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ENFORCEMENT PROCEEDINGSDelinquent Filer’s Stock Registration RevokedThe registration of the registered securities of Ewan 1, Inc., n/k/a AccessKey IP, Inc., has been revoked. It had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Rel. 34-69567; File No. 3-15291) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangeThe Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-BOX-2013-25) filed by BOX Options Exchange LLC pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend BOX Rules 5050, 7050, and 7240. Publication is expected in the Federal Register during the week of May 13th. (Rel. 34-69551) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-C2-2013-019) filed by C2 Options Exchange, Incorporated pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend C2 Rule 6.52. Publication is expected in the Federal Register during the week of April 29th. (Rel. 34-69458) A proposed rule change filed by The NASDAQ Stock Market LLC (SR-NASDAQ-2013-073) to amend Rule 4120 to adopt a modification in the process for initiating trading of a security that is the subject of a trading halt or pause on NASDAQ has become effective under Section 19(b)(3)(A) of the Exchange Act. Publication is expected in the Federal Register during the week of May 13th. (Rel. 34-69563) Notice of Proposed Rule ChangeNew York Stock Exchange LLC filed with the Securities and Exchange Commission a proposed rule change under Rule 19b-4 (SR-NYSE-2013-33) to: (i) delete the sections in the Listed Company Manual (the “Manual”) containing the Listing Application Materials (including the Listing Application and the Listing Agreement) and adopt updated Listing Application Materials that will be posted on the Exchange’s website; and (ii) adopt as new rules certain provisions that are currently included in the various forms of agreements that are in the Manual, as well as some additional new rules that make explicit existing Exchange policies with respect to initial listings. Publication is expected in the Federal Register during the week of May 13th. (Rel. 34-69565) Approval of Proposed Rule ChangeThe Commission granted approval of a proposed rule change, as modified by Amendment No. 1, submitted by the Financial Industry Regulatory Authority, Inc. (SR-FINRA-2013-013) to require members to report OTC equity transactions as soon as practicable, but no later than 10 seconds, following execution. Publication is expected in the Federal Register during the week of May 13th. (Rel. 34-69561) The Commission granted accelerated approval of a proposed rule change (File No. SR-CME-2013-06) filed by Chicago Mercantile Exchange Inc. (CME) under Section 19(b)(1) of the Securities Exchange Act of 1934 regarding an expansion of CME Clearing’s Category 3 Collateral Limits. Publication is expected in the Federal Register during the week of May 13th. (Rel. 34-69564) The Commission has approved a proposed rule change (SR-DTC-2013-01) filed by The Depository Trust Corporation (DTC) under Section 19(b)(2) of the Securities Exchange Act of 1934 to modify its practice regarding the collection of participants’ required Participants Fund deposits. Publication is expected in the Federal Register during the week of May 13th. (Rel. 34-69562) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
S-8 DNA BRANDS INC, 506 NW 77TH STREET, BOCA RATON, FL, 33487,
954-978-8401 - 5,000,000 ($200,000.00) Equity, (File 333-188551 -
May. 13) (BR. 11A)
S-8 Diamondback Energy, Inc., 500 WEST TEXAS, SUITE 1210, MIDLAND, TX,
79701, 405-463-6900 - 2,500,000 ($68,525,000.00) Equity,
(File 333-188552 - May. 13) (BR. 04A)
S-8 Primoris Services Corp, 2100 MCKINNEY AVENUE, SUITE 1500, DALLAS, TX,
75201, 214-740-5600 - 0 ($53,658,081.00) Equity, (File 333-188553 -
May. 13) (BR. 06A)
S-8 MISONIX INC, 1938 NEW HIGHWAY, FARMINGDALE, NY, 11747, 5166949555 -
700,000 ($4,634,000.00) Equity, (File 333-188554 - May. 13) (BR. 10B)
S-8 STANDARD REGISTER CO, 600 ALBANY ST, DAYTON, OH, 45401, 5134341000 -
780,000 ($2,866,500.00) Equity, (File 333-188555 - May. 13) (BR. 05C)
F-1 Constellium Holdco B.V., TUPOLEVLAAN 41-61, SCHIPHOL-RIJK, P7, 1119NW,
31-20-654-97-80 - 0 ($485,555,545.00) Equity, (File 333-188556 -
May. 13) (BR. 06C)
S-1 MACCO INTERNATIONAL CORP, 681 ZEMES ST, ZEMES, BACAU, S5, 607690,
40312263996 - 3,170,000 ($63,400.00) Equity, (File 333-188563 -
May. 13) (BR. 10B)
S-8 Phillips 66, 3010 BRIARPARK DRIVE, HOUSTON, TX, 77042, 281-293-6600 -
0 ($2,894,093,750.00) Equity, (File 333-188564 - May. 13) (BR. 04A)
S-1 OverNear, Inc., 9595 WILSHIRE BLVD., SUITE 900, BEVERLY HILLS, CA,
90212, 310-998-8909 - 0 ($13,489,448.00) Equity, (File 333-188565 -
May. 13) (BR. 05C)
S-8 ERF Wireless, Inc., 2911 SOUTH SHORE BLVD, SUITE 100, LEAGUE CITY, TX,
77573, 281-538-2101 - 1,000,000 ($530,000.00) Equity,
(File 333-188566 - May. 13) (BR. 11A)
S-8 CROWN HOLDINGS INC, ONE CROWN WAY, PHILADELPHIA, PA, 19154,
2156985100 - 5,000,000 ($216,700,000.00) Equity, (File 333-188568 -
May. 13) (BR. 06A)
S-8 Domark International Inc., 254 S RONALD REAGAN BLVD, STE 134, LONGWOOD,
FL, 32750, 321-250-4996 - 9,900,000 ($693,000.00) Equity,
(File 333-188569 - May. 13) (BR. 11C)
S-8 FARMERS NATIONAL BANC CORP /OH/, 20 S BROAD STREET, P O BOX 555,
CANFIELD, OH, 44406, 3305333341 - 0 ($6,450,000.00) Equity,
(File 333-188570 - May. 13) (BR. 07B)
S-3 GENOMIC HEALTH INC, 301 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063,
650-556-9300 - 0 ($1.00) Equity, (File 333-188571 - May. 13) (BR. 09A)
S-8 RESOURCE AMERICA, INC., ONE CRESCENT DRIVE, SUITE 203,
NAVY YARD CORPORATE CENTER, PHILADELPHIA, PA, 19112, 215-546-5005 -
300,000 ($2,845,500.00) Equity, (File 333-188572 - May. 13) (BR. 08C)
S-3 INVIVO THERAPEUTICS HOLDINGS CORP., ONE KENDALL SQUARE,
BUILDING 1400 EAST 4TH FLOOR, CAMBRIDGE, MA, 02139, 617-863-5524 -
100,000,000 ($100,000,000.00) Equity, (File 333-188573 - May. 13)
(BR. 10A)
S-8 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201,
5096231500 - 7,299,695 ($23,782,041.00) Equity, (File 333-188574 -
May. 13) (BR. 09B)
S-1 Port of Call Online Inc., 40 WARREN STREET, CHARLESTOWN, MA, 02129,
(617) 886-5151 - 1,600,000 ($32,000.00) Equity, (File 333-188575 -
May. 13) (BR. )
RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
AARON'S INC GA 5.02,5.07 05/07/13
AASTROM BIOSCIENCES INC MI 3.01 05/09/13
ABRAXAS PETROLEUM CORP NV 7.01,9.01 05/13/13
ACCO BRANDS Corp DE 1.01,2.03,7.01,9.01 05/13/13
Actavis, Inc. NV 5.07 05/10/13
ADA-ES INC CO 7.01,9.01 05/13/13
AEROCENTURY CORP DE 5.07 05/09/13
AgFeed Industries, Inc. NV 5.02 05/07/13
AIR LEASE CORP DE 5.07 05/08/13
AIR LEASE CORP DE 1.01,2.03,8.01,9.01 05/07/13
Air Transport Services Group, Inc. DE 5.07 05/10/13
ALEXANDRIA REAL ESTATE EQUITIES INC MD 7.01 05/13/13
ALLIANT ENERGY CORP WI 5.03,5.07,9.01 05/09/13
ALLIANT TECHSYSTEMS INC DE 8.01,9.01 05/13/13
Allied World Assurance Co Holdings, A 7.01,9.01 05/13/13
ALMAH,INC NV 1.01,8.01,9.01 05/10/13
Alpha Natural Resources, Inc. DE 1.01,8.01,9.01 05/08/13
Alternative Energy Partners, Inc. FL 1.02,5.01,5.07 05/07/13
Altisource Portfolio Solutions S.A. N4 1.01,2.03,9.01 05/07/13
AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 05/10/13
AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 05/10/13
American Realty Capital Properties, I MD 7.01,9.01 05/13/13
AMERICAN REALTY INVESTORS INC NV 3.02,9.01 05/07/13
AMYRIS, INC. DE 5.02 05/09/13
ANALOGIC CORP MA 2.05,9.01 05/07/13
ANALYSTS INTERNATIONAL CORP 7.01,9.01 05/10/13
ANDERSONS INC OH 5.07 05/10/13
Antero Resources LLC DE 2.02,9.01 05/13/13
APOLLO GROUP INC AZ 8.01 05/09/13
APPLETON PAPERS INC/WI 5.03,7.01,9.01 05/09/13
APTARGROUP INC DE 5.02,5.07,9.01 05/08/13
AQUA AMERICA INC PA 5.02 05/08/13
AQUA AMERICA INC PA 5.07 05/08/13
ARCH CAPITAL GROUP LTD. 5.07,8.01 05/09/13
Arlington Asset Investment Corp. VA 7.01,9.01 05/13/13
Arlington Asset Investment Corp. VA 1.01,2.03,9.01 05/10/13
AROTECH CORP DE 2.02,9.01 05/13/13
Artemis Acquisition Corp. DE 1.01,2.01,9.01 02/27/13 AMEND
ASIAINFO-LINKAGE, INC DE 1.01,8.01,9.01 05/12/13
ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 05/13/13
ASTORIA FINANCIAL CORP DE 8.01,9.01 05/13/13
ATLANTIC AMERICAN CORP GA 2.02,9.01 03/31/13
Atlantic Coast Financial CORP MD 8.01 05/13/13
Atlas Financial Holdings, Inc. E9 8.01,9.01 05/10/13
Atlas Financial Holdings, Inc. E9 2.02,9.01 05/13/13
ATLAS PIPELINE PARTNERS LP DE 1.01,2.03,9.01 05/07/13
Augme Technologies, Inc. DE 2.02,2.06,9.01 05/13/13
Bancorp, Inc. 7.01,9.01 05/13/13
BANCORPSOUTH INC MS 7.01,9.01 05/13/13
BANK JOS A CLOTHIERS INC /DE/ DE 2.02,9.01 05/13/13
Baoshinn Corp NV 2.01,9.01 03/04/13 AMEND
BBX CAPITAL CORP FL 1.01,3.03, 05/07/13
5.02,8.01,9.01
bebe stores, inc. CA 5.02 05/13/13
BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 05/13/13
BFC FINANCIAL CORP FL 1.01,8.01,9.01 05/07/13
BILL BARRETT CORP DE 5.07 05/10/13
BIOLASE, INC DE 1.01 05/07/13
BIOLOGIX HAIR INC. NV 5.02 05/01/13
BioScrip, Inc. DE 5.07,9.01 05/07/13
BIOTIME INC CA 8.01,9.01 05/09/13
BNC BANCORP NC 7.01,9.01 05/13/13
BON TON STORES INC PA 2.02,7.01,9.01 05/13/13
BROWN & BROWN INC FL 5.07 05/08/13
BRUKER CORP DE 5.02 05/07/13
BRUNSWICK CORP DE 1.01,2.03,8.01,9.01 05/13/13
Builders FirstSource, Inc. DE 7.01,8.01,9.01 05/13/13
CACI INTERNATIONAL INC /DE/ DE 5.02,9.01 05/08/13
CAMBIUM LEARNING GROUP, INC. 2.02,8.01,9.01 05/09/13
CAS MEDICAL SYSTEMS INC DE 1.01,2.03,3.02,9.01 05/10/13
CASCADE MICROTECH INC 5.07 05/10/13
Castle Brands Inc FL 1.01,5.02,7.01,9.01 05/08/13
CATO CORP DE 3.01 05/09/13
CBIZ, Inc. DE 5.07 05/09/13
CBL & ASSOCIATES PROPERTIES INC DE 8.01,9.01 05/13/13
CenterState Banks, Inc. FL 7.01,9.01 05/13/13
CEPHAS HOLDING CORP. DE 1.01,9.01 05/09/13
CFS BANCORP INC IN 1.01,7.01,9.01 05/13/13
CH ENERGY GROUP INC NY 5.04,9.01 05/13/13
CH2M HILL COMPANIES LTD DE 5.07 05/13/13
Chaparral Energy, Inc. DE 8.01 05/13/13
Chemtura CORP DE 5.03,5.07,8.01,9.01 05/09/13
CHIMERIX INC DE 2.02,9.01 05/13/13
China Carbon Graphite Group, Inc. NV 5.02 05/07/13
China Green Agriculture, Inc. NV 2.02,9.01 05/13/13
CHINA HGS REAL ESTATE INC. F4 2.02,9.01 05/13/13
CHINA JO-JO DRUGSTORES, INC. 3.01,8.01,9.01 05/09/13
China Logistics Group Inc FL 4.02 05/07/13
China Shengda Packaging Group Inc. NV 7.01,9.01 05/13/13
CHIQUITA BRANDS INTERNATIONAL INC NJ 5.02 05/07/13
CIGNA CORP DE 5.02,7.01,9.01 05/07/13
CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 05/13/13
Clearwire Corp /DE DE 8.01,9.01 05/13/13
CLIFFS NATURAL RESOURCES INC. OH 5.03,5.07,9.01 05/07/13
CMS ENERGY CORP MI 7.01,9.01 05/13/13
CNO Financial Group, Inc. DE 7.01,9.01 05/13/13
COHEN & STEERS INC DE 5.02,5.07,9.01 05/13/13
Colfax CORP DE 8.01,9.01 05/13/13
Comstock Holding Companies, Inc. DE 1.01,2.03 05/08/13
Consolidated Communications Holdings, DE 1.01,5.03,5.07,9.01 05/07/13
CONSOLIDATED WATER CO LTD E6 2.02,9.01 05/10/13
CONTANGO OIL & GAS CO DE 2.02,8.01,9.01 05/10/13
COOPER TIRE & RUBBER CO DE 5.07 05/10/13
COSI INC DE 3.03,5.03,5.07,9.01 05/08/13
COVANCE INC DE 5.02,5.07,9.01 05/07/13
CRAWFORD & CO GA 5.07 05/08/13
CROSSTEX ENERGY INC DE 5.02,5.07,9.01 05/09/13
CROSSTEX ENERGY LP DE 5.02,5.07,9.01 05/09/13
Crumbs Bake Shop, Inc. DE 1.01,2.03,9.01 05/09/13
CSP INC /MA/ MA 2.02,9.01 05/08/13
CSX CORP VA 5.02,5.07,9.01 05/07/13
CURTISS WRIGHT CORP DE 5.02,5.07 05/10/13
CVS CAREMARK CORP DE 5.02,5.03,5.07 05/13/13
Cyclacel Pharmaceuticals, Inc. DE 2.02,9.01 05/13/13
CYPRESS SEMICONDUCTOR CORP /DE/ DE 5.07,7.01,9.01 05/10/13
CYS Investments, Inc. MD 7.01,9.01 05/13/13
DCP Holding CO OH 5.02 04/24/13 AMEND
DELCATH SYSTEMS, INC. DE 7.01,9.01 05/08/13
Delta Tucker Holdings, Inc. DE 2.02,9.01 05/13/13
DEX MEDIA, INC. DE 7.01,9.01 05/13/13
Dialogic Inc. DE 5.02,9.01 05/08/13
DIRECT INSITE CORP DE 2.02,9.01 05/13/13
Diversicare Healthcare Services, Inc. DE 7.01,9.01 05/13/13
DORCHESTER MINERALS, L.P. DE 7.01,9.01 05/13/13
DSP GROUP INC /DE/ DE 8.01,9.01 05/13/13
DTE ENERGY CO MI 7.01,9.01 05/13/13
EBIX INC DE 2.02,9.01 05/10/13
Edgen Group Inc. DE 2.02,9.01 05/13/13
Ellington Financial LLC DE 7.01 05/10/13
Ellington Financial LLC DE 1.01,9.01 05/08/13
EMPIRE RESORTS INC DE 8.01,9.01 05/13/13
ENBRIDGE ENERGY PARTNERS LP DE 1.01,3.02, 05/07/13
5.03,7.01,9.01
ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 05/13/13
Energy Telecom, Inc. FL 2.02,9.01 05/10/13
Engility Holdings, Inc. DE 2.02,9.01 05/13/13
Ensco plc 1.01,1.02,2.03,9.01 05/07/13
ENVESTNET, INC. DE 8.01,9.01 05/07/13
EnviroStar, Inc. DE 2.02,9.01 05/10/13
EXELON CORP PA 8.01,9.01 05/13/13
FAR EAST ENERGY CORP NV 5.02 05/07/13
FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 05/13/13
FIRST BANCORP /NC/ NC 5.07 05/09/13
FIRST BANCORP /PR/ PR 2.06 05/10/13
FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 05/13/13
FIRST MERCHANTS CORP IN 1.01,7.01,9.01 05/13/13
First State Capital Investments, Inc DE 1.01 05/13/13
FIRSTENERGY CORP OH 1.01,2.03,9.01 05/08/13
FLOTEK INDUSTRIES INC/CN/ DE 1.01,3.02, 05/10/13
5.02,7.01,9.01
Fortegra Financial Corp DE 5.07 05/07/13
FORWARD INDUSTRIES INC NY 2.02,9.01 05/13/13
FS Investment CORP MD 2.02 05/08/13
FUSION-IO, INC. DE 5.02,7.01 05/07/13
GAMCO INVESTORS, INC. ET AL NY 5.07 05/07/13
GameStop Corp. DE 5.02,9.01 05/13/13
Gaming Partners International CORP NV 2.02,9.01 05/13/13
Garrison Capital Inc. 2.02,9.01 05/13/13
GDT TEK, Inc. 4.01,9.01 05/10/13
GENCORP INC OH 5.02,9.01 05/09/13
GENOMIC HEALTH INC 8.01 05/13/13
GILEAD SCIENCES INC DE 5.02,5.03, 05/08/13
5.07,8.01,9.01
GLATFELTER P H CO PA 1.01,5.07,9.01 05/09/13
GLOBE SPECIALTY METALS INC 8.01 05/07/13
GLOBE SPECIALTY METALS INC 5.02 05/08/13
GMX RESOURCES INC OK 2.02,9.01 05/13/13
Great Lakes Dredge & Dock CORP DE 5.07 05/08/13
Greektown Superholdings, Inc. DE 2.02,9.01 05/13/13
GreenHunter Energy, Inc. DE 5.07 05/08/13
GREENTECH MINING INTERNATIONAL, INC. DE 1.01,9.01 05/13/13
GS Valet, Inc. NV 4.01,9.01 05/13/13
Guidewire Software, Inc. DE 8.01 05/10/13
HANCOCK HOLDING CO MS 8.01,9.01 05/13/13
HANGER, INC. DE 5.02,5.07,8.01,9.01 05/09/13
HEALTH CARE REIT INC /DE/ DE 8.01,9.01 05/08/13
HEALTH NET INC DE 7.01 05/13/13
HealthWarehouse.com, Inc. DE 8.01 05/12/13
HealthWarehouse.com, Inc. DE 8.01,9.01 05/07/13
HEARTLAND PAYMENT SYSTEMS INC DE 5.07 05/08/13
Highpower International, Inc. DE 2.02,7.01,9.01 05/13/13
HOME LOAN SERVICING SOLUTIONS, LTD. E9 7.01,9.01 05/13/13
HORNBECK OFFSHORE SERVICES INC /LA DE 7.01,8.01 05/10/13
Howard Hughes Corp DE 7.01,9.01 05/13/13
HUDSON VALLEY HOLDING CORP NY 5.02,9.01 05/10/13
HUNTINGTON PREFERRED CAPITAL INC OH 5.02 05/09/13
IBERIABANK CORP LA 7.01 05/13/13
IC Punch Media, Inc. DE 1.02,5.01,5.02,5.03 05/06/13
ICONIX BRAND GROUP, INC. DE 9.01 03/12/13 AMEND
IDEXX LABORATORIES INC /DE DE 1.01,1.02,5 05/08/13
.02,5.07,9.01
IMATION CORP DE 5.02,5.07,9.01 05/08/13
Independence Bancshares, Inc. SC 5.02 05/07/13
INDUSTRIAL SERVICES OF AMERICA INC /F FL 5.02 05/07/13
INERGETICS INC DE 1.01,9.01 05/07/13
Information Services Group Inc. DE 2.02,9.01 05/13/13
InfuSystem Holdings, Inc DE 2.02,9.01 05/13/13
ING U.S., Inc. DE 9.01 05/13/13
Inland American Real Estate Trust, In MD 7.01,9.01 05/13/13
INNOTRAC CORP GA 2.02,9.01 05/13/13
Inrad Optics, Inc. NJ 7.01,9.01 05/10/13
INSTITUTIONAL FINANCIAL MARKETS, INC. MD 1.01,1.02,3.02, 05/09/13
3.03,5.02,5.03,
8.01,9.01
Intcomex, Inc. DE 5.02,7.01,9.01 05/13/13
INTERCEPT PHARMACEUTICALS INC DE 5.02,5.07,8.01,9.01 05/07/13
INTERNATIONAL FUEL TECHNOLOGY INC NV 4.01 05/02/13 AMEND
INTERNATIONAL LEASE FINANCE CORP CA 5.01,9.01 05/10/13
INTEVAC INC CA 5.07 05/09/13
INTL FCSTONE INC. DE 5.02,9.01 05/09/13
ION GEOPHYSICAL CORP DE 1.01,2.03, 05/08/13
3.03,8.01,9.01
Iridium Communications Inc. DE 5.07 05/09/13
iTalk Inc. NV 8.01,9.01 05/10/13
iTalk Inc. NV 8.01,9.01 05/13/13
IVANHOE ENERGY INC 7.01,9.01 05/10/13
IVANHOE ENERGY INC 7.01,9.01 05/13/13
JAGGED PEAK, INC. NV 2.02,9.01 03/10/13 AMEND
James River Coal CO VA 5.07 05/13/13
JAVELIN MORTGAGE INVESTMENT CORP. MD 7.01,9.01 05/13/13
JAVELIN MORTGAGE INVESTMENT CORP. MD 1.01,8.01,9.01 05/07/13
JMP Group Inc. DE 7.01 05/13/13
KATY INDUSTRIES INC DE 2.02,9.01 05/13/13
KIMCO REALTY CORP MD 5.02,9.01 05/13/13
KITE REALTY GROUP TRUST MD 8.01,9.01 05/13/13
KNIGHT CAPITAL GROUP, INC. DE 5.02,8.01,9.01 05/13/13
KYTHERA BIOPHARMACEUTICALS INC DE 2.02,9.01 05/13/13
LabStyle Innovations Corp. DE 3.02,8.01,9.01 05/10/13
LASERLOCK TECHNOLOGIES INC NV 4.02 05/07/13
LEGGETT & PLATT INC MO 5.07,8.01 05/09/13
Lehigh Gas Partners LP DE 1.01,2.02, 03/25/13
2.03,5.02,9.01
LGL GROUP INC DE 2.02,7.01 05/13/13
LPL Financial Holdings Inc. DE 1.01,2.03, 05/08/13
5.07,8.01,9.01
MACROSOLVE INC OK 7.01,9.01 05/13/13
MAGELLAN PETROLEUM CORP /DE/ DE 1.01,3.02,3.03, 05/13/13
5.02,5.03,7.01,8.01,
9.01
MAGICJACK VOCALTEC LTD L3 5.02,9.01 05/13/13
Main Street Capital CORP MD 8.01,9.01 05/13/13
MASCO CORP /DE/ DE 5.07 05/07/13
Mattersight Corp DE 5.02,9.01 05/09/13
McEwen Mining Inc. CO 7.01 05/13/13
MDC HOLDINGS INC DE 2.03,8.01,9.01 05/13/13
MEDIVATION, INC. DE 7.01 05/12/13
MEMSIC Inc 2.02,9.01 05/13/13
MERRIMACK PHARMACEUTICALS INC DE 2.02,9.01 05/13/13
MetroCorp Bancshares, Inc. TX 5.07 05/10/13
MFA FINANCIAL, INC. MD 5.02,9.01 05/13/13
MICHAEL FOODS GROUP, INC. DE 2.02,9.01 05/13/13
MICROFINANCIAL INC MA 5.07 05/09/13
MICROSOFT CORP WA 5.02 05/08/13
Mid-Con Energy Partners, LP DE 7.01,9.01 05/10/13
MMEX Mining Corp 8.01 05/13/13
MOSAIC CO 7.01,9.01 05/13/13
MRC GLOBAL INC. DE 8.01,9.01 05/13/13
MS STRUCTURED SATURNS SERIES 2004-4 DE 8.01 05/10/13
MS STRUCTURED SATURNS SERIES 2004-6 DE 8.01 05/10/13
NANOSPHERE INC DE 1.01,9.01 05/08/13
NATIONAL INSTRUMENTS CORP /DE/ DE 1.01,2.03,9.01 05/13/13
NATIONAL RESEARCH CORP WI 5.03,5.07,9.01 05/09/13
Neenah Paper Inc DE 8.01,9.01 05/13/13
NetSpend Holdings, Inc. DE 8.01 05/13/13
NEW FOUND SHRIMP INC IN 4.01 05/13/13
NEWS CORP 8.01,9.01 05/13/13
Nielsen Holdings N.V. P7 8.01,9.01 05/13/13
NII HOLDINGS INC DE 5.02,9.01 05/13/13
Noranda Aluminum Holding CORP DE 5.07 05/09/13
NORTHROP GRUMMAN CORP /DE/ 8.01 05/11/13
NUMEREX CORP /PA/ PA 5.02,9.01 05/13/13
NV ENERGY, INC. NV 1.01,5.02,5.07 05/08/13
O'Donnell Strategic Industrial REIT, 1.02 05/07/13
OGE ENERGY CORP. OK 8.01,9.01 05/08/13
OKLAHOMA GAS & ELECTRIC CO OK 8.01,9.01 05/08/13
OLD DOMINION FREIGHT LINE INC/VA VA 7.01,9.01 05/13/13
OLD LINE BANCSHARES INC MD 2.01,5.02,9.01 05/10/13
OLD LINE BANCSHARES INC MD 5.02,9.01 05/13/13
OLD LINE BANCSHARES INC MD 2.01,9.01 05/10/13 AMEND
OLD NATIONAL BANCORP /IN/ IN 7.01,9.01 05/13/13
OLIE INC DE 4.01 05/09/13
OLIE INC DE 8.01 05/10/13
OM GROUP INC DE 5.07 05/07/13
ONCOR ELECTRIC DELIVERY CO LLC DE 2.03,9.01 05/13/13
Oneida Financial Corp. MD 5.07,9.01 05/07/13
ONEOK INC /NEW/ OK 7.01,9.01 05/13/13
ONEOK Partners LP DE 7.01,9.01 05/13/13
ONLINE INTERNET NETWORK, INC. NV 8.01 05/13/13
Onstream Media CORP FL 8.01,9.01 05/13/13
OPTIMER PHARMACEUTICALS INC 1.01,5.02,9.01 05/13/13
ORCHARD SUPPLY HARDWARE STORES CORP DE 3.01 05/08/13
OUTDOOR CHANNEL HOLDINGS INC 8.01 05/13/13
Patriot Berry Farms, Inc. NV 1.01,9.01 05/08/13
PDI INC 2.02,9.01 05/13/13
People's United Financial, Inc. DE 7.01,9.01 05/13/13
PERNIX THERAPEUTICS HOLDINGS, INC. MD 1.01,2.03,9.01 05/08/13
PetroLogistics LP DE 5.02,9.01 05/07/13
PETROQUEST ENERGY INC DE 3.01 05/10/13
PETSMART INC DE 5.02,9.01 05/08/13
PHOTOMEDEX INC 1.01 05/13/13
Piedmont Office Realty Trust, Inc. MD 1.01,2.03,8.01,9.01 05/09/13
Pike Electric CORP 9.01 05/13/13
PIXELWORKS, INC OR 5.07 05/09/13
PLAINS EXPLORATION & PRODUCTION CO DE 8.01,9.01 05/13/13
PNM RESOURCES INC NM 5.07 05/09/13
POLYMER GROUP INC DE 2.02 05/09/13
Post Holdings, Inc. MO 2.02,9.01 05/13/13
PostRock Energy Corp DE 5.02,5.07 05/07/13
PowerShares DB G10 Currency Harvest F DE 8.01,9.01 05/10/13
PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,8.01,9.01 05/13/13
PRO DEX INC CO 2.02,9.01 03/31/13
PROTECTIVE LIFE CORP DE 5.07 05/13/13
pSivida Corp. DE 2.02,9.01 05/13/13
PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 05/13/13
PULTEGROUP INC/MI/ MI 5.02,5.07,9.01 05/08/13
QUAINT OAK BANCORP INC 5.07,9.01 05/08/13
QUALSTAR CORP CA 5.02,9.01 05/07/13
RadNet, Inc. DE 2.02,9.01 05/10/13
RAINMAKER SYSTEMS INC DE 2.02,7.01,9.01 05/13/13
REGIONS FINANCIAL CORP DE 8.01,9.01 05/13/13
RENT A CENTER INC DE 5.07 05/09/13
Restoration Hardware Holdings Inc DE 5.08,7.01,9.01 05/10/13
REX ENERGY CORP DE 5.02,5.07,9.01 05/08/13
REYNOLDS AMERICAN INC 5.03,5.07,9.01 05/09/13
RUDOLPH TECHNOLOGIES INC DE 8.01 05/13/13
Ruths Hospitality Group, Inc. DE 1.01,9.01 05/08/13
S&W Seed Co NV 2.02,9.01 05/13/13
SARATOGA RESOURCES INC /TX TX 2.02,7.01,9.01 05/13/13
SCANA CORP SC 7.01,9.01 05/13/13
SCOTTS LIQUID GOLD INC CO 5.02 05/07/13
SELECT MEDICAL HOLDINGS CORP 7.01,8.01,9.01 05/13/13
SERVICE CORPORATION INTERNATIONAL TX 5.07 05/13/13
SERVOTRONICS INC /DE/ DE 2.02,9.01 05/13/13
SHUTTERFLY INC DE 1.01,8.01 05/10/13
SKYWORKS SOLUTIONS, INC. DE 5.02,5.07,9.01 05/07/13
SLM Student Loan Trust 2006-7 DE 8.01,9.01 05/13/13
SOLARCITY CORP DE 2.02,3.02,9.01 05/08/13
SolarWinds, Inc. DE 5.07 05/09/13
SONIC AUTOMOTIVE INC DE 1.01,2.03,7.01,9.01 05/09/13
SOTHEBYS DE 2.02,9.01 05/09/13
Spirit Airlines, Inc. DE 7.01 05/13/13
STAGE STORES INC NV 8.01,9.01 05/10/13
Standard Drilling, Inc. 01,3.02,4.01,5.01, 05/13/13 AMEND
5.02,5.06,9.01
STATE BANK FINANCIAL CORP GA 7.01,9.01 05/13/13
Stereotaxis, Inc. DE 2.02,9.01 05/13/13
STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 05/10/13
STONEMOR PARTNERS LP DE 1.01,2.03,7.01,9.01 05/08/13
Summer Infant, Inc. DE 2.02,9.01 05/13/13
Summit Midstream Partners, LP DE 2.02,9.01 05/13/13
Sunstone Hotel Investors, Inc. MD 2.02,9.01 05/07/13
SUPERNUS PHARMACEUTICALS INC DE 2.02,9.01 05/13/13
SUPERTEL HOSPITALITY INC VA 2.02,9.01 05/10/13
SUPREME INDUSTRIES INC DE 5.02,5.07 05/08/13
Sutor Technology Group LTD 2.02,7.01,9.01 05/13/13
SUTRON CORP VA 2.02,5.07,9.01 05/07/13
Swingplane Ventures, Inc. NV 9.01 02/15/13 AMEND
TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 05/13/13
TANDY LEATHER FACTORY INC DE 2.02,9.01 05/13/13
TECHE HOLDING CO LA 7.01,9.01 05/13/13
TECUMSEH PRODUCTS CO MI 7.01 05/13/13
TEL INSTRUMENT ELECTRONICS CORP NJ 3.01,9.01 05/07/13
TELEPHONE & DATA SYSTEMS INC /DE/ DE 5.02,9.01 05/10/13
TESSERA TECHNOLOGIES INC DE 7.01,9.01 05/13/13
TF FINANCIAL CORP PA 8.01,9.01 05/13/13
THERAGENICS CORP DE 8.01,9.01 05/12/13
THERAVANCE INC DE 7.01,9.01 05/13/13
Thompson Creek Metals CO Inc. A6 5.07 05/09/13
TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 05/13/13
TIANYIN PHARMACEUTICAL CO., INC. DE 9.01 05/08/13
TOLL BROTHERS INC DE 1.01,2.03,8.01,9.01 05/08/13
TOR MINERALS INTERNATIONAL INC DE 5.07 05/10/13
TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 5.07 05/09/13
TOYOTA MOTOR CREDIT CORP CA 7.01,9.01 05/13/13
TOYS R US INC DE 5.02 05/09/13
Transcept Pharmaceuticals Inc DE 8.01 05/13/13
Transocean Ltd. V8 5.02,8.01,9.01 05/13/13
TRC COMPANIES INC /DE/ DE 7.01,9.01 05/09/13
TRISTAR WELLNESS SOLUTIONS, INC. NV 1.01,2.01,3.02,9.01 05/10/13
TRUSTMARK CORP MS 5.07 05/07/13
U. S. Premium Beef, LLC 7.01,9.01 05/13/13
UNIGENE LABORATORIES INC DE 1.01,9.01 05/07/13
Unilife Corp DE 8.01,9.01 05/09/13
UNIVERSITY GENERAL HEALTH SYSTEM, INC NV 9.01 05/13/13
USA TECHNOLOGIES INC PA 2.02,9.01 05/10/13
Venoco, Inc. DE 5.07 05/08/13
Venture Lending & Leasing V, Inc. MD 5.07 05/13/13
Venture Lending & Leasing VI, Inc. MD 5.07 05/13/13
Venture Lending & Leasing VII, Inc. MD 5.07 05/13/13
VERAMARK TECHNOLOGIES INC DE 2.02,9.01 05/13/13
VERIZON COMMUNICATIONS INC DE 7.01 05/09/13
Victor Technologies Group, Inc. DE 9.01 05/10/13
VISANT CORP 2.02,9.01 05/13/13
VIVUS INC CA 5.02,5.03,8.01,9.01 05/09/13
Vocus, Inc. DE 1.01,3.03, 05/13/13
5.03,8.01,9.01
Vulcan Materials CO NJ 5.07 05/10/13
W270, INC. NV 5.03 05/13/13
Warner Chilcott plc 7.01,9.01 05/10/13
WARWICK VALLEY TELEPHONE CO NY 5.02 05/07/13
WEBSTER FINANCIAL CORP DE 8.01,9.01 05/08/13
WELLPOINT, INC IN 5.02,7.01 05/07/13
Western Gas Partners LP DE 8.01,9.01 05/13/13
WHITE MOUNTAIN TITANIUM CORP NV 5.02,9.01 05/08/13
WireCo WorldGroup Inc. 2.02 05/13/13
WMS INDUSTRIES INC /DE/ DE 5.07,8.01,9.01 05/10/13
XcelMobility Inc. NV 1.01,2.01,3.02,9.01 05/07/13
XL GROUP PLC L2 1.01,2.03,9.01 05/13/13
ZBB ENERGY CORP WI 2.02,9.01 05/13/13
ZIMMER HOLDINGS INC DE 5.02,5.07,9.01 05/07/13
ZIONS BANCORPORATION /UT/ UT 9.01 05/13/13
http://www.sec.gov/news/digest/2013/dig051413.htm
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