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ENFORCEMENT PROCEEDINGSIn the Matter of Gadzoox, Et Al.An Administrative Law Judge issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Gadzoox Networks, Inc. (n/k/a West Coast Venture Capital, Inc.), Admin. Proc. File No. 3-15371. The Default Order finds that Respondents had securities registered with the Securities and Exchange Commission (Commission) pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Exchange Act), and that Respondents failed to comply with Section 13(a) of the Exchange Act and Exchange Act Rules 13a-1 and 13a-13 by failing to file required periodic reports with the Commission. Based on these facts, the Administrative Law Judge found it necessary and appropriate for the protection of investors to revoke the registration of each class of registered securities of Gadzoox Networks, Inc. (n/k/a West Coast Venture Capital, Inc.), Gateway Data Sciences Corp., Gem International USA, Inc., Genus International Corp., and GenuTec Business Solutions, Inc. (Rel. 34-70128) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangeA proposed rule change filed by The NASDAQ Stock Market LLC (SR-NASDAQ-2013-099) to modify NASDAQ connectivity options and fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected to be made in the Federal Register during the week of August 5th. (Rel. 34-70129) Notice of Proposed Rule ChangeThe Financial Industry Regulatory Authority, Inc. has filed a proposed rule change (SR-FINRA-2013-033) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to amend FINRA Rule 9217 (Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2)) Publication is expected in the Federal Register during the week of August 5th. (Rel. 34-70131) Approval of a Proposed Rule ChangeThe Commission approved a proposed rule change filed by the International Securities Exchange, LLC (SR-ISE-2013-38), under Section 19(b)(2) of the Securities Exchange Act of 1934, related to market maker risk parameters and complex orders. Publication is expected in the Federal Register during the week of August 5th. (Rel. 34-70132) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
S-8 STEMCELLS INC, 6504753100 - 2,500,000 ($4,275,000.00) Equity,
(File 333-190386 - Aug. 6) (BR. 01A)
S-3 Recon Technology, Ltd, ROOM 1902, BUILDING C,,
KING LONG INTL MANSION, NO. 9 FULIN ROAD, BEIJING, F4, 100107,
025-52313015 - 0 ($35,000,000.00) Other, (File 333-190387 - Aug. 6)
(BR. 04A)
S-3ASR LACLEDE GROUP INC, 720 OLIVE ST, ST LOUIS, MO, 63101, 3143420500 -
0 ($0.00) Unallocated (Universal) Shelf, (File 333-190388 - Aug. 6)
(BR. 02A)
S-8 TANDY LEATHER FACTORY INC, 3847 EAST LOOP, 820 SOUTH, FT WORTH, TX,
76119, 8174964414 - 300,000 ($2,646,000.00) Equity, (File 333-190389-
Aug. 6) (BR. 09A)
S-8 CTC Media, Inc., 31A LENINGRADSKIY PROSPEKT, BUILD. 1, MOSCOW, 1Z,
125284, 7 495 785 6333 - 0 ($27,837,500.00) Equity, (File 333-190390-
Aug. 6) (BR. 11C)
S-1 Argan Beauty Corp., FARADAY STR. 31, LEIPZIG, 2M, 04159,
49(0) 173 8435 311 - 4,000,000 ($80,000.00) Equity, (File 333-190391-
Aug. 6) (BR. 09)
S-8 ENDOLOGIX INC /DE/, 11 STUDEBAKER, IRVINE, CA, 92618, 9495957200 -
3,000,000 ($45,990,000.00) Equity, (File 333-190393 - Aug. 6) (BR. 10A)
S-8 MOMENTA PHARMACEUTICALS INC, 675 WEST KENDALL STREET, CAMBRIDGE, MA,
02142, 617 491-9700 - 0 ($159,661,151.00) Equity, (File 333-190394 -
Aug. 6) (BR. 01A)
F-10 BARRICK GOLD CORP, BCE PLACE, CANADA TRUST TOWER,
161 BAY STREET SUITE 3700, TORONTO ONTARIO CANA, A6, M5J2S1,
4163077470 - 0 ($3,000,000,000.00) Non-Convertible Debt,
(File 333-190396 - Aug. 6) (BR. 09A)
S-1 LAKELAND INDUSTRIES INC, 701-7 KOEHLER AVENUE, RONKONKOMA, NY, 11779,
6319819700 - 1,068,506 ($4,722,797.00) Equity, (File 333-190397 -
Aug. 6) (BR. 10B)
S-8 NUPATHE INC., 227 WASHINGTON STREET, SUITE 200, CONSHOHOCKEN, PA,
19428, 484-567-0130 - 0 ($3,330,120.00) Equity, (File 333-190398 -
Aug. 6) (BR. 01A)
S-8 Straight Path Communications Inc., 520 BROAD ST., NEWARK, NJ, 07102,
973-438-3285 - 447,404 ($2,335,448.88) Equity, (File 333-190399 -
Aug. 6) (BR. 11A)
S-8 ACADIA PHARMACEUTICALS INC, 3911 SORRENTO VALLEY BLVD, SAN DIEGO, CA,
92121, 858-558-2871 - 0 ($152,158,500.00) Equity, (File 333-190400 -
Aug. 6) (BR. 01B)
S-3ASR AFFILIATED MANAGERS GROUP INC, 600 HALE STREET, P.O. BOX 1000,
PRIDES CROSSING, MA, 01965, 6177473300 -
0 ($0.00) Unallocated (Universal) Shelf, (File 333-190402 - Aug. 6)
(BR. 12A)
S-1 LF George Holdings, Inc., 159 EL CAMINO REAL, MILLBRAE, CA, 94030,
650-697-3800 - 1,286,000 ($1,286,000.00) Equity, (File 333-190403 -
Aug. 6) (BR. )
S-8 PLANTRONICS INC /CA/, 345 ENCINAL ST, SANTA CRUZ, CA, 95061-1802,
8314587828 - 1,000,000 ($45,830,000.00) Equity, (File 333-190404 -
Aug. 6) (BR. 11C)
S-8 OGE ENERGY CORP., 321 N HARVEY, P.O. BOX 321, OKLAHOMA CITY, OK,
73101-0321, 4055533000 - 7,400,000 ($284,012,000.00) Equity,
(File 333-190405 - Aug. 6) (BR. 02C)
S-8 OGE ENERGY CORP., 321 N HARVEY, P.O. BOX 321, OKLAHOMA CITY, OK,
73101-0321, 4055533000 - 3,000,000 ($115,140,000.00) Equity,
(File 333-190406 - Aug. 6) (BR. 02C)
S-3ASR DIRECTV, 2230 E. IMPERIAL HIGHWAY, EL SEGUNDO, CA, 90245,
310-964-0724 - 0 ($0.00) Debt, (File 333-190407 - Aug. 6) (BR. 11C)
S-8 ISIS PHARMACEUTICALS INC, 2855 GAZELLE COURT, CARLSBAD, CA, 92010,
7609319200 - 0 ($99,330,000.00) Equity, (File 333-190408 - Aug. 6)
(BR. 01A)
S-8 OXIGENE INC, 701 GATEWAY BLVD., SOUTH SAN FRANCISCO, CA, 94080,
650-635-7000 - 500,000 ($1,415,000.00) Equity, (File 333-190409 -
Aug. 6) (BR. 01B)
S-8 LANDSTAR SYSTEM INC, 13410 SUTTON PARK DRIVE SOUTH, JACKSONVILLE, FL,
32224, 9043901224 - 115,000 ($6,361,800.00) Equity, (File 333-190411 -
Aug. 6) (BR. 05B)
S-8 AFFILIATED MANAGERS GROUP INC, 600 HALE STREET, P.O. BOX 1000,
PRIDES CROSSING, MA, 01965, 6177473300 - 0 ($504,700,000.00) Equity,
(File 333-190412 - Aug. 6) (BR. 12A)
S-3 SPECTRUM PHARMACEUTICALS INC, 11500 S. EASTERN AVE., SUITE 240,
HENDERSON, NV, 89052, 702-835-6300 - 0 ($25,275,000.00) Equity,
(File 333-190413 - Aug. 6) (BR. 01A)
S-1 Ideal Power Inc., 5004 BEE CREEK RD., SUITE 600, SPICEWOOD, TX,78669,
512-560-0774 - 0 ($16,172,875.00) Equity, (File 333-190414 - Aug. 6)
(BR. )
S-8 Trovagene, Inc., 11055 FLINTKOTE AVENUE, SAN DIEGO, CA, 92121,
858-217-5420 - 0 ($59,040,000.00) Equity, (File 333-190415 - Aug. 6)
(BR. 01B)
N-2 Ironwood Institutional Multi-Strategy Fund LLC,
ONE MARKET PL STEUART TWR STE2500, SAN FRANCISCO, CA, 94105,
415-777-2400 - 0 ($700,000,000.00) Other, (File 333-190416 - Aug. 6)
(BR. 22)
RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
3D SYSTEMS CORP DE 8.01,9.01 08/06/13
ABIOMED INC DE 1.01,2.03 07/29/13
ACADIA PHARMACEUTICALS INC DE 2.02,9.01 08/06/13
ACCURIDE CORP DE 1.01,9.01 08/05/13
Adamis Pharmaceuticals Corp DE 1.01,9.01 08/01/13
AECOM TECHNOLOGY CORP DE 2.02,9.01 08/06/13
AETRIUM INC MN 9.01 07/31/13 AMEND
AFFILIATED MANAGERS GROUP INC DE 8.01,9.01 08/06/13
Aircastle LTD D0 5.02,9.01 08/02/13
Aircastle LTD D0 2.02,9.01 08/06/13
Aircastle LTD D0 1.01,2.03 08/02/13
AKORN INC LA 2.02,9.01 08/06/13
ALICO INC FL 2.02,9.01 08/06/13
ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 08/06/13
ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 08/05/13
Allied Nevada Gold Corp. DE 2.02,9.01 08/06/13
Allied Nevada Gold Corp. DE 5.02 08/02/13 AMEND
ALMOST FAMILY INC DE 2.02,9.01 08/06/13
Alon USA Partners, LP DE 2.02,9.01 08/05/13
ALPHA PRO TECH LTD DE 2.02,9.01 08/06/13
Alphatec Holdings, Inc. DE 2.02,9.01 08/06/13
ALTAIR NANOTECHNOLOGIES INC Z4 1.01,2.03,9.01 08/01/13
Amarantus Bioscience Holdings, Inc. NV 8.01,9.01 08/06/13
AMERICAN NATIONAL INSURANCE CO /TX/ TX 5.02 08/05/13
American Realty Capital Properties, I MD 1.01,2.02,2.03, 08/06/13
7.01,9.01
American Realty Capital Properties, I MD 7.01,9.01 08/06/13 AMEND
AMPCO PITTSBURGH CORP PA 8.01,9.01 08/01/13
AmREIT, Inc. MD 2.02,9.01 08/06/13
Amtrust Financial Services, Inc. DE 1.02,2.02,9.01 08/06/13
Anpulo Food, Inc. NV 4.01,9.01 07/21/13
APCO OIL & GAS INTERNATIONAL INC 2.02,5.02,9.01 08/06/13
APEX 8 Inc. DE 5.01,5.02 06/21/13 AMEND
Applied Nanotech Holdings, Inc TX 8.01 08/05/13
APPVION, INC. 2.02,9.01 08/05/13
ARAMARK CORP DE 5.02 07/31/13
ARC DOCUMENT SOLUTIONS, INC. DE 2.02,9.01 08/06/13
ARCA biopharma, Inc. DE 1.01,9.01 08/01/13
ARCHER DANIELS MIDLAND CO DE 2.02,9.01 08/06/13
ARES CAPITAL CORP MD 2.02,7.01,9.01 08/06/13
ARGAN INC DE 8.01 08/01/13 AMEND
Argo Group International Holdings, Lt 2.02,9.01 08/06/13
Arista Power, Inc. NY 1.01,3.02,9.01 07/31/13 AMEND
Armour Residential REIT, Inc. MD 2.02,9.01 08/01/13
Atlas Energy, L.P. DE 1.01,2.01,2.03,9.01 07/31/13
ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 08/05/13
Atlas Resource Partners, L.P. DE 1.01,2.01,2.03, 07/31/13
3.02,5.03,9.01
ATMOS ENERGY CORP TX 2.02,9.01 08/06/13
AUTOBYTEL INC DE 2.02,9.01 08/01/13
AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 08/06/13
AVIS BUDGET GROUP, INC. DE 1.01,2.03,9.01 08/02/13
AxoGen, Inc. MN 5.07 08/01/13
BankFinancial CORP 7.01,8.01,9.01 08/05/13
BEHRINGER HARVARD MULTIFAMILY REIT I 1.01,3.02,5.02, 07/31/13
5.03,7.01,9.01
BIGLARI HOLDINGS INC. IN 8.01,9.01 08/06/13
BIMINI CAPITAL MANAGEMENT, INC. MD 2.02,9.01 08/05/13
BIO RAD LABORATORIES INC DE 2.02,9.01 08/06/13
Bio-Matrix Scientific Group, Inc. DE 1.01,9.01 08/05/13
Bio-Solutions Corp. NV 1.01,9.01 08/01/13
BJs RESTAURANTS INC CA 8.01,9.01 08/06/13
Black Elk Energy Offshore Operations, TX 1.01,2.01,9.01 07/31/13
BLACK HILLS CORP /SD/ SD 2.02,9.01 08/05/13
Blue Water Petroleum Corp. 7.01,9.01 08/06/13
Blueknight Energy Partners, L.P. DE 2.02,9.01 08/06/13
Booz Allen Hamilton Holding Corp DE 5.07 08/06/13
BreitBurn Energy Partners L.P. DE 2.02,9.01 08/06/13
Bridgeline Digital, Inc. DE 1.01,2.01,3.02, 07/31/13
7.01,9.01
Bridgepoint Education Inc DE 2.02,9.01 08/06/13
Bristow Group Inc DE 2.02,9.01 08/05/13
Bristow Group Inc DE 7.01,9.01 08/06/13
BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 08/06/13
C H ROBINSON WORLDWIDE INC DE 2.02,9.01 08/06/13
Cadista Holdings Inc. DE 5.02 07/31/13
Calamos Asset Management, Inc. /DE/ 2.02,9.01 08/06/13
CALGON CARBON CORPORATION DE 2.02,9.01 08/06/13
CANYON GOLD CORP. DE 5.02 08/02/13
CAPITAL SENIOR LIVING CORP DE 2.02,7.01,9.01 08/05/13
CapLease, Inc. 2.02,9.01 08/06/13
Cardium Therapeutics, Inc. DE 8.01,9.01 08/01/13
CARROLS RESTAURANT GROUP, INC. 2.02,9.01 08/06/13
Carter Validus Mission Critical REIT, MD 1.01,2.03 07/31/13
CBRE GROUP, INC. DE 7.01,9.01 08/06/13
CD INTERNATIONAL ENTERPRISES, INC. FL 1.01,9.01 06/27/13
CEDAR REALTY TRUST, INC. MD 2.02,7.01,9.01 08/06/13
CEDAR REALTY TRUST, INC. MD 1.01,9.01 08/06/13
CELGENE CORP /DE/ DE 1.01,2.03,9.01 08/06/13
Centaur Guernsey L.P. Inc. 8.01,9.01 08/06/13
CF Industries Holdings, Inc. DE 2.02,9.01 08/06/13
CHARTER COMMUNICATIONS, INC. /MO/ DE 2.02,9.01 08/06/13
Chatham Lodging Trust MD 2.02,9.01 08/05/13
CHECKPOINT SYSTEMS INC PA 2.02,9.01 08/06/13
China Biologic Products, Inc. 2.02,7.01,9.01 11/08/12
CHUY'S HOLDINGS, INC. DE 2.02,9.01 08/06/13
CIFC Corp. DE 2.02,9.01 08/06/13
Cinemark Holdings, Inc. DE 2.02,7.01,9.01 08/06/13
Clarion Partners Property Trust Inc. MD 8.01 08/06/13
CLIFTON SAVINGS BANCORP INC 2.02,8.01,9.01 08/02/13
COBIZ FINANCIAL INC CO 1.02,2.04 08/06/13
COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 08/06/13
COLE CORPORATE INCOME TRUST, INC. MD 1.01 07/31/13
COLUMBIA PROPERTY TRUST, INC. MD 5.02,7.01 08/06/13
COLUMBIA PROPERTY TRUST, INC. MD 2.02 08/06/13
Compressco Partners, L.P. DE 2.02,9.01 08/06/13
COMPUTER SCIENCES CORP NV 2.02 08/06/13
COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 08/06/13
Cono Italiano, Inc. NV 1.01,3.02,9.01 07/31/13
Cornerstone OnDemand Inc DE 2.02,9.01 08/06/13
CORNERSTONE THERAPEUTICS INC DE 2.02,9.01 08/06/13
CORPORATE PROPERTY ASSOCIATES 16 GLOB MD 7.01,9.01 08/05/13
CORVEL CORP DE 5.07 08/01/13
CRANE CO /DE/ DE 1.01,8.01,9.01 08/05/13
Crestwood Midstream Partners LP DE 2.02,7.01,8.01,9.01 08/06/13
CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 08/06/13
CTC Media, Inc. 2.02,8.01,9.01 08/06/13
CVS CAREMARK CORP DE 2.02,9.01 08/06/13
CYAN INC DE 2.02,9.01 08/06/13
CYTODYN INC CO 2.03,3.02 07/31/13
CYTRX CORP DE 2.02 08/06/13
DARLING INTERNATIONAL INC DE 8.01,9.01 08/06/13
DAVITA HEALTHCARE PARTNERS INC. DE 2.02,9.01 08/06/13
DAWSON GEOPHYSICAL CO TX 2.02,9.01 08/06/13
DCP Midstream Partners, LP DE 1.01,2.02,7.01,9.01 08/05/13
dELiAs, Inc. DE 7.01,8.01,9.01 08/06/13
dELiAs, Inc. DE 5.07,8.01,9.01 07/31/13
DELL INC DE 8.01,9.01 08/06/13
Demandware Inc DE 2.02,9.01 08/06/13
DENBURY RESOURCES INC DE 2.02,9.01 08/06/13
DIEBOLD INC OH 2.02,9.01 08/06/13
DIGITALGLOBE, INC. DE 2.02,9.01 08/06/13
Diligent Board Member Services, Inc. DE 2.02,4.02,9.01 08/05/13
DISH Network CORP NV 2.02,9.01 08/06/13
DOMINION RESOURCES INC /VA/ VA 2.02,9.01 08/06/13
Douglas Emmett Inc MD 2.02 08/06/13
DREW INDUSTRIES INC DE 2.02,7.01,9.01 08/06/13
Duke Energy CORP DE 5.02 08/06/13
DUKE REALTY CORP IN 2.02,9.01 07/31/13
ECA Marcellus Trust I DE 2.02,9.01 08/06/13
ECOSPHERE TECHNOLOGIES INC DE 1.01,1.02 07/31/13
ECOTALITY, INC. NV 8.01 08/06/13
EINSTEIN NOAH RESTAURANT GROUP INC DE 8.01,9.01 08/06/13
EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 08/06/13
ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 08/06/13
ELITE PHARMACEUTICALS INC /NV/ NV 1.01,9.01 08/02/13
Ellington Financial LLC DE 2.02,7.01,9.01 08/05/13
EMCORE CORP NJ 2.02,7.01,9.01 08/06/13
Emerald Oil, Inc. MT 2.02,9.01 08/06/13
EMERSON ELECTRIC CO MO 2.02,8.01,9.01 08/06/13
ENCORE CAPITAL GROUP INC DE 1.01,2.03,9.01 08/02/13
ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 08/06/13
ENDO HEALTH SOLUTIONS INC. DE 2.02,9.01 08/06/13
ENERNOC INC DE 1.01,2.02,5.02, 08/02/13
8.01,9.01
EnerSys DE 1.01,2.03,8.01,9.01 08/02/13
Enphase Energy, Inc. DE 2.02,9.01 08/06/13
EOG RESOURCES INC DE 2.02,7.01,9.01 07/24/13
ESSEX PROPERTY TRUST INC MD 5.02 08/02/13
EVERTEC, Inc. PR 1.01,9.01 08/06/13
EXCO RESOURCES INC TX 1.01,2.01,2.03, 07/31/13
7.01,9.01
EXELIXIS, INC. DE 2.02,9.01 08/06/13
ExOne Co DE 1.01,9.01 07/31/13
EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 08/06/13
EXTERRAN HOLDINGS INC. DE 2.02,9.01 08/06/13
EXTERRAN PARTNERS, L.P. DE 2.02,9.01 08/06/13
Federal Home Loan Bank of Atlanta X1 2.03 07/31/13
Federal Home Loan Bank of Boston X1 2.03 07/31/13
Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/02/13
Federal Home Loan Bank of New York X1 2.03,9.01 07/31/13
Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/31/13
Federal Home Loan Bank of San Francis X1 2.03 07/31/13
Federal Home Loan Bank of Seattle 2.03 07/31/13
Federal Home Loan Bank of Topeka 2.03,9.01 08/01/13
FEDERAL HOME LOAN MORTGAGE CORP 5.02,9.01 08/06/13
FIFTH THIRD BANCORP OH 2.02 07/18/13 AMEND
FINISAR CORP DE 2.02,9.01 08/06/13
FIRST ACCEPTANCE CORP /DE/ DE 2.02,9.01 08/06/13
FIRST BANKS, INC MO 2.02,9.01 08/05/13
FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,9.01 07/31/13
FIRST SOLAR, INC. DE 2.02,3.02,9.01 08/05/13
FIRSTENERGY CORP OH 2.02,9.01 08/06/13
FISHER COMMUNICATIONS INC WA 5.07,8.01,9.01 08/06/13
Five Oaks Investment Corp. MD 2.02,9.01 08/06/13
FLORIDA GAMING CORP DE 8.01 07/31/13
FMC CORP DE 1.01,2.03,9.01 08/05/13
FOCUS GOLD Corp 8.01,9.01 08/05/13
FORD MOTOR CREDIT CO LLC DE 8.01,9.01 08/06/13
FOREST OIL CORP NY 2.02,9.01 08/06/13
FORMCAP CORP. NV 3.02 08/06/13
Fossil Group, Inc. DE 2.02,9.01 08/06/13
FOSTER L B CO PA 2.02,9.01 08/06/13
FRONTIER FUND DE 1.01,9.01 08/01/13
Full Circle Capital Corp MD 8.01,9.01 08/05/13
Furiex Pharmaceuticals, Inc. DE 2.02,9.01 08/06/13
FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 08/06/13
FUTURES PORTFOLIO FUND L.P. MD 3.02 08/01/13
GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 08/06/13
GAMCO INVESTORS, INC. ET AL NY 8.01 08/06/13
Gas Natural Inc. OH 5.02 07/31/13
GASTAR EXPLORATION LTD 1.01,2.02,7.01,9.01 07/31/13
GENERAC HOLDINGS INC. DE 1.01,9.01 08/01/13
GENERAL STEEL HOLDINGS INC NV 2.02,7.01,9.01 08/06/13
Genpact LTD D0 2.02,9.01 08/06/13
Gevo, Inc. DE 2.02,9.01 08/06/13
GLOBAL AXCESS CORP NV 1.01,1.03,2.04, 08/01/13
5.02,5.03,7.01,9.01
Global Cash Access Holdings, Inc. DE 2.02,9.01 08/06/13
Global Geophysical Services Inc DE 2.02,9.01 08/05/13
Global Indemnity plc L2 2.02,9.01 08/06/13
Global Technologies Group, Inc. FL 8.01 08/06/13
Globalstar, Inc. DE 1.01,2.03 07/31/13
GLU MOBILE INC DE 2.02,4.02,9.01 07/31/13
Gold Hill Resources, Inc. NV 2.01,3.02,5.01,5.02, 06/13/13 AMEND
5.06,9.01
Gramercy Property Trust Inc. MD 2.01,7.01,9.01 08/06/13
Graystone Co DE 3.02 08/02/13
GRIFFON CORP DE 2.02,9.01 08/06/13
GSI GROUP INC A3 2.02,9.01 08/06/13
GULFMARK OFFSHORE INC DE 7.01,9.01 08/06/13
HACKETT GROUP, INC. FL 2.02,9.01 08/06/13
HANMI FINANCIAL CORP DE 5.02,8.01,9.01 08/01/13
HARBINGER GROUP INC. DE 7.01 08/06/13
HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 08/06/13
HARVARD BIOSCIENCE INC DE 2.02,7.01,9.01 08/01/13
HAWKINS INC MN 5.07 08/01/13
HEALTH CARE REIT INC /DE/ DE 2.02,9.01 08/06/13
HEALTH CARE REIT INC /DE/ DE 8.01,9.01 08/06/13
HEALTH DISCOVERY CORP 2Q 5.01,8.01,9.01 07/31/13
HENRY SCHEIN INC DE 2.02,9.01 06/29/13
HICKORY TECH CORP MN 2.02,9.01 08/06/13
HomeTown Bankshares Corp VA 2.02,9.01 08/05/13
Hondo Minerals Corp 4.02 08/06/13
Horizon Technology Finance Corp DE 2.02,9.01 08/06/13
Horizon Technology Finance Corp DE 8.01,9.01 08/06/13
HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 08/06/13
HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.02 07/28/13
HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.02 07/23/13
Houston Wire & Cable CO 9.01 08/06/13
Independence Bancshares, Inc. SC 8.01 08/01/13
Indo Global Exchange(s) Pte, Ltd. NV 5.03,8.01,9.01 08/06/13
INERGY L P DE 2.02,7.01,8.01,9.01 08/06/13
INERGY L P DE 9.01 06/19/13 AMEND
INERGY MIDSTREAM, L.P. DE 2.02,7.01,8.01,9.01 08/06/13
INFERX CORP DE 1.01,3.02,9.01 08/05/13
Infinity Augmented Reality, Inc. NV 5.02,9.01 07/31/13
Information Services Group Inc. DE 2.02,9.01 08/06/13
ING U.S., Inc. DE 5.02 07/31/13
INSMED INC VA 2.02,9.01 08/06/13
INSTITUTIONAL FINANCIAL MARKETS, INC. MD 2.02,9.01 08/06/13
INTEGRATED ENVIRONMENTAL TECHNOLOGIES NV 3.02 07/31/13
INTERCONTINENTALEXCHANGE INC DE 2.02,9.01 08/06/13
INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,9.01 08/06/13
IntraLinks Holdings, Inc. DE 2.02,9.01 08/06/13
iSatori, Inc. DE 4.01 06/25/13
ISIS PHARMACEUTICALS INC DE 2.02,9.01 08/06/13
ISSUER DIRECT CORP 2.02,9.01 08/06/13
ITRONICS INC TX 2.02,9.01 07/31/13
JAVELIN MORTGAGE INVESTMENT CORP. MD 2.02,9.01 08/05/13
Jazz Pharmaceuticals plc L2 2.02,9.01 08/06/13
JMJP Partners, Inc. DE 1.01,3.02,5.01, 08/02/13 AMEND
5.02,9.01
JTH Holding, Inc. DE 1.01,4.02,7.01,9.01 08/01/13
KALOBIOS PHARMACEUTICALS INC DE 5.02,8.01,9.01 08/05/13
KAR Auction Services, Inc. DE 2.02,9.01 08/06/13
KCAP Financial, Inc. DE 2.02,9.01 08/06/13
Kennedy-Wilson Holdings, Inc. DE 2.02,9.01 08/06/13
KEY TRONIC CORP WA 5.02 07/31/13
KINDRED HEALTHCARE, INC DE 2.02,7.01,8.01,9.01 08/05/13
KINGSWAY FINANCIAL SERVICES INC A6 1.01,2.01,9.01 08/01/13
KIT digital, Inc. DE 8.01,9.01 08/05/13
KLA TENCOR CORP DE 8.01,9.01 08/06/13
KOPIN CORP DE 2.02,9.01 08/06/13
KOSS CORP DE 2.02,9.01 08/06/13
KYTHERA BIOPHARMACEUTICALS INC DE 2.02,9.01 08/06/13
LACLEDE GAS CO MO 8.01,9.01 08/06/13
LACLEDE GROUP INC MO 8.01,9.01 08/06/13
LANDAUER INC DE 2.02,7.01,9.01 08/05/13
Landmark Apartment Trust of America, 3.02,8.01 07/31/13
LEARNING TREE INTERNATIONAL, INC. DE 2.02,7.01,9.01 08/06/13
LEGACY RESERVES LP DE 2.02,9.01 08/05/13
Leo Motors, Inc. 5.02 07/24/13
LEUCADIA NATIONAL CORP NY 8.01,9.01 08/06/13
Li3 Energy, Inc. NV 5.02 07/31/13
LIBERTY ENERGY CORP. NV 5.02 07/31/13
LIFELOCK, INC. DE 7.01,9.01 08/06/13
Lifetech Industries Inc. NV 5.03,9.01 08/06/13
LIFETIME BRANDS, INC DE 5.03,8.01,9.01 08/02/13
Lightstone Value Plus Real Estate Inv MD 8.01,9.01 08/06/13
LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,9.01 08/06/13
LIPOSCIENCE INC DE 2.02,5.02,7.01,9.01 08/01/13
Live Nation Entertainment, Inc. DE 2.02,9.01 08/06/13
LOCAL Corp DE 5.07,9.01 08/06/13
LOJACK CORP MA 2.02,9.01 08/06/13
LOUISIANA-PACIFIC CORP DE 2.02 08/06/13
LRAD Corp DE 2.02,9.01 08/06/13
LSB INDUSTRIES INC DE 1.01,2.03,8.01,9.01 07/31/13
LUNA INNOVATIONS INC DE 2.02,9.01 08/06/13
LyondellBasell Industries N.V. P7 8.01,9.01 07/31/13
MAGELLAN PETROLEUM CORP /DE/ DE 7.01,9.01 08/06/13
MAJESCO ENTERTAINMENT CO DE 1.01,8.01,9.01 08/02/13
MARCHEX INC DE 2.02,9.01 08/06/13
Maxwell Resources, Inc. NV 8.01,9.01 04/30/13
Mead Johnson Nutrition Co DE 8.01,9.01 08/06/13
MEADE INSTRUMENTS CORP DE 1.01,9.01 08/05/13
MEDIFAST INC DE 2.02,9.01 08/06/13
MENS WEARHOUSE INC TX 8.01,9.01 08/06/13
MERCURY SYSTEMS INC MA 2.02,5.02 08/01/13
META FINANCIAL GROUP INC DE 2.02,9.01 08/06/13
MGE ENERGY INC WI 2.02,9.01 08/06/13
MGM Resorts International DE 2.02,9.01 08/06/13
Michael Kors Holdings Ltd 2.02,9.01 08/06/13
MICRON TECHNOLOGY INC DE 1.01,8.01,9.01 07/31/13
MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 08/06/13
MIMEDX GROUP, INC. FL 7.01,9.01 07/31/13
MOLSON COORS BREWING CO DE 2.02,9.01 08/06/13
MONOLITHIC POWER SYSTEMS INC CA 2.02,8.01,9.01 08/06/13
MTR GAMING GROUP INC DE 2.02,9.01 08/06/13
MultiCell Technologies, Inc. DE 8.01,9.01 08/06/13
Nano Labs Corp. CO 4.01,9.01 06/20/13 AMEND
NANOSPHERE INC DE 2.02,9.01 08/06/13
NanoString Technologies Inc DE 2.02,9.01 08/06/13
NATIONAL HEALTH INVESTORS INC MD 2.02,9.01 08/05/13
NATIONAL HEALTH INVESTORS INC MD 7.01,9.01 08/05/13
National Interstate CORP OH 8.01,9.01 08/01/13
NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 08/06/13
Nationstar Mortgage Holdings Inc. DE 2.02,9.01 08/06/13
NATURAL HEALTH TRENDS CORP DE 2.02,9.01 08/06/13
NeoStem, Inc. DE 8.01,9.01 08/05/13
NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 08/06/13
NEWTEK BUSINESS SERVICES, INC. NY 2.02,9.01 08/06/13
NICHOLAS FINANCIAL INC FL 2.02,9.01 08/06/13
NN INC DE 2.02,9.01 08/06/13
NON INVASIVE MONITORING SYSTEMS INC / FL 2.03,9.01 07/31/13
Nuance Communications, Inc. DE 2.02,9.01 08/06/13
NUMBEER, INC. NV 1.01,3.02,9.01 08/01/13
Oaktree Capital Group, LLC DE 2.02,9.01 08/06/13
Oasis Petroleum Inc. DE 2.02,9.01 08/06/13
Ocean Power Technologies, Inc. NJ 5.02 07/31/13
OFFICEMAX INC DE 2.02,8.01,9.01 08/06/13
OFFICEMAX INC DE 2.02,8.01,9.01 08/06/13
OFFICIAL PAYMENTS HOLDINGS, INC. DE 2.02,9.01 08/06/13
OGE ENERGY CORP. OK 5.02,9.01 05/16/13
OMEGA PROTEIN CORP NV 2.02,8.01,9.01 08/06/13
Oncothyreon Inc. DE 2.02,9.01 08/06/13
ONEOK INC /NEW/ OK 7.01,9.01 08/05/13
ONEOK Partners LP DE 7.01,9.01 08/05/13
ONVIA INC DE 2.02,9.01 08/06/13
OphthaliX, Inc. 5.03 08/06/13
OptimumBank Holdings, Inc. FL 2.02,7.01,9.01 07/30/13
Orchid Island Capital, Inc. MD 7.01 08/06/13
Orexigen Therapeutics, Inc. DE 2.02,9.01 08/06/13
Otter Tail Corp MN 2.02,9.01 08/05/13
OVERHILL FARMS INC NV 5.07,8.01,9.01 08/06/13
Oxford Resource Partners LP 2.02,9.01 08/06/13
OXIGENE INC DE 2.02,9.01 08/06/13
OxySure Systems Inc 1.01 08/02/13
Pacira Pharmaceuticals, Inc. DE 2.02,9.01 08/06/13
PANTRY INC DE 2.02,9.01 08/06/13
PAPA JOHNS INTERNATIONAL INC DE 5.02,9.01 08/02/13
PAPA JOHNS INTERNATIONAL INC DE 2.02,9.01 08/06/13
PARKER DRILLING CO /DE/ DE 2.02,9.01 08/01/13 AMEND
PARKER HANNIFIN CORP OH 2.02,7.01 08/06/13
PAULSON CAPITAL CORP OR 3.01 08/05/13
PCM, INC. DE 2.02,9.01 08/06/13
PEABODY ENERGY CORP DE 7.01,9.01 08/06/13
PediatRx Inc. NV 4.01,9.01 08/01/13
PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 08/06/13
PETROQUEST ENERGY INC DE 2.02 08/06/13
PHH CORP MD 8.01,9.01 08/06/13
PIXELWORKS, INC OR 8.01 08/06/13
PIXELWORKS, INC OR 2.02,9.01 08/06/13
PLANTRONICS INC /CA/ DE 2.02,5.02,5.07, 08/06/13
7.01,9.01
POLYCOM INC DE 2.05 08/05/13
PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,2.03,9.01 08/06/13
PORTFOLIO RECOVERY ASSOCIATES INC DE 8.01,9.01 08/06/13
POZEN INC /NC 2.02,9.01 08/06/13
PRICELINE COM INC DE 2.01,9.01 08/06/13 AMEND
Primerica, Inc. DE 2.02,7.01,9.01 08/06/13
PULSE ELECTRONICS CORP PA 2.02,9.01 08/06/13
PUMA BIOTECHNOLOGY, INC. DE 2.02,9.01 08/06/13
QCR HOLDINGS INC DE 2.02,9.01 08/05/13
QUALITY DISTRIBUTION INC FL 8.01,9.01 08/06/13
QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 8.01 08/02/13
QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 07/30/13
QUESTCOR PHARMACEUTICALS INC CA 7.01,9.01 08/06/13
QUICKSILVER RESOURCES INC DE 2.02,9.01 08/06/13
RARE ELEMENT RESOURCES LTD A1 5.02 08/02/13
RBC Bearings INC 2.02,9.01 08/06/13
ReachLocal Inc 2.02,9.01 08/06/13
ReachLocal Inc 2.02,9.01 08/06/13 AMEND
REDWOOD TRUST INC MD 7.01,9.01 08/06/13
REGENCY CENTERS CORP FL 8.01,9.01 08/06/13
REGENERON PHARMACEUTICALS INC NY 2.02,8.01,9.01 08/06/13
REGIONS FINANCIAL CORP DE 7.01,9.01 08/06/13
REX ENERGY CORP DE 2.02,7.01,9.01 08/06/13
RIGEL PHARMACEUTICALS INC DE 2.02,9.01 08/06/13
RLJ ENTERTAINMENT, INC. NV 2.02,9.01 08/05/13
RLJ Lodging Trust MD 2.02,9.01 08/06/13
Rockwood Holdings, Inc. DE 7.01,9.01 08/06/13
ROOMLINX INC NV 5.02 07/31/13
Rosetta Resources Inc. DE 7.01,9.01 08/05/13
ROWAN COMPANIES PLC X0 2.02,9.01 08/06/13
ROWAN COMPANIES PLC X0 7.01,9.01 08/06/13
RTI SURGICAL, INC. DE 2.02,9.01 08/06/13
Ryman Hospitality Properties, Inc. DE 2.02,9.01 08/06/13
SABINE ROYALTY TRUST TX 2.02,9.01 08/05/13
SAGA COMMUNICATIONS INC DE 2.02,9.01 08/06/13
Sagent Pharmaceuticals, Inc. DE 2.02,9.01 08/06/13
SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 06/30/13
SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 08/06/13
SANDRIDGE ENERGY INC DE 2.02,9.01 08/06/13
SANTARUS INC DE 2.02,9.01 08/06/13
SAPIENT CORP DE 2.02,9.01 08/06/13
SCOTTS MIRACLE-GRO CO OH 2.02,9.01 08/06/13
SEABOARD CORP /DE/ DE 2.02,9.01 08/06/13
SemGroup Corp DE 2.01,7.01,9.01 08/01/13
SEMPRA ENERGY CA 2.02,9.01 08/06/13
SEVCON, INC. DE 2.02,9.01 08/06/13
Skilled Healthcare Group, Inc. DE 2.02,9.01 08/05/13
SLM CORP DE 7.01,9.01 08/06/13
SNYDER'S-LANCE, INC. NC 2.02,9.01 08/06/13
SOLTA MEDICAL INC DE 2.02,5.02,9.01 08/06/13
Sotherly Hotels Inc. MD 2.02,9.01 08/06/13
SOUTHERN CALIFORNIA GAS CO CA 2.02,9.01 08/06/13
SOUTHERN STATES SIGN Co NV 1.02 07/31/13
SOUTHWESTERN ENERGY CO DE 7.01 08/05/13
SOVRAN SELF STORAGE INC MD 9.01 08/06/13
Spansion Inc. DE 1.01,2.01,9.01 08/01/13
Spectra Energy Corp. DE 1.01,2.02,7.01,9.01 08/05/13
Spectra Energy Partners, LP DE 1.01,2.02,3.02,7.01, 08/05/13
9.01
Spectrum Brands Holdings, Inc. DE 7.01 08/06/13
Spectrum Brands Holdings, Inc. DE 2.02,8.01,9.01 08/06/13
Spectrum Brands, Inc. DE 7.01,9.01 08/06/13
SPECTRUM PHARMACEUTICALS INC DE 9.01 07/16/13 AMEND
SPHERIX INC DE 2.03,9.01 08/06/13
Spirit AeroSystems Holdings, Inc. DE 2.02,9.01 08/06/13
Spirit Realty Capital, Inc. MD 5.02,9.01 08/01/13
STAG Industrial, Inc. 2.02,9.01 08/05/13
STANDARD PACIFIC CORP /DE/ DE 1.01,2.03,9.01 08/01/13
STANDARD PARKING CORP DE 2.02,7.01 08/06/13
STARWOOD PROPERTY TRUST, INC. 2.02,8.01,9.01 08/01/13
STEINWAY MUSICAL INSTRUMENTS INC DE 2.02,9.01 08/06/13
Straight Path Communications Inc. DE 5.02 08/02/13
STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 08/01/13
STRONGBOW RESOURCES INC. NV 5.02 07/31/13
Summit Hotel Properties, Inc. MD 2.02,9.01 08/06/13
Super Micro Computer, Inc. CA 2.02,9.01 08/06/13
Surge Global Energy, Inc. DE 1.01,9.01 08/01/13
Synacor, Inc. 2.02,9.01 08/06/13
SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 08/06/13
SYSTEMAX INC DE 2.02,9.01 08/06/13
TARGACEPT INC 2.02,9.01 08/06/13
TEAM INC TX 2.02,9.01 08/06/13
TECHNE CORP /MN/ MN 2.02,9.01 08/06/13
TECHNE CORP /MN/ MN 8.01,9.01 08/06/13
TechTarget Inc 2.02,9.01 08/06/13
TELOS CORP MD 1.01,9.01 07/31/13
TENET HEALTHCARE CORP NV 2.02,9.01 08/06/13
TERRA NITROGEN CO L P /DE DE 2.02,9.01 08/06/13
Terra Tech Corp. NV 2.01,9.01 04/29/13 AMEND
TherapeuticsMD, Inc. NV 2.02,9.01 08/06/13
Thermon Group Holdings, Inc. DE 5.02,5.07 08/01/13
THL Credit, Inc. DE 2.02,9.01 08/06/13
Tianli Agritech, Inc. D8 7.01,9.01 08/05/13
TICC Capital Corp. MD 2.02,9.01 08/06/13
TIDEWATER INC DE 5.07 08/01/13
TIPTREE FINANCIAL INC. MD 8.01,9.01 08/06/13
TNP Strategic Retail Trust, Inc. MD 1.01,2.03,9.01 07/31/13
TOLL BROTHERS INC DE 1.01,1.02,2.03,8.01, 08/01/13
9.01
Tornier N.V. P7 2.02,9.01 08/06/13
TRANSACT TECHNOLOGIES INC DE 2.02,9.01 08/05/13
TransDigm Group INC DE 2.02,9.01 08/06/13
TRANSGENOMIC INC DE 1.01,2.03,9.01 07/31/13
TRANSGENOMIC INC DE 2.02,9.01 08/06/13
TransMontaigne Partners L.P. DE 2.02,9.01 08/06/13
Transocean Ltd. V8 8.01,9.01 08/06/13
TRAVELCENTERS OF AMERICA LLC 2.02,9.01 08/06/13
TREX CO INC DE 2.02,9.01 08/06/13
Triangle Petroleum Corp DE 1.01,7.01,8.01,9.01 08/05/13
Trius Therapeutics Inc DE 2.02,9.01 08/06/13
TWENTY-FIRST CENTURY FOX, INC. 2.02,7.01,9.01 08/06/13
TWENTY-FIRST CENTURY FOX, INC. 8.01,9.01 08/06/13
Two Harbors Investment Corp. 2.02 08/06/13
U.S. Auto Parts Network, Inc. DE 2.02,9.01 08/06/13
Ubiquity Broadcasting Corp NV 8.01 07/19/13 AMEND
UIL HOLDINGS CORP CT 2.02,7.01,8.01,9.01 08/06/13
UNIT CORP DE 2.02,9.01 08/06/13
UNITED FIRE GROUP INC 2.02,9.01 08/06/13
UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 08/05/13
Universal Bioenergy, Inc. 5.03,9.01 07/15/13
UNIVERSAL CORP /VA/ VA 2.02,5.07,8.01,9.01 08/06/13
UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 08/06/13
URS CORP /NEW/ DE 2.02,9.01 08/06/13
VALUECLICK INC/CA DE 5.02 08/01/13
Vanda Pharmaceuticals Inc. DE 8.01,9.01 08/06/13
VERENIUM CORP DE 5.03,9.01 08/01/13
VERENIUM CORP DE 5.07 06/14/13 AMEND
Vertex Energy Inc. NV 2.02,7.01,9.01 08/05/13
VIASAT INC DE 2.02,9.01 08/06/13
VIASYSTEMS GROUP INC DE 2.02,9.01 08/06/13
Vishay Precision Group, Inc. DE 2.02,9.01 08/06/13
VISTA GOLD CORP B0 2.02,7.01,9.01 08/06/13
Vitacost.com, Inc. DE 2.02,9.01 08/06/13
Vitamin Shoppe, Inc. DE 2.02,9.01 08/06/13
VITESSE SEMICONDUCTOR CORP DE 2.02,9.01 08/06/13
VIVUS INC CA 2.02,9.01 08/06/13
VOLT INFORMATION SCIENCES, INC. NY 1.01,9.01 07/31/13
W. P. Carey Inc. MD 2.02,9.01 08/06/13
W. P. Carey Inc. MD 7.01,9.01 08/06/13
WALT DISNEY CO/ DE 2.02,9.01 08/06/13
WALTER INVESTMENT MANAGEMENT CORP MD 1.01,9.01 08/01/13
WARREN RESOURCES INC MD 7.01,9.01 08/05/13
WebMD Health Corp. DE 1.02,5.02,9.01 08/05/13
WebMD Health Corp. DE 8.01,9.01 08/06/13
Western Asset Mortgage Capital Corp DE 2.02,7.01,9.01 08/06/13
Western Gas Partners LP DE 1.01,9.01 08/05/13
WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 1.01,8.01,9.01 08/05/13
WEX Inc. 5.02,9.01 07/31/13
Where Food Comes From, Inc. 2.02,9.01 08/01/13
WISCONSIN ENERGY CORP WI 7.01,9.01 08/06/13
WORLD FUEL SERVICES CORP FL 5.02 08/01/13
XENOPORT INC DE 2.02,9.01 08/06/13
Xhibit Corp. NV 5.02,9.01 07/31/13
XL GROUP PLC L2 1.01,2.03,9.01 08/06/13
XO GROUP INC. DE 2.02,9.01 08/06/13
YOU ON DEMAND HOLDINGS, INC. NV 1.01,2.01,9.01 05/20/13
ZEBRA TECHNOLOGIES CORP 2.02,9.01 08/06/13
ZHONE TECHNOLOGIES INC DE 8.01,9.01 08/06/13
ZILLOW INC WA 2.02,9.01 08/06/13
ZIPREALTY INC 2.02,9.01 08/06/13
Zoetis Inc. 2.02,9.01 08/06/13
http://www.sec.gov/news/digest/2013/dig080713.htm
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