![]() |
![]() |
|||||||||||||||
![]() |
|
![]() |
![]() |
Commission AnnouncementsCommission Suspends Trading in Securities of Biozoom, Inc.The Securities and Exchange Commission (“Commission”) announced the temporary suspension pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading in the securities of Biozoom, Inc. (“Biozoom”), of Kassel, Germany at 9:30 a.m. EDT on June 25, 2013, and terminating at 11:59 p.m. EDT on July 9, 2013. The Commission temporarily suspended trading in the securities of Biozoom due to a lack of current and accurate information concerning the securities of Biozoom because of concern that that certain Biozoom affiliates and shareholders may have unjustifiably relied upon Rule 144 of the Securities Act of 1933 (“Securities Act”) and they, Biozoom, and others may be engaged in an unlawful distribution of securities through the OTCBB. This order was entered pursuant to Section 12(k) of the Exchange Act. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to Biozoom’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should contact Deborah A. Tarasevich or Ricky Sachar of the Division of Enforcement at (202) 551-4726 and (202) 551-4568, respectively. (Rel. 34-69841 - June 25, 2013) Commission MeetingsClosed Meeting on Thursday, July 2, 2013 at 2:00 p.m. The subject matter of the Closed Meeting will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; consideration of adjudicatory matters; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSDelinquent Filer’s Stock Registration Revoked: Rx for Africa, IncAn Administrative Law Judge issued an Order Making Findings and Revoking Registration of Rx for Africa, Inc., (Rx for Africa) (Default Order), in CoreCare Systems, Inc., Admin. Proc. 3-15319 (June 25, 2013). Rx for Africa has securities registered with the Securities and Exchange Commission (Commission) pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Exchange Act). It has failed to comply with the Exchange Act and rules thereunder by failing to file required periodic reports with the Commission. Its most recent periodic report was a Form 10-KSB for the period ended March 31, 2007, which reported a net loss of $8,874,351 for the prior year. As of May 3, 2013, the common stock of Rx for Africa was quoted on OTC Link, had six market makers, and was eligible for the “piggyback exception” of Exchange Act Rule 15c2-11(f)(3). The Administrative Law Judge found it necessary and appropriate for the protection of investors to revoke the registration of each class of registered securities of Rx for Africa. (Rel. 34-69840; File No. 3-15319) INVESTMENT COMPANY ORDERSING Investments, LLC, et al.A notice has been issued giving interested persons until July 19, 2013 to request a hearing on an application filed by ING Investments, LLC, et al., for an order exempting applicants from Section 15(a) of the Investment Company Act of 1940 (Act) and Rule 18f-2 under the Act. The order would supersede a prior order and would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval and would grant relief from certain disclosure requirements. (IC-30566 – June 24, 2013) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangeA proposed rule change (SR-NYSEMKT-2013-37) filed by NYSE MKT LLC amending its listing standard for Reverse Merger Companies has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 24th. (Rel. 34-69836) Notice of Proposed Rule ChangeMunicipal Securities Rulemaking Board filed a proposed rule change relating to a new Rule G-45, on reporting of information on municipal fund securities (SR-MSRB-2013-04). Publication is expected in the Federal Register during the week of June 24th. (Rel. 34-69835) Municipal Securities Rulemaking Board filed a proposed rule change to amend MSRB Rules G-8, G-11 and G-32 to include provisions specifically tailored for retail order periods (SR-MSRB-2013-05). Publication is expected in the Federal Register during the week of June 24th. (Rel. 34-69834) Approval of a Proposed Rule ChangeThe Commission approved a proposed rule change submitted by NASDAQ OMX BX, Inc. (SR-BX-2013-036) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 for the permanent approval of a pilot to permit BX options to accept inbound options orders from NASDAQ OMX PHLX LLC and NASDAQ Options Market. Publication is expected in the Federal Register during the week of June 24th. (Rel. 34-69837) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-3 Sorrento Therapeutics, Inc., 6042 CORNERSTONE CT. WEST, SUITE B, SAN DIEGO, CA, 92121, 858-210-3700 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-189538 - Jun. 24) (BR. 01A) S-1 Neiman Marcus, Inc., 1618 MAIN STREET, DALLAS, TX, 75201, 214-743-7600 - 0 ($100,000,000.00) Equity, (File 333-189539 - Jun. 24) (BR. 02A) S-8 Hill International, Inc., 303 LIPPINCOTT CENTRE, MARLTON, NJ, 08053, (856) 810-6200 - 0 ($578,000.00) Equity, (File 333-189547 - Jun. 24) (BR. 06C) S-11 Phillips Edison - ARC Shopping Center REIT Inc., 11501 NORTHLAKE DRIVE, CINCINNATI, OH, 45249, 513-554-1110 - 0 ($1.00) Equity, (File 333-189548 - Jun. 24) (BR. 08B) S-1 Dinamo Corp, 35 FRENSHAM WALK, FARNHAM COMMON, SLOUGH, BUCKINGHAMSHIRE, X0, 3QF SL2, 44 161 2983401 - 4,000,000 ($80,000.00) Equity, (File 333-189550 - Jun. 24) (BR. 06) S-8 BIOLIFE SOLUTIONS INC, 3303 MONTE VILLA PARKWAY, SUITE 310, BOTHELL, WA, 98021, 4254011400 - 21,823,747 ($2,305,878.00) Equity, (File 333-189551 - Jun. 24) (BR. 10A) S-8 Receptos, Inc., 10835 ROAD TO THE CURE, SUITE 205, SAN DIEGO, CA, 92121, (858) 652-5712 - 0 ($32,143,437.00) Equity, (File 333-189552 - Jun. 24) (BR. 01B) S-8 SCHWAB CHARLES CORP, 211 MAIN STREET, SAN FRANCISCO, CA, 94105, 415-667-7000 - 0 ($604,050,000.00) Equity, (File 333-189553 - Jun. 24) (BR. 12A) S-3 INVESTORS REAL ESTATE TRUST, 1400 31ST AVENUE SW, SUITE 60, PO BOX 1988, MINOT, ND, 58702-1988, 701-837-4738 - 927,626 ($7,550,875.64) Equity, (File 333-189554 - Jun. 24) (BR. 08B) S-3 FLOTEK INDUSTRIES INC/CN/, 2930 W. SAM HOUSTON PARKWAY N, SUITE 300, HOUSTON, TX, 77043, 7138499911 - 0 ($56,619,263.20) Equity, (File 333-189555 - Jun. 24) (BR. 06A) S-8 First Community Financial Partners, Inc., 2801 BLACK ROAD, JOLIET, IL, 60435, 815-725-0123 - 1,839,001 ($10,393,828.46) Equity, (File 333-189556 - Jun. 24) (BR. 07) S-8 TANGOE INC, 35 Executive Boulevard, Orange, CT, 06477, 203-859-9300 - 0 ($15,090,000.00) Equity, (File 333-189557 - Jun. 24) (BR. 03C) S-4 AbbVie Inc., 1 NORTH WAUKEGAN ROAD, NORTH CHICAGO, IL, 60064, (847) 932-7900 - 0 ($14,700,000,000.00) Debt, (File 333-189558 - Jun. 24) (BR. 01B) S-8 WASHINGTON POST CO, 1150 15TH ST NW, WASHINGTON, DC, 20071, 2023346000 - 377,106 ($184,495,339.44) Equity, (File 333-189559 - Jun. 24) (BR. 11C) S-8 bluebird bio, Inc., 840 MEMORIAL DR 4TH FL, CAMBRIDGE, MA, 02139, 617-491-5601 - 0 ($44,974,361.00) Equity, (File 333-189560 - Jun. 24) (BR. 01A) S-3 Terreno Realty Corp, 16 MAIDEN LANE, FIFTH FLOOR, SAN FRANCISCO, CA, 94108, (415) 655-4580 - 0 ($449,331,406.00) Unallocated (Universal) Shelf, (File 333-189561 - Jun. 24) (BR. 08B) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 'mktg, inc.' DE 5.02 06/22/13 1st Financial Services CORP NC 8.01 06/24/13 ABIOMED INC DE 8.01 06/21/13 Addus HomeCare Corp DE 5.07,9.01 06/19/13 ADDVANTAGE TECHNOLOGIES GROUP INC OK 5.02 06/21/13 AIR LEASE CORP DE 1.01,2.03,8.01,9.01 06/21/13 AK STEEL HOLDING CORP DE 8.01,9.01 06/24/13 AK STEEL HOLDING CORP DE 1.01,2.03,8.01,9.01 06/19/13 AKAMAI TECHNOLOGIES INC DE 5.02,9.01 06/20/13 ALL AMERICAN PET COMPANY, INC. NV 8.01,9.01 06/24/13 ALLSTATE CORP DE 8.01,9.01 06/20/13 American Nano Silicon Technologies, I CA 4.01,9.01 04/26/13 Amerilithium Corp. 1.01,2.03,3.02,9.01 06/18/13 Anthera Pharmaceuticals Inc DE 3.01 06/19/13 APPLETON PAPERS INC/WI 8.01,9.01 06/24/13 ARCH CAPITAL GROUP LTD. 7.01 06/20/13 Arch Therapeutics, Inc. NV 5.02,5.03,8.01,9.01 06/18/13 ARIAD PHARMACEUTICALS INC DE 5.07,9.01 06/20/13 ARMSTRONG WORLD INDUSTRIES INC PA 5.07 06/21/13 Artisanal Brands, Inc. NY 5.02,8.01,9.01 06/19/13 ASHLAND INC. KY 7.01,9.01 06/24/13 ATHENAHEALTH INC DE 1.01,2.03,7.01,9.01 06/24/13 ATLANTIC CITY ELECTRIC CO NJ 8.01 06/21/13 ATLANTIC POWER CORP A1 5.07 06/21/13 ATWOOD OCEANICS INC TX 1.01,7.01,9.01 06/24/13 AZURE HOLDING GROUP CORP. NV 8.01 06/14/13 BANK OF KENTUCKY FINANCIAL CORP KY 8.01,9.01 06/24/13 BANK OF KENTUCKY FINANCIAL CORP KY 5.02,9.01 06/21/13 BEST BUY CO INC MN 7.01,9.01 06/24/13 BLACK HILLS CORP /SD/ SD 1.01,2.03,9.01 06/21/13 bluebird bio, Inc. DE 5.02,5.03,9.01 06/24/13 Bluerock Multifamily Growth REIT, Inc MD 1.02 06/18/13 Bridgeline Digital, Inc. DE 1.01,3.02,9.01 06/19/13 Bridgepoint Education Inc DE 2.05 06/17/13 BRT REALTY TRUST MA 9.01 04/29/13 AMEND BUCKEYE PARTNERS, L.P. DE 7.01,9.01 06/24/13 Capital Auto Receivables Asset Trust DE 1.01,8.01,9.01 06/20/13 Capital Financial Holdings, Inc ND 8.01,9.01 06/19/13 CapLease, Inc. 1.01,2.03,9.01 06/21/13 CASH AMERICA INTERNATIONAL INC TX 1.01,7.01,9.01 06/20/13 CELL THERAPEUTICS INC WA 8.01 06/17/13 CF Industries Holdings, Inc. DE 8.01,9.01 06/23/13 CFS BANCORP INC IN 7.01,9.01 06/24/13 CH ENERGY GROUP INC NY 5.04,9.01 06/24/13 Chemtura CORP DE 1.01,8.01,9.01 06/21/13 CHEVRON CORP DE 8.01,9.01 06/24/13 CHINA RECYCLING ENERGY CORP 5.07 06/19/13 CISCO SYSTEMS, INC. CA 8.01 06/18/13 Clearwire Corp /DE DE 8.01,9.01 06/24/13 COLE CORPORATE INCOME TRUST, INC. MD 5.07,8.01 06/19/13 Cole Credit Property Trust Inc MD 5.07 06/18/13 COLE CREDIT PROPERTY TRUST IV, INC. MD 5.07,8.01 06/18/13 COLE REAL ESTATE INCOME STRATEGY (DAI MD 5.07,8.01 06/18/13 Cole Real Estate Investments, Inc. MD 7.01,9.01 06/24/13 COMMUNITY FIRST INC TN 5.02 06/18/13 COMPLIANCE SYSTEMS CORP 3.02 06/24/13 COMPUTER TASK GROUP INC NY 7.01,9.01 06/24/13 CONCHO RESOURCES INC DE 8.01 06/21/13 COOPER TIRE & RUBBER CO DE 3.02 06/19/13 CREDIT ACCEPTANCE CORP MI 1.01,2.03,8.01,9.01 06/20/13 Crestwood Midstream Partners LP DE 1.01,7.01,8.01,9.01 06/21/13 Cyclacel Pharmaceuticals, Inc. DE 4.01,9.01 06/18/13 DCP Midstream Partners, LP DE 5.02 06/19/13 DEMAND MEDIA INC. DE 1.01,2.01, 06/20/13 3.02,8.01,9.01 Development Capital Group, Inc. FL 3.02 06/21/13 Diamondback Energy, Inc. DE 1.01,7.01,9.01 06/18/13 DOMINION RESOURCES INC /VA/ VA 5.02,9.01 06/24/13 EASTMAN KODAK CO NJ 7.01 06/24/13 Echo Automotive, Inc. NV 1.01,2.03,3.02,9.01 06/20/13 ENCORE CAPITAL GROUP INC DE 1.01,2.03,3.02,9.01 06/18/13 ENCORE WIRE CORP DE 1.01 06/18/13 ENERGEN CORP AL 7.01,8.01 06/21/13 Energy Telecom, Inc. FL 7.01,9.01 06/24/13 Energy Transfer Equity, L.P. DE 5.02 06/24/13 Energy Transfer Partners, L.P. DE 5.02 06/24/13 EVEREST RE GROUP LTD D0 5.02,9.01 06/24/13 EVOLVING SYSTEMS INC DE 5.07,8.01 06/19/13 FIELDPOINT PETROLEUM CORP CO 5.02,7.01,9.01 06/19/13 Fifth Street Finance Corp DE 1.01,2.03,9.01 06/20/13 FINISAR CORP DE 5.02 06/18/13 FIRST RELIANCE BANCSHARES INC SC 5.07 06/20/13 FLAGSTAR BANCORP INC MI 8.01,9.01 06/21/13 FREDS INC TN 5.02,5.07 06/24/13 FS Energy & Power Fund DE 5.07 06/20/13 FS Investment Corp II MD 5.07 06/20/13 GENVEC INC DE 8.01 06/24/13 GILMAN CIOCIA, INC. DE 8.01,9.01 06/21/13 Golden Gate Homes, Inc. DE 5.01,5.02,9.01 06/18/13 GoldLand Holdings Corp. DE 5.02,8.01 06/24/13 GRAPHON CORP/DE DE 1.01,3.02,9.01 06/17/13 GRAY TELEVISION INC GA 5.02,9.01 06/21/13 GREEN MOUNTAIN COFFEE ROASTERS INC DE 5.02 06/19/13 Griffin Capital Essential Asset REIT, 1.01,2.01,7.01,9.01 06/20/13 Hangover Joe's Holding Corp CO 1.01,2.03 06/19/13 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 06/24/13 HERCULES OFFSHORE, INC. DE 7.01,8.01,9.01 06/24/13 HOME LOAN SERVICING SOLUTIONS, LTD. E9 8.01 06/21/13 HOMELAND ENERGY SOLUTIONS LLC 1.01,5.02 06/19/13 HORNBECK OFFSHORE SERVICES INC /LA DE 5.07,9.01 06/20/13 Hubei Minkang Pharmaceutical Ltd. NV 5.02 06/19/13 HYSTER-YALE MATERIALS HANDLING, INC. DE 5.07 05/08/13 AMEND ID SYSTEMS INC DE 5.02,5.07 06/20/13 IMAGE SENSING SYSTEMS INC MN 5.02,7.01,9.01 06/21/13 Inspired Builders, Inc. NV 1.01,8.01,9.01 06/24/13 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,9.01 06/21/13 INTERCEPT PHARMACEUTICALS INC DE 8.01,9.01 06/18/13 Intermec, Inc. DE 8.01 06/24/13 KALOBIOS PHARMACEUTICALS INC DE 1.01,3.02,5.07,9.01 06/19/13 KAR Auction Services, Inc. DE 1.01,2.03 06/21/13 KEYNOTE SYSTEMS INC DE 1.01,9.01 06/23/13 LEXINGTON REALTY TRUST MD 7.01 06/19/13 LHC Group, Inc 5.02,5.07 06/20/13 Limelight Networks, Inc. DE 8.01,9.01 06/24/13 Live Nation Entertainment, Inc. DE 5.02,9.01 06/20/13 LogMeIn, Inc. DE 8.01,9.01 06/20/13 MAGNACHIP SEMICONDUCTOR Corp DE 7.01 06/24/13 Manning & Napier, Inc. 5.07 06/19/13 Marathon Patent Group, Inc. NV 1.01,3.02,5.02,9.01 06/19/13 Marathon Patent Group, Inc. NV 2.01,3.02,9.01 04/22/13 AMEND MASIMO CORP DE 5.08 06/24/13 Max Sound Corp DE 1.01,2.03,3.02,9.01 05/23/13 MEDIABISTRO INC. DE 8.01,9.01 06/24/13 MERGE HEALTHCARE INC DE 5.07 06/18/13 MERITOR INC IN 1.01,9.01 06/21/13 MFRI INC DE 5.02,5.07 06/20/13 MICROS SYSTEMS INC MD 5.02 06/19/13 MIDDLEFIELD BANC CORP OH 8.01,9.01 06/24/13 MILLER ENERGY RESOURCES, INC. TN 7.01,9.01 06/24/13 MITCHAM INDUSTRIES INC TX 7.01 06/24/13 MITEK SYSTEMS INC DE 8.01,9.01 06/24/13 MITEL NETWORKS CORP 2.02,9.01 06/24/13 MONTPELIER RE HOLDINGS LTD 5.02,9.01 06/20/13 Mueller Water Products, Inc. DE 7.01,9.01 06/24/13 NATIONAL HOLDINGS CORP DE 8.01,9.01 06/21/13 NATIONAL RURAL UTILITIES COOPERATIVE DC 5.02 06/19/13 Native American Energy Group, Inc. DE 5.03,8.01 06/21/13 NAVISTAR INTERNATIONAL CORP DE 5.02 06/18/13 NCI BUILDING SYSTEMS INC DE 1.01,2.03,9.01 06/24/13 Neiman Marcus, Inc. DE 8.01,9.01 06/24/13 Net Element International, Inc. E9 1.01,9.01 06/18/13 Neuralstem, Inc. DE 5.07 06/21/13 NeurogesX Inc CA 5.07 06/18/13 NICOLET BANKSHARES INC WI 5.07 06/18/13 NORFOLK SOUTHERN CORP VA 7.01 06/24/13 NORTHWEST INDIANA BANCORP IN 8.01 06/24/13 NUVASIVE INC DE 2.02,7.01 06/21/13 NVE CORP /NEW/ MN 4.01 06/20/13 OAK RIDGE MICRO-ENERGY INC CO 1.01,2.01,3.02, 10/02/12 AMEND 4.02,5.01,5.02,9.01 Oak Valley Bancorp CA 5.07,7.01,9.01 06/18/13 Oiltanking Partners, L.P. DE 5.02,7.01,9.01 06/20/13 OMEGA PROTEIN CORP NV 5.02,5.07,9.01 06/20/13 OMNICOMM SYSTEMS INC DE 5.02 06/20/13 ONEOK INC /NEW/ OK 7.01,9.01 06/20/13 ONEOK Partners LP DE 7.01,9.01 06/20/13 OPTI INC CA 8.01,9.01 06/24/13 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 06/24/13 PDC 2002 B LTD PARTNERSHIP 2.01 06/18/13 PDC 2002 C LTD PARTNERSHIP 2.01 06/18/13 PDC ENERGY, INC. NV 2.01 06/18/13 PEPCO HOLDINGS INC DE 8.01 06/21/13 PERMA FIX ENVIRONMENTAL SERVICES INC DE 8.01 06/13/13 PIONEER ENERGY SERVICES CORP TX 7.01,9.01 06/24/13 Polypore International, Inc. 8.01,9.01 06/24/13 PRGX GLOBAL, INC. GA 5.07 06/18/13 Protea Biosciences Group, Inc. DE 5.03,5.07 06/18/13 Recon Technology, Ltd E9 5.07 06/18/13 REPROS THERAPEUTICS INC. DE 1.01,9.01 06/19/13 Rexnord Corp DE 1.01,8.01,9.01 06/20/13 RiceBran Technologies CA 5.07 06/18/13 RITE AID CORP DE 5.02,5.07,8.01 06/20/13 Rockies Region 2006 Limited Partnersh WV 2.01 06/18/13 ROCKIES REGION 2007 LP WV 2.01 06/18/13 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 1.01,9.01 06/08/13 ROYAL MINES & MINERALS CORP NV 8.01,9.01 06/20/13 Sanomedics International Holdings, In DE 1.01,2.03,3.02,9.01 06/19/13 SANTARUS INC DE 8.01 06/20/13 Sanwire Corp 1.01 06/24/13 SBM CERTIFICATE CO MD 1.03 06/24/13 SCANSOURCE INC SC 5.02,9.01 06/19/13 SCHWAB CHARLES CORP DE 8.01,9.01 06/24/13 SEMTECH CORP DE 5.02,5.07,9.01 06/20/13 Shire plc 8.01,9.01 06/24/13 SIGNATURE GROUP HOLDINGS, INC. NV 1.01 06/20/13 Silver Falcon Mining, Inc. DE 8.01 06/24/13 SKULLCANDY, INC. 5.02,9.01 06/20/13 SOLARCITY CORP DE 1.01,8.01,9.01 06/18/13 SOLAZYME INC DE 7.01,8.01 06/24/13 SOLIGENIX, INC. DE 1.01,9.01 06/20/13 SOLLENSYS CORP. NV 4.01,5.02,8.01,9.01 06/21/13 SONIC CORP DE 8.01,9.01 06/24/13 SONIC CORP DE 2.02,9.01 06/24/13 SONUS NETWORKS INC DE 1.01,3.03,9.01 06/21/13 SOUTHERN MISSOURI BANCORP INC MO 1.01,8.01,9.01 06/21/13 Spirit AeroSystems Holdings, Inc. DE 5.02,9.01 06/18/13 SRA INTERNATIONAL, INC. VA 5.02 06/20/13 STEVEN MADDEN, LTD. DE 8.01 06/18/13 Summit Midstream Partners, LP DE 1.01,2.01, 06/24/13 3.02,7.01,9.01 SUN COMMUNITIES INC MD 1.01,5.02 06/20/13 SUNOCO LOGISTICS PARTNERS L.P. DE 5.02 06/24/13 SUNRISE REAL ESTATE GROUP INC TX 5.02,8.01,9.01 06/24/13 Symetra Financial CORP DE 3.02 06/20/13 SYNERGY RESOURCES CORP CO 9.01 06/21/13 TARGET CORP MN 5.02,9.01 06/24/13 TEAM INC TX 5.02,9.01 06/24/13 TELEPHONE & DATA SYSTEMS INC /DE/ DE 5.02,9.01 06/18/13 TELULAR CORP DE 2.01,2.03,3.01, 06/24/13 3.02,3.03,5.01, 5.02,5.03,9.01 TENET HEALTHCARE CORP NV 7.01,9.01 06/24/13 TENET HEALTHCARE CORP NV 1.01,9.01 06/24/13 Terreno Realty Corp MD 8.01,9.01 06/24/13 THERAVANCE INC DE 8.01,9.01 06/24/13 Tierra Grande Resources Inc. NV 5.02 06/21/13 TRANSATLANTIC PETROLEUM LTD. 7.01,9.01 06/24/13 TUFCO TECHNOLOGIES INC DE 1.01,9.01 06/24/13 Ulta Salon, Cosmetics & Fragrance, In DE 5.02,9.01 06/20/13 UNICO AMERICAN CORP NV 1.01 06/18/13 UNITED STATES CELLULAR CORP DE 5.02,9.01 06/18/13 UNIVERSAL DISPLAY CORP \PA\ PA 5.02,5.07 06/20/13 Universal Technology Systems Corp. FL 4.01,9.01 06/01/13 USA Synthetic Fuel Corp DE 4.01,9.01 06/21/13 Valeant Pharmaceuticals International A6 8.01,9.01 06/24/13 VALIDUS HOLDINGS LTD 5.02,9.01 06/24/13 VANGUARD HEALTH SYSTEMS INC DE 1.01,5.07,8.01,9.01 06/24/13 VERIFONE SYSTEMS, INC. DE 5.02,5.03,5.07,9.01 06/20/13 VIAD CORP DE 5.02,9.01 06/18/13 VISUALANT INC NV 5.02 06/21/13 WATERSTONE FINANCIAL INC WI 8.01 06/24/13 WELLS FARGO & COMPANY/MN DE 9.01 06/24/13 WESTERN DIGITAL CORP DE 7.01,9.01 06/24/13 WHITING PETROLEUM CORP DE 1.01,7.01,9.01 06/22/13 WireCo WorldGroup Inc. 7.01,9.01 06/24/13 Workday, Inc. DE 1.01,2.03,3.02,9.01 06/18/13 WORTHINGTON INDUSTRIES INC OH 2.05,9.01 06/21/13 Xumanii, Inc. NV 1.01,2.03,9.01 06/18/13 ZOGENIX, INC. DE 5.02 06/18/13 ZYNEX INC NV 1.01 06/18/13 ZYNGA INC DE 1.01,2.03,9.01 06/20/13
http://www.sec.gov/news/digest/2013/dig062513.htm
|