SEC NEWS DIGEST Issue 2005-03 January 5, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JANUARY 13, 2005 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, January 13, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Adjudicatory matters. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS PRELIMINARY INJUNCTION ENTERED AGAINST BRAD WEAVER AND BETA ASSET MANAGEMENT, INC. On January 3, the Honorable Rebecca R. Pallmeyer, U.S. District Court Judge for the Northern District of Illinois, entered a Preliminary Injunction (Order) restraining Brad A. Weaver, a Chicago resident, and his company, Beta Asset Management, Inc., from violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Defendants consented to the entry of the Order without admitting or denying the allegations of the Commission's complaint. The Order extends the Court's previously issued temporary restraining order and asset freeze until final resolution of the Commission's complaint. The Commission filed its complaint on Dec. 3, 2004. The Commission's complaint alleges that since March 2003, Weaver and Beta Asset Management, Inc. have raised more than $10 million by telling at least five investors that they could profitably trade in the “error accounts” of a broker-dealer at no risk. The Defendants' so-called error account trading strategy did not and could not have existed. The complaint further alleges that the Defendants induced investors to “roll- over” their alleged error account trading profits into a limited partnership. The Defendants represented that the limited partnership had $30 million in assets at an offshore company. Contrary to their representations, the limited partnership never had more than $30,000 in assets at the offshore company. The complaint also alleges that the Defendants repeatedly delayed making requested payouts to investors strongly suggesting that the Defendants were attempting to raise money from new investors to repay current investors, as in a Ponzi scheme. The U.S. Attorney's Office in conjunction with the FBI and the Commission are attempting to identify individuals who invested with Weaver or Beta Asset Management, Inc. If you believe you have invested with either of them please provide the following information: Name Address Phone Number Total Amount Invested Total Amount Returned Please send this information via fax to 312-469-6215 attn: Lisa Diaz or mail to Lisa Diaz, Victim Witness Unit, United States Attorney's Office, 219 South Dearborn Street, 5th Floor, Chicago, IL 60604. FBI agents or Commission staff may contact investors to obtain additional information and to collect copies of relevant paperwork. [SEC v. Brad A. Weaver and Beta Asset Management, Inc., Civil Action No. 04 C 8279, N.D. Ill.] (LR-19021) SEC BRINGS FRAUD ACTION AGAINST TV AZTECA, A MEXICAN ISSUER, ITS PARENT, AZTECA HOLDINGS, AND THREE CURRENT AND FORMER TV AZTECA OFFICERS AND DIRECTORS, RICARDO SALINAS PLIEGO, PEDRO PADILLA LONGORIA, AND LUIS ECHARTE FERNANDEZ On January 4, the Commission filed in the U.S. District Court for the District of Columbia civil fraud charges against TV Azteca S.A. de C.V. (TV Azteca or the company), a Mexican issuer whose American depository receipts trade on the NYSE, its parent company, Azteca Holdings, S.A., de C.V. (Azteca Holdings), and three current and former TV Azteca officers and directors, Ricardo Salinas Pliego, Pedro Padilla Longoria, and Luis Echarte Fernandez. The SEC alleges in its Complaint that the defendants engaged in an elaborate scheme to conceal Salinas's role in a series of transactions through which he personally profited by $109 million. The SEC complaint also alleges that Salinas and Padilla sold millions of dollars of TV Azteca stock while Salinas's self-dealing remained undisclosed to the market place. In its complaint, the Commission alleged that Salinas and others caused TV Azteca or Azteca Holdings to file periodic reports that did not disclose Salinas's involvement in related party transactions between Unefon, a subsidiary of TV Azteca, and a private entity secretly co- owned by Salinas, called Codisco. In the related party transactions, Salinas purchased from a third party—at a steep discount—approximately $325 million of indebtedness owed by Unefon to the third party. At the time that Salinas purchased the indebtedness, he was aware that Unefon was in negotiations with another large telecom company which would provide substantial cash to Unefon, and enable Unefon to pay off the full amount of the indebtedness that Salinas had purchased at a discount. Only three months later, when Unefon closed the deal with the other telecom company, Salinas profited by $109 million upon Unefon's repayment of the debt at full value. The Commission alleged that TV Azteca filed the false reports with the SEC, concealing Salinas' involvement in the Unefon debt transactions, despite receiving advice from its U.S. counsel that these transactions were material, reportable transactions under U.S. federal securities laws. While the company provided general disclosure of the transactions, it refused to reveal information crucial to investors: that Salinas was behind the transactions and personally profited from them. TV Azteca's resistance led to the eventual resignation of its U.S. counsel, who told the company's board of directors and management that it was resigning consistent with its obligations under Section 307 of the Sarbanes-Oxley Act. The Commission further alleged in its complaint that in various filings and public statements from June 2003 through January 2004, TV Azteca and its management discussed publicly the Unefon debt transactions while either failing to disclose Salinas's involvement, or, in several instances, falsely denying Salinas's involvement. For example, Salinas publicly denied any connection to Codisco in response to a query by the press regarding market concern that he may have been affiliated with Codisco. TV Azteca's U.S. legal counsel subsequently discovered the news article containing Salinas's false denial and advised Padilla that corrective disclosure was necessary. Despite the falsity of the statement, and the advice of counsel, the defendants did nothing to correct Salinas's false denial. Further, in communications with TV Azteca's independent directors, Salinas, Padilla and Echarte intentionally withheld information from, and even lied to the directors about Salinas's connection to the underlying transactions and his $109 million profit. Salinas and Padilla compounded their fraud by executing false Sarbanes-Oxley certifications. The Commission further alleged in its complaint that after the resignation of TV Azteca's U.S. legal counsel and a Dec. 24, 2003, New York Times article concerning the matter, Echarte sent an email to Salinas and Padilla, stating, “The damage is done and the situation that we didn't want to explain openly is now in the hands of the public.” Shortly thereafter, on Jan. 9, 2004, TV Azteca issued a press release confirming that Salinas indirectly owned half of Codisco. The Commission alleges in its complaint that the defendants violated or aided and abetted violations of Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B), 13(b)(5), and 13(d) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-14, 13a-16, 13b2-2, 13d-1 and 13d-2, thereunder. In its action, the Commission is seeking a final judgment enjoining the defendants from future violations of the federal securities laws, imposing civil money penalties, and ordering the defendants to furnish accountings and to disgorge their ill-gotten gains, plus prejudgment interest. The Commission also seeks in its actions orders barring Salinas and Padilla from serving as officers or directors of any publicly-held company with securities trading in the United States. In a consent filed simultaneously with the complaint, Echarte settled the SEC's action against him by agreeing, without admitting or denying the complaint's allegations, to the entry of a final judgment permanently enjoining him from violating, and aiding and abetting violations, of Sections 10(b) and 13(a) of the Exchange Act, and Rule 10b-5 thereunder, and from aiding and abetting violations of Sections 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-16 thereunder. Echarte also has agreed to pay a civil penalty of $200,000 and disgorgement of $1. [SEC v. TV Azteca S.A. de C.V., Azteca Holdings, S.A. de C.V., Ricardo Salinas Pliego, Pedro Padilla Longoria, and Luis Echarte Fernandez, Civil Action No. 1:05-CV-00004, (D.D.C.)] (LR-19022; Press Rel. 2005-1) INVESTMENT COMPANY ACT RELEASES NEUBERGER BERMAN EQUITY FUNDS, ET AL. A notice has been issued giving interested persons until Jan. 31, 2005, to request a hearing on an application filed by Neuberger Berman Equity Funds, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain join transactions. The order would permit certain registered management investment companies to invest uninvested cash and cash collateral in (a) affiliated money market funds, or (b) one or more unregistered affiliated entities that operate as cash management investment vehicles. The order would also supersede a prior order. (Rel. IC-26717 - January 4) AIG ANNUITY LIFE INSURANCE COMPANY, ET AL. The Commission has issued an order to AIG Annuity Life Insurance Company, et al. under Section 9(c) of the Investment Company Act exempting applicants from Section 9(a) of the Act with respect to a securities-related injunction issued by the U.S. District Court for the District of Columbia on or about Dec. 7, 2004. (Rel. IC-26718 - January 4) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2004-87) and Amendment No. 1 thereto, filed by the Philadelphia Stock Exchange relating to amending Phlx Rule 1072 in view of Commission Regulation SHO has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6) thereunder. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34- 50946) A proposed rule change (SR-Phlx-2004-82) and Amendment No. 1 thereto, filed by the Philadelphia Stock Exchange relating to short sales has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6) thereunder. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50947) A proposed rule change (SR-NASD-2004-190) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to establish the minimum quotation increment for the BRUT ECN System has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34- 50956) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.01 par value, of Andrea Electronics Corporation, effective at the opening of business on January 5. (Rel. 34-50959) WITHDRAWAL GRANTED An order has been issued granting the application of Nasdaq-100 Trust, Series 1 to withdraw its units of beneficial interest in the Nasdaq-100 Trust, Series 1 from listing and registration on the American Stock Exchange, effective at the opening of business on January 5. (Rel. 34- 50960) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ICAD INC, 4 TOWNSEND WEST, SUITE 17, NASHUA, NH, 03063, 603-882-5200 - 2,897,333 ($12,835,185.19) Equity, (File 333-121821 - Jan. 4) (BR. 03) N-2 Post/Claymore Strategic Income Fund, 2455 CORPORATE WEST DRIVE, LISLE, IL, 60532, 630-505-3700 - 66,667 ($1,000,000.00) Equity, (File 333-121822 - Jan. 4) (BR. 17) S-1 VOLKSWAGEN AUTO LEASE UNDERWRITTEN FUNDING LLC, 0 ($1,000,000.00) Non-Convertible Debt, (File 333-121824 - Jan. 4) (BR. 05) S-8 THEGLOBE COM INC, 110 EAST BROWARD BOULEVARD, SUITE 1400, FORT LAUDERDALE, FL, 33301, 954 769 5900 - 7,500,000 ($3,225,000.00) Equity, (File 333-121827 - Jan. 4) (BR. 37) S-3 TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205, 2145593933 - 0 ($31,050,000.00) Equity, (File 333-121828 - Jan. 4) (BR. 04) S-3 HEADWATERS INC, 10653 SOUTH RIVERFRONT PARKWAY, SUITE 300, SOUTH JORDAN, UT, 84095, 801-984-9400 - 175,000,000 ($175,000,000.00) Equity, (File 333-121829 - Jan. 4) (BR. 06) S-8 DOMINOS PIZZA INC, 30 FRANK LLOYD WRIGHT DRIVE, ANN ARBOR, MI, 48106, 1,000,000 ($17,060,000.00) Equity, (File 333-121830 - Jan. 4) (BR. 02) SB-2 SiVault Systems, Inc., 500 FIFTH AVENUE, SUITE 1650, NEW YORK, NY, 10110-0002, 2129315760 - 0 ($55,107,450.00) Equity, (File 333-121831 - Jan. 4) (BR. 37) SB-2 MEDICOR LTD, 4560 S DECATUR BLVD, SUITE 300, LAS VEGAS, NV, 89103, 7027312519 - 0 ($19,591,802.00) Equity, (File 333-121832 - Jan. 4) (BR. 36) S-1 DIGITAL LIFESTYLES GROUP INC, 1001 S. CAPITAL OF TEXAS HWY., BUILDING I, SUITE 200, AUSTIN, TX, 78746, 5126178282 - 0 ($3,705,128.24) Equity, (File 333-121833 - Jan. 4) (BR. 03) S-1 DIGITAL RECORDERS INC, 4018 PATRIOT DRIVE, SUITE 100, DURHAM, NC, 27703, 9193612155 - 0 ($6,083,936.00) Equity, (File 333-121834 - Jan. 4) (BR. 37) S-3 TERRA INDUSTRIES INC, 600 FOURTH ST, PO BOX 6000, SIOUX CITY, IA, 51102-6000, 7122771340 - 0 ($224,794,703.00) Equity, (File 333-121835 - Jan. 4) (BR. 04) S-3 CELLEGY PHARMACEUTICALS INC, 349 OYSTER POINT BLVD., SUITE 200, SO. SAN FRANCISCO, CA, 94080, 6506262200 - 0 ($8,548,199.00) Equity, (File 333-121836 - Jan. 4) (BR. 01) S-3 TERRA INDUSTRIES INC, 600 FOURTH ST, PO BOX 6000, SIOUX CITY, IA, 51102-6000, 7122771340 - 0 ($120,000,000.00) Other, (File 333-121837 - Jan. 4) (BR. 04) S-8 CELLEGY PHARMACEUTICALS INC, 349 OYSTER POINT BLVD., SUITE 200, SO. SAN FRANCISCO, CA, 94080, 6506262200 - 0 ($880,958.00) Equity, (File 333-121838 - Jan. 4) (BR. 01) S-8 COLLEGIATE FUNDING SERVICES INC, 100 RIVERSIDE PARKWAY SUITE 125, FREDERICKSBURG, VA, 22406, 5403741600 - 0 ($63,663,311.00) Equity, (File 333-121839 - Jan. 4) (BR. 07) SB-2 PIPELINE DATA INC, 1599 WASHINGTON STREET, SUITE 1D, BRAINTREE, MA, 02184, 781 843 3812 - 3,406,250 ($3,235,938.00) Equity, (File 333-121840 - Jan. 4) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3COM CORP DE 7.01,9.01 01/04/05 ABAXIS INC CA 8.01,9.01 01/04/05 ACTUANT CORP WI 9.01 12/27/04 AMEND ADA-ES INC CO 7.01 01/04/05 ADVANCED INTEGRATED MANAGEMENT SERVIC UT 7.01,9.01 12/30/04 ADVANTAGE CAPITAL DEVELOPMENT CORP NV 8.01,9.01 01/04/05 AFG INVESTMENT TRUST C DE 1.01,8.01,9.01 12/31/04 AFG INVESTMENT TRUST D DE 1.01,8.01,9.01 12/31/04 AK STEEL HOLDING CORP DE 8.01,9.01 01/04/05 ALFA CORP DE 1.01,9.01 01/03/05 ALLETE INC MN 1.01,9.01 12/28/04 ALLIANCE GAMING CORP NV 1.01,9.01 12/30/04 ALLIANCE LAUNDRY SYSTEMS LLC 8.01,9.01 01/04/05 ALLIS CHALMERS CORP DE 1.01,8.01,9.01 12/29/04 ALLSTATE LIFE INSURANCE CO 1.01 12/31/04 ALTERNATIVE LOAN TRUST MORT PASS THRO DE 8.01,9.01 12/27/04 AMBASSADORS GROUP INC DE 1.01,9.01 12/28/04 AMERICA ONLINE LATIN AMERICA INC DE 7.01 12/30/04 AMERICAN BIO MEDICA CORP NY 8.01 01/03/05 AMERICAN HEALTHWAYS INC DE 7.01,9.01 01/04/05 AMERICAN SKIING CO /ME DE 1.01,9.01 01/04/05 AMERIQUEST MORTGAGE SECURITIES INC. A DE 2.01,8.01,9.01 12/08/04 APPLIED IMAGING CORP DE 5.02,9.01 12/31/04 ARCHIPELAGO HOLDINGS INC DE 1.01,9.01 01/04/05 ARCHSTONE SMITH TRUST CO 8.01,9.01 12/03/04 ARENA RESOURCES INC NV 2.01,9.01 12/20/04 ARGONAUT GROUP INC DE 1.01,9.01 01/03/05 ARI NETWORK SERVICES INC /WI WI 1.01,9.01 01/03/05 ASHFORD HOSPITALITY TRUST INC MD 3.02,5.03,9.01 12/28/04 Asset Backed Pass-Through Certificate DE 8.01,9.01 12/25/04 ATHEROGENICS INC GA 8.01,9.01 01/03/05 AUDIOVOX CORP DE 8.01 01/03/05 AUTOCARBON INC DE 5.01,5.02,9.01 12/28/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE 8.01,9.01 12/27/04 Banc of America Alternative Loan Trus DE 8.01,9.01 12/27/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 12/27/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 12/27/04 BANC OF AMERICA MORTGAG SEC INC PASS DE 8.01,9.01 12/27/04 BANC OF AMERICA MORTGAGE SEC INC ALTE DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 BANC OF AMERICA MORTGAGE SECURITIES P DE 8.01,9.01 12/27/04 BANC OF AMERICA MORTGAGE SECURITIES S DE 8.01,9.01 12/27/04 BANCWEST CORP/HI DE 2.03 12/29/04 BEAR STEARNS ALT A TRUST 2003-2 DE 8.01,9.01 12/27/04 BEAR STEARNS ALT A MORT PASS THR CERT DE 8.01,9.01 12/27/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 12/27/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 12/27/04 BEAR STEARNS ALT-A TRUST MTG PASS-THR NY 8.01,9.01 12/27/04 BEAR STEARNS COMPANIES INC DE 1.01,9.01 12/28/04 BEAR STEARNS TRUST MORTGAGE PASS-THRO DE 8.01,9.01 12/27/04 BERKSHIRE INCOME REALTY INC 2.01 12/29/04 BioMed Realty Trust Inc MD 1.01,2.03,9.01 12/28/04 BLACKSTOCKS DEVELOPMENT CORP DE 8.01 01/01/05 BLUE CHIP COMPUTERWARE INC DE 2.01,3.02,4.01,5.02,8.01 11/08/04 BNC BANCORP NC 1.01,9.01 01/04/05 BONUSAMERICA WORLDWIDE CORP. NV 5.02,9.01 12/29/04 BRINKER INTERNATIONAL INC DE 5.02,9.01 01/03/05 BRISTOL MYERS SQUIBB CO DE 5.02,5.03,9.01 01/03/05 BROADCOM CORP CA 1.01,2.03 12/29/04 BUCKEYE PARTNERS L P DE 5.02 01/01/05 CAMPBELL FUND TRUST MD 3.02 01/01/05 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 12/31/04 CAROLINA BANK HOLDINGS INC NC 8.01,9.01 12/29/04 CB RICHARD ELLIS GROUP INC DE 5.02,9.01 01/04/05 CELEBRATE EXPRESS, INC. 2.02,9.01 01/04/05 CELLEGY PHARMACEUTICALS INC CA 5.02,9.01 01/03/05 CELLEGY PHARMACEUTICALS INC CA 9.01 10/22/04 AMEND CENTENNIAL COMMUNICATIONS CORP /DE DE 2.01,8.01,9.01 01/04/05 CERNER CORP /MO/ DE 2.03,9.01 12/28/04 CHARMING SHOPPES INC PA 1.01,1.02,9.01 01/03/05 CHART INDUSTRIES INC DE 7.01 12/31/04 CHEESECAKE FACTORY INCORPORATED DE 7.01,9.01 01/04/05 Chembio Diagnostics Inc. NV 8.01,9.01 01/03/05 Chembio Diagnostics Inc. NV 8.01,9.01 01/03/05 AMEND CHENIERE ENERGY INC DE 7.01,9.01 01/03/05 CHESAPEAKE CORP /VA/ VA 1.01,9.01 12/31/04 CHINA MOBILITY SOLUTIONS, INC. (forme FL 4.01,9.01 12/22/04 CHOICEPOINT INC GA 1.01,1.02,2.03 12/29/04 CHORDIANT SOFTWARE INC DE 5.02,5.03,8.01 12/29/04 CHRONIMED INC MN 1.01,9.01 01/03/05 CINEMARK INC DE 1.01,3.03,5.02 12/30/04 CIRCOR INTERNATIONAL INC DE 5.02 01/03/05 CITIGROUP MORTGAGE LOAN TRUST INC C-B 8.01,9.01 12/25/04 CITIGROUP MORTGAGE LOAN TRUST INC SER 8.01,9.01 12/25/04 Citigroup Mortgage Loan Trust Inc. Mo 8.01,9.01 12/25/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 8.01,9.01 12/25/04 COACHMEN INDUSTRIES INC IN 1.01,2.03,9.01 12/30/04 COACHMEN INDUSTRIES INC IN 7.01,9.01 01/04/05 COLONY BANKCORP INC GA 7.01,9.01 01/04/05 COMMERCE BANCSHARES INC /MO/ MO 1.01,9.01 01/01/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 01/04/05 CORAUTUS GENETICS INC DE 1.02 12/29/04 CORGENIX MEDICAL CORP/CO NV 8.01 01/04/05 COTTON STATES LIFE INSURANCE CO / GA 7.01,9.01 01/01/05 CREDIT SUISSE FIRST BOSTON MORT SEC H DE 8.01,9.01 12/25/04 Credit Suisse First Boston Mortgage S DE 8.01,9.01 12/25/04 Credit Suisse First Boston Mortgage S DE 8.01,9.01 12/25/04 Credit Suisse First Boston Mortgage S DE 8.01,9.01 12/25/04 CROMPTON CORP DE 1.01,9.01 01/04/05 CROWN RESOURCES CORP WA 1.01,3.02 12/30/04 CSFB Home Equity Pass-Through 2004-AA DE 8.01,9.01 12/25/04 CSFB Home Equity Pass-Through Certifi DE 8.01,9.01 12/25/04 CWALT INC 8.01,9.01 10/29/04 CWMBS INC DE 8.01,9.01 11/30/04 CWMBS INC DE 8.01,9.01 10/29/04 DELTA & PINE LAND CO DE 9.01 08/31/04 DEUTSCHE MORTGAGE LOAN TRUST SERIES 2 8.01,9.01 12/27/04 Deutsche Mortgage Securities Inc Mort 8.01,9.01 12/27/04 Deutsche Mortgage Securities Inc. Mor 8.01,9.01 12/27/04 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 01/03/05 DISCOVER CARD MASTER TRUST I DE 8.01 12/31/04 DOMINION RESOURCES INC /VA/ VA 5.02 01/04/05 DONNKENNY INC DE 2.04 12/31/04 DONOBI INC NV 1.01 12/31/04 DREW INDUSTRIES INC DE 1.01,9.01 01/03/05 DRUGMAX INC NV 9.01 11/12/04 AMEND DUKE REALTY CORP IN 1.01,9.01 01/01/05 DUN & BRADSTREET CORP/NW DE 1.01,5.02,9.01 12/31/04 DUPONT E I DE NEMOURS & CO DE 8.01 01/04/05 DUSA PHARMACEUTICALS INC NJ 1.01,5.02,5.03,9.01 12/29/04 EASTMAN CHEMICAL CO DE 2.02 12/31/04 EDO CORP NY 7.01 01/04/05 ELECTRIC CITY CORP DE 1.01,9.01 12/31/04 ELGRANDE COM INC NV 2.03,3.02,9.01 09/23/04 AMEND EMERGING VISION INC NY 8.01 12/29/04 ENERGY WEST INC MT 5.03,8.01,9.01 12/28/04 ENTERCOM COMMUNICATIONS CORP PA 1.01,1.02,9.01 12/31/04 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 01/04/05 ESPEED INC DE 8.01,9.01 01/04/05 EVANS BANCORP INC NY 1.01,7.01,9.01 01/04/05 EXPRESSJET HOLDINGS INC DE 8.01,9.01 01/03/05 EXXON MOBIL CORP NJ 5.02 12/31/04 EXXON MOBIL CORP NJ 1.01,9.01 01/03/05 FAR EAST ENERGY CORP 1.01,5.02,9.01 12/31/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION 3.02,4.01,5.02,9.01 12/29/04 FIDELITY CAPITAL CONCEPTS LTD NV 7.01,9.01 12/29/04 FINISH LINE INC /IN/ IN 2.02,9.01 01/04/05 FINOVA GROUP INC DE 8.01 01/04/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/04/05 FIRST UNION REAL ESTATE EQUITY & MORT OH 8.01,9.01 01/01/05 FLANDERS CORP NC 5.02 01/04/05 FLANDERS CORP NC 8.01 01/04/05 FLEXPOINT SENSOR SYSTEMS INC DE 5.02 01/03/05 FOCUS ENHANCEMENTS INC DE 2.02,2.03,9.01 01/04/05 FORD MOTOR CO DE 8.01,9.01 01/04/05 FOREST OIL CORP NY 1.01,5.02 12/30/04 FPL GROUP INC FL 8.01 12/29/04 FRANKLIN CAPITAL CORP DE 1.02,7.01,9.01 12/29/04 Fremont Morgage Securities Corp Fremo DE 8.01,9.01 12/27/04 FUN CITY POPCORN INC NV 2.01,4.01,5.01,5.02,9.01 12/29/04 GADZOOKS INC TX 2.04 12/28/04 GAOFENG GOLD CORP NV 1.01,2.03,5.03,8.01 01/03/05 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 12/20/04 GEMSTAR TV GUIDE INTERNATIONAL INC DE 8.01,9.01 01/03/05 GENAERA CORP DE 8.01,9.01 01/04/05 GENERAL MOTORS CORP DE 8.01 01/04/05 GENESIS MICROCHIP INC /DE DE 1.01,9.01 12/28/04 GLOBAL PREFERRED HOLDINGS INC DE 1.01,9.01 12/30/04 GLYCOGENESYS INC NV 5.03 12/29/04 GOLDEN PHOENIX MINERALS INC /MN/ MN 5.02,9.01 12/28/04 GRAMERCY CAPITAL CORP MD 1.01,3.02,8.01,9.01 12/29/04 GREENFIELD ONLINE INC DE 1.01 12/30/04 GREENWICH CAPITAL ACC INC PROVIDENT F DE 8.01,9.01 12/27/04 GS MORTGAGE SEC CORP MORTGA MORT PAS DE 8.01,9.01 05/25/04 AMEND GS MORTGAGE SEC CORP MORT PASS THR CE DE 8.01,9.01 12/27/04 GS MORTGAGE SEC CORP MORTGAGE PASS TH DE 8.01,9.01 12/27/04 GS MORTGAGE SECURITIES CORP GSR MORTG DE 8.01,9.01 12/27/04 GS MORTGAGE SECURITIES CORP GSR TRUST DE 8.01,9.01 12/27/04 GS MORTGAGE SECURITIES CORP MOR PASTH DE 8.01,9.01 12/27/04 GSR Mortgage Loan Trust 2004-12 DE 8.01,9.01 12/27/04 GSR Mortgage Loan Trust 2004-14 DE 8.01,9.01 12/27/04 GSR Mortgage Loan Trust 2004-6F DE 8.01,9.01 12/27/04 GTC TELECOM CORP NV 3.02 12/28/04 GULFMARK OFFSHORE INC DE 2.02,9.01 01/04/05 HALLIBURTON CO DE 8.01 01/03/05 HARRIS & HARRIS GROUP INC /NY/ NY 5.02 01/01/05 HARRIS INTERACTIVE INC DE 1.01,5.02,7.01,9.01 12/31/04 HEARTLAND, INC. MD 2.01,9.01 12/27/04 HEARTLAND, INC. MD 2.01,8.01,9.01 12/30/04 HEARTLAND, INC. MD 1.02,7.01,8.01,9.01 12/28/04 AMEND Home Equity Asset Trust 2004-7 DE 8.01,9.01 12/25/04 Home Equity Loan Trust 2004-HS2 DE 9.01 12/22/04 Home Equity Loan Trust 2004-HS3 DE 9.01 12/22/04 Home Loan Trust 2004-HI2 DE 9.01 12/22/04 HOMEBANC MORTGAGE TRUST 2004-1 DE 8.01,9.01 12/27/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 12/27/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 12/27/04 Homestar Mortgage Acceptance Corp Ass DE 8.01,9.01 12/27/04 HOMESTAR MORTGAGE ACCEPTANCE CORP ASS DE 8.01,9.01 12/27/04 IDACORP INC ID 1.01,8.01,9.01 12/29/04 IDT CORP DE 8.01,9.01 01/03/05 IMEDIA INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 12/28/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 2.01,9.01 01/04/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01,9.01 12/27/04 IMMUCELL CORP /DE/ DE 1.01,9.01 12/29/04 IMPAC CMB Trust SERIES 2004-6 DE 8.01,9.01 12/27/04 IMPERIAL OIL LTD 1.01,9.01 12/31/04 INDEPENDENT BANK CORP /MI/ MI 8.01 11/17/04 INLAND RETAIL REAL ESTATE TRUST INC MD 1.01,2.01,5.02,5.03,9.01 01/04/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 12/28/04 INNODATA ISOGEN INC DE 8.01,9.01 01/04/05 INNOTRAC CORP GA 5.02 01/03/05 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 01/03/05 INTERNATIONAL BUSINESS MACHINES CORP NY 5.03 01/01/05 INTERNATIONAL PAPER CO /NEW/ NY 2.01,9.01 12/31/04 INTERNET INFINITY INC DE 8.01 12/27/04 INTERSTATE GENERAL CO L P DE 3.01,9.01 01/04/05 INTRAOP MEDICAL CORP NV 4.01,9.01 04/05/03 AMEND J.P. Morgan Mortgage Trust 2004-A2 DE 8.01,9.01 12/27/04 J.P. Morgan Mortgage Trust 2004-A3 DE 8.01,9.01 12/27/04 J.P. MORGAN MORTGAGE TRUST 2004-A4 DE 8.01,9.01 12/27/04 J.P. Morgan Mortgage Trust 2004-A5 DE 8.01,9.01 12/27/04 J.P. MORGAN MORTGAGE TRUST 2004-A6 DE 8.01,9.01 12/27/04 J.P. Morgan Mortgage Trust 2004-S2 DE 8.01,9.01 12/27/04 JP MORGAN MORTGAGE TRUST 2004-A1 MORT DE 8.01,9.01 12/27/04 JUPITER MARINE INTERNATIONAL HOLDINGS FL 8.01 12/10/04 KANSAS CITY SOUTHERN DE 7.01,9.01 01/04/05 KEYSPAN CORP NY 1.01,9.01 01/01/05 KRAFT FOODS INC VA 1.01 12/29/04 KRISPY KREME DOUGHNUTS INC NC 4.02,8.01,9.01 12/28/04 LA-Z-BOY INC MI 5.02 01/04/05 LABONE INC/ MO 7.01 01/04/05 LAKELAND BANCORP INC NJ 1.01 12/29/04 LANDEC CORP \CA\ CA 2.02,9.01 01/04/05 LANDRYS RESTAURANTS INC 1.01,2.03,9.01 12/28/04 LAS VEGAS SANDS CORP NV 8.01,9.01 01/04/05 LAS VEGAS SANDS INC NV 8.01,9.01 01/04/05 LASER MASTER INTERNATIONAL INC NY 7.01 01/03/05 LIFELINE THERAPEUTICS, INC. CO 4.01,9.01 01/03/05 LINK PLUS CORP DE 8.01 12/01/04 LNR PROPERTY CORP DE 8.01,9.01 01/04/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 01/03/05 LYNCH CORP IN 8.01,9.01 12/29/04 MAC WORLDWIDE INC DE 1.01,2.01,3.02,5.01,5.02,5.03 12/31/04 MANDALAY RESORT GROUP NV 2.04,9.01 01/03/05 MASTERCARD INC DE 1.01 01/04/05 MASTR Adjustable Rate Mortgages 2004- DE 8.01,9.01 12/27/04 MASTR Alternative Loan Trust 2004-4 DE 8.01,9.01 12/27/04 MASTR Alternative Loan Trust 2004-5 DE 8.01,9.01 12/27/04 MASTR Alternative Loan Trust 2004-6 DE 8.01,9.01 12/27/04 MASTR Alternative Loan Trust 2004-7 DE 8.01,9.01 12/27/04 MASTR Alternative Loan Trust 2004-8 DE 8.01,9.01 12/27/04 MASTR Alternative Loan Trust 2004-9 DE 8.01,9.01 12/27/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/27/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/25/04 MASTR ASSET SECURITIZATION TRUST 2004 DE 8.01,9.01 12/27/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 12/27/04 MBIA INC CT 5.02 12/31/04 MEDAREX INC NJ 1.01,9.01 12/29/04 MEDQUIST INC NJ 5.02 12/31/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 MICREL INC CA 8.01 01/04/05 MICRON ENVIRO SYSTEMS INC NV 8.01 01/04/05 Millstream II Acquisition CORP DE 8.01,9.01 12/23/04 AMEND MINE SAFETY APPLIANCES CO PA 1.01,8.01,9.01 12/30/04 MIRAVANT MEDICAL TECHNOLOGIES DE 1.01,3.03 12/31/04 MOBIUS MANAGEMENT SYSTEMS INC DE 2.02,9.01 01/04/05 MOMENTA PHARMACEUTICALS INC DE 1.01 12/28/04 MORTGAGE ASSET SEC TRANS INC MASTR AL DE 8.01,9.01 12/27/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 12/27/04 MORTGAGE ASSET SEC TRANS INC MORT PS DE 8.01,9.01 12/27/04 MORTGAGE ASSET SEC TRANSACTION INC MA DE 8.01,9.01 12/27/04 MORTGAGEIT TRUST 2004-2, MORTGAGE-BAC 8.01,9.01 12/27/04 NANO PROPRIETARY INC TX 1.01 12/31/04 NATCO GROUP INC DE 2.05,7.01,9.01 12/30/04 NATIONAL BUSINESS HOLDINGS INC FL 2.01,4.01,5.01,5.02,5.05,8.01 12/28/04 National Collegiate Student Loan Trus 8.01,9.01 12/27/04 NATIONAL GLOBAL MBS MANAGER INC DE 9.01 12/31/04 NATIONAL HEALTHCARE CORP DE 5.02 01/04/05 NationsHealth, Inc. DE 2.02,9.01 12/30/04 NEOPHARM INC DE 1.01,9.01 12/28/04 NEW HORIZONS WORLDWIDE INC DE 1.01,9.01 12/29/04 NOBEL LEARNING COMMUNITIES INC DE 3.02,8.01,9.01 01/04/05 NORTEL NETWORKS CORP 8.01,9.01 01/03/05 NORTEL NETWORKS LTD 8.01,9.01 01/03/05 NORTH VALLEY BANCORP CA 1.01,9.01 12/31/04 NORTHERN BORDER PARTNERS LP DE 7.01,9.01 01/04/05 NORTIA CAPITAL PARTNERS, INC. FL 8.01,9.01 01/04/05 NOVASTAR MORTGAGE FUNDING TRUST SERIE DE 8.01,9.01 12/27/04 Novastar Mortgage Funding Trust Serie DE 8.01,9.01 12/27/04 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 12/27/04 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 12/27/04 NSTOR TECHNOLOGIES INC DE 3.01,9.01 12/29/04 NUTRI SYSTEM INC /DE/ DE 7.01 01/04/05 OLD NATIONAL BANCORP /IN/ IN 1.01,9.01 01/01/05 ON ASSIGNMENT INC DE 1.01,5.02 12/31/04 ORTHOLOGIC CORP DE 1.01,9.01 12/31/04 OSHKOSH B GOSH INC DE 1.01,9.01 12/30/04 OUTBACK STEAKHOUSE INC DE 1.01 12/30/04 OWNIT MORTGAGE LOAN TRUST SERIES 2004 DE 8.01,9.01 12/27/04 OXFORD INDUSTRIES INC GA 2.02,9.01 01/04/05 OXIS INTERNATIONAL INC DE 1.01,3.02,9.01 12/30/04 PACER HEALTH CORP FL 2.01,9.01 08/31/03 AMEND PACIFIC CMA INC DE 7.01,9.01 01/01/05 PALMONE INC DE 1.01 12/16/04 PANAVISION INC DE 1.01,8.01,9.01 01/04/05 PARALLEL PETROLEUM CORP DE 1.01,9.01 12/30/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 12/27/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 12/27/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 12/27/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 12/27/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 12/27/04 PARTNERRE LTD 5.02 01/04/05 PENN AMERICA GROUP INC PA 8.01,9.01 01/03/05 PFSWEB INC DE 1.01,2.03 12/29/04 PHARMACEUTICAL FORMULATIONS INC DE 8.01 12/30/04 PHARMAFRONTIERS CORP TX 1.01,9.01 12/30/04 PHOENIX COLOR CORP DE 1.01,2.01,2.05,9.01 12/29/04 PHOENIX INTERESTS INC 3.02 12/28/04 PHONE1GLOBALWIDE INC DE 1.01,4.01,9.01 01/04/05 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,9.01 12/31/04 PRE PAID LEGAL SERVICES INC OK 1.01 01/01/05 PRE PAID LEGAL SERVICES INC OK 2.02 01/04/05 PREMIERWEST BANCORP OR 7.01,9.01 01/04/05 PREMIERWEST BANCORP OR 1.01,2.03,9.01 12/30/04 Prescient Applied Intelligence, Inc. DE 1.01,2.01,3.02,5.02,5.03,8.01 12/31/04 PRESIDION CORP FL 5.02 12/30/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 01/03/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 01/03/05 PROCERA NETWORKS INC NV 1.01,3.02,9.01 12/30/04 PROQUEST CO DE 1.01 12/30/04 PURADYN FILTER TECHNOLOGIES INC DE 1.01 12/28/04 QCR HOLDINGS INC DE 8.01 01/04/05 QUICK MED TECHNOLOGIES INC NV 3.02 01/04/05 R F INDUSTRIES LTD NV 8.01 12/31/04 RAAC Series 2004-SP1 Trust DE 9.01 12/21/04 RAAC Series 2004-SP2 DE 9.01 12/21/04 RAAC Series 2004-SP3 DE 9.01 12/21/04 RADIATION THERAPY SERVICES INC FL 5.02,9.01 01/03/05 RAMP Series 2004-RS1 Trust DE 9.01 12/21/04 RAMP Series 2004-RS10 Trust DE 9.01 12/21/04 RAMP Series 2004-RS11 Trust DE 9.01 12/21/04 RAMP Series 2004-RS2 Trust DE 9.01 12/21/04 RAMP SERIES 2004-RS4 TRUST DE 9.01 12/21/04 Ramp Series 2004-RS5 Trus DE 9.01 12/21/04 RAMP Series 2004-RS7 Trust DE 9.01 12/21/04 RAMP Series 2004-RS8 Trust 9.01 12/21/04 RAMP Series 2004-RS9 Trust DE 9.01 12/21/04 RAMP Series 2004-RZ2 Trust DE 9.01 12/21/04 RAMP Series 2004-RZ3 Trust DE 9.01 12/21/04 RAMP Series 2004-SL2 Trust DE 9.01 12/21/04 RAMP Series 2004-SL3 Trust DE 9.01 12/21/04 RAYOVAC CORP WI 1.01,9.01 01/03/05 REAL ESTATE ASSOCIATES LTD VI CA 5.03,9.01 12/29/04 RESIDENTIAL ASSET MORT PROD INC RAMP DE 9.01 12/21/04 RESIDENTIAL ASSET MORT PROD INC RAMP DE 9.01 12/21/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS R DE 9.01 12/21/04 RESIDENTIAL FUND MORT SEC HOME LOAN- DE 9.01 12/22/04 RESIDENTIAL FUNDING MORT SEC I INC RF DE 9.01 12/22/04 RESIDENTIAL FUNDING MORTGAGE SEC II I DE 9.01 12/22/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 9.01 12/22/04 RESIDENTIAL FUNDINGS MORTGAGE SEC RFM DE 9.01 12/22/04 RETAIL VENTURES INC OH 1.01,9.01 12/29/04 REYNOLDS & REYNOLDS CO OH 1.01,5.02 01/04/05 RFMSI Series 2004-S1 Trust DE 9.01 12/22/04 RFMSI Series 2004-S5 Trust DE 9.01 12/22/04 RFMSI Series 2004-S6 Trust DE 9.01 12/22/04 RFMSI Series 2004-S7 Trust DE 9.01 12/22/04 RFMSI Series 2004-S8 Trust DE 9.01 12/22/04 RFMSI Series 2004-SA1 Trust DE 9.01 12/22/04 RFMSII 2004-HI3 DE 9.01 12/22/04 RITE AID CORP DE 8.01,9.01 01/04/05 ROCK OF AGES CORP DE 1.01,8.01,9.01 01/04/05 SANGAMO BIOSCIENCES INC DE 8.01,9.01 01/04/05 SBE INC DE 1.01 01/01/05 SEITEL INC DE 1.01,9.01 12/31/04 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 12/31/04 SLM CORP DE 8.01,9.01 12/29/04 SONIC CORP DE 2.02,9.01 01/03/05 SONUS PHARMACEUTICALS INC DE 1.01,9.01 12/29/04 SOUTHWEST AIRLINES CO TX 1.01 12/28/04 SOUTHWESTERN ENERGY CO AR 1.01,9.01 01/04/05 SPARTA COMMERCIAL SERVICES, INC. NV 5.03,9.01 12/28/04 STANLEY WORKS CT 8.01,9.01 01/04/05 STEEL TECHNOLOGIES INC KY 7.01 01/04/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01 12/22/04 STRUCT ASS MORT INV INC BS ALTA MORT DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT PRIME MORT TR P DE 8.01,9.01 12/27/04 Structured Asset Mortgage Investments DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS 8.01,9.01 12/25/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 12/30/04 SULPHCO INC NV 1.01,9.01 01/03/04 SUPERGEN INC DE 8.01,9.01 01/03/05 SUPERGEN INC DE 8.01,9.01 01/03/05 SUREWEST COMMUNICATIONS CA 1.01,9.01 12/31/04 TARGETED GENETICS CORP /WA/ WA 1.01,9.01 12/31/04 TC X CALIBUR INC NV 2.01,9.01 12/08/04 AMEND TECHNOLOGY RESEARCH CORP FL 1.01 12/29/04 TECUMSEH PRODUCTS CO MI 1.01,7.01,9.01 12/29/04 TELEWEST GLOBAL INC 2.03,9.01 12/28/04 TEREX CORP DE 8.01,9.01 12/31/04 THOMAS INDUSTRIES INC DE 1.01,9.01 12/31/04 TIPPERARY CORP TX 1.01 12/30/04 TOMPKINS TRUSTCO INC NY 8.01,9.01 12/31/04 TOREADOR RESOURCES CORP DE 8.01,9.01 01/04/05 TOTAL IDENTITY CORP FL 2.01 01/04/05 TOWER AUTOMOTIVE INC DE 1.01,5.02 01/03/05 TOWER PROPERTIES CO MO 1.01,9.01 12/29/04 TRANSMETA CORP DE 8.01,9.01 01/04/05 TRANSOCEAN INC E9 7.01,9.01 01/04/05 TRENWICK AMERICA CORP DE 7.01,9.01 12/20/04 TURBODYNE TECHNOLOGIES, INC NV 5.02 12/17/04 TWO MOONS KACHINAS CORP 1.01,5.01,5.03,7.01,9.01 12/30/04 UCBH HOLDINGS INC DE 8.01 01/01/05 ULTIMATE ELECTRONICS INC DE 1.01,1.02,8.01,9.01 12/30/04 UNITED INDUSTRIES CORP DE 1.01,9.01 01/03/05 UNITED NATIONAL GROUP LTD E9 8.01,9.01 01/03/05 UNITED NETWORK MARKETING SERVICES INC DE 1.01,2.01,3.02,5.01,5.02,5.03 12/28/04 UNIVERSAL HEALTH REALTY INCOME TRUST MD 2.01 12/31/04 UNOVA INC DE 5.02,9.01 01/01/05 UNUMPROVIDENT CORP DE 5.02 01/04/05 URANIUM RESOURCES INC /DE/ DE 7.01,9.01 01/04/05 URBAN TELEVISION NETWORK CORP NV 2.06,5.01,5.02 01/03/05 AMEND US AIRWAYS GROUP INC DE 1.01,9.01 12/28/04 VANGUARD HEALTH SYSTEMS INC DE 2.01,2.03,9.01 12/31/04 VCAMPUS CORP DE 3.02 11/08/04 VIASTAR MEDIA CORP NV 1.01,3.02,9.01 12/22/04 VINOBLE INC. DE 8.01 01/01/05 VISUAL DATA CORP FL 5.03,7.01,9.01 01/04/05 VISUAL DATA CORP FL 2.01,3.02,5.03,7.01,9.01 12/23/04 AMEND VORNADO REALTY LP DE 3.02,5.03,9.01 12/30/04 WALTER INDUSTRIES INC /NEW/ DE 8.01 01/03/05 WATSCO INC FL 8.01,9.01 01/04/05 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 12/27/04 WELLS FARGO ASSET SEC MORTGAGE BACKED DE 8.01,9.01 12/27/04 WELLS FARGO ASSET SECURITIES CORP BAC DE 8.01,9.01 12/27/04 WELLS FARGO ASSET SECURITIES CORP MOR DE 8.01,9.01 12/27/04 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 WELLS REAL ESTATE FUND V L P GA 2.01,9.01 12/29/04 WELLS REAL ESTATE FUND VI L P GA 2.01,9.01 12/29/04 WELLS REAL ESTATE FUND VII L P GA 2.01,9.01 12/29/04 WET SEAL INC DE 5.02,9.01 12/30/04 WILLAMETTE VALLEY VINEYARDS INC OR 4.01,8.01 12/30/04 WINSTON HOTELS INC NC 1.01 12/31/04 WORTHINGTON INDUSTRIES INC OH 1.01,1.02 12/31/04 WYNN RESORTS LTD 1.01 12/29/04 YELLOW ROADWAY CORP DE 7.01,9.01 01/03/05 ZOLL MEDICAL CORPORATION MA 2.02,9.01 01/03/05 ZOLTEK COMPANIES INC DE 2.02,9.01 12/29/04