SEC NEWS DIGEST Issue 2006-05 January 9, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JANUARY 12, 2006 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, January 12, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Regulatory matters involving financial institutions; Adjudicatory matters; and Request for information in an investigative file. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS INITIAL DECISION SUSPENDING EFFECTIVENESS OF REGISTRATION STATEMENT OF APOLLO PUBLICATION CORPORATION DECLARED EFFECTIVE The initial decision of an administrative law judge suspending the effectiveness of Apollo Publication Corporation's registration statement has become final. The law judge found that Apollo, which is organized under the laws of Ontario, Canada, filed a registration statement on Form F-1. The registration statement contained no financial statements and lacked signatures of the company's principal executive, financial, and accounting officers. The registration statement also contained material misstatements. It identified various world leaders as Apollo's officers and directors. The registration statement also claimed that an investment bank would function as its joint book-running manager, underwriter, and transfer agent. However, the investment bank informed Commission staff that its relationship to Apollo was limited to a bank account at its branch in Windsor, Ontario. (Rel. 34-53065; File No. 3-12035) COMMISSION SUSTAINS NASD DISCIPLINARY ACTION AGAINST JOSEPH ABBONDANTE The Commission sustained NASD disciplinary action against Joseph Abbondante, who was a registered representative of Chase Investment Services Corp. (CISC). Abbondante sold interests in Iris LP, purportedly an investment trading partnership, to three persons. Iris LP, in fact, was a Ponzi scheme. Abbondante did not inform CISC of his activities with Iris LP and did not seek permission from CISC to sell Iris LP interests. Abbondante represented to his customers that Iris LP's principal, Jerry Womack, had a successful trading formula that had produced favorable profits for investors. However, Abbondante knew that Womack, who was Abbondante's customer, had abandoned the trading formula and had incurred substantial losses in his account with Abbondante. Abbondante also organized DJIA LLP, an outside business activity, without notice to CISC. He paid proceeds received from Womack to customers through DJIA and used the balance of Womack's deposits to make substantial payments to himself and his wife. He also provided information to his DJIA partner, Daniel Pszanka, so that Pszanka could send false DJIA statements to both Abbondante's and Pszanka's customers. The Commission sustained NASD's findings that Abbondante violated NASD Rules 2110 and 3040, by engaging in private securities transactions without prior notice to CISC or CISC's consent; made material misstatements and omissions to customers in violation of Exchange Act Section 10(b) and Rule 10b-5 thereunder, and NASD Rules 2110 and 2120; engaged through DJIA in outside business activities without notice to Chase in violation of NASD Rules 2110 and 3030; and violated NASD Rule 2110 in the preparation of the false DJIA account statements. The Commission upheld NASD's imposition of a bar and order of restitution and payment of costs. (Rel. 34-53066; File No. 3-11919) PACIFIC SYSTEMS CONTROL TECHNOLOGY, INC., STOCK REGISTRATION REVOKED The registration of the stock of Pacific Systems Control Technology, Inc. (PFSY) has been revoked. PFSY had not filed any annual or quarterly reports with the Securities and Exchange Commission for more than two years. Thus, PFSY violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Rel. 34-53076; File No. 3-12100) SEC OBTAINS FINAL JUDGMENTS AGAINST OFFICER AND REGISTERED REPRESENTATIVE OF BROKER-DEALER IN $9 MILLION OFFERING FRAUD The Commission today announced that on Oct. 21, 2005, and Dec. 27, 2005, the Honorable John E. Sprizzo of the U.S. District Court for the Southern District of New York issued Final Judgments of Permanent Injunction and Other Relief against Steven Mastrosimone (Mastrosimone) and Neil Formisano (Formisano), requiring them to collectively pay over $15 million in disgorgement, prejudgment interest and civil penalties. The Court entered the final judgments after granting the Commission's motion for summary judgment as to all claims against Mastrosimone and Formisano. The Commission's complaint, filed on Oct. 29, 2002, alleges that Mastrosimone, Formisano and others fraudulently obtained over $7 million from approximately 100 investors in the offering of unregistered eWealth Holdings, Inc. (eWealth) securities. The complaint alleges Mastrosimone and Formisano deceived actual and prospective investors from January 2000 through September 2002 by claiming that eWealth, a company controlled by Formisano, was on the verge of launching an IPO. According to the complaint, eWealth never filed a registration statement with the Commission or otherwise took any steps toward an IPO. The complaint also alleges that Mastrosimone and Formisano made baseless projections that eWealth stock would trade at 4 to 5 times its offering price on the secondary market. Mastrosimone and Formisano are further alleged to have misrepresented, among other things, key facts concerning eWealth's management, its use of investor proceeds, and its business activities. The judgments: (i) permanently enjoin Mastrosimone and Formisano from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder; (ii) bar Mastrosimone and Formisano participating in any future offering of penny stocks; (iii) permanently enjoin Formisano from aiding and abetting future violations of Sections 17(a) and 17(b) of the Exchange Act, and Rule 17a-4(j) thereunder; (iv) require Formisano to pay $9,798,950 (representing the total funds raised in the fraud) in disgorgement, plus $3,907,300.62 in prejudgment interest, and $550,000 in civil penalties; and (v) require Mastrosimone to pay $386,638 in disgorgement, plus $154,170.71 in prejudgment interest, and $330,000 in civil penalties. Previously, Mastrosimone and Formisano each pleaded guilty to securities fraud and conspiracy to commit securities fraud, mail fraud and wire fraud based on the same underlying facts alleged in the Commission's complaint. On Nov. 20, 2003, Formisano was sentenced to 78 months incarceration and ordered to pay restitution in the amount of $9,798,950. On July 31, 2003, Mastrosimone was sentenced to forty- six (46) months incarceration and ordered to pay $386,638 in restitution. Any payments that Mastrosimone or Formisano make towards their criminal restitution orders will be credited against disgorgement ordered in the final judgments. [SEC v. eWealth Securities, Inc., et al., SDNY 02 Civ. 8626 (JES)] (LR-19524) INVESTMENT ADVISERS ACT RELEASES RIVERTON MANAGEMENT, INC. An order has been issued to Riverton Management, Inc. under Section 202(a)(11)(F) of the Investment Advisers Act. The order declares that Riverton Management, Inc. and its employees acting within the scope of their employment to be persons not within the intent of Section 202(a)(11). (Rel. IA-2471) INVESTMENT COMPANY ACT RELEASES LINCOLN NATIONAL LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by Lincoln National Life Insurance Company, Lincoln National Variable Annuity Account C, and Lincoln Life Variable Annuity Account Q (collectively, Applicants), granting authority under Section 26(c) of the Investment Company Act to Lincoln National Life Insurance Company to substitute shares of securities of various portfolios held by Lincoln National Variable Annuity Account C and Lincoln Life Variable Annuity Account Q. (Rel. IC-27204 - January 5) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-128) and Amendment No. 1 thereto submitted by the American Stock Exchange relating to the trading pursuant to Unlisted Trading Privileges of the Euro Currency Trust . Publication is expected in the Federal Register during the week of January 9. (Rel. 34-53059) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Fixed Income Clearing Corporation filed a proposed rule change and Amendment No. 1 (SR-FICC-2005-20) under Section 19(b)(1) of the Exchange Act, which rule change became effective upon filing, to impose a surcharge on participants submitting trade data by batch method. Publication of the proposal is expected to be made in the Federal Register during the week of January 9. (Rel. 34-53061) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until January 31 to comment on the application of Mercury Air Group, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-53056) A notice has been issued giving interested persons until January 31 to comment on the application of Atlantis Plastics, Inc. to withdraw its class A common stock, $.10 par value, from listing and registration on the American Stock Exchange. (Rel. 34-53058) A notice has been issued giving interested persons until Feb. 1, 2006, to comment on the application of NiSource Inc. to withdraw its common stock, $.01 par value, and the associated preferred stock purchase rights, from listing and registration on the Chicago Stock Exchange. (Rel. 34-53063) A notice has been issued giving interested persons until Feb. 1, 2006, to comment on the application of NiSource Inc. to withdraw its common stock, $.01 par value, and the associated preferred stock purchase rights, from listing and registration on the Pacific Exchange. (Rel. 34-53064) WITHDRAWALS GRANTED An order has been issued granting the application of Sony Corporation to withdraw its American Depositary Shares, each representing one share of common stock, no par value, from listing and registration on the Pacific Exchange, effective at the opening of business on January 6. (Rel. 34-53057) An order has been issued granting the application of Rockwell Automation, Inc. to withdraw its common stock, $1.00 par value (including the associated Preferred Share Purchase Rights), from listing and registration on the Pacific Exchange, effective at the opening of business on January 9. (Rel. 34-53062) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-1 SuperCom Ltd., PO BOX 2094, RA, L3, 43665, 972-9-775-0800 - 6,791,126 ($4,346,321.00) Equity, (File 333-130878 - Jan. 6) (BR. 10C) S-1 NATURAL GAS SERVICES GROUP INC, 2911 SCR 1260, MIDLAND, TX, 79706, 9155633974 - 0 ($47,307,711.00) Equity, (File 333-130879 - Jan. 6) (BR. 04B) S-3ASR PINNACLE ENTERTAINMENT INC, 3800 HOWARD HUGHES PRKWY, SUITE 1800, LAS VEGAS, NV, 89109, 702-784-7777 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130880 - Jan. 6) (BR. 05C) S-8 New Viacom Corp., 1515 BROADWAY, NEW YORK, NY, 10036, (212) 258-6000 - 0 ($302,850,000.00) Equity, (File 333-130881 - Jan. 6) (BR. 11B) S-8 WORLD AM, INC., 1400 W 122ND AVENUE STE 104, WESTMINSTER, CO, 80234, 3034520022 - 2,000,000 ($21,000.00) Equity, (File 333-130882 - Jan. 6) (BR. 11A) S-8 AVVAA WORLD HEALTH CARE PRODUCTS INC, BOX 459, 1710 SHUSWAP AVE, LUMBY, A1, V0E 2G0, 250-379-2727 - 9,000,000 ($720,000.00) Equity, (File 333-130883 - Jan. 6) (BR. 01C) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-130884 - Jan. 6) (BR. 05D) S-8 PACIFIC CONTINENTAL CORP, 111 WEST 7TH ST, EUGENE, OR, 97401, 5416868685 - 0 ($3,469,664.00) Equity, (File 333-130886 - Jan. 6) (BR. 07B) S-8 MELLON FINANCIAL CORP, ONE MELLON BANK CTR, 500 GRANT ST, PITTSBURGH, PA, 15258-0001, 4122345000 - 18,000,000 ($615,420,000.00) Equity, (File 333-130888 - Jan. 6) (BR. 07A) SB-2 AMERICAN MOLD GUARD INC, 9272 JERONIMO ROAD, SUITE 122, IRVINE, CA, 92618, 9494586653 - 13,167,980 ($71,709,736.25) Equity, (File 333-130889 - Jan. 6) (BR. 09) SB-2 SECURITY INTELLIGENCE TECHNOLOGIES INC, 145 HUGUENOT STREET, NEW ROCHELLE, NY, 10801, 9146548700 - 35,183,733 ($1,734,487.00) Equity, (File 333-130890 - Jan. 6) (BR. 06A) S-8 WENTWORTH ENERGY, INC., 115 WEST 7TH STREET, #1415, FORT WORTH, TX, 76102, 8773298388 - 500,443 ($305,270.23) Equity, (File 333-130891 - Jan. 6) (BR. 09A) S-1 SPESCOM SOFTWARE INC, 10052 MESA RIDGE CT., SUITE 100, SAN DIEGO, CA, 92121, 858 625 3000 - 0 ($4,873,414.00) Equity, (File 333-130892 - Jan. 6) (BR. 03A) S-4 WINTRUST FINANCIAL CORP, 727 N BANK LANE, LAKE FOREST, IL, 60045, 8476154096 - 0 ($73,185,429.00) Equity, (File 333-130897 - Jan. 6) (BR. 07C) S-1 CHARTER COMMUNICATIONS INC /MO/, 12405 POWERSCOURT DRIVE, SUITE 100, ST LOUIS, MO, 63131, 3145435712 - 0 ($65,830,996.50) Equity, (File 333-130898 - Jan. 6) (BR. 11A) S-8 MSC INDUSTRIAL DIRECT CO INC, 75 MAXESS RD, MELVILLE, NY, 11747, 516-812-2000 - 0 ($122,940,000.00) Equity, (File 333-130899 - Jan. 6) (BR. 06B) SB-2 Electronic Sensor Technology, Inc, 1077 BUSINESS CENTER CIRCLE, NEWBURY PARK, CA, 91320, (805) 480-1994 - 24,398,983 ($13,120,997.00) Equity, (File 333-130900 - Jan. 6) (BR. 10B) F-1 Macro Bansud Bank Inc., SARMIENTO 447, BUENOS AIRES, C1, 1041, 54-11-5222-6500 - 0 ($286,382,101.00) Equity, (File 333-130901 - Jan. 6) (BR. ) S-1 SEABRIGHT INSURANCE HOLDINGS INC, 2101 4TH AVENUE, SUITE 1600, SEATTLE, WA, 98121, 2067708300 - 0 ($114,747,000.00) Equity, (File 333-130902 - Jan. 6) (BR. 01A) S-3 HOLLYWOOD MEDIA CORP, 2255 GLADES RD, STE 237 W, BOCA RATON, FL, 33431, 5619988000 - 0 ($2,996,000.00) Equity, (File 333-130903 - Jan. 6) (BR. 02A) F-6 Macro Bansud Bank Inc., SARMIENTO 447, BUENOS AIRES, C1, 1041, 54-11-5222-6500 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-130904 - Jan. 6) (BR. ) S-8 New Viacom Corp., 1515 BROADWAY, NEW YORK, NY, 10036, (212) 258-6000 - 0 ($65,000,000.00) Non-Convertible Debt, (File 333-130905 - Jan. 6) (BR. 11B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 99 CENTS ONLY STORES CA 5.03,9.01 12/30/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 12/27/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 12/27/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 12/27/05 ABERDENE MINES LTD 7.01,9.01 11/16/05 ACCELR8 TECHNOLOGY CORP CO 5.02 01/03/06 ACE Securities Corp Home Equity Loan DE 8.01,9.01 12/27/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 12/27/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 12/27/05 ACL SEMICONDUCTOR INC 1.01,2.01,9.01 12/30/05 ACUSPHERE INC DE 8.01,9.01 01/05/06 ADSERO CORP DE 3.02 12/31/05 ADVANCED BATTERY TECHNOLOGIES, INC. DE 5.02 12/30/05 Advanced BioPhotonics Inc. DE 5.02,9.01 12/31/05 Advanced Life Sciences Holdings, Inc. 1.01 01/06/06 ADVANCED MATERIALS GROUP INC NV 1.01,1.02,5.02 01/02/06 ADVANCED POWER TECHNOLOGY INC 1.01,9.01 12/30/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/27/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/27/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01,9.01 12/27/05 AES CORP DE 2.04 12/30/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 1.02 12/31/05 AGCO CORP /DE DE 1.01,9.01 01/06/06 AIR METHODS CORP DE 5.02 01/03/06 AKESIS PHARMACEUTICALS, INC. NV 1.01,3.02,8.01,9.01 12/30/05 AKORN INC LA 1.01 12/30/05 ALASKA AIR GROUP INC DE 7.01 01/06/06 ALBANY MOLECULAR RESEARCH INC DE 1.01,9.01 12/30/05 ALLEGHENY ENERGY, INC MD 1.01 01/06/06 ALLEGHENY ENERGY, INC MD 1.01 12/30/05 Alliance Distributors Holding Inc. DE 2.02,9.01 01/06/06 ALPHARMA INC DE 1.01 12/30/05 AMALGAMATED TECHNOLOGIES INC DE 1.01,3.02,9.01 12/30/05 AMBIENT CORP /NY DE 5.02,9.01 01/05/06 AMC ENTERTAINMENT INC DE 7.01,9.01 01/05/06 AMEDISYS INC DE 7.01,9.01 01/06/06 American Caresource Holdings, Inc. DE 1.01,9.01 01/06/06 AMERICAN EDUCATION CORP NV 1.01,9.01 01/06/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 12/27/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/25/05 AMEND AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 12/27/05 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 01/06/06 American Natural Energy Corp OK 9.01 01/04/06 AMERICHIP INTERNATIONAL INC 8.01 01/05/06 AMERIPATH INC DE 1.01,9.01 01/03/06 AMERIQUEST MORTGAGE SECURITIES INC., DE 2.01,8.01,9.01 01/06/05 AMERUS GROUP CO/IA IA 7.01,9.01 01/05/06 AMSURG CORP TN 7.01,9.01 01/06/06 AMTROL INC /RI/ RI 5.02 12/31/05 ANZA CAPITAL INC NV 1.02 01/06/06 APEX CAPITAL GROUP INC WY 4.01,9.01 01/02/06 APPLERA CORP DE 1.01 12/30/05 APTARGROUP INC DE 5.02 01/05/06 AQUILA INC DE 5.02,9.01 12/31/05 AQUILA INC DE 1.01,9.01 12/31/05 ARCH COAL INC DE 1.01,1.02,2.01,9.01 12/31/05 ARCHIPELAGO HOLDINGS INC 8.01,9.01 12/30/05 ARGENT SECURITIES INC., ASSET-BACKED 2.01,8.01,9.01 11/04/05 ARTCRAFT V INC 4.01,5.03 01/04/06 ASHLAND INC. KY 9.01 01/06/06 ASIAN FINANCIAL INC WY 4.01,9.01 01/02/06 Asset Backed Pass-Through Certificate DE 8.01,9.01 12/27/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 12/27/05 AUXILIUM PHARMACEUTICALS INC 1.01,9.01 12/30/05 AVANEX CORP DE 2.02,9.01 01/06/06 AVANIR PHARMACEUTICALS CA 5.03,8.01,9.01 01/03/06 AVATAR SYSTEMS INC TX 2.02,8.01,9.01 12/28/05 AXONYX INC NV 8.01,9.01 01/04/06 AZZ INC TX 2.02,8.01,9.01 01/06/06 Banc of America Alternative Loan Trus DE 8.01,9.01 12/29/05 BANCWEST CORP/HI DE 2.03 01/03/06 BE AEROSPACE INC DE 1.01,5.02 11/08/05 AMEND Bear Stearns ALT-A Trust, Mortgage Pa DE 8.01,9.01 12/27/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 12/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/27/05 BIO KEY INTERNATIONAL INC MN 1.01 12/31/05 BIONOVO DE 4.01 01/04/06 BISYS GROUP INC DE 1.01,1.02,2.03,9.01 01/04/06 BKF CAPITAL GROUP INC DE 1.01,5.02,8.01,9.01 01/04/06 BKF CAPITAL GROUP INC DE 1.01 01/04/06 AMEND BLUE HOLDINGS, INC. NV 9.01 10/31/05 AMEND BRUSH ENGINEERED MATERIALS INC 8.01,9.01 01/06/06 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 12/25/05 C-Bass Mortgage Loan Asset-Backed Cer DE 8.01,9.01 12/27/05 CABELAS INC DE 5.02,9.01 01/06/06 CANYON RESOURCES CORP DE 1.01,5.02 01/03/06 CAPITAL GROUP ONE INC FL 4.01,9.01 05/13/05 AMEND CAPITAL GROWTH SYSTEMS INC /FL/ FL 4.01,9.01 01/03/06 CAPTEC FRANCHISE CAPITAL PARTNERS LP DE 2.01,9.01 01/03/06 CARAUSTAR INDUSTRIES INC NC 2.05,2.06 12/30/05 CCH II LLC 1.01,1.02 12/31/05 CCO HOLDINGS LLC 1.01,1.02 12/31/05 CDEX INC NV 1.01,5.02,9.01 01/06/06 Celanese CORP DE 8.01,9.01 01/05/06 CELERITY SYSTEMS INC DE 5.03,8.01,9.01 01/05/06 CELERITY SYSTEMS INC DE 5.03,8.01,9.01 01/06/06 AMEND Celtic Cross Ltd. NV 4.01,9.01 01/02/06 CELTRON INTERNATIONAL INC NV 2.01,3.02,5.01 12/31/05 CELTRON INTERNATIONAL INC NV 4.01 01/05/06 CENTRAL GARDEN & PET CO DE 1.01 01/03/06 CENVEO, INC CO 5.02 01/04/06 Cereplast Inc 4.01,9.01 01/05/06 AMEND CHARTER COMMUNICATIONS HOLDINGS LLC DE 1.01,1.02 12/31/05 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,1.02 12/31/05 Chartwell International, Inc. NV 1.01,9.01 12/30/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 12/22/05 CHEMICAL FINANCIAL CORP MI 1.01,5.02 12/31/05 CHILDRENS INTERNET INC NV 1.01,9.01 01/06/06 CHINA DIGITAL COMMUNICATION GROUP NV 1.01,9.01 12/31/05 China Holdings, Inc. WY 4.01,9.01 01/02/06 CHINA MEDIA NETWORKS INTERNATIONAL IN NV 1.01,3.02,3.03,5.01,5.02,9.01 12/30/05 CHINA NETTV HOLDINGS INC NV 1.01,5.02,8.01,9.01 12/21/05 CHINA TITANIUM & CHEMICAL CORP. NV 4.01,9.01 01/02/06 CINCINNATI BELL INC OH 1.01,9.01 12/30/05 CIPHERGEN BIOSYSTEMS INC DE 1.01 12/31/05 CIPHERGEN BIOSYSTEMS INC DE 1.02 12/31/05 CIRCUIT CITY STORES INC VA 2.02,9.01 12/31/05 CIRTRAN CORP NV 1.01,2.03,3.02,9.01 12/30/05 CITIGROUP FAIRFIELD FUTURES FUND LP I 3.02 01/01/06 CLARUS CORP DE 1.01,9.01 12/30/05 CLEMMY TECHNOLOGIES CORP NV 4.01,9.01 01/02/06 COBRA ELECTRONICS CORP DE 1.01,1.02 12/30/05 COGNITRONICS CORP NY 5.02 12/16/05 COINMACH SERVICE CORP DE 8.01,9.01 01/06/06 Cole Credit Property Trust II Inc MD 8.01,9.01 01/03/06 COMMUNITY BANK SYSTEM INC DE 5.02,9.01 12/31/05 AMEND COMPASS MINERALS INTERNATIONAL INC DE 8.01,9.01 12/30/05 CONNETICS CORP DE 1.01,9.01 12/30/05 Cooper-Standard Holdings Inc. DE 5.02 12/31/05 Cord Blood America, Inc. FL 1.01,5.02,9.01 12/31/05 CORGENIX MEDICAL CORP/CO NV 5.02 01/06/06 COST U LESS INC WA 2.02,9.01 01/05/06 COUNTRYWIDE FINANCIAL CORP DE 1.01,9.01 12/30/05 CRDENTIA CORP DE 1.01,1.02,3.02,9.01 12/30/05 CREATIVE VISTAS INC AZ 1.01,2.01,9.01 12/31/05 CRITICAL THERAPEUTICS INC DE 1.01,2.03 01/06/06 CRONOS GROUP 1.02 12/31/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 12/27/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 12/27/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 12/27/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 12/27/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 12/27/05 CSFB Home Equity Mortgage Trust 2005- DE 8.01,9.01 08/25/05 AMEND CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 11/25/05 AMEND CTS CORP IN 7.01,9.01 01/06/06 CYBERADS INC 4.01,9.01 01/04/06 CYTODYN INC CO 1.01,9.01 01/03/06 AMEND DAIMLERCHRYSLER AUTO TRUST 2005-A MI 6.02 01/01/06 DAIMLERCHRYSLER AUTO TRUST 2005-B MI 6.02 01/01/06 DAIMLERCHRYSLER WHOLESALE RECEIVABLES DE 6.02 01/01/06 DATAMETRICS CORP DE 1.01,2.03,5.01,7.01 12/30/05 DDS TECHNOLOGIES USA INC NV 3.02,5.02,7.01,9.01 12/20/05 DEERE & CO DE 5.02,8.01 01/05/06 DELL INC DE 1.01,9.01 01/05/06 DELTA & PINE LAND CO DE 2.02 01/05/06 DENNYS CORP DE 2.02,9.01 12/28/05 DENTSPLY INTERNATIONAL INC /DE/ DE 5.02 12/31/05 DERMA SCIENCES, INC. PA 1.01 12/30/05 DIOMED HOLDINGS INC NV 8.01 01/06/06 DJ ORTHOPEDICS INC DE 2.01,9.01 01/02/06 Dolby Laboratories, Inc. DE 1.01,2.03 12/31/05 DOVER SADDLERY INC 1.01,9.01 12/30/05 DPAC TECHNOLOGIES CORP CA 1.01,2.03,9.01 08/05/05 AMEND DRESS BARN INC CT 2.02,8.01,9.01 01/05/06 DUCOMMUN INC /DE/ DE 2.01,2.03,9.01 01/05/06 DURECT CORP DE 8.01,9.01 01/06/06 DYNEGY INC /IL/ IL 1.01,2.05,9.01 12/31/05 E CENTIVES INC DE 1.01,9.01 12/31/05 E-SMART TECHNOLOGIES INC NV 4.01,8.01 01/03/06 ECLIPSYS CORP DE 5.02,8.01,9.01 01/05/06 EL CAPITAN PRECIOUS METALS INC NV 2.03 01/01/06 EL PASO CGP CO LLC DE 1.01,2.01,9.01 12/31/05 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,3.02,9.01 12/31/05 EMC CORP MA 2.02,2.05,9.01 12/30/05 EMPIRE FINANCIAL HOLDING CO FL 8.01 12/30/05 ENCORE CAPITAL GROUP INC DE 1.01 12/31/05 ENDWAVE CORP DE 2.02,9.01 01/05/06 ENDWAVE CORP DE 1.01 12/30/05 ENHERENT CORP DE 1.01,9.01 12/31/05 ENPATH MEDICAL INC MN 1.01,8.01,9.01 12/30/05 ENZON PHARMACEUTICALS INC DE 1.02,9.01 01/03/06 EOG RESOURCES INC DE 7.01 01/06/06 EQUINIX INC DE 8.01 01/03/06 EQUITY INNS INC TN 2.06 12/30/05 EQUUS II INC DE 2.02,9.01 01/05/06 ESCALA GROUP INC NY 2.03 12/30/05 ESCHELON TELECOM INC 1.01,9.01 01/03/06 ev3 Inc. DE 2.01,9.01 01/06/06 EXCELLIGENCE LEARNING CORP DE 3.01,9.01 01/05/06 EXIDE TECHNOLOGIES DE 5.02 12/31/05 FAVRILLE INC DE 1.01,2.03,7.01,9.01 12/30/05 FEDERAL MOGUL CORP MI 2.05,2.06,9.01 01/06/06 FedFirst Financial CORP X1 1.02,5.02 12/31/05 FIBERSTARS INC /CA/ CA 1.01,9.01 12/30/05 FINANCIAL INDUSTRIES CORP TX 1.01 01/05/06 FINISAR CORP DE 8.01,9.01 01/05/06 FIRST ALBANY COMPANIES INC NY 1.01,2.03 12/30/05 FIRST BANCTRUST CORP DE 1.01,9.01 12/30/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 12/29/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 12/29/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 12/29/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/06/06 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/06/06 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/06/06 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/06/06 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/06/06 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 12/22/05 AMEND FIRST HORIZON PHARMACEUTICAL CORP DE 1.01,9.01 01/03/06 FIRST HORIZON PHARMACEUTICAL CORP DE 1.01,9.01 01/01/06 FIRST OAK BROOK BANCSHARES INC DE 1.01 12/30/05 FISHER COMMUNICATIONS INC WA 1.01,9.01 01/04/06 flexSCAN, Inc. NV 5.05,9.01 08/12/05 AMEND FLEXSTEEL INDUSTRIES INC MN 8.01 01/04/06 FLORIDA EAST COAST INDUSTRIES INC FL 7.01,9.01 01/06/06 FLOWSERVE CORP NY 1.01,2.06,9.01 12/31/05 FLOWSERVE CORP NY 2.05 01/06/06 AMEND FNB CORP/NC NC 1.01,9.01 01/01/06 FORD MOTOR CO DE 8.01 12/19/05 FORD MOTOR CREDIT CO DE 8.01 12/19/05 FOX & HOUND RESTAURANT GROUP DE 8.01,9.01 01/06/06 FREESTAR TECHNOLOGY CORP NV 8.01,9.01 01/06/06 FRIENDLY ICE CREAM CORP MA 1.01,2.03 12/30/05 G&K SERVICES INC MN 1.02,8.01 12/31/05 GAMES INC DE 2.01,9.01 12/30/05 GENIUS PRODUCTS INC NV 1.01,2.01,9.01 12/31/05 GEO GROUP INC FL 8.01 01/01/06 GEOKINETICS INC DE 5.02,9.01 01/01/06 GFY FOODS INC NV 4.01,9.01 01/02/06 GLOBAL MATRECHS, INC. DE 1.01,1.02,2.01,5.02,9.01 12/29/05 Global Pharmatech, Inc. DE 5.02,9.01 12/30/05 GLOBETEL COMMUNICATIONS CORP DE 1.01,7.01,9.01 12/29/05 GOLDEN ENTERPRISES INC DE 8.01 01/05/06 GOLDEN GRAIN ENERGY 2.02,9.01 01/06/06 GOLDEN PHOENIX MINERALS INC /MN/ MN 5.02 12/31/05 GOLDMAN SACHS HEDGE FUND PARTNERS II 1.01,3.03,5.03 01/06/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 1.01,3.03,5.03,7.01 01/06/06 GRACO INC MN 1.01 12/31/05 GRAY TELEVISION INC GA 8.01,9.01 12/30/05 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.02,9.01 01/06/06 GREAT WESTERN LAND RECREATION INC NV 2.02,9.01 01/05/06 GSE SYSTEMS INC DE 1.01 01/06/06 GSI COMMERCE INC DE 5.02,9.01 01/05/06 GSR Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-AR7 DE 8.01,9.01 12/27/05 H&E EQUIPMENT SERVICES LLC LA 1.01,9.01 01/04/06 H&R BLOCK INC MO 1.01,2.03 12/30/05 HALLADOR PETROLEUM CO CO 8.01,9.01 01/05/06 HANCOCK HOLDING CO MS 5.04,9.01 12/21/05 HANOVER INSURANCE GROUP, INC. DE 2.01,8.01,9.01 12/30/05 HarborView Mortgage Loan Trust 2005-1 DE 8.01 12/28/05 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01 01/06/06 HEALTH BENEFITS DIRECT CORP 1.01,3.02,9.01 12/29/05 HEALTHBRIDGE INC TX 3.02 12/28/05 HEALTHSOUTH CORP DE 1.01,8.01,9.01 01/06/06 HERBALIFE LTD. E9 1.01,9.01 12/30/05 HIA INC NY 7.01 01/06/06 HILLENBRAND INDUSTRIES INC IN 8.01 01/03/06 HOME PROPERTIES INC MD 1.01 12/16/05 AMEND HORIZON HEALTH CORP /DE/ DE 2.02,9.01 01/06/06 HORIZON HEALTH CORP /DE/ DE 7.01,9.01 01/06/06 House of Taylor Jewelry, Inc. NV 8.01 11/08/05 HOUSTON EXPLORATION CO DE 1.01,8.01,9.01 01/01/06 HUDSON TECHNOLOGIES INC /NY NY 1.01 12/28/05 AMEND HyperSpace Communications, Inc. CO 1.02,9.01 12/30/05 IA GLOBAL INC DE 2.03 12/27/05 IA GLOBAL INC DE 2.01,9.01 01/06/06 IBERIABANK CORP LA 1.01,9.01 12/30/05 ICOA INC NV 8.01,9.01 01/05/06 ICON CASH FLOW PARTNERS L P SIX DE 9.01 10/21/05 AMEND IDM PHARMA, INC. DE 1.01,2.01,5.02,7.01,8.01,9.01 12/30/05 IMMUNE RESPONSE CORP DE 3.02 01/04/06 IMMUNICON CORP 1.01,7.01,9.01 01/02/06 IMPART MEDIA GROUP INC NV 5.02,5.03,9.01 09/28/05 INDYMAC INDX MORTGAGE LOAN TRUST 2005 8.01 12/27/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 12/27/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 12/27/05 INERGY L P DE 9.01 01/06/06 AMEND INFINITY CAPITAL GROUP, INC. NV 8.01 01/06/06 INFOCROSSING INC DE 1.01,2.03,3.02 01/05/06 INFOSONICS CORP 7.01,9.01 01/06/06 INNOTRAC CORP GA 1.01 12/31/05 INOVIO BIOMEDICAL CORP 1.01,3.02,8.01,9.01 12/30/05 INSITE VISION INC DE 1.01,2.03,3.02,8.01,9.01 12/30/05 INTEGRATED BUSINESS SYSTEMS & SERVICE SC 1.01,2.03,9.01 12/31/05 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,9.01 01/03/06 INTERACTIVE MOTORSPORTS & ENTERTAINME IN 1.01,2.01,4.02,8.01,9.01 01/06/06 INTERMUNE INC DE 1.01,2.01,2.05,5.02,9.01 12/30/05 International Coal Group, Inc. 7.01,9.01 01/02/06 INTERNET CAPITAL GROUP INC DE 8.01,9.01 01/06/06 INTRADO INC DE 1.01,1.02,9.01 12/31/05 INVESTORS FINANCIAL SERVICES CORP DE 5.02,9.01 01/01/06 INX Inc DE 5.03,7.01,9.01 12/31/05 ISLE OF CAPRI CASINOS INC DE 1.01,9.01 01/05/06 ISOLAGEN INC DE 1.01 12/31/05 ITA Holdings, Inc. DE 5.02 12/31/05 IXIA CA 2.02,9.01 01/05/06 Jeantex Group, Inc. FL 1.01,2.01,9.01 12/30/05 JUNIPER GROUP INC NY 4.01,9.01 01/05/05 Jupiter Global Holdings Corp NV 3.02 12/05/05 KEANE INC MA 1.01 12/30/05 KERYX BIOPHARMACEUTICALS INC DE 5.02,9.01 01/04/06 KEY TECHNOLOGY INC OR 4.02,9.01 12/21/05 AMEND KLEVER MARKETING INC DE 5.02 12/27/05 KNICKERBOCKER CAPITAL CORP CO 4.01,9.01 01/02/06 KYPHON INC DE 8.01 01/06/06 LA JOLLA PHARMACEUTICAL CO DE 7.01,9.01 01/05/06 LAIDLAW INTERNATIONAL INC DE 2.02,9.01 01/06/06 LAM RESEARCH CORP DE 5.02,9.01 01/03/06 LEHMAN SARM 2005-9 DE 8.01,9.01 12/27/05 LENOX GROUP INC DE 1.01,9.01 12/30/05 LEXINGTON CORPORATE PROPERTIES TRUST MD 8.01,9.01 01/02/06 LIBERTY DIVERSIFIED HOLDINGS INC NV 1.01,2.01,3.02,9.01 01/06/06 LIFE PARTNERS HOLDINGS INC TX 1.01,2.02,2.03,9.01 12/31/05 LIGAND PHARMACEUTICALS INC DE 1.01 12/31/05 LINCOLN EDUCATIONAL SERVICES CORP NJ 5.02 01/03/06 LINENS N THINGS INC DE 2.02,9.01 01/06/06 LIQUIDMETAL TECHNOLOGIES INC 4.01,9.01 11/23/05 AMEND LOEWS CINEPLEX ENTERTAINMENT CORP DE 7.01,8.01,9.01 01/05/06 LONG BEACH SECURITIES CORP DE 6.01 01/05/06 LSB CORP 3.03,5.03,9.01 12/30/05 MAGMA DESIGN AUTOMATION INC DE 8.01 12/30/05 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 01/06/06 Marquee Holdings Inc. DE 7.01,9.01 01/05/06 MASTEC INC FL 1.01,2.02,2.05,9.01 12/30/05 MASTR ALTERNATIVE LOAN TRUST 2005-4 DE 8.01,9.01 12/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-6 DE 8.01,9.01 01/06/05 MATRIA HEALTHCARE INC DE 2.02,9.01 01/06/06 MBT FINANCIAL CORP MI 8.01,9.01 01/05/06 MCI INC DE 1.01 12/30/05 MCI INC DE 5.03,9.01 01/06/06 MDC HOLDINGS INC DE 2.02,7.01,9.01 01/05/06 MDC HOLDINGS INC DE 1.01,9.01 12/30/05 MEDIABAY INC FL 1.01 12/31/05 MEDIALINK WORLDWIDE INC DE 1.01,1.02,5.02,9.01 12/30/05 MEDICAL PROPERTIES TRUST INC 2.01,9.01 12/30/05 Merilus, Inc. NV 4.01,9.01 01/02/06 MERRILL LYNCH & CO INC DE 7.01 01/06/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 2.01,9.01 01/06/06 Merrilll Lynch Mortgage Investors Tru DE 8.01,9.01 12/22/05 MICROISLET INC NV 1.01,1.02,3.02,5.02,8.01,9.01 11/17/05 AMEND MIDNET INC 5.02 01/06/06 MIDWEST AIR GROUP INC WI 8.01 01/06/06 MIIX GROUP INC DE 8.01,9.01 11/28/05 MILLS CORP DE 1.01,2.02,2.03,2.05,2.06, 12/30/05 4.02,5.02,7.01,9.01 MINDEN BANCORP INC 1.01,9.01 12/29/05 MINGHUA GROUP INTERNATIONAL HOLDINGS NY 4.01,9.01 01/02/06 Mittal Steel USA ISG Inc DE 1.01,2.03,3.03,8.01,9.01 12/31/05 MOHAWK INDUSTRIES INC DE 2.01,8.01,9.01 10/28/05 AMEND MOLINA HEALTHCARE INC DE 1.01 01/01/06 MONOLITHIC POWER SYSTEMS INC CA 4.02,9.01 01/02/06 MONTPELIER RE HOLDINGS LTD D0 7.01,8.01,9.01 01/06/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 12/27/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 12/27/05 Morningstar, Inc. IL 7.01 01/06/06 MortgageIT Trust 2005-5, Mortgage-Bac DE 8.01,9.01 12/27/05 MortgageIT Trust 2005-AR1 DE 8.01,9.01 01/05/06 MORTONS RESTAURANT GROUP INC DE 1.01,1.02,5.02,9.01 12/30/05 MOSAIC CO 7.01,9.01 01/06/06 MPOWER HOLDING CORP DE 1.02 01/05/06 MRU HOLDINGS INC DE 1.01,9.01 12/31/05 MSC INDUSTRIAL DIRECT CO INC NY 1.01,9.01 01/03/06 MSM 2005-5AR DE 8.01,9.01 12/27/05 MVC CAPITAL, INC. DE 8.01 01/05/06 MWI Veterinary Supply, Inc. DE 7.01 01/06/06 N-VIRO INTERNATIONAL CORP DE 8.01,9.01 12/27/05 NATURADE INC DE 7.01 01/05/06 NATURAL GAS SERVICES GROUP INC 2.03,9.01 01/03/06 NATURES SUNSHINE PRODUCTS INC UT 5.02,9.01 01/01/06 NAVIGANT INTERNATIONAL INC DE 8.01,9.01 01/02/06 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 11/30/05 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 11/30/05 NBT BANCORP INC DE 5.02 01/06/06 NEOGEN CORP MI 2.02,9.01 01/05/06 NETFLIX INC DE 1.01 01/01/06 NETOPIA INC DE 1.01,8.01,9.01 01/03/06 NETWORK INSTALLATION CORP NV 1.01,5.02,9.01 01/06/06 New Life Scientific, Inc. 1.01,2.01,3.02 01/06/06 NEWALLIANCE BANCSHARES INC 1.01,9.01 01/03/06 NEXIA HOLDINGS INC NV 4.01,9.01 12/01/05 AMEND NEXMED INC NV 3.01 12/30/05 NMT MEDICAL INC DE 1.01 12/15/05 NOBLE CORP 5.02 12/29/05 NORTH AMERICAN TECHNOLOGIES GROUP INC DE 1.01,2.03,3.02,5.02,9.01 12/31/05 NORTH PITTSBURGH SYSTEMS INC PA 1.01,9.01 01/01/06 NORTH VALLEY BANCORP CA 5.02,9.01 12/31/05 NORTH VALLEY BANCORP CA 1.01,9.01 12/31/05 NORTHSTAR VENTURES INC 4.01,9.01 01/02/06 NORTHWEST BIOTHERAPEUTICS INC DE 1.01,2.03,7.01 12/30/05 NOVOSTE CORP /FL/ FL 1.01,5.02,9.01 01/01/06 NTN BUZZTIME INC DE 5.02 01/04/06 NUVELO INC DE 1.01,9.01 01/04/06 NYFIX INC DE 1.02 12/31/05 OAKLEY INC WA 1.01,9.01 01/05/06 OCIS CORP NV 4.01,9.01 01/02/06 OCIS CORP NV 4.01,9.01 01/02/06 AMEND OFFSHORE LOGISTICS INC DE 1.01,2.03,9.01 01/06/06 OGE ENERGY CORP OK 1.01,2.03,8.01,9.01 01/04/06 OKLAHOMA GAS & ELECTRIC CO OK 1.01,2.03,8.01,9.01 01/04/06 OLD LINE BANCSHARES INC 1.01,9.01 12/30/05 OPINION RESEARCH CORP DE 1.01,2.05,8.01,9.01 12/31/05 OPTICAL SENSORS INC DE 5.02 01/01/06 ORACLE CORP /DE/ DE 7.01,9.01 01/06/06 ORACLE CORP /DE/ DE 2.02,7.01,9.01 01/06/06 ORGANITECH USA INC DE 8.01 01/06/06 OURPETS CO CO 1.01,2.01,3.02,5.02,9.01 01/03/06 OVERSTOCK COM INC UT 1.01,2.03,9.01 12/31/05 OWENS CORNING DE 8.01,9.01 12/31/05 OYO GEOSPACE CORP DE 7.01 01/06/06 PACE MEDICAL INC MA 1.01,3.02,9.01 12/30/05 PACIFIC ENTERPRISES INC CA 5.02 01/01/06 PAXSON COMMUNICATIONS CORP DE 1.01,2.03,3.03,7.01,9.01 12/30/05 PEOPLES FINANCIAL SERVICES CORP/ PA 5.02 01/06/06 PeopleSupport, Inc. DE 1.01,5.02,9.01 12/29/05 PER SE TECHNOLOGIES INC DE 8.01,9.01 01/06/06 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02,2.05 01/04/06 PETROL OIL & GAS INC 8.01,9.01 01/04/06 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01 12/30/05 PHOTONIC PRODUCTS GROUP INC NJ 8.01 01/06/06 PHOTRONICS INC CT 1.01 01/03/06 PILGRIMS PRIDE CORP DE 1.01,2.02,9.01 12/30/05 PILLOWTEX CORP TX 3.03,8.01,9.01 01/06/06 PINNACLE ENTERTAINMENT INC DE 8.01,9.01 01/06/06 PINNACLE ENTERTAINMENT INC DE 8.01,9.01 01/06/06 PLACER SIERRA BANCSHARES CA 8.01 01/05/06 PLANAR SYSTEMS INC OR 1.01,1.02,5.02,9.01 01/03/06 PLIANT CORP UT 1.01,1.03,2.03,8.01,9.01 01/03/06 PLURISTEM LIFE SYSTEMS INC NV 5.02,8.01 10/26/05 POINT 360 CA 1.01 12/31/05 POLYMER GROUP INC DE 1.02 12/31/05 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,9.01 01/05/06 PRIME MORTGAGE TRUST 2005-4 DE 8.01,9.01 12/27/05 PRIME RESOURCE INC UT 4.01,9.01 01/02/06 PRO DEX INC CO 1.01,2.01,2.02,2.03,9.01 01/03/06 Propex Fabrics Inc. DE 1.01,7.01,9.01 12/30/05 PROTALEX INC DE 1.01 01/06/06 QUESTCOR PHARMACEUTICALS INC CA 3.02,7.01,9.01 01/03/06 R H DONNELLEY CORP DE 8.01,9.01 01/05/06 RCN CORP /DE/ DE 1.01,9.01 01/05/06 RED HAT INC DE 1.01,9.01 12/30/05 REDOX TECHNOLOGY CORP DE 1.01,2.01,3.02,5.01, 12/31/04 5.02,5.06,8.01,9.01 REGI U S INC OR 1.01,9.01 12/21/05 RELIANCE STEEL & ALUMINUM CO CA 5.02,9.01 01/01/06 RENAISSANCE MEDIA GROUP LLC DE 1.01,1.02 12/31/05 RENTECH INC /CO/ CO 5.02 12/31/05 REPLIGEN CORP DE 7.01 01/05/06 RICHARDSON ELECTRONICS LTD/DE DE 7.01 01/04/06 RIDGEWOOD ELECTRIC POWER TRUST I DE 5.02 12/31/05 RIDGEWOOD ELECTRIC POWER TRUST II DE 5.02 12/31/05 RIDGEWOOD ELECTRIC POWER TRUST III DE 5.02 12/31/05 RIDGEWOOD ELECTRIC POWER TRUST IV DE 5.02 12/31/05 RIDGEWOOD ELECTRIC POWER TRUST V DE 5.02 12/31/05 RIDGEWOOD POWER GROWTH FUND /NJ DE 5.02 12/31/05 RIVER CAPITAL GROUP, INC. DE 1.01,2.01,3.02,5.01, 12/29/05 5.02,5.06,9.01 RIVIERA HOLDINGS CORP NV 1.01,9.01 01/05/06 ROYAL GOLD INC DE 2.01,9.01 12/30/05 RURAL/METRO CORP /DE/ DE 2.01,9.01 12/31/05 SABINE ROYALTY TRUST TX 2.02,8.01,9.01 01/06/06 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02 01/01/06 SALOMON SMITH BARNEY DIVERSIFIED 2000 8.01 01/01/06 SALOMON SMITH BARNEY FAIRFIELD FUTURE NY 8.01 01/01/06 SALOMON SMITH BARNEY GLOBAL DIVERSIFI 8.01 01/01/06 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 01/01/06 SAMOYED ENERGY CORP NV 4.01,9.01 01/02/06 Samurai Energy Corp. DE 4.01,9.01 12/20/05 AMEND SANTARUS INC DE 1.01,9.01 01/06/06 SANTARUS INC DE 7.01,9.01 01/06/06 SAPIENT CORP DE 2.01,3.02,9.01 01/03/06 SATCON TECHNOLOGY CORP DE 8.01 01/05/06 SB PARTNERS NY 2.01 12/22/05 SCANSOURCE INC SC 2.02,9.01 01/06/06 SCHULMAN A INC DE 2.02,9.01 01/05/06 SCHULMAN A INC DE 1.01,5.02,9.01 01/04/06 SEA SUN CAPITAL CORP DE 4.01,9.01 01/02/06 SEITEL INC DE 1.01 01/06/06 SEROLOGICALS CORP DE 2.05,2.06 12/30/05 SFBC INTERNATIONAL INC DE 1.01,1.02,5.02 12/30/05 SHAW GROUP INC LA 2.02,9.01 01/06/06 SHINECO, INC. 4.01,9.01 01/02/06 SI INTERNATIONAL INC DE 1.01,9.01 12/30/05 SILVERADO GOLD MINES LTD A1 8.01 01/04/06 SKYLINE CORP IN 2.02,9.01 01/06/06 SMARTIRE SYSTEMS INC 1.01,1.02,2.03,3.02,9.01 12/30/05 SMITH BARNEY AAA ENERGY FUND LP /NY 8.01 01/01/06 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 8.01 01/01/06 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 8.01 01/01/06 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 01/01/06 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 01/01/06 SoftNet Technology Corp. NV 1.02,9.01 12/21/05 SOMERSET HILLS BANCORP NJ 1.01 01/06/06 SOMERSET INTERNATIONAL GROUP,INC. DE 3.02 01/06/06 SONO TEK CORP NY 7.01,9.01 01/06/06 SONORAN ENERGY INC WA 5.02 12/31/05 SOUTHERN CO DE 8.01 01/04/06 SOUTHWESTERN ENERGY CO AR 7.01 01/06/06 SOUTHWESTERN ENERGY CO AR 7.01 01/06/06 SPX CORP DE 8.01,9.01 01/06/06 SPX CORP DE 1.01,1.02,9.01 12/31/05 STANCORP FINANCIAL GROUP INC OR 5.02,9.01 01/05/06 STANLEY WORKS CT 2.01,8.01,9.01 01/01/06 STEEL DYNAMICS INC IN 8.01,9.01 01/04/06 STERLING CONSTRUCTION CO INC DE 3.01,8.01,9.01 01/05/06 STEVEN MADDEN, LTD. DE 1.01,9.01 01/01/06 StrikeForce Technologies Inc. NJ 8.01,9.01 12/14/05 StrikeForce Technologies Inc. NJ 4.01,9.01 01/03/06 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 12/25/05 Structured Asset Securities Corporati DE 8.01,9.01 12/25/05 SUMMIT FINANCIAL GROUP INC WV 1.01,9.01 12/30/05 SUN NEW MEDIA INC. MN 1.01,3.02,5.02,9.01 12/31/05 SUNBURST ACQUISITIONS IV INC CO 2.03,5.02 12/12/05 SUNESIS PHARMACEUTICALS INC 1.01 01/01/06 SUNTRUST BANKS INC GA 1.01,9.01 12/30/05 SYMBOLLON CORP DE 5.02,9.01 12/30/05 SYMS CORP NJ 2.02,9.01 01/06/06 SYNOVUS FINANCIAL CORP GA 1.01 01/01/06 SYPRIS SOLUTIONS INC DE 1.01,9.01 01/06/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 1.01,5.02,9.01 01/03/06 TEAM FINANCIAL INC /KS KS 1.01 01/01/06 TECHNEST HOLDINGS INC NV 5.02 01/06/06 TEEKA TAN PRODUCTS, INC. DE 7.01,9.01 01/05/06 AMEND TELECOM COMMUNICATIONS INC 4.01,9.01 01/02/06 TEPPCO PARTNERS LP DE 1.01,1.02,5.02 12/30/05 TEREX CORP DE 1.01,8.01,9.01 12/30/05 THORATEC CORP CA 2.01 01/05/06 TIDEL TECHNOLOGIES INC DE 1.01,2.01,9.01 12/30/05 TIER TECHNOLOGIES INC DE 3.01,9.01 01/03/06 TIMKEN CO OH 1.01,2.03,9.01 12/30/05 Titan Global Holdings, Inc. UT 1.02,3.02,9.01 12/30/05 TOMPKINS TRUSTCO INC NY 1.01,8.01 12/28/05 TOWER PROPERTIES CO MO 8.01 01/06/06 TRACKPOWER INC WY 1.01,9.01 11/08/05 TRANS INDUSTRIES INC DE 1.01,3.02,7.01,9.01 01/03/06 TRANSCEND SERVICES INC DE 1.01,2.03,8.01,9.01 12/30/05 TransMontaigne Partners L.P. DE 2.01,9.01 01/01/06 TRI-ISTHMUS GROUP, INC. DE 5.03,7.01,9.01 01/04/06 TRI-S SECURITY CORP GA 1.01,9.01 01/06/06 TRI-S SECURITY CORP GA 4.01,9.01 12/21/05 AMEND TUCOWS INC /PA/ PA 1.01,2.01,9.01 01/03/06 UNION NATIONAL FINANCIAL CORP / PA PA 1.02 01/06/06 UNITED DOMINION REALTY TRUST INC MD 1.01,9.01 01/03/06 UNITED ONLINE INC DE 8.01 01/03/06 UNITED STATIONERS INC DE 1.01 01/04/06 UNOVA INC DE 5.03,8.01,9.01 01/01/06 US GLOBAL NANOSPACE INC DE 8.01 01/02/06 USB HOLDING CO INC DE 5.02,9.01 01/04/06 VCAMPUS CORP DE 1.01,3.01,5.03,9.01 12/30/05 VENDALUX CORP DE 4.01,9.01 01/02/06 VERIZON COMMUNICATIONS INC DE 8.01 01/06/06 VERIZON COMMUNICATIONS INC DE 8.01 01/06/06 VERSAR INC DE 7.01 09/30/05 VERTICALNET INC PA 3.02 01/03/06 VIEW SYSTEMS INC NV 2.03,9.01 01/03/06 VIPER POWERSPORTS INC 4.01,9.01 01/02/06 VIRGINIA ELECTRIC & POWER CO VA 2.01,9.01 12/31/05 VISKASE COMPANIES INC DE 1.01,9.01 01/03/06 VITALSTREAM HOLDINGS INC NV 1.01,2.03,9.01 12/31/05 VIVUS INC CA 1.01,2.03,9.01 01/04/06 VSE CORP DE 1.02 12/30/05 W3 GROUP INC DE 5.02 01/06/06 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC 8.01,9.01 12/27/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 12/27/05 AMEND Wachovia Auto Owner Trust 2005-A 8.01,9.01 12/20/05 Wachovia Mortgage Loan Trust, Series DE 8.01,9.01 12/27/05 WAKO LOGISTICS GROUP INC 9.01 11/09/05 AMEND WaMu Mortgage Pass-Through Certificat DE 9.01 12/22/05 WaMu Mortgage Pass-Through Certificat DE 9.01 12/23/05 WANNIGAN VENTURES INC NV 4.01,9.01 01/02/06 WARP TECHNOLOGY HOLDINGS INC NV 1.01,1.02,3.02,9.01 12/31/05 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 01/06/06 WELLPOINT INC IN 7.01 01/06/06 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 12/22/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 12/23/05 Wells Fargo Home Equity Asset-Backed DE 8.01,9.01 12/22/05 WELLSTONE FILTERS INC /DE/ DE 8.01,9.01 01/05/06 WENDYS INTERNATIONAL INC OH 7.01,9.01 01/06/06 WEST POINTE BANCORP INC IL 1.01,9.01 12/30/05 WESTERN WATER CO DE 3.03,8.01,9.01 01/04/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 8.01,9.01 01/04/06 Westpac Securitisation Mgt Pty Ltd Se 9.01 09/23/05 WHIRLPOOL CORP /DE/ DE 1.01,5.02,9.01 01/06/06 WHITEHALL JEWELLERS INC DE 2.02 01/05/06 WHITNEY INFORMATION NETWORK INC CO 8.01 01/05/06 Wilber CORP 1.01 12/30/05 WORKSTREAM INC 2.02,9.01 01/05/06 XANSER CORP DE 1.01,2.01,2.03,9.01 12/31/05 XECHEM INTERNATIONAL INC DE 1.01,1.02 01/05/06 XFONE INC NV 1.01,3.02,8.01 12/29/05 XINHUA CHINA LTD NV 5.02,8.01,9.01 12/28/05 XTO ENERGY INC DE 8.01,9.01 01/06/06 YIFAN COMMUNICATIONS INC DE 5.02 01/01/06 YUKON GOLD CORP INC DE 5.02 12/21/04 ZANETT INC DE 1.01 12/30/05 ZIPREALTY INC 1.01 01/03/06 ZOND PANAERO WINDSYSTEM PARTNERS I CA 1.01,5.02,8.01,9.01 12/31/05 ZOND WINDSYSTEM PARTNERS LTD SERIES 8 1.01,5.02,9.01 12/31/05 ZORAN CORP \DE\ DE 8.01,9.01 01/06/06