SEC NEWS DIGEST Issue 2005-21 February 2, 2005 COMMISSION ANNOUNCEMENTS TEMPORARY SUSPENSION OF TRADING OF THE SECURITIES OF MOSAIC NUTRICEUTICALS CORP. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of Mosaic Nutriceuticals Corp. (Mosaic), of Lewisville, Texas at 9:30 a.m. on Feb. 2, 2005, and terminating at 11:59 p.m. on Feb. 15, 2005. The Commission temporarily suspended trading in the securities of Mosaic because of questions that have been raised about the accuracy and adequacy of publicly disseminated information concerning, among other things, Mosaic’s financial condition and its ability to fund advertising campaigns in support of its products. The Commission is also concerned that Mosaic and/or certain of its shareholders may have unjustifiably relied on Rule 144(k) of the Securities Act of 1933 (Securities Act) in conducting an unlawful distribution of its securities that failed to comply with the resale restrictions of Rules 144 and 145 of the Securities Act. The Commission cautions broker dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, he should refrain from entering quotations relating to Mosaic’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker dealer or other person has any information that may relate to this matter, they should immediately contact Stephen Webster (Websters@sec.gov) or Eric R. Werner (Wernere@sec.gov), at the Fort Worth Office of the Securities and Exchange Commission, at 817-978-3821. ENFORCEMENT PROCEEDINGS FEDERAL JUDGE PERMANENTLY ENJOINS GERALD HUNTER, JR. The Commission announced that the Honorable David C. Norton, U.S. District Judge for the District of South Carolina, Charleston Division, entered a Final Judgment as to Defendant Gerald F. Hunter, Jr. (Hunter) on Jan. 17, 2005. Hunter was enjoined from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Court ordered disgorgement and prejudgment interest against Hunter in the amount of $1,120,576, but waived payment of all but $100,000 due to Hunter’s demonstrated inability to pay, and did not impose a civil penalty. Hunter consented to the entry of the judgment against him without admitting or denying any of the allegations of the Commission’s complaint. The Commission’s complaint alleged that defendants Hunter, Southern Financial Group, Inc., Richard M. Wooten and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC. The complaint alleged that defendants operated these note offerings as a Ponzi scheme, using funds raised from current note offerings to pay principal and interest to investors in prior offerings, and that at least $5 million was transferred to relief defendant Springdale Investments, Inc. The complaint further alleged that Southern operated in violation of the net capital rule since at least October 2001, and that the firm’s FOCUS reports and other books and records have been inaccurate since that time. [SEC v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., USDC, District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18] (LR-19060) INVESTMENT COMPANY ACT RELEASES PRINCIPAL LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act to Principal Life Insurance Company (Principal Life), Principal Life Insurance Company Separate Account B (Account), and Princor Financial Services Corporation providing exemptions from the provisions of Sections 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit, under specified circumstances, the recovery of certain credits previously applied to purchase payments made under: (i) certain deferred variable annuity contracts that Principal Life issues through the Account (Contracts), and (ii) contracts that Principal Life may issue in the future through the Account, any of its other existing separate accounts, or any separate accounts that it may establish in the future (collectively, Future Accounts), which contracts are substantially similar in all material respects to the Contracts (Future Contracts). The order granting the requested relief extends to any other broker-dealer controlling, controlled by, or under common control with Principal Life, whether existing or created in the future, that serves as a distributor or principal underwriter of the Contracts or any Future Contracts offered through the Account or any Future Accounts. (Rel. IC-26743 – February 1) HOLDING COMPANY ACT RELEASES KEYSPAN CORP. A supplemental order has been issued authorizing a proposal by KeySpan Corp., a registered holding company, to maintain certain guarantees in support of certain of its nonutility subsidiaries after their divestiture. (Rel. 35-27942) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2005-01) filed by the New York Stock Exchange relating to two crossing sessions in its Off-Hours Trading Facility has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34-51091) The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2005-04) under Section 19(b)(1) of the Exchange Act, which became effective upon filing, to clarify that the premium to be assessed pursuant to Rule 3 of the Government Securities Division (GSD) for violation of minimum financial standards will begin to be assessed on the date FICC becomes aware of the violation. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34-51095) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-CBOE-2005-09) filed by the Chicago Board Options Exchange to amend its marketing fee program to provide for a monthly refund of any surplus. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34- 51101) The Commission has issued notice of filing and immediate effectiveness of a proposed rule change (SR-PCX-2004-118) filed by the Pacific Exchange relating to the fees charged to its OTP Holders, OTP Firms, ETP Holders, and their associated persons in connection with Exchange arbitrations. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34-51102) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-ISE-2005-04) filed by the International Securities Exchange relating to fee changes. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34-51103) A proposed rule change and Amendment No. 1 thereto filed by the American Stock Exchange (SR-Amex-2005-012) relating to limitations on end-of-day trade-through liability has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34-51109) PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change and Amendment No.1 thereto (SR-NASD-2004-159) to allow it to review on a pilot basis denial of access complaints related to the Alternative Display Facility. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34- 51092) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2004-75) and Amendments No. 1 and 2 thereto relating to the introduction of Remote Market-Makers. Publication of the proposal is expected in the Federal Register during the week of February 7. (Rel. 34-51107) APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval to a proposed rule change (SR-PCX-2004- 43) and Amendment Nos. 1 and 2 thereto and has noticed and granted accelerated approval to Amendment No. 3 submitted by the Pacific Exchange relating to a proposed listing fee schedule for structure products. Publication of the proposal is expected in the Federal Register during the week of Jan. 31, 2005. (Rel. 34-51094) The Commission approved a proposed rule change (SR-Amex-2004-72) and Amendment No. 1 thereto submitted by the American Stock Exchange to amend its Minor Rule Violation Plan. Publication of the proposal is expected in the Federal Register during the week of February 7. (Rel. 34-51119) NOTICE OF SUMMARY EFFECTIVENESS OF JOINT AMENDMENT NO. 14 ON A TEMPORARY BASIS The Commission has published notice of summary effectiveness for a period not to exceed 120 days to a joint amendment to the Options Intermarket Linkage Plan, submitted under Rule 11Aa3-2 of the Securities Exchange Act of 1934 by the American Stock Exchange, Boston Stock Exchange, Chicago Board Options Exchange, International Securities Exchange, Pacific Exchange, and Philadelphia Stock Exchange, relating to the limitation in liability for filling satisfaction orders sent through the Linkage at the end of the trading day. Publication of the proposal is expected in the Federal Register during the week of February 7. (Rel. 34-51108) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 STARMED GROUP INC, 2029 CENTURY PARK EAST, SUITE 1112, LOS ANGELES, CA, 90067, 3102262555 - 1,070,000 ($642.00) Other, (File 333-122434 - Feb. 1) (BR. 01) S-8 AIR FRANCE-KLM /FI, 45 RUE DE PARIS, ROISSY DCG CEDEX, FRANCE, I0, 95747, 330141567800 - 500,000 ($7,465,000.00) Equity, (File 333-122436 - Feb. 1) (BR. 05) S-3 ISOLAGEN INC, 713-780-4754 - 0 ($90,000,000.00) Non-Convertible Debt, (File 333-122440 - Feb. 1) (BR. 01) S-8 3COM CORP, 350 CAMPUS DRIVE, MARLBOROUGH, MA, 01752-3064, 508-323-5000 - 0 ($18,191,170.00) Equity, (File 333-122441 - Feb. 1) (BR. 03) SB-2 Cornish Holding CORP, 1335 DUBLIN ROAD, SUITE 213-B, COLUMBUS, OH, 43215, (212) 344-1600 - 100,000 ($20,000.00) Equity, (File 333-122442 - Feb. 1) (BR. ) S-3 EMISPHERE TECHNOLOGIES INC, 765 OLD SAW MILL RIVER ROAD, TARRYTOWN, NY, 10591, 9143472220 - 5,000,000 ($4.85) Equity, (File 333-122443 - Feb. 1) (BR. 01) S-3 WEINGARTEN REALTY INVESTORS /TX/, 2600 CITADEL PLAZA DR, SUITE 300, HOUSTON, TX, 77292, 7138666000 - 1,088,920 ($39,386,236.40) Equity, (File 333-122448 - Feb. 1) (BR. 08) SB-2 HENLEY VENTURES INC, 1,220,000 ($122,000.00) Equity, (File 333-122449 - Feb. 1) (BR. ) S-4 TECHNICAL OLYMPIC USA INC, 4000 HOLLYWOOD BLVD, SUITE 500N, HOLLYWOOD, FL, 33021, 954 364 4000 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-122450 - Feb. 1) (BR. 06) S-3 TECHNICAL OLYMPIC USA INC, 4000 HOLLYWOOD BLVD, SUITE 500N, HOLLYWOOD, FL, 33021, 954 364 4000 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-122451 - Feb. 1) (BR. 06) S-3 ACACIA RESEARCH CORP, 500 NEWPORT CENTER DRIVE, 7TH FLOOR, NEWPORT BEACH, CA, 92660, 9494808300 - 3,938,832 ($22,687,672.00) Equity, (File 333-122452 - Feb. 1) (BR. 36) S-3 ALLIANCE IMAGING INC /DE/, 1065 N PACIFICENTER DR, STE 200, ANAHEIM, CA, 92806-2131, 7146887100 - 0 ($230,400,000.00) Equity, (File 333-122453 - Feb. 1) (BR. 01) S-1 DEXCOM INC, 12230 EL CAMINO REAL SUITE 300, SAN DIEGO, CA, 92130, 6193507950 - 0 ($70,000,000.00) Equity, (File 333-122454 - Feb. 1) (BR. ) S-8 DIALYSIS CORP OF AMERICA, 27 MILLER AVENUE, LEMOYNE, PA, 17043, 7177306164 - 62,000 ($151,350.00) Equity, (File 333-122455 - Feb. 1) (BR. 01) S-3 HEALTH CARE PROPERTY INVESTORS INC, 3760 KILROY AIRPORT WAY, SUITE 300, LONG BEACH, CA, 90806, 562-733-5100 - 0 ($14,299,515.00) Equity, (File 333-122456 - Feb. 1) (BR. 08) S-3 NCI BUILDING SYSTEMS INC, 10943 NORTH SAM HOUSTON PARKWAY W, HOUSTON TEXAS, TX, 77064, 2818977799 - 0 ($180,000,000.00) Debt Convertible into Equity, (File 333-122457 - Feb. 1) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST CENTENNIAL BANCORP CA 2.02,9.01 02/01/05 1ST STATE BANCORP INC VA 2.02,9.01 01/31/05 3COM CORP DE 2.01,9.01 01/31/05 AASTROM BIOSCIENCES INC MI 8.01,9.01 02/01/05 ABC BANCORP GA 5.02,9.01 01/27/05 ABRAXAS PETROLEUM CORP NV 7.01,9.01 02/01/05 ACACIA RESEARCH CORP DE 1.01,2.01,3.02,5.02,7.01,9.01 01/28/05 ACCELRYS, INC. DE 2.02,9.01 01/26/05 ACTEL CORP CA 2.02,9.01 02/01/05 ADELPHIA COMMUNICATIONS CORP DE 1.01 01/26/05 ADEPT TECHNOLOGY INC CA 2.02,7.01,9.01 02/01/05 ADEPT TECHNOLOGY INC CA 1.01,8.01 11/04/04 AMEND ADSTAR INC DE 8.01,9.01 01/06/05 Advance Nanotech, Inc. CO 1.01,3.02 01/26/05 ADVANCED INTEGRATED MANAGEMENT SERVIC UT 2.01,3.01,9.01 01/31/05 AMEND ADVANCED MEDICAL INSTITUTE INC. NV 1.01,9.01 01/28/05 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 02/01/05 AFLAC INC GA 7.01,9.01 01/31/05 AFLAC INC GA 2.02,9.01 01/31/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 5.02 01/27/05 AIRGATE PCS INC /DE/ DE 8.01,9.01 01/31/05 ALICO INC FL 8.01 02/01/05 ALLIANCE DATA SYSTEMS CORP DE 5.02,9.01 02/01/05 ALLIANCE GAMING CORP NV 2.02 02/01/05 ALLIANCE LAUNDRY CORP 1.01,2.03,5.01,5.02,9.01 01/27/05 ALLIED WASTE INDUSTRIES INC DE 2.02 12/31/04 ALLMERICA FINANCIAL CORP DE 2.02,9.01 01/31/05 Allstate Life Global Funding Trust 20 8.01 01/30/05 ALTERNATIVE LOAN TRUST 2004-20T1 9.01 01/25/05 ALTERNATIVE LOAN TRUST 2004-24CB 9.01 01/25/05 ALTERNATIVE LOAN TRUST 2004-24CB 9.01 01/25/05 Alternative Loan Trust 2004-J8 9.01 01/25/05 AMB PROPERTY CORP MD 2.02,7.01,9.01 02/01/05 AMB PROPERTY LP DE 7.01,9.01 02/01/05 AMDL INC DE 1.01,9.01 01/31/05 AMEDISYS INC DE 8.01,9.01 01/31/05 AMERICAN ELECTRIC POWER CO INC NY 7.01,9.01 02/01/05 AMERICAN ENTERPRISE MVA ACCOUNT 7.01,9.01 02/01/05 AMERICAN EXPRESS CERTIFICATE CO DE 7.01,9.01 02/01/05 AMERICAN EXPRESS CO NY 7.01,9.01 02/01/05 AMERICAN GREETINGS CORP OH 1.02 01/28/05 AMERICAN HOME MORT SECURITIES HOME MO DE 8.01,9.01 01/25/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 01/25/05 American Home Mortgage Investment Tru DE 2.01,9.01 12/21/04 AMEND AMERICAN STANDARD COMPANIES INC DE 9.01 02/01/05 AML COMMUNICATIONS INC DE 2.02 01/31/05 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 01/31/05 APARTMENT INVESTMENT & MANAGEMENT CO MD 1.01 01/27/05 APPLIED DIGITAL SOLUTIONS INC MO 1.01 01/26/05 ARADIGM CORP CA 1.01,2.01,9.01 01/26/05 ARCHON CORP NV 4.01,9.01 01/25/05 ARCHSTONE SMITH TRUST CO 2.02,9.01 02/01/05 ARENA PHARMACEUTICALS INC DE 8.01,9.01 02/01/05 ARIAD PHARMACEUTICALS INC DE 1.01,9.01 01/26/05 ARIAD PHARMACEUTICALS INC DE 2.02,8.01,9.01 02/01/05 ART TECHNOLOGY GROUP INC DE 2.02,9.01 02/01/05 ARTCRAFT III INC 5.01,5.02 01/31/05 ARTCRAFT VI INC 5.01,5.02 01/14/05 ARVINMERITOR INC IN 2.02,2.05,9.01 01/31/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/01/05 Ashlin Development Corp FL 1.01,2.01,9.01 01/28/05 ASIAINFO HOLDINGS INC DE 2.02 02/01/05 Asset Backed Funding Corp C-BASS Mort DE 8.01,9.01 01/25/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 01/31/05 ATMEL CORP DE 2.02,9.01 02/01/05 AUTOCORP EQUITIES INC 1.01,9.01 01/31/05 AUTOCORP EQUITIES INC 1.01,9.01 01/31/05 AVIATION GENERAL INC DE 5.01 01/14/05 AVISTAR COMMUNICATIONS CORP DE 2.02,9.01 01/31/05 AVON PRODUCTS INC NY 2.02,8.01 02/01/05 AVON PRODUCTS INC NY 1.01 01/26/05 AXESSTEL INC NV 1.01,3.02,8.01,9.01 01/24/05 AMEND AXM PHARMA INC NV 5.02,9.01 02/01/05 B2B INTERNET HOLDRSSM TRUST NY 8.01,9.01 12/31/04 BAKER HUGHES INC DE 1.01,7.01,9.01 02/01/05 BEAR STEARNS COMPANIES INC DE 8.01,9.01 01/25/05 BEDFORD PROPERTY INVESTORS INC/MD MD 5.02,9.01 02/01/05 BEHRINGER HARVARD REIT I INC MD 9.01 02/01/05 AMEND BELDEN & BLAKE CORP /OH/ OH 5.02 01/26/05 BellaVista Mortgage Trust 2004-2 DE 9.01 01/25/05 BENIHANA INC DE 2.02,9.01 02/01/05 BERKSHIRE INCOME REALTY INC 9.01 11/17/04 AMEND BIG LOTS INC OH 1.01,1.02,5.02,7.01,9.01 01/27/05 BILL BARRETT CORP 7.01,9.01 01/31/05 BIMINI MORTGAGE MANAGEMENT INC MD 7.01,9.01 01/31/05 BIOPURE CORP DE 1.01,1.02,9.01 01/21/05 BIOTECH HOLDRS TRUST 9.01 12/31/04 BJ SERVICES CO DE 2.02 02/01/05 BLACK BOX CORP DE 2.02,9.01 02/01/05 BLACKBAUD INC 2.02,8.01,9.01 02/01/05 BLUE RIDGE PAPER PRODUCTS INC 8.01,9.01 01/28/05 BLUE RIDGE PAPER PRODUCTS INC 5.02 01/27/05 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 2.02 01/28/05 BOOKHAM, INC. DE 2.02,9.01 02/01/05 BORLAND SOFTWARE CORP DE 1.01 01/26/05 BORLAND SOFTWARE CORP DE 2.02 02/01/05 BOSTON COMMUNICATIONS GROUP INC MA 7.01 02/01/05 BOSTON SCIENTIFIC CORP DE 2.02,9.01 02/01/05 BROADBAND HOLDRS TRUST 8.01,9.01 12/31/04 BROADVISION INC DE 1.01,9.01 01/26/05 BROOKE CORP KS 5.03,5.05,8.01,9.01 01/27/05 BROOKS AUTOMATION INC DE 2.02,9.01 02/01/05 BSD MEDICAL CORP DE 7.01,9.01 02/01/05 CALIFORNIA PETROLEUM TRANSPORT CORP DE 4.01 01/30/05 CAM COMMERCE SOLUTIONS INC DE 2.02,9.01 02/01/05 CAMPBELL FUND TRUST MD 3.02 02/01/05 CANDELA CORP /DE/ DE 2.02 02/01/05 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 12/31/04 CARDINAL BANKSHARES CORP VA 5.02,9.01 01/24/05 CARROLLTON BANCORP MD 7.01,9.01 02/01/05 CBRL GROUP INC TN 7.01,9.01 02/01/05 CCSB FINANCIAL CORP DE 2.02,7.01,9.01 01/31/05 Celanese CORP DE 1.01,9.01 01/26/05 CERIDIAN CORP /DE/ DE 1.01 01/26/05 CERUS CORP DE 5.02,9.01 01/28/05 CHAMPPS ENTERTAINMENT INC DE 2.02,4.02,9.01 01/26/05 CHART INDUSTRIES INC DE 1.01 01/26/05 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 01/31/05 CHESTER VALLEY BANCORP INC PA 8.01,9.01 02/01/05 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 2.02 02/01/05 CHL MORTGAGE PASS-THROUGH TRUST 2004- DE 9.01 01/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2004- DE 9.01 01/25/05 CHL Mortgage Pass-Through Trust 2004- DE 9.01 01/25/05 CHUBB CORP NJ 2.02,9.01 02/01/05 CINCINNATI BELL INC OH 8.01 02/01/05 CINCINNATI FINANCIAL CORP OH 7.01,9.01 01/31/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 02/01/05 CLEAN DIESEL TECHNOLOGIES INC DE 8.01 01/31/05 COACHMEN INDUSTRIES INC IN 2.02,7.01,9.01 12/31/04 COACHMEN INDUSTRIES INC IN 2.02,7.01,9.01 12/31/04 Cobalis Corp NV 4.01 01/26/05 COGENT COMMUNICATIONS GROUP INC 8.01,9.01 01/31/05 COLLECTORS UNIVERSE INC DE 4.01,9.01 01/26/05 COLUMBIA BANKING SYSTEM INC WA 8.01,9.01 01/27/05 COLUMBIA BANKING SYSTEM INC WA 2.02,9.01 01/27/05 COLUMBUS MCKINNON CORP NY 2.01,9.01 02/01/05 COMC INC DE 4.02 01/27/05 COMERICA INC /NEW/ DE 7.01,9.01 02/01/05 COMMUNITY BANCORP INC DE 8.01,9.01 02/01/05 COMMUNITY CENTRAL BANK CORP MI 2.02 01/31/05 CONCORD CAMERA CORP NJ 3.01,9.01 02/01/05 CONCORD COMMUNICATIONS INC MA 2.02,9.01 02/01/05 CONNETICS CORP DE 8.01 01/28/05 CONSTAR INTERNATIONAL INC DE 8.01 02/01/05 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 02/01/05 COOPER COMPANIES INC DE 1.01,5.02,7.01,9.01 01/26/05 CORNELL COMPANIES INC DE 5.02 01/26/05 COSTCO WHOLESALE CORP /NEW WA 1.01,9.01 02/01/05 COTT CORP /CN/ 5.02,9.01 01/27/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 9.01 02/01/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 02/01/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 02/01/05 CRITICAL PATH INC CA 2.02,9.01 01/31/05 CROSS A T CO RI 5.02 01/31/05 CRYOLIFE INC FL 8.01,9.01 02/01/05 CTI MOLECULAR IMAGING INC DE 2.02,7.01 01/31/05 CURAGEN CORP DE 7.01,9.01 02/01/05 CWABS Asset Backed Certificates Trust DE 9.01 01/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 01/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 01/25/05 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 01/28/05 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 01/28/05 CWALT INC 8.01,9.01 01/31/05 CWALT INC 8.01,9.01 01/28/05 CWMBS CHL Mortgage Pass-Through Trust DE 9.01 01/25/05 CWMBS INC DE 8.01,9.01 01/31/05 Cyberkinetics Neurotechnology Systems DE 1.01,9.01 01/28/05 CYTOGEN CORP DE 8.01,9.01 02/01/05 CYTRX CORP DE 3.02 01/26/05 CYTRX CORP DE 3.02 01/26/05 AMEND DATALOGIC INTERNATIONAL INC DE 5.02,9.01 01/19/05 DATALOGIC INTERNATIONAL INC DE 1.01,9.01 01/28/05 DELPHI CORP DE 5.02,9.01 02/01/05 DENBURY RESOURCES INC DE 2.02,9.01 02/01/05 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 01/27/05 DIRECT GENERAL CORP 7.01,9.01 01/31/05 DISCOVER CARD MASTER TRUST I DE 8.01 01/31/05 DOLLAR FINANCIAL CORP DE 1.01,5.02,9.01 01/27/05 DORAL FINANCIAL CORP PR 7.01,9.01 02/01/05 DTE ENERGY CO MI 1.01,8.01,9.01 01/26/05 DUPONT E I DE NEMOURS & CO DE 1.01 02/01/05 DUQUESNE LIGHT HOLDINGS INC PA 2.02,9.01 01/31/05 DYADIC INTERNATIONAL INC 1.01,5.02,9.01 01/31/05 E PIPHANY INC DE 1.01,9.01 01/25/05 EAGLE MATERIALS INC DE 8.01 01/28/05 EAGLE PICHER HOLDINGS INC DE 1.02,5.02,8.01,9.01 01/26/05 EARTHLINK INC DE 1.01,2.03,7.01,9.01 01/26/05 EASTMAN KODAK CO NJ 1.01,9.01 01/30/05 ECHELON CORP DE 1.01 01/25/05 ECHELON CORP DE 1.01 01/25/05 AMEND ECOLLEGE COM DE 2.02,8.01,9.01 02/01/05 EDGAR ONLINE INC DE 2.02,9.01 02/01/05 EDUCATION LOANS INC /DE DE 8.01,9.01 01/31/05 EDUCATION LOANS INC /DE DE 8.01,9.01 01/31/05 EDUCATION LOANS INC /DE DE 8.01,9.01 01/31/05 EGAMES INC PA 2.02,9.01 02/01/05 EGAMES INC PA 8.01,9.01 02/01/05 EL PASO CORP/DE DE 2.02,7.01,9.01 02/01/05 ELECTRONIC CLEARING HOUSE INC NV 2.02,9.01 01/28/05 EMC INSURANCE GROUP INC IA 1.01,8.01 01/31/05 EMERSON ELECTRIC CO MO 2.02,9.01 02/01/05 EMERSON ELECTRIC CO MO 1.01,9.01 02/01/05 EMPS CORP NV 3.02 01/28/05 EMPYREAN HOLDINGS, INC NV 5.03,8.01 01/25/05 ENBRIDGE ENERGY PARTNERS LP DE 2.02,8.01,9.01 01/26/05 ENCORE CAPITAL GROUP INC DE 7.01 02/01/05 ENDWAVE CORP DE 2.02,9.01 02/01/05 Energy Transfer Partners, L.P. DE 1.01,2.01,3.02,9.01 01/26/05 ENESCO GROUP INC IL 8.01 02/01/05 ENESCO GROUP INC IL 1.01 01/28/05 AMEND ENTRADA NETWORKS INC DE 5.03,8.01,9.01 01/27/05 EQUITEX INC DE 3.01,9.01 01/26/05 EUROBANCSHARES INC 7.01,9.01 01/31/05 EUROPE 2001 HOLDRS TRUST NY 8.01,9.01 12/31/04 EVOLVE ONE INC DE 1.01,1.02,5.02,9.01 01/26/05 EXELON CORP PA 2.01 01/31/05 FACEPRINT GLOBAL SOLUTIONS INC WY 5.02 02/01/05 FEDERAL SECURITY PROTECTION SERVICES DE 4.01,5.01,9.01 02/01/05 AMEND FFW CORP DE 2.02,2.06,9.01 01/28/05 FINOVA GROUP INC DE 8.01 02/01/05 FIRST CHESTER COUNTY CORP PA 2.02 12/31/04 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 01/31/05 FIRST SECURITY GROUP INC/TN TN 5.02 01/26/05 FIRST SOUTHERN BANCSHARES INC/DE DE 3.02,8.01,9.01 01/28/05 FIRSTFED BANCORP INC DE 2.02,9.01 02/01/05 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 01/27/05 FOOTSTAR INC DE 7.01,9.01 01/31/05 FORD MOTOR CO DE 8.01,9.01 02/01/05 FORD MOTOR CREDIT CO DE 8.01,9.01 02/01/05 FREMONT GENERAL CORP NV 8.01 01/26/05 FTI CONSULTING INC MD 2.02,7.01,9.01 02/01/05 FULLER H B CO MN 5.02 01/31/05 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,5.02,8.01,9.01 01/26/05 G&K SERVICES INC MN 2.02,9.01 02/01/05 GABLES REALTY LIMITED PARTNERSHIP DE 2.02,9.01 01/31/05 GABLES RESIDENTIAL TRUST MD 2.02,9.01 01/31/05 GARDENBURGER INC OR 1.01,9.01 01/27/05 GE COMMERCIAL MORTGAGE CORP DE 8.01,9.01 01/28/05 GENERAL CABLE CORP /DE/ DE 1.01 01/26/05 GENERAL COMPONENTS, INC. NV 5.02,5.03,9.01 01/24/05 AMEND GENERAL MOTORS CORP DE 8.01 02/01/05 GENLYTE GROUP INC DE 2.02,9.01 02/01/05 GENUINE PARTS CO GA 7.01,9.01 02/01/05 GEORGIA PACIFIC CORP GA 2.02,9.01 02/01/05 GEORGIA PACIFIC CORP GA 2.02,9.01 02/01/05 AMEND GLACIER BANCORP INC DE 1.01,9.01 01/26/05 GLENBOROUGH REALTY TRUST INC MD 2.02,9.01 02/01/05 GLOBAL CONCEPTS, LTD. CO 2.03 01/26/05 AMEND Global Materials & Services, Inc. 1.01,1.02 01/06/05 GMACM Home Loan Trust 2004-HLTV1 DE 9.01 02/01/05 GOLDEN PATRIOT CORP NV 8.01 01/31/05 GOLDEN PHOENIX MINERALS INC /MN/ MN 1.02 12/23/04 Google Inc. DE 2.02,9.01 02/01/05 GPS INDUSTRIES, INC. NV 5.02 01/26/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/28/05 GRANT PRIDECO INC DE 7.01,9.01 02/01/05 GREAT LAKES CHEMICAL CORP DE 7.01,9.01 01/26/05 GREAT LAKES DREDGE & DOCK CORP DE 1.01,2.02,9.01 02/01/05 GREATER BAY BANCORP CA 2.02,9.01 02/01/05 GREENBRIER COMPANIES INC DE 8.01,9.01 01/31/05 GREENHILL & CO INC 2.02,9.01 01/27/05 GTX INC /DE/ DE 8.01,9.01 01/26/05 HALLIBURTON CO DE 2.02 01/28/05 HAMMONS JOHN Q HOTELS INC DE 7.01,9.01 02/01/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 01/31/05 HANOVER COMPRESSOR CO / DE 1.01,5.02,9.01 01/26/05 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV 8.01,9.01 01/31/05 HCA INC/TN DE 2.02,7.01,9.01 02/01/05 HEALTH NET INC DE 1.01,9.01 01/27/05 HEALTH SCIENCES GROUP INC CO 7.01 01/28/05 HEI INC MN 1.01,9.01 01/14/05 AMEND HENRY JACK & ASSOCIATES INC DE 8.01,9.01 01/31/05 HINES REAL ESTATE INVESTMENT TRUST IN 2.01,7.01,9.01 01/31/05 HOME DEPOT INC DE 5.02 01/27/05 HOMENET CORP DE 1.01,9.01 01/27/05 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 01/31/05 I MANY INC DE 2.02,9.01 02/01/05 IASIS Healthcare LLC DE 2.02,9.01 02/01/05 ICOA INC NV 5.02 02/01/05 AMEND IDS LIFE INSURANCE CO MN 7.01,9.01 02/01/05 IMPCO TECHNOLOGIES INC DE 7.01,9.01 02/01/05 INFOCUS CORP OR 2.02,9.01 02/01/05 INFORMATION RESOURCES LITIG CONTINGEN 8.01,9.01 02/01/05 INFOSONICS CORP 1.01,3.02 01/19/05 AMEND INGERSOLL RAND CO LTD 2.02,9.01 12/31/04 INSITUFORM TECHNOLOGIES INC DE 8.01,9.01 01/26/05 Interactive Brand Development Inc. DE 2.01,3.02,5.01,5.02,9.01 01/21/05 INTERGRAPH CORP DE 1.01,9.01 01/26/05 INTERNATIONAL SHIPHOLDING CORP DE 8.01 02/01/05 INTERNATIONAL STEEL GROUP INC DE 1.01 01/31/05 INTERNET ARCHITECTURE HOLDRSSM TRUST NY 9.01 12/31/04 INTERNET HOLDRS TRUST NY 9.01 12/31/04 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY 9.01 12/31/04 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 01/31/05 INTRA ASIA ENTERTAINMENT CORP NV 8.01 02/01/05 INVESTOOLS INC DE 1.01,2.01,9.01 01/26/05 IOWA FIRST BANCSHARES CORP IA 2.02,9.01 02/01/05 IPC HOLDINGS LTD 8.01,9.01 01/31/05 ITEC ENVIRONMENTAL GROUP INC DE 5.02 01/31/05 J P MORGAN CHASE & CO DE 9.01 02/01/05 JMAR TECHNOLOGIES INC DE 1.01,3.02 01/26/05 KANSAS CITY SOUTHERN DE 8.01,9.01 01/26/05 KEYNOTE SYSTEMS INC DE 1.01 01/27/05 KEYSPAN CORP NY 1.01,2.06 01/26/05 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 5.03 01/26/05 KILROY REALTY CORP MD 2.02,9.01 01/31/05 KMART HOLDING CORP DE 1.01 01/26/05 KYPHON INC DE 1.01,9.01 01/26/05 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,8.01,9.01 02/01/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 02/01/05 LANCE INC NC 1.01,9.01 01/26/05 LANCER CORP /TX/ TX 8.01 01/28/05 LANVISION SYSTEMS INC DE 1.01,5.02,9.01 01/27/05 LAS VEGAS SANDS CORP NV 7.01,8.01 02/01/05 LAS VEGAS SANDS INC NV 7.01,8.01 02/01/05 LEE ENTERPRISES INC DE 8.01,9.01 01/29/05 LENNOX INTERNATIONAL INC DE 8.01,9.01 01/31/05 LIMITED BRANDS INC DE 5.02,9.01 01/28/05 LINCOLN ELECTRIC HOLDINGS INC OH 1.01,1.02,9.01 12/01/04 LIPIDVIRO TECH INC NV 7.01,9.01 02/01/05 LNB BANCORP INC OH 2.02,9.01 01/28/05 LNB BANCORP INC OH 5.04 01/31/05 LOUDEYE CORP DE 1.01,1.02,2.02,5.02,8.01,9.01 01/31/05 LTC PROPERTIES INC MD 1.01,9.01 01/31/05 MACROVISION CORP DE 7.01,9.01 01/31/05 MAGMA DESIGN AUTOMATION INC DE 5.03 01/26/05 MANPOWER INC /WI/ WI 2.02,9.01 02/01/05 MARKET 2000 PLUS HOLDRS SM TRUST NY 9.01 12/31/04 MARTEN TRANSPORT LTD DE 1.01,9.01 01/26/05 MASTR ALTERNATIVE LOAN TRUST 2004-12 DE 8.01,9.01 01/25/05 MASTR ASSET SECURITIZATION TRUST 2003 DE 8.01,9.01 01/25/05 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 01/01/05 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 01/25/05 MATRIXONE INC DE 1.01,5.02,7.01,9.01 01/26/05 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 02/01/05 MBIA INC CT 2.02,9.01 02/01/05 MBNA CORP MD 5.02 01/31/05 MDC HOLDINGS INC DE 1.01 01/31/05 MEDITECH PHARMACEUTICALS INC NV 5.01,9.01 01/31/05 MEDIWARE INFORMATION SYSTEMS INC NY 2.02 02/01/05 MEDTRONIC INC MN 5.02,9.01 01/28/05 MEGADATA CORP NY 8.01,9.01 02/01/05 MENS WEARHOUSE INC TX 5.02 01/31/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 01/31/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 01/31/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 01/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 01/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 01/25/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 01/25/05 METLIFE INC DE 8.01,9.01 01/31/05 MGIC INVESTMENT CORP WI 1.01,9.01 01/26/05 MGM MIRAGE DE 2.02,9.01 02/01/05 MICROFINANCIAL INC MA 8.01,9.01 01/28/05 MICROMUSE INC DE 7.01 01/26/05 MICROS SYSTEMS INC MD 2.02 01/27/05 MIDDLETON DOLL CO WI 8.01,9.01 02/01/05 MIDLAND CO OH 5.02 01/31/05 MILLIPORE CORP /MA MA 2.02,9.01 01/27/05 MILLS LIMITED PARTNERSHIP DE 1.01 01/26/05 MINERALS TECHNOLOGIES INC DE 8.01,9.01 01/26/05 MOBIUS MANAGEMENT SYSTEMS INC DE 2.02,9.01 02/01/05 MODINE MANUFACTURING CO WI 1.01,9.01 01/31/05 MONACO COACH CORP /DE/ DE 2.01,9.01 02/01/05 MONOLITHIC SYSTEM TECHNOLOGY INC CA 5.02,9.01 01/26/05 MONSTER WORLDWIDE INC DE 8.01 02/01/05 MORGAN BEAUMONT INC NV 8.01 01/10/05 AMEND MORRIS PUBLISHING GROUP LLC GA 7.01,9.01 02/01/05 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 01/25/05 MORTGAGE ASSET SEC TRANSACTION INC MA DE 8.01,9.01 01/01/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 01/28/05 MORTGAGE ASSET SECZT TRANS INC MORT P DE 8.01,9.01 01/25/05 MortgageIT Trust 2004-1 DE 8.01,9.01 01/25/05 MOSCOW CABLECOM CORP DE 5.02 01/11/05 AMEND MOSSIMO INC DE 1.01,9.01 01/31/05 MSW ENERGY HOLDINGS II LLC 8.01,9.01 02/01/05 MSW ENERGY HOLDINGS LLC DE 8.01,9.01 02/01/05 MTM Technologies, Inc. NY 1.01,3.02,9.01 01/26/05 MULTI COLOR CORP OH 8.01,9.01 02/01/05 MULTI FINELINE ELECTRONIX INC 2.02,9.01 02/01/05 MUTUALFIRST FINANCIAL INC MD 8.01 01/31/05 NABORS INDUSTRIES LTD D0 2.02,9.01 01/31/05 NARA BANCORP INC DE 2.02,9.01 02/01/05 NATIONAL LAMPOON INC CA 2.03,3.02,5.02,9.01 01/28/05 NATIONAL SECURITY GROUP INC DE 8.01,9.01 01/20/05 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 02/01/05 NAVISTAR FINANCIAL CORP DE 8.01 02/01/05 NCT GROUP INC DE 1.01,2.03,3.02 01/26/05 NDS GROUP PLC X0 2.02,7.01 02/01/05 NEOWARE SYSTEMS INC DE 2.02,9.01 02/01/05 NETOPIA INC DE 2.02,9.01 01/01/05 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 01/31/05 New York & Company, Inc. 2.02,7.01,9.01 01/31/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 01/31/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 01/26/05 NORTEL NETWORKS CORP 2.02,8.01,9.01 02/01/05 NORTEL NETWORKS CORP 5.02,8.01,9.01 01/26/05 NORTEL NETWORKS LTD 2.02,8.01,9.01 02/01/05 NORTEL NETWORKS LTD 5.02,8.01,9.01 01/26/05 NORTHFIELD LABORATORIES INC /DE/ DE 1.01,9.01 01/28/05 NORTHWEST BIOTHERAPEUTICS INC DE 1.01,3.02,3.03,5.01,5.03,7.01 01/26/05 NORTON INDUSTRIES CORP DE 2.01,3.02,4.01,5.01,5.02,8.01 02/01/05 Novelis Inc. A6 7.01,9.01 02/01/05 NWH INC DE 2.02 01/31/05 OGLEBAY NORTON CO /OHIO/ OH 1.01,1.02,2.03,3.02,3.03,5.02 01/28/05 OIL SERVICE HOLDRS TRUST NY 9.01 12/31/04 OLYMPUS COMMUNICATIONS LP DE 1.01 01/26/05 OMI CORP/M I 8.01,9.01 02/01/05 OMTOOL LTD DE 2.02 02/01/05 Opteum Mortgage Acceptance CORP DE 2.01,8.01,9.01 01/31/05 OPUS COMMUNITIES, INC. TX 7.01,9.01 02/01/05 ORASURE TECHNOLOGIES INC DE 1.01 01/26/05 OREGON STEEL MILLS INC DE 8.01,9.01 12/31/04 ORRSTOWN FINANCIAL SERVICES INC PA 2.02 02/01/05 OSTEOTECH INC DE 7.01,9.01 01/26/05 OWENS ILLINOIS INC /DE/ DE 7.01 01/31/05 PACCAR INC DE 2.02,9.01 02/01/05 PACER INTERNATIONAL INC TN 2.02,9.01 02/01/05 PACIFIC BIOMETRICS INC DE 1.01,2.03,3.02,9.01 01/31/05 PACIFIC GAS & ELECTRIC CO CA 1.02,8.01 02/01/05 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 01/27/05 PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.03,9.01 01/26/05 PALMSOURCE INC DE 1.01 01/26/05 PARADIGM ENTERPRISES INC NV 1.01,2.01,5.02,9.01 01/21/05 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 01/27/05 PEOPLES FINANCIAL SERVICES CORP/ PA 9.01 02/01/05 PEOPLES FINANCIAL SERVICES CORP/ PA 2.06 02/01/05 PERCEPTRON INC/MI MI 2.02,9.01 02/01/05 PERKINELMER INC MA 1.01,9.01 01/25/05 PERRIGO CO MI 2.02,9.01 02/01/05 PG&E CORP CA 1.02,8.01 02/01/05 PHARMACEUTICAL HOLDRS TRUST 9.01 12/31/04 PHH CORP MD 1.01,2.01,2.06,5.02,5.03,9.01 01/27/05 PHOTOWORKS INC /WA WA 2.02,9.01 02/01/05 PINNACLE AIRLINES CORP DE 7.01,9.01 01/31/05 PIONEER NATURAL RESOURCES CO DE 1.01,7.01,9.01 01/26/05 Popular ABS Mortgage Pass-Through Tru DE 9.01 01/28/05 Popular ABS Mortgage Pass-Through Tru DE 8.01,9.01 01/28/05 POWER 3 MEDICAL PRODUCTS INC NY 1.01,2.03,3.02,3.03,9.01 01/20/05 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 01/27/05 PRESSTEK INC /DE/ DE 2.02 01/25/05 AMEND PRICESMART INC DE 1.01,8.01,9.01 01/26/05 PRIDE INTERNATIONAL INC DE 7.01,9.01 02/01/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 01/27/05 PROGRESSIVE CORP/OH/ OH 1.01,1.02,9.01 01/28/05 PROJECT GROUP INC NV 2.02,9.01 01/27/05 PROTEIN DESIGN LABS INC/DE DE 1.01,9.01 01/31/05 PROVIDENT BANCORP INC/NY/ DE 8.01,9.01 01/27/05 QMED INC DE 2.02,9.01 01/27/05 RALCORP HOLDINGS INC /MO MO 2.02,9.01 12/31/04 RAMCO GERSHENSON PROPERTIES TRUST MD 9.01 09/09/04 AMEND REGIONAL BANK HOLDERS SM TRUST NY 9.01 12/31/04 REMEDYTEMP INC CA 1.01 12/01/04 RENAISSANCE LEARNING INC WI 2.02,9.01 01/31/05 RENOVIS INC DE 8.01,9.01 02/01/05 RESMED INC DE 5.02 01/25/05 AMEND RETAIL HOLDRS TRUST NY 9.01 12/31/04 RITE AID CORP DE 1.01,5.03,8.01,9.01 01/25/05 ROCK OF AGES CORP DE 8.01,9.01 02/01/05 ROME BANCORP INC DE 2.02 01/27/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/01/05 SALMON EXPRESS INC NV 1.01,9.01 01/31/05 SANTANDER BANCORP 7.01,9.01 01/31/05 SCANSOFT INC DE 2.01,9.01 01/21/05 SCHEIB EARL INC DE 7.01 01/28/05 SCICLONE PHARMACEUTICALS INC CA 1.01,5.02,9.01 02/01/05 SEABULK INTERNATIONAL INC DE 7.01,9.01 02/01/05 SELECTICA INC DE 8.01,9.01 01/31/05 SELECTIVE INSURANCE GROUP INC NJ 2.02,9.01 02/01/05 SEMICONDUCTOR HOLDRS TRUST NY 9.01 12/31/04 SINEWIRE NETWORKS INC NV 5.03,9.01 01/31/05 SIRNA THERAPEUTICS INC CO 7.01,9.01 02/01/05 SOFTWARE HOLDRS TRUST NY 9.01 12/31/04 SOUTH JERSEY INDUSTRIES INC NJ 2.02,9.01 12/31/04 SOUTHERN COMMUNITY FINANCIAL CORP NC 2.02,9.01 01/31/05 AMEND SOUTHERN UNION CO DE 2.01,9.01 11/17/04 AMEND SOUTHWEST GEORGIA FINANCIAL CORP GA 8.01,9.01 01/31/05 ST JOE CO FL 7.01 02/01/05 ST PAUL TRAVELERS COMPANIES INC MN 2.02,9.01 01/31/05 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 02/01/05 STAR BUFFET INC DE 1.01,9.01 02/01/05 STEAK & SHAKE CO IN 1.01,2.03,9.01 01/26/05 STEMCELLS INC DE 8.01,9.01 02/01/05 STRATAGENE CORP DE 1.01 12/17/04 STRATOS INTERNATIONAL INC DE 1.01,2.05,5.03,9.01 05/03/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 01/31/05 SUNAIR ELECTRONICS INC FL 8.01,9.01 01/28/05 SUTTER HOLDING CO INC DE 1.01,2.01,2.03,3.02,5.02,5.03 01/26/05 SWIFT ENERGY CO TX 2.02,7.01,9.01 12/31/04 SYMBOL TECHNOLOGIES INC DE 1.01,9.01 01/26/05 SYNPLICITY INC CA 2.02,5.02,9.01 02/01/05 SYNTROLEUM CORP DE 2.02,9.01 02/01/05 TALBOTS INC DE 1.01,9.01 01/26/05 TECHNE CORP /MN/ MN 2.02,9.01 02/01/05 TECHNITROL INC PA 5.02,9.01 01/26/05 TECO ENERGY INC FL 1.01,2.02,9.01 01/26/05 TELECOM HOLDRS TRUST NY 8.01,9.01 12/31/04 TERAFORCE TECHNOLOGY CORP DE 2.03,3.02 01/28/05 TEXHOMA ENERGY INC NV 2.02,9.01 02/01/05 THORATEC CORP CA 2.02 02/01/05 THQ INC DE 2.02,9.01 02/01/05 TIB FINANCIAL CORP. 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