SEC NEWS DIGEST Issue 2006-03 January 5, 2006 ENFORCEMENT PROCEEDINGS FINAL JUDGMENT ENTERED AGAINST DEFENDANT M. BROOKS TURKEL The Commission announced that on Dec.12, 2005, the U.S. District Court for the Southern District of Florida entered a Final Judgment (Final Judgment) against Defendant M. Brooks Turkel (Turkel). The Final Judgment, entered with Turkel's consent, without admitting or denying the allegations of the SEC's complaint, orders him to pay a civil penalty in the amount of $35,000. The SEC commenced this action by filing its complaint against Turkel and Bruce M. Perry (Perry) on June 8, 2005. The complaint charged Turkel and Perry with securities fraud in connection with the offer and sale of municipal bonds issued in May 2001, by Mount Sinai Medical Center of Florida, Inc. (Mount Sinai), a hospital based in Miami Beach, Florida. Perry and Turkel were senior officers of Mount Sinai. Specifically, Perry was the hospital's chief executive officer from January 1999 through October 2001, and Turkel was its chief financial officer from December 1999 through July 2001 and then its chief planning officer from July 2001 until October 2001. The Complaint further alleged that defendants made material misrepresentations and omissions in the Official Statements and other documents disseminated to investors in connection with a series of three bonds issued by Mount Sinai in May 2001. [SEC v. Bruce M. Perry and M. Brooks Turkel, Civil Action No. 05-21525-CIV-Martinez (S.D. FL)] (LR-19522) SEC OBTAINS PERMANENT INJUNCTION AND PENALTY AGAINST CONNECTICUT MONEY MANAGER The Commission announced today that it had obtained a default judgment permanently enjoining David M. Faubert (Faubert) and his investment advisory firm, Faubert Financial Group (FFG), from violating the antifraud provisions of the Securities Act of 1933, the Securities Exchange Act of 1940, and the Investment Advisers Act of 1940. In addition, Faubert and FFG were ordered to pay over $7.5 million in disgorgement and penalties. In its Complaint, the Commission alleged that from 2000 to the present, Faubert defrauded as many as 15 clients by telling them he would invest their money in a "fixed account" which "guaranteed" an 8% return. In many instances Faubert persuaded the clients to transfer their money from legitimate investments such as mutual funds or variable annuities into an investment in his "fixed account" with its "guaranteed" return. However, instead of investing the clients' funds as promised, Faubert diverted the funds for his personal use, including the payment of his gambling debts. The Complaint further alleged that, to conceal the fraud, Faubert periodically provided the clients with account statements that he had fabricated. Finally, the Complaint stated that Faubert defrauded the clients of approximately $2.4 million. The order was entered by the United States District Court Judge Mark Kravitz on December 14, 2005. In pleadings filed in the civil action, the Commission previously alleged that the assets identified to date consist of approximately $7,000. [SEC v. David M. aubert, et al., Civil Action No. 03:05-CV- 00510 (D. Conn.)] (LR-19523) INVESTMENT COMPANY ACT RELEASES THRIVENT MUTUAL FUNDS, ET AL. A notice has been issued giving interested persons until January 30 to request a hearing on an application filed by Thrivent Mutual Funds, et al. for an order under Section 6(c) of the Investment Company Act for an exemption from Sections 18(f) and 21(b) of the Act, under Section 12(d)(1)(J) of the Act for an exemption from Section 12(d)(1) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and 17(a)(3) of the Act, and under Section 17(d) of the Act and Rue 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC-27201 - January 3) HOLDING COMPANY ACT RELEASES EXELON CORPORATION, ET AL. A notice has been issued giving interested persons until January 23 to request a hearing on a proposal by Exelon Corporation, a registered holding company, to merge with Public Service Enterprise Group Incorporated, an exempt public utility holding company, and to engage in certain other transactions related to the merger, including restructurings, affiliate transactions and financings. (Rel. 35-28079) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Commission issued notice of immediate effectiveness of a proposed rule change (SR-Phlx-2005-89) filed by the Philadelphia Stock Exchange to adopt an account fee. Publication of the proposal is expected in the Federal Register during the week of January 9. (Rel. 34-53046) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval to a proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-114) submitted by the American Stock Exchange, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and rule 19b-4 thereunder, relating to the Amex initial listing standards. Publication of the proposal is expected in the Federal Register during the week of January 9. (Rel. 34-53050) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 COMCAST CORP, 0 ($155,880,000.00) Equity, (File 333-130844 - Jan. 4) (BR. 11C) S-8 COMCAST CORP, 0 ($6,495,000.00) Equity, (File 333-130845 - Jan. 4) (BR. 11C) S-8 SKYWEST INC, 444 S RIVER RD, ST GEORGE, UT, 84790, 8016343000 - 0 ($12,622,500.00) Equity, (File 333-130846 - Jan. 4) (BR. 05C) S-8 COMCAST CORP, 0 ($519,600,000.00) Equity, (File 333-130847 - Jan. 4) (BR. 11C) S-8 SKYWEST INC, 444 S RIVER RD, ST GEORGE, UT, 84790, 8016343000 - 0 ($57,375,000.00) Equity, (File 333-130848 - Jan. 4) (BR. 05C) SB-2 NEXIA HOLDINGS INC, 59 WEST 100 SOUTH, SALT LAKE CITY, UT, 84101, 8015758073 - 5,000,000,000 ($5,000,000.00) Equity, (File 333-130849 - Jan. 4) (BR. 09B) S-8 GLOBETEL COMMUNICATIONS CORP, 9050 PINES BLVD.,, SUITE 110, PEMBROKE PINES, FL, 33024, 954-241-0590 - 185,726 ($722,474.14) Equity, (File 333-130850 - Jan. 4) (BR. 11A) S-8 MARCO COMMUNITY BANCORP INC, CHAMBER OF COMMERCE PLAZA, 1122 NORTH COLLIER BLVD, MARCO ISLAND, FL, 34145, 2393895200 - 0 ($299,925.00) Equity, (File 333-130851 - Jan. 4) (BR. 07A) S-8 ELBIT MEDICAL IMAGING LTD, ADVANCED TECHNOLOGY CENTER, HAIFA ISRAEL, L3, 31053, 0 ($636,212.00) Equity, (File 333-130852 - Jan. 4) (BR. 08B) SB-2 Monza Ventures Inc., SUITE 802-738 BROUGHTON STREET, VANCOUVER, A1, V6G 3A7, 604-263-7337 - 10,500,000 ($105,000.00) Equity, (File 333-130853 - Jan. 4) (BR. 09) S-8 MONADNOCK COMMUNITY BANCORP INC, JAFFREY ROAD, PETERBOROUGH, NH, 03458, 6039249654 - 64,457 ($564,294.00) Equity, (File 333-130855 - Jan. 4) (BR. 07C) S-3 ICOP DIGITAL, INC, 16801 WEST 116TH STREET, LENEXA, KS, 66219, 913-338-5550 - 0 ($11,401,082.00) Equity, (File 333-130856 - Jan. 4) (BR. 04A) S-3 ENPRO INDUSTRIES INC, 5605 CARNEGIE BOULEVARD, SUITE 500, CHARLOTTE, NC, 28209, 7047311500 - 0 ($172,500,000.00) Debt Convertible into Equity, (File 333-130857 - Jan. 4) (BR. 06A) SB-2 French Peak Resources Inc., 300 PARK AVE, SUITE 1700, NEW YORK, NY, 10022, 732 409 1212 - 3,500,000 ($70,000.00) Equity, (File 333-130858 - Jan. 4) (BR. ) SB-2 ABERDENE MINES LTD, 101 CONVENTION CENTER, SUITE 700, LAS VEGAS, NV, 89109, (800) 430-4034 - 6,500,000 ($2,145,000.00) Equity, (File 333-130859 - Jan. 4) (BR. 04B) S-8 EPICEPT CORP, 270 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ, 07632, 2018948980 - 500,000 ($2,917,110.00) Equity, (File 333-130860 - Jan. 4) (BR. 01A) S-8 EPICEPT CORP, 270 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ, 07632, 2018948980 - 4,000,000 ($23,336,880.00) Equity, (File 333-130861 - Jan. 4) (BR. 01A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 12/27/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 12/27/05 Accredited Mortgage Loan Trust 2005-4 DE 8.01 12/27/05 ACE Securities Corp. Home Equity Loan DE 2.01,9.01 01/04/06 ACUITY BRANDS INC DE 2.02,9.01 01/04/06 ACURA PHARMACEUTICALS, INC NY 3.02 01/02/06 ADVANCE AUTO PARTS INC DE 1.01,1.02,9.01 12/29/05 ADVOCAT INC DE 8.01,9.01 01/04/06 AEGIS COMMUNICATIONS GROUP INC DE 3.02 12/28/05 AEROPOSTALE INC 7.01,9.01 01/04/06 AETNA INC /PA/ PA 1.01,5.02 01/03/06 AGU Entertainment Corp. CO 2.01,2.05,9.01 12/28/05 AGU Entertainment Corp. CO 2.01,2.05,9.01 12/28/05 AMEND AIR T INC DE 1.01 12/29/05 AIRNET COMMUNICATIONS CORP DE 1.01,9.01 12/29/05 AJS BANCORP INC DE 1.01,9.01 12/29/05 ALFA CORP DE 8.01,9.01 01/03/06 ALLIANCE BANCSHARES CALIFORNIA CA 3.02 12/31/05 ALLIANCE FIBER OPTIC PRODUCTS INC CA 1.01 12/30/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 01/03/06 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 01/03/06 Alternative Loan Trust 2005-76 9.01 12/30/05 Alternative Loan Trust 2005-81 9.01 12/29/05 AMARU INC NV 8.01 12/20/05 AMBASE CORP DE 5.02 01/03/06 AMERICAN AIRLINES INC DE 8.01 01/04/06 AMERICAN ECOLOGY CORP DE 3.03 01/02/06 AMERICAN LOCKER GROUP INC DE 1.01,9.01 01/03/06 AMERICAN SAFETY INSURANCE HOLDINGS LT 1.01 01/01/06 AMERICAN WATER STAR INC NV 3.02 12/30/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 8.01,9.01 12/14/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 8.01 12/27/05 AMERUS GROUP CO/IA IA 5.02 12/29/05 AMR CORP DE 8.01 01/04/06 AMR CORP DE 7.01 01/04/06 ANGIODYNAMICS INC DE 5.02,9.01 12/28/05 ANNUITY & LIFE RE (HOLDINGS), LTD. D0 1.01,9.01 12/29/05 ANTS SOFTWARE INC DE 1.01,9.01 12/29/05 APAC CUSTOMER SERVICE INC IL 7.01,9.01 01/04/06 APPLIED SPECTRUM TECHNOLOGIES INC MN 3.02 01/04/06 AQUANTIVE INC WA 1.01,9.01 01/02/06 ARCH CAPITAL GROUP LTD. 8.01 12/30/05 ARCH CAPITAL GROUP LTD. 8.01 12/29/05 ARCH CHEMICALS INC VA 1.01 12/31/05 ARCHIPELAGO HOLDINGS INC 1.01 12/28/05 ARCHIPELAGO HOLDINGS INC 1.01 12/30/05 AMEND ARGENT SECURITIES INC., ASSET-BACKED 8.01 12/27/05 AROTECH CORP DE 3.02 12/29/05 ARPEGGIO ACQUISITION CORP DE 1.01,9.01 12/30/05 AMEND ASIAINFO HOLDINGS INC DE 5.02,7.01,9.01 01/04/06 AURA SYSTEMS INC DE 7.01,9.01 12/29/05 AVANEX CORP DE 1.01,9.01 12/20/05 AVON PRODUCTS INC NY 8.01 12/27/05 AVON PRODUCTS INC NY 2.05 11/15/05 AVONDALE INC GA 1.01,9.01 12/28/05 AXCESS INTERNATIONAL INC/TX DE 3.02 01/03/06 AZTEC OIL & GAS, INC. NV 4.02,9.01 12/14/05 AMEND BANC CORP DE 7.01,9.01 01/03/06 Banc of America Alternative Loan Trus DE 8.01,9.01 12/27/05 Banc of America Funding Corp. 2005-4 DE 8.01,9.01 12/27/05 Banc of America Funding Corp. 2005-6 DE 8.01,9.01 12/27/05 Banc of America Funding Corp. 2005-D DE 8.01,9.01 12/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/05 BANK HOLDINGS NV 1.01 12/28/05 BANKATLANTIC BANCORP INC FL 5.04 01/04/06 BARRIER THERAPEUTICS INC DE 5.02,7.01,9.01 01/03/06 BASIC ENERGY SERVICES INC 1.01,3.03,7.01,9.01 12/31/05 Bay View Deposit CORP DE 9.01 12/30/05 Bay View Deposit CORP DE 9.01 12/30/05 Bay View Deposit CORP DE 9.01 12/30/05 BAY VIEW SECURITIZATION CORP DE 9.01 12/30/05 BAY VIEW TRANSACTION CORP 9.01 12/30/05 Bayview Financial Mortgage Pass-Throu DE 8.01,9.01 12/28/05 BAYWOOD INTERNATIONAL INC NV 1.01,8.01,9.01 01/04/06 BCB BANCORP INC 1.01 12/30/05 BEAR STEARNS ARM TRUST, MORTGAGE PASS DE 8.01,9.01 12/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/27/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 12/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/27/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 12/27/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 12/27/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 12/27/05 BEAR STEARNS COMMERCIAL MORTGAGE SECU 8.01,9.01 12/20/05 BEAR STEARNS COMPANIES INC DE 8.01,9.01 12/27/05 BELL MICROPRODUCTS INC CA 1.01,9.01 12/28/05 BERKSHIRE HILLS BANCORP INC 7.01,9.01 01/04/06 BEVERLY ENTERPRISES INC DE 8.01,9.01 01/03/06 BIOMASS PROCESSING TECHNOLOGY INC DE 4.01,9.01 12/28/05 BJs RESTAURANTS INC CA 1.01,2.03 12/28/05 BLUE COAT SYSTEMS INC DE 1.01,9.01 12/30/05 BOOKS A MILLION INC DE 7.01 01/04/06 BOSTON COMMUNICATIONS GROUP INC MA 1.01 12/29/05 BRITESMILE INC UT 1.01,9.01 12/30/05 Brooklyn Federal Bancorp, Inc. X1 4.01,9.01 01/01/06 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 01/04/06 BSABS 2005-1 DE 8.01,9.01 12/27/05 BSD MEDICAL CORP DE 7.01,9.01 01/04/06 CALIFORNIA PIZZA KITCHEN INC DE 8.01,9.01 12/30/05 CAMBREX CORP DE 1.01,1.02,5.02,9.01 01/04/06 CAMPBELL FUND TRUST MD 3.02 01/01/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 12/31/05 CAPITALSOURCE INC DE 1.01,2.03,3.02,5.02,9.01 12/28/05 CAPSTEAD MORTGAGE CORP MD 1.01,2.01,9.01 12/30/05 CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 12/31/05 CARRINGTON MORTGAGE LOAN TRUST, SERIE DE 8.01 12/27/05 CASELLA WASTE SYSTEMS INC DE 1.01,2.03,9.01 12/28/05 CASS INFORMATION SYSTEMS INC MO 1.01,2.01,9.01 12/30/05 CATAPULT COMMUNICATIONS CORP CA 4.01,9.01 12/28/05 CDKNET COM INC DE 1.01,2.03,3.02,9.01 12/28/05 CEA ACQUISITION CORP DE 1.01,9.01 01/04/06 AMEND CECO ENVIRONMENTAL CORP DE 1.01 12/29/05 CECO ENVIRONMENTAL CORP DE 1.01,1.02,2.03,9.01 12/28/05 CENTERSTATE BANKS OF FLORIDA INC FL 5.02,9.01 01/04/06 CENTRAL AMERICAN EQUITIES INC FL 5.03,8.01 01/03/06 CENTRAL FEDERAL CORP DE 2.02,8.01,9.01 01/04/06 CENTURY BANCORP INC MA 1.01,8.01,9.01 01/04/06 CENTURY PROPERTIES GROWTH FUND XXII CA 1.01,2.03 12/28/05 CepTor CORP 1.01,2.03,3.02,9.01 12/09/05 AMEND CERNER CORP /MO/ DE 2.03,9.01 12/28/05 CERUS CORP DE 8.01,9.01 12/30/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 01/04/06 CHILCO RIVER HOLDINGS INC 1.01,4.01,5.02 12/29/05 CHINA ARTISTS AGENCY INC NV 5.02 12/29/05 CHINA DIGITAL MEDIA CORP NV 3.02 12/29/05 CHINA DIRECT TRADING CORP FL 8.01,9.01 01/03/06 CHINA NETTV HOLDINGS INC NV 3.02,5.02,8.01,9.01 12/30/05 CHURCH & DWIGHT CO INC /DE/ DE 5.02 01/04/06 CIMAREX ENERGY CO DE 1.01,9.01 12/28/05 Citigroup Mortgage Loan Trust Inc., S 9.01 12/27/05 CITIGROUP MORTGAGE LOAN TRUST, SERIES 8.01,9.01 12/27/05 CNL Hotels & Resorts, Inc. MD 1.01,9.01 01/04/06 COMFORT SYSTEMS USA INC 1.01,2.01,8.01,9.01 12/31/05 COMPUPRINT INC 1.01,3.02,8.01,9.01 12/28/05 COMSYS IT PARTNERS INC DE 8.01,9.01 12/28/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 01/03/06 COVANSYS CORP MI 1.01,9.01 12/28/05 CRAY INC WA 5.02 12/30/05 Creative Eateries Corp NV 1.01,1.02,9.01 12/06/05 CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 12/25/05 CURATIVE HEALTH SERVICES INC 1.01,8.01,9.01 12/28/05 CYBEX INTERNATIONAL INC NY 1.01,1.02,9.01 12/31/05 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,7.01 01/03/06 CYTODYN INC CO 1.01,9.01 01/03/06 DAHUA INC DE 4.01 01/02/06 DARK DYNAMITE, INC NV 8.01 01/04/06 DATARAM CORP NJ 8.01 12/29/05 DATASCOPE CORP DE 2.05 12/28/05 DEERE & CO DE 7.01 01/04/06 DEL LABORATORIES INC DE 1.02,2.03,9.01 12/29/05 DELPHI FINANCIAL GROUP INC/DE DE 1.01 12/28/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 12/27/05 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 12/31/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 01/02/06 DIGICORP UT 1.01,9.01 12/28/05 DIGITAL ANGEL CORP DE 1.01,9.01 12/28/05 DIGITAL ECOSYSTEMS CORP. NV 1.01,7.01,9.01 12/30/05 DIGITAL RECORDERS INC NC 7.01,9.01 01/04/06 DIME COMMUNITY BANCSHARES INC DE 1.01 12/30/05 DIVOT GOLF CORP DE 4.01,9.01 12/30/05 DOCUMENT SECURITY SYSTEMS INC NY 1.01,9.01 12/28/05 DOW JONES & CO INC DE 5.02,5.03,7.01,9.01 01/03/06 DPL INC OH 7.01,9.01 12/28/05 DSL NET INC DE 1.01 01/03/06 DUQUESNE LIGHT HOLDINGS INC PA 5.02 12/30/05 DUSA PHARMACEUTICALS INC NJ 1.01,9.01 12/30/05 DYNAMICS RESEARCH CORP MA 1.01,1.02,2.03,9.01 12/28/05 EBIX INC DE 1.01,5.02,8.01 12/31/05 ECOLAB INC DE 1.01,9.01 01/01/06 EFC BANCORP INC DE 8.01,9.01 01/04/06 EGPI FIRECREEK, INC. NV 5.02 12/31/05 EGPI FIRECREEK, INC. NV 2.05 12/31/05 EL CAPITAN PRECIOUS METALS INC NV 1.01,3.03,9.01 12/28/05 EL PASO CORP/DE DE 1.01,2.03,8.01,9.01 01/04/06 EL PASO PRODUCTION HOLDING CO DE 1.01,2.01,8.01,9.01 01/04/06 EMERSON RADIO CORP DE 1.01,2.03,9.01 12/28/05 EMPIRE RESORTS INC DE 9.01 12/30/05 EMPIRE RESORTS INC DE 1.01,1.02,9.01 12/30/05 ENTERASYS NETWORKS INC /DE/ DE 1.01 12/30/05 ENTRAVISION COMMUNICATIONS CORP DE 8.01,9.01 01/01/06 ESSEX PORTFOLIO LP CA 1.02 01/03/06 ESSEX PROPERTY TRUST INC MD 1.02 01/03/06 EXECUTE SPORTS INC NV 1.01,9.01 01/04/06 EXPRESSJET HOLDINGS INC DE 8.01,9.01 01/03/06 EZ EM INC DE 5.02,9.01 12/28/05 FALCONSTOR SOFTWARE INC DE 1.01 01/03/05 FBR Securitization Trust 2005-5 8.01,9.01 12/27/05 FFMLT Trust 2005-FF11 DE 8.01 12/27/05 FIBERMARK INC DE 1.03,9.01 01/04/06 FIDELITY BANKSHARES INC DE 1.01 12/29/05 FIELDSTONE INVESTMENT CORP 1.01,9.01 12/28/05 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 12/27/05 FIFTH THIRD BANCORP OH 1.01,9.01 12/28/05 FINDEX COM INC NV 4.01,9.01 01/04/06 AMEND FINOVA GROUP INC DE 8.01 01/04/06 FIRST AMERICAN CORP CA 5.02,9.01 01/03/06 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 12/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 12/25/05 First Franklin Mortgage Loan Trust, S DE 8.01,9.01 12/25/05 FIRST NILES FINANCIAL INC DE 4.01 11/11/05 FIRST STATE BANCORPORATION NM 2.01,9.01 01/03/06 FIRST STATE BANCORPORATION NM 2.01,9.01 01/03/06 FIRSTBANK NW CORP WA 8.01,9.01 01/04/06 FIRSTFED BANCORP INC DE 1.01,2.03,3.02,8.01,9.01 12/30/05 FIVE STAR QUALITY CARE INC 8.01,9.01 12/30/05 FLOW INTERNATIONAL CORP WA 1.01,9.01 12/31/05 FMC TECHNOLOGIES INC DE 7.01,9.01 01/04/06 FORD MOTOR CO DE 8.01,9.01 01/04/06 FORD MOTOR CREDIT CO DE 8.01,9.01 01/04/06 FORTUNE BRANDS INC DE 8.01,9.01 01/04/06 FPIC INSURANCE GROUP INC FL 1.01,7.01,9.01 12/09/05 Fremont Home Loan Trust 2005-A DE 8.01,9.01 12/27/05 Fremont Home Loan Trust 2005-B DE 8.01,9.01 12/27/05 FREMONT HOME LOAN TRUST 2005-C DE 8.01,9.01 12/27/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 12/20/05 FUSION TELECOMMUNICATIONS INTERNATION 5.02,8.01,9.01 01/04/06 GE-WMC Asset-Backed Pass-Through Cert 2.01,9.01 12/12/05 GENERAL MARITIME CORP/ 1.01,9.01 01/04/06 GENERAL MOTORS CORP DE 8.01 01/04/06 GENVEC INC DE 2.05,2.06,9.01 01/04/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 8.01,9.01 01/01/06 GERMAN AMERICAN BANCORP IN 2.03,3.02,8.01 12/30/05 GLIMCHER REALTY TRUST MD 1.01,2.03,8.01,9.01 12/29/05 GLIMCHER REALTY TRUST MD 1.01,9.01 01/03/06 GLOBAL CASINOS INC UT 5.02 12/31/05 GMACM HOME EQUITY LOAN TRUST 2005-HE1 DE 9.01 01/02/06 GMACM HOME EQUITY LOAN TRUST 2005-HE2 DE 9.01 01/02/06 GMACM HOME EQUITY LOAN TRUST 2005-HE3 DE 9.01 01/02/06 GMACM HOME EQUITY LOAN TRUST 2005-HE3 DE 9.01 01/02/06 GMACM Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 12/25/05 Goal Capital Funding Trust DE 8.01,9.01 12/27/05 GREATER COMMUNITY BANCORP NJ 8.01 12/31/05 GREEN MOUNTAIN POWER CORP VT 1.01 12/30/05 GREENBRIER COMPANIES INC DE 2.02,9.01 01/04/06 GreenPoint MTA Trust 2005-AR2 DE 8.01,9.01 12/27/05 GreenPoint MTA Trust 2005-AR3 DE 8.01,9.01 12/27/05 GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 12/27/05 GreenPoint MTA Trust 2005-AR5 DE 8.01,9.01 12/27/05 GreenPoint MTA Trust, Mortgage Pass-T DE 8.01,9.01 12/27/05 Greenville Federal Financial CORP X1 8.01,9.01 01/04/06 Greenwich Capital Acceptance, Inc New DE 8.01,9.01 12/27/05 GS Mortgage Securities Corp., Asset-B DE 8.01,9.01 12/27/05 GSAA Home Equity 2005-12 DE 8.01,9.01 12/27/05 GSAA Home Equity Trust 2005-11 DE 8.01,9.01 12/27/05 GSAA Home Equity Trust 2005-14 DE 8.01,9.01 12/27/05 GSAA Home Equity Trust 2005-3 DE 8.01,9.01 12/27/05 GSAA Home Equity Trust 2005-6 DE 8.01,9.01 12/27/05 GSAA Home Equity Trust 2005-7 DE 8.01,9.01 12/27/05 GSAA Home Equity Trust 2005-9 DE 8.01,9.01 12/27/05 GSAMP Trust 2005-HE5 DE 8.01 12/27/05 GSAMP TRUST 2005-WMC2 DE 8.01 12/27/05 GSR Mortgage Loan Trust 2005-1F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-2F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-3F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-4F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-5F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-6F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-7F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-8F DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-AR1 DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-AR3 DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-AR4 DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-AR5 DE 8.01,9.01 12/27/05 GSR Mortgage Loan Trust 2005-AR6 DE 8.01,9.01 12/27/05 HARVARD BIOSCIENCE INC DE 1.01,9.01 12/30/05 HASCO Trust 2005-NC1 8.01,9.01 12/27/05 HASCO Trust 2005-NC2 8.01,9.01 12/27/05 HEALTHAXIS INC PA 1.01,5.02 12/31/05 HEALTHEXTRAS INC DE 7.01,9.01 01/03/06 HEARST ARGYLE TELEVISION INC DE 1.01 12/07/05 HERBALIFE LTD. E9 1.01,9.01 12/28/05 HICKORY TECH CORP MN 2.03,9.01 12/30/05 HIGHER EDUCATION FUNDING I DE 8.01,9.01 12/27/05 HIGHWOODS PROPERTIES INC MD 5.02 12/31/05 Home Equity Asset Trust 2005-2 DE 8.01,9.01 12/25/05 Home Equity Asset Trust 2005-5 DE 8.01,9.01 11/25/05 AMEND HOME EQUITY ASSET TRUST 2005-6 DE 8.01,9.01 12/25/05 HOME EQUITY ASSET TRUST 2005-8 DE 8.01,9.01 12/25/05 Home Equity Asset Trust 2005-9 DE 8.01,9.01 12/25/05 Home Equity Mortgage Loan Asset Backe DE 8.01 12/27/05 Home Equity Mortgage Loan Asset-Backe DE 8.01 12/27/05 Home Equity Mortgage Loan Asset-Backe DE 9.01 09/29/05 HOME SOLUTIONS OF AMERICA INC DE 3.01,7.01,9.01 12/28/05 HOMEBANC CORP GA 1.01,9.01 12/31/05 HomeBanc Mortgage Trust 2005-1 DE 8.01,9.01 12/27/05 HomeBanc Mortgage Trust 2005-2 DE 8.01,9.01 12/27/05 HomeBanc Mortgage Trust 2005-3 DE 8.01,9.01 12/27/05 HSI Asset Securitization CORP Trust 2 8.01,9.01 12/27/05 HSI Asset Securitization CORP Trust 2 8.01 12/20/05 HUDSON TECHNOLOGIES INC /NY NY 8.01 12/28/05 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 01/01/06 HUTTIG BUILDING PRODUCTS INC DE 1.01 12/29/05 ICEWEB INC 5.02 11/07/05 ICOS CORP WA 5.02,9.01 01/03/06 IMH Assets Corp., Collateralized Asse 8.01,9.01 12/27/05 IMMUNICON CORP 1.01,5.02,7.01,9.01 12/29/05 IMPAC CMB TRUST SERIES 2005-2, COLLAT DE 8.01,9.01 12/27/05 Impac CMB Trust Series 2005-3, Collat DE 8.01,9.01 12/27/05 IMPAC CMB TRUST SERIES 2005-8 DE 8.01 12/27/05 IMPAC Secured Assets Corp. Mortgage P CA 8.01,9.01 12/27/05 INDYMAC HOME EQUITY MORTGAGE LOAN ASS DE 8.01 12/27/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 12/27/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 12/27/05 IndyMac MBS, Inc. INDA Mortgage Loan 8.01 12/27/05 INFOCROSSING INC DE 1.01 12/30/05 Inland American Real Estate Trust, In MD 2.01,9.01 12/28/05 INPHONIC INC 2.02,8.01,9.01 12/31/05 INSIGNIA SOLUTIONS PLC 1.01,3.02,9.01 12/29/05 INTEGRAL TECHNOLOGIES INC NV 7.01,9.01 01/03/06 INTERMAGNETICS GENERAL CORP DE 2.02,9.01 01/03/06 INTERNATIONAL THOROUGHBRED BREEDERS I DE 3.02 12/26/05 IRWIN FINANCIAL CORP IN 1.01 01/04/06 Irwin Home Equity Loan Trust 2005-1 DE 8.01,9.01 12/25/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 12/25/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 12/25/05 IT&E INTERNATIONAL GROUP 9.01 11/09/05 AMEND IVANHOE ENERGY INC 3.02 12/29/05 IXIS Real Estate Capital Trust 2005-H DE 8.01 12/27/05 J CREW GROUP INC DE 1.01 12/30/05 J JILL GROUP INC DE 1.01,9.01 12/30/05 J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 01/04/05 J.P. Morgan Mortgage Acquisition Corp 8.01,9.01 12/27/05 J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Acquisition Corp 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A1 DE 8.01,9.01 12/27/05 J.P. MORGAN MORTGAGE TRUST 2005-A2 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A3 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A4 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A5 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A6 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A7 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-A8 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-Alt 1 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-S1 DE 8.01,9.01 12/27/05 J.P. Morgan Mortgage Trust 2005-S2 DE 8.01,9.01 12/27/05 JACKSONVILLE BANCORP INC IL 1.01,9.01 12/30/05 JAMDAT MOBILE INC 8.01,9.01 01/04/06 JMAR TECHNOLOGIES INC DE 1.01,3.02,8.01,9.01 12/28/05 JONES LANG LASALLE INC MD 2.01,7.01,9.01 01/03/05 KADANT INC DE 1.01 12/28/05 KLEENAIR SYSTEMS INC NV 4.01,9.01 01/03/06 KOPIN CORP DE 1.01 12/28/05 LANDEC CORP \CA\ CA 2.02,9.01 01/04/06 Lehman XS Trust Series 2005-5N DE 8.01,9.01 12/25/05 LEXAR MEDIA INC CA 1.01,5.02,9.01 01/04/06 LEXMARK INTERNATIONAL INC /KY/ DE 1.01,8.01 01/04/06 LHC Group, Inc 8.01,9.01 12/29/05 LIFELINE THERAPEUTICS, INC. CO 1.01,5.02,7.01,9.01 01/04/06 LINCOLN ELECTRIC HOLDINGS INC OH 1.01,9.01 12/30/05 LOEWS CINEPLEX ENTERTAINMENT CORP DE 2.01,8.01,9.01 12/28/05 Long Beach Mortgage Loan Trust 2005-1 DE 8.01 12/27/05 Long Beach Mortgage Loan Trust 2005-2 DE 8.01 12/27/05 Long Beach Mortgage Loan Trust 2005-3 DE 8.01 12/27/05 Long Beach Mortgage Loan Trust 2005-W DE 8.01 12/27/05 Long Beach Mortgage Loan Trust 2005-W DE 8.01 12/27/05 Long Beach Mortgage Loan Trust 2005-W DE 8.01 12/27/05 LONG ISLAND PHYSICIAN HOLDINGS CORP NY 4.01 11/01/05 AMEND LOUDEYE CORP DE 3.01 01/04/06 LUMINENT MORTGAGE TRUST 2005-1 DE 8.01,9.01 12/27/05 MAF BANCORP INC DE 8.01 01/04/06 MAINSOURCE FINANCIAL GROUP IN 5.02,9.01 01/04/06 MAINSTREET BANKSHARES INC VA 1.01,9.01 12/30/05 MARCO COMMUNITY BANCORP INC FL 5.02 12/13/05 MARLTON TECHNOLOGIES INC NJ 8.01 01/04/06 MARM 2005-7 DE 8.01,9.01 12/27/05 MARTIN MIDSTREAM PARTNERS LP DE 2.01,9.01 11/10/05 AMEND MASSEY ENERGY CO DE 1.02,3.02 12/28/05 MASTR Adjustable Rate Mortgages 2005- DE 8.01,9.01 12/27/05 MASTR Adjustable Rate Mortgages 2005- DE 8.01,9.01 12/27/05 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 12/27/05 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 12/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-1 DE 8.01,9.01 12/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-6 DE 8.01,9.01 12/27/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/25/05 MASTR Asset Backed Securities Trust 2 DE 8.01,9.01 12/25/05 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 12/27/05 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 12/27/05 MASTR SECOND LIEN TRUST 2005-1 DE 8.01,9.01 12/27/05 MAVERICK OIL & GAS, INC. 5.03,9.01 12/28/05 MB FINANCIAL INC /MD MD 5.02,9.01 12/29/05 MB FINANCIAL INC /MD MD 8.01,9.01 12/30/05 McAfee, Inc. DE 8.01,9.01 01/04/06 MCKENZIE BAY INTERNATIONAL LTD 8.01 01/04/06 MERGE TECHNOLOGIES INC WI 5.02 12/30/05 MERIT MEDICAL SYSTEMS INC UT 8.01,9.01 01/03/06 MERRILL LYNCH & CO INC DE 8.01,9.01 01/04/06 MERRILL LYNCH MORT INV TRUST SERIES M DE 8.01,9.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 12/27/05 METRO ONE TELECOMMUNICATIONS INC OR 1.01,9.01 12/28/05 MGN TECHNOLOGIES, INC. A1 5.02 12/30/05 MICROHELIX INC OR 1.01,9.01 01/03/06 Mid-State Capital Corp. 2005-1 Trust DE 8.01,9.01 12/15/05 MIDWEST BANC HOLDINGS INC DE 1.01 12/29/05 MILLS CORP DE 2.05 12/28/05 MIPS TECHNOLOGIES INC DE 1.01,5.02,9.01 01/03/06 MIRANT AMERICAS GENERATING LLC DE 5.02 01/03/06 MIRANT CORP DE 1.01,9.01 01/03/06 MIRANT MID ATLANTIC LLC DE 5.02 01/03/06 MOBILEPRO CORP DE 5.02 01/01/06 AMEND Money Tree, Inc. GA 5.01 12/30/05 MONSANTO CO /NEW/ DE 2.02,9.01 01/04/06 MONTPELIER RE HOLDINGS LTD D0 7.01,8.01,9.01 01/02/06 Morgan Stanley ABS Capital I Inc. IXI DE 8.01,9.01 12/27/05 Morgan Stanley ABS Capital I Inc. IXI DE 8.01,9.01 12/27/05 Morgan Stanley ABS Capital I Inc. IXI DE 8.01 12/27/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/05 Morgan Stanley ABS Capital I Inc. 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WY 7.01,9.01 01/04/06 NBC CAPITAL CORP MS 5.02 12/31/05 NESTOR INC DE 1.01,2.02,3.02,8.01,9.01 01/04/06 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02 01/04/06 New Century Energy Corp. CO 1.01,2.01,3.02,9.01 12/30/05 New Century Home Equity Loan Trust 20 8.01 12/27/05 New Century Home Equity Loan Trust 20 8.01 12/27/05 New Century Home Equity Loan Trust 20 8.01 12/27/05 New Century Home Equity Loan Trust 20 8.01 12/27/05 New Century Home Equity Loan Trust Se DE 8.01 12/27/05 New Century Home Equity Loan Trust Se DE 8.01 12/27/05 New Century Home Equity Loan Trust, S DE 8.01 12/27/05 NEW YORK COMMUNITY BANCORP INC DE 1.01 12/30/05 New York Mortgage Trust 2005-2 DE 8.01,9.01 12/27/05 NITTANY FINANCIAL CORP PA 8.01,9.01 01/04/06 NNN 2003 VALUE FUND LLC 1.01,2.01,9.01 12/27/05 Nomura Asset Acceptance Corp. Alterna DE 8.01,9.01 12/27/05 Nomura Asset Acceptance Corp. Series DE 8.01,9.01 12/27/05 Nomura Asset Acceptance Corp. Series DE 8.01,9.01 12/27/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 12/27/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 12/27/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 12/27/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 12/27/05 Nomura Home Equity Loan Trust, Series DE 8.01,9.01 12/27/05 Nomura Home Equity Loan, Inc., Home E DE 8.01,9.01 12/27/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 12/27/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 12/27/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 12/27/05 NOVATEL WIRELESS INC DE 1.01,9.01 12/29/05 NOVATEL WIRELESS INC DE 1.01,2.03 12/29/05 NOVEN PHARMACEUTICALS INC DE 1.01 12/28/05 NRG ENERGY, INC. DE 1.01,8.01,9.01 12/29/05 NSTAR/MA MA 8.01,9.01 12/30/05 Nuance Communications, Inc. DE 1.01 12/31/05 Nuance Communications, Inc. DE 8.01,9.01 01/04/06 NVE CORP /NEW/ MN 1.02 01/01/06 NVE CORP /NEW/ MN 1.01 01/03/06 NYMT Securities CORP DE 8.01,9.01 12/20/05 OMEGA HEALTHCARE INVESTORS INC MD 1.01,2.03,8.01,9.01 01/04/06 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 12/27/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 12/27/05 OPTION ONE MORTGAGE LOAN TRUST 2005-1 DE 8.01,9.01 12/27/05 Orange 21 Inc. DE 1.01,9.01 12/29/05 OXIS INTERNATIONAL INC DE 1.01 12/28/05 PACER INTERNATIONAL INC TN 5.02,9.01 01/04/06 PACIFIC BIOMETRICS INC DE 5.02 01/01/06 Patient Safety Technologies, Inc DE 1.01,9.01 12/28/05 PAULA FINANCIAL DE 5.02 01/04/06 PC MALL INC DE 1.01 12/28/05 PDG ENVIRONMENTAL INC DE 1.01,9.01 01/03/06 PEDIATRIC SERVICES OF AMERICA INC DE 8.01 12/30/05 PEOPLES BANCTRUST CO INC AL 1.01 12/29/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 01/03/06 PETROLEUM DEVELOPMENT CORP NV 1.01,9.01 01/04/06 PIZZA INN INC /MO/ MO 5.02 12/28/05 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 01/04/06 PORTEC RAIL PRODUCTS INC WV 8.01,9.01 01/03/06 PRE PAID LEGAL SERVICES INC OK 2.02,9.01 12/31/05 PRENTISS PROPERTIES TRUST/MD 1.01,8.01,9.01 12/30/05 PRESSTEK INC /DE/ DE 1.01,8.01 12/31/05 Provident Funding Mortgage Loan Trust DE 8.01,9.01 12/27/05 PROVIDENT NEW YORK BANCORP DE 1.01,9.01 12/29/05 QUICK MED TECHNOLOGIES INC NV 5.02 12/15/05 QUOTESMITH COM INC DE 7.01,9.01 01/04/06 RADIANT SYSTEMS INC GA 7.01,9.01 01/04/06 RAINIER PACIFIC FINANCIAL GROUP INC WA 8.01,9.01 01/03/06 RANGE RESOURCES CORP DE 1.01,9.01 12/28/05 RAPIDTRON INC NV 3.02,7.01,8.01 01/03/06 RAYMOND JAMES FINANCIAL INC FL 1.01 01/04/06 RBSGC MORTGAGE LOAN TRUST 2005-A DE 8.01,9.01 12/27/05 REGENT COMMUNICATIONS INC DE 1.01,9.01 12/29/05 RICHARDSON ELECTRONICS LTD/DE DE 7.01 01/04/06 ROANOKE ELECTRIC STEEL CORP VA 8.01,9.01 01/04/06 RUSH FINANCIAL TECHNOLOGIES INC TX 7.01,9.01 12/02/05 RUSS BERRIE & CO INC NJ 1.01,2.03,9.01 12/28/05 S1 CORP /DE/ DE 2.01,9.01 12/30/05 SACO I TRUST 2005-5 DE 8.01,9.01 12/27/05 SACO I TRUST 2005-5 DE 8.01,9.01 11/25/05 AMEND SACO I TRUST 2005-9 DE 8.01,9.01 12/27/05 SACO I TRUST, 2005-6 DE 8.01,9.01 12/27/05 SACO I TRUST, 2005-WM1 DE 8.01,9.01 12/27/05 SACO I TRUST, 2005-WM2 DE 8.01,9.01 12/27/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 01/04/06 SASCO Mortgage Loan Trust 2005-WF3 DE 8.01,9.01 12/27/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 12/27/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 12/27/05 Saxon Asset Securities Trust 2005-1 VA 8.01 12/27/05 Saxon Asset Securities Trust 2005-2 VA 8.01 12/27/05 Saxon Asset Securities Trust 2005-3 VA 8.01 12/27/05 Saxon Asset Securities Trust 2005-4 VA 8.01 12/21/05 SECURITY BANK CORP GA 8.01,9.01 12/31/05 SENSOR SYSTEM SOLUTIONS INC 1.01,1.02,3.02,9.01 12/23/05 Shire plc 8.01,9.01 01/04/06 SIRICOMM INC DE 1.01,3.02,9.01 12/27/05 SKECHERS USA INC DE 5.02,9.01 01/03/06 SKILLSOFT PUBLIC LIMITED CO 1.01,8.01,9.01 12/31/05 SKYTERRA COMMUNICATIONS INC DE 1.01,2.01,2.03,9.01 12/30/05 SKYTERRA COMMUNICATIONS INC DE 1.01,2.01,2.03,9.01 12/30/05 AMEND SMITHWAY MOTOR XPRESS CORP NV 1.01,2.03,9.01 12/30/05 SOVEREIGN BANCORP INC PA 5.03,8.01,9.01 01/03/06 Sovereign Exploration Associates Inte 9.01 10/17/05 AMEND SPARTA COMMERCIAL SERVICES, INC. NV 1.01,3.02,9.01 12/28/05 Speciality Underwriting & Residential DE 8.01,9.01 12/27/05 Specialty Underwriting & Residential DE 8.01,9.01 12/27/05 SPECIALTY UNDERWRITING & RESIDENTIAL DE 8.01,9.01 12/27/05 SPECTRALINK CORP CO 1.01,2.01,9.01 01/03/06 SPORT HALEY INC CO 3.01,8.01 12/28/05 STAR BUFFET INC DE 7.01,9.01 01/04/06 STEEL TECHNOLOGIES INC KY 7.01,9.01 12/31/05 STEELCASE INC MI 7.01 01/04/06 STOCKERYALE INC MA 1.01,2.01,2.03,3.02,9.01 12/30/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/27/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/05 Structured Asset Investment Loan Trus DE 8.01,9.01 12/27/05 Structured Asset Investment Loan Trus DE 8.01,9.01 12/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 12/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 12/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 12/25/05 Structured Asset Securities Corp Mort DE 8.01,9.01 12/27/05 Structured Asset Securities Corp Trus DE 8.01,9.01 12/27/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 12/25/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 12/27/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 12/25/05 Structured Asset Securities Corp. Mor DE 8.01,9.01 12/27/05 SWS GROUP INC DE 2.03 12/29/05 SYNTONY GROUP INC UT 1.01,9.01 01/04/06 T REIT INC VA 8.01 12/28/05 TALK AMERICA HOLDINGS INC DE 1.01,2.01,7.01,9.01 01/03/06 TECHNOLOGY RESEARCH CORP FL 2.02,5.02,9.01 01/03/06 TEDA TRAVEL GROUP INC DE 5.02 12/28/05 TELEPLUS ENTERPRISES INC 2.01,8.01,9.01 01/03/06 TELEWEST GLOBAL INC 8.01,9.01 12/30/05 TEMPORARY FINANCIAL SERVICES INC WA 1.01,2.01,2.03,3.02,9.01 12/29/05 Terwin Mortgage Trust Asset-Backed Ce DE 8.01,9.01 12/27/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 12/27/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 12/27/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 12/27/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 12/27/05 TETON ENERGY CORP DE 1.01,2.01,9.01 12/28/05 THORNBURG MORTGAGE INC MD 1.01,9.01 12/28/05 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 12/27/05 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 12/27/05 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 12/27/05 TIB FINANCIAL CORP. FL 1.01,7.01,9.01 12/30/05 TII NETWORK TECHNOLOGIES, INC. DE 5.03 12/21/05 AMEND TODCO DE 7.01,9.01 01/04/06 TRANS WORLD ENTERTAINMENT CORP NY 2.02,9.01 01/04/06 TRANSATLANTIC HOLDINGS INC DE 5.02 12/28/05 Triple Crown Media, Inc. DE 1.01,2.01,2.03,5.02,8.01,9.01 12/30/05 TRUSTCO BANK CORP N Y NY 8.01,9.01 01/04/06 UCBH HOLDINGS INC DE 1.01 12/28/05 ULTRALIFE BATTERIES INC DE 7.01,9.01 01/04/06 UMPQUA HOLDINGS CORP OR 7.01,9.01 01/04/06 UNIOIL NV 3.03,4.01,5.03,9.01 12/23/05 UNITED STATES LIME & MINERALS INC TX 1.01,2.01,2.03,9.01 12/28/05 US GLOBAL NANOSPACE INC DE 8.01,9.01 01/04/06 VAIL RESORTS INC DE 8.01 12/29/05 VALERO L P DE 1.01,9.01 01/04/06 VASOMEDICAL INC DE 5.02 12/31/05 VIDEO WITHOUT BOUNDARIES INC FL 4.01 08/30/05 VIKING SYSTEMS INC NV 4.01,9.01 12/28/05 VITRAN CORP INC 8.01 01/03/06 VOLT INFORMATION SCIENCES, INC. NY 1.01,2.01,9.01 12/27/05 WALGREEN CO IL 2.02,9.01 01/03/06 WARP TECHNOLOGY HOLDINGS INC NV 1.01,5.02,7.01,9.01 12/28/05 WASHINGTON MUTUAL MORT PS THR CERTS DE 8.01 12/27/05 WAVE WIRELESS CORP DE 1.01,8.01,9.01 01/03/06 WAVERIDER COMMUNICATIONS INC NV 1.01,8.01,9.01 01/03/06 WCI COMMUNITIES INC 8.01,9.01 01/03/06 WELLMAN INC DE 1.01 12/30/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 12/27/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 12/27/05 Wells Fargo Home Equity Asset-Backed DE 8.01,9.01 12/27/05 WENTWORTH I INC DE 1.02 01/03/06 WEST CORP DE 1.01 12/30/05 WEST MARINE INC DE 1.01,1.02,2.03,9.01 12/29/05 WESTERN ALLIANCE BANCORPORATION 1.01,9.01 12/29/05 WHEELING ISLAND GAMING INC DE 1.01,9.01 12/28/05 Winthrop Realty Trust OH 2.01,7.01,9.01 12/29/05 WIRELESS AGE COMMUNICATIONS INC NV 5.02,9.01 12/30/05 WJ COMMUNICATIONS INC DE 5.02 12/31/05 World Omni Auto Receivables Trust 200 DE 9.01 11/01/05 XCYTE THERAPIES INC WA 8.01 01/03/06 XILINX INC DE 7.01,9.01 01/04/06 XRG INC DE 1.02,2.04 12/31/05 ZIX CORP TX 7.01,9.01 12/30/05 Zumiez Inc 7.01,9.01 01/04/06 ZYNEX MEDICAL HOLDINGS INC NV 8.01 12/30/05