.01,9.01 02/09/05 UTSTARCOM INC DE 4.02,8.01,9.01 02/07/05 V F CORP PA 1.01,9.01 02/07/05 VIGNETTE CORP DE 1.01,9.01 02/04/05 VION PHARMACEUTICALS INC DE 8.01,9.01 02/10/05 VISTEON CORP DE 8.01,9.01 02/09/05 VisualMED Clinical Solutions Corp. NV 7.01,9.01 02/10/05 VISX INC DE 2.02,9.01 02/10/05 VIVUS INC CA 8.01,9.01 02/09/05 WABASH NATIONAL CORP /DE DE 2.02,9.01 02/09/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 02/10/05 WaMu Mortgage Pass-Through Certificat DE 9.01 01/26/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 02/09/05 WASTE MANAGEMENT INC DE 2.02,7.01,9.01 02/10/05 WATSON PHARMACEUTICALS INC NV 9.01 02/10/05 WCI COMMUNITIES INC 2.02,7.01,9.01 02/09/05 WEBSIDESTORY INC CA 1.01,9.01 02/08/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 02/08/05 WELLS GARDNER ELECTRONICS CORP IL 8.01,9.01 02/10/05 WEST BANCORPORATION INC IA 5.02 02/09/05 WESTCOAST HOSPITALITY CORP WA 2.02,9.01 02/10/05 WHIRLPOOL CORP /DE/ DE 1.01 01/25/05 AMEND WHOLE FOODS MARKET INC TX 2.02,9.01 02/09/05 WILLIS GROUP HOLDINGS LTD D0 2.02,9.01 02/09/05 WINMARK CORP MN 2.02,7.01,9.01 02/09/05 WIRELESS AGE COMMUNICATIONS INC NV 8.01 02/07/05 WISCONSIN ENERGY CORP WI 2.02 02/10/05 WNC HOUSING TAX CREDIT FUND VI LP SER 8.01,9.01 01/25/05 WORLDWIDE RESTAURANT CONCEPTS INC DE 2.01 02/04/05 WRIGHT MEDICAL GROUP INC DE 1.01,2.02,9.01 02/08/05 XL CAPITAL LTD 2.02,9.01 02/09/05 XM SATELLITE RADIO HOLDINGS INC DE 2.02,7.01,9.01 02/10/05 YANKEE CANDLE CO INC 1.01 02/04/05 YELLOW ROADWAY CORP DE 2.02,9.01 02/10/05 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 02/10/05 ZIPREALTY INC 2.02,9.01 02/10/05 ZIX CORP TX 2.02,9.01 02/08/05 ZIX CORP TX 5.02 02/08/05 ZOOM TECHNOLOGIES INC DE 2.02,9.01 12/31/04