SEC News Digest, December 28, 2012

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Commission Announcements

Securities and Exchange Commission Suspends Trading in the Securities of Eight Issuers For Failure to Make Required Periodic Filings

The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EST on December 28, 2012 and terminating at 11:59 p.m. EST on January 11, 2013.

Desert Mining, Inc. (DSRM)
Eagle Broadband, Inc. (EAGB)
Endovasc, Inc. (EVSC)
Environmental Oil Processing Technology Corporation (EVOPQ)
Falcon Ridge Development, Inc. (FCNR)
Fellows Energy Ltd. (FLWE)
Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation) (FODL)
Golden Autumn Holdings, Inc. (GAHI)

The Commission temporarily suspended trading in the securities of these eight issuers due to a lack of current and accurate information about the companies because they have not filed periodic reports with the Commission in over two years. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act).

The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies.

Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action.

If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-68545)

Securities and Exchange Commission Suspends Trading in the Securities of Southridge Enterprises, Inc.

The Securities and Exchange Commission (“Commission”) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the "Exchange Act"), of trading in the securities of Southridge Enterprises, Inc. ("Southridge"), of Dallas, Texas, commencing at 9:30 a.m. EST on December 28, 2012, and terminating at 11:59 p.m. EST on January 11, 2013.

The Commission temporarily suspended trading in the securities of Southridge because of questions regarding the accuracy of statements made by Southridge in press releases to investors concerning, among other things, the company’s business operations and arrangements, including certain claims regarding a joint partnership and an arrangement to obtain funding and to change the listing venue for Southridge stock.

The Commission cautions broker-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company.

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to Southridge’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action.

Any broker-dealer or other person with information relating to this matter is invited to contact Osman Handoo, Senior Counsel, in the Washington, D.C. office of the Securities and Exchange Commission, at (202) 551-4536. (Rel. 34-68546)

Enforcement Proceedings

Commission Orders Hearings on Registration Suspension or Revocation Against Eight Companies for Failure to Make Required Periodic Filings

In conjunction with this trading suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of eight companies for failure to make required periodic filings with the Commission:

Desert Mining, Inc. (DSRM)
Eagle Broadband, Inc. (EAGB)
Endovasc, Inc. (EVSC)
Environmental Oil Processing Technology Corporation (EVOPQ)
Falcon Ridge Development, Inc. (FCNR)
Fellows Energy Ltd. (FLWE)
Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation) (FODL)
Golden Autumn Holdings, Inc. (GAHI)

In this Order, the Division of Enforcement (Division) alleges that the eight issuers are delinquent in their required periodic filings with the Commission.

In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-68544; File No. 3-15160)

INVESTMENT COMPANY ACT RELEASES

Foreside Advisor Services, LLC, et al.

An order has been issued on application filed by Foreside Advisor Services, LLC, et al. to permit: (a) certain open-end management investment companies or series thereof to issue shares (Shares) redeemable in large aggregations only (Creation Units); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. (Rel. IC-30318 - December 27)

Orders of Deregistration Under The Investment Company Act of 1940

Orders have been issued under Section 8(f) of the Investment Company Act of 1940 declaring that each of the following has ceased to be an investment company:

Triangle Fund LLC [File No. 811-22637]
[Rel. No. IC-30319]
del Ray Global Investors Funds [File No. 811-22434]
[Rel. No. IC-30320]
Kayne Anderson Energy/Infrastructure Fund, Inc. [File No. 811-22065]
[Rel. No. IC-30321]
Defined Asset Funds Corporate Income Fund 10th Insured Series [File No. 811-2295]
[Rel. No. IC-30322]
Uncommon Values Unit Trust 1985 Series & Subsequent & Similar Series [File No. 811-4281]
[Rel. No. IC-30323]
Penn State Tax Exempt Investment Trust Series 1 [File No. 811-2787]
[Rel. No. IC-30324]
Shearson Lehman Brothers Unit Trusts High Yield Municipal Series 1 [File No. 811-5208]
[Rel. No. IC-30325]
Equity Opportunity Trust Growth Stock Series 1 [File No. 811-3722]
[Rel. No. IC-30326]
Hatteras Sector Select Fund [File No. 811-22614]
[Rel. No. IC-30327]
Hatteras Sector Select Institutional Fund [File No. 811-22615]
[Rel. No. IC-30328]
EM Capital Management, LLC [File No. 811-22687]
[Rel. No. IC-30329]
Global Investor Trust [File No. 811-22694]
[Rel. No. IC-30330]

SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by BATS Exchange, Inc. to extend the penny pilot program (SR-BATS-2012-048) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68516)

A proposed rule change, (SR-BX-2012-076), filed by NASDAQ OMX BX, Inc., relating to extension of the Exchange’s Penny Pilot Program has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68518)

A proposed rule change, (SR-Phlx-2012-143), filed by NASDAQ OMX PHLX LLC, relating to extension of the Exchange’s Penny Pilot Program and replacement of Penny Pilot issues that have been delisted become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68534)

A proposed rule change filed by New York Stock Exchange LLC amending the Price List to waive certain fees for Floor brokers for November and December 2012 (SR-NYSE-2012-71) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68538)

A proposed rule change filed by Chicago Board Options Exchange, Incorporated (SR-CBOE-2012-125) to extend its Credit Option Margin Pilot Program through January 17, 2014 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68539)

ICE Clear Europe Limited filed a proposed rule change (SR-ICEEU-2012-18) under Section 19(b)(1) of the Securities Exchange Act of 1934 to amend SPAN margin parameters for ICE OTC Natural Gas Liquids Contracts. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68540)

ICE Clear Europe Limited filed a proposed rule change (SR-ICEEU-2012-19) under Section 19(b)(1) of the Securities Exchange Act of 1934 related to Delivery Margin rates for physically deliverable contracts for Energy Clearing Members. Publication is expected in the Federal Register during the week of December 31. (Rel. 34-68541)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-8     SECURITY NATIONAL FINANCIAL CORP, PO BOX 57220, SALT LAKE CITY, UT, 
        84157, 8012641060 - 3,137,450 ($4,412.15) Equity, (File 333-185696 - 
        Dec. 27) (BR. 07C)

S-1     SeaWorld Entertainment, Inc., 9205 SOUTH PARK CENTER LOOP, SUITE 400, 
        ORLANDO, FL, 32819, (407) 226-5011 - 0 ($100,000,000.00) Equity, 
        (File 333-185697 - Dec. 27) (BR. 05)

S-8     EMCORE CORP, 10420 RESEARCH ROAD, SE, ALBUQUERQUE, NM, 87123, 
        505-332-5000 - 500,000 ($1,804,100.00) Equity, (File 333-185698 - 
        Dec. 27) (BR. 10A)

S-8     EMCORE CORP, 10420 RESEARCH ROAD, SE, ALBUQUERQUE, NM, 87123, 
        505-332-5000 - 1,000,000 ($4,245,000.00) Equity, (File 333-185699 - 
        Dec. 27) (BR. 10A)

S-3     APPLIED DNA SCIENCES INC, 25 HEALTH SCIENCES DRIVE, SUITE 113, 
        STONY BROOK, NY, 11790, 631 444 6861 - 0 ($27,520,161.08) Equity, 
        (File 333-185700 - Dec. 27) (BR. 06C)

S-3ASR  TAUBMAN CENTERS INC, 200 E LONG LAKE RD, SUITE 300 P O BOX 200, 
        BLOOMFIELD HILLS, MI, 48303-0200, 2482586800 - 
        1,319,716 ($102,370,370.12) Equity, (File 333-185702 - Dec. 27) 
        (BR. 08C)

S-8     PROGRESSIVE CORP/OH/, 6300 WILSON MILLS RD, MAYFIELD VILLAGE, OH, 
        44143, 4404615000 - 10,000,000 ($213,250,000.00) Equity, 
        (File 333-185703 - Dec. 27) (BR. 01B)

S-8     PROGRESSIVE CORP/OH/, 6300 WILSON MILLS RD, MAYFIELD VILLAGE, OH, 
        44143, 4404615000 - 7,500,000 ($159,937,500.00) Equity, 
        (File 333-185704 - Dec. 27) (BR. 01B)

S-8     THERAPEUTIC SOLUTIONS INTERNATIONAL, INC., 
        4093 OCEANSIDE BLVD, SUITE B, OCEANSIDE, CA, 92056, (760) 295-7208 - 
        12,000,000 ($360,000.00) Equity, (File 333-185712 - Dec. 27) (BR. 03B)

S-4     DJO Finance LLC, 1430 DECISION STREET, VISTA, CA, 92081, 760-727-1280 - 
        0 ($770,000,000.00) Debt, (File 333-185713 - Dec. 27) (BR. 10A)

S-1     Li3 Energy, Inc., AV. PARDO Y ALIAGA, 699 OF. 802, LIMA 27, R5, 00000, 
        011 (511) 212-1880 - 127,850,000 ($6,392,500.00) Equity, 
        (File 333-185714 - Dec. 27) (BR. 06C)

S-4     MARKEL CORP, 4521 HIGHWOODS PARKWAY, GLEN ALLEN, VA, 23060-3382, 
        8047470136 - 0 ($1,956,777,230.00) Equity, (File 333-185715 - Dec. 27) 
        (BR. 01B)

S-8     RAINMAKER SYSTEMS INC, 900 EAST HAMILTON AVENUE, SUITE 400, CAMPBELL, 
        CA, 95008, 4086263800 - 1,250,000 ($816,500.00) Equity, 
        (File 333-185716 - Dec. 27) (BR. 08C)

S-8     KEYW HOLDING CORP, 7740 MILESTONE PARKWAY,, SUITE 400, HANOVER, MD, 
        21076, (443) 733-1600 - 2,000,000 ($25,040,000.00) Equity, 
        (File 333-185718 - Dec. 27) (BR. 03C)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

-----------------------------------------------------------------------------------------

ACADIA REALTY TRUST                     MD       2.01,9.01            12/20/12

ACCESS MIDSTREAM PARTNERS LP            DE       5.01,5.02,9.01       12/20/12

ACCURAY INC                             DE       1.01                 12/21/12

ACL SEMICONDUCTORS INC                           8.01,9.01            12/27/12

ACTIVE POWER INC                        DE       3.03,9.01            12/21/12

ADA-ES INC                              CO       1.01,8.01,9.01       12/21/12

ADCARE HEALTH SYSTEMS INC               OH       1.01,1.02,2.03       12/20/12

Aegerion Pharmaceuticals, Inc.          DE       8.01,9.01            12/21/12

AIR METHODS CORP                        DE       1.01,9.01            12/20/12

ALLBRITTON COMMUNICATIONS CO            DE       5.07                 12/21/12

AMERICAN GRAPHITE TECHNOLOGIES INC.     NV       2.01,5.06,9.01       12/24/12

American Realty Capital Properties, I   MD       7.01,9.01            12/27/12

American Realty Capital Trust, Inc.     DE       7.01,9.01            12/27/12

American Reprographics CO               DE       5.03,9.01            12/24/12

AMERICAN SAFETY INSURANCE HOLDINGS LT            2.02,9.01            12/27/12

AMERISTAR CASINOS INC                   NV       5.02                 12/26/12

AMYRIS, INC.                            DE       1.01,3.02            12/24/12

Ancestry.com Inc.                       DE       5.07,8.01,9.01       12/27/12

Antero Resources LLC                    DE       1.01,2.01,9.01       12/21/12

AUXILIUM PHARMACEUTICALS INC                     7.01,9.01            12/27/12

AV Homes, Inc.                          DE       5.02                 12/20/12

Babcock & Wilcox Co                     DE       7.01,9.01            12/27/12

BAY BANKS OF VIRGINIA INC               VA       8.01                 12/27/12

BAZI INTERNATIONAL, INC.                NV       9.01                 12/26/12    AMEND

BENACO, INC.                            NV       2.01,5.03,9.01       11/12/12    AMEND

BIO REFERENCE LABORATORIES INC          NJ       1.01,9.01            12/21/12

BIOANALYTICAL SYSTEMS INC               IN       1.01,2.02,9.01       12/21/12

Bonds.com Group, Inc.                   DE       5.07                 12/20/12

BRANDYWINE REALTY TRUST                 MD       8.01                 12/27/12

CALPINE CORP                            DE       5.02,9.01            12/21/12    AMEND

Cape Bancorp, Inc.                      MD       5.02,9.01            12/20/12

Capital Group Holdings, Inc.            MN       1.01                 09/06/12    AMEND

CAPITAL PROPERTIES INC /RI/             RI       2.03,9.01            12/20/12

CAREFUSION Corp                                  8.01                 12/27/12

CarePayment Technologies, Inc.          OR       1.01,9.01            12/20/12

CATALYST PHARMACEUTICAL PARTNERS, INC   DE       3.01,9.01            12/24/12

CC Media Holdings Inc                            1.01,2.03,9.01       12/24/12

Cellceutix CORP                         NV       7.01                 12/21/12

CENTERLINE HOLDING CO                   DE       5.02,9.01            12/21/12

Cereplast Inc                           NV       5.07                 12/21/12

CHEMBIO DIAGNOSTICS, INC.               NV       7.01,9.01            12/27/12

CHENIERE ENERGY INC                     DE       1.01,8.01,9.01       12/20/12

Cheniere Energy Partners, L.P.          DE       1.01,8.01,9.01       12/20/12

CHESAPEAKE ENERGY CORP                  OK       2.01,9.01            12/20/12

China Biologic Products, Inc.                    5.02                 12/27/12

CHINA RECYCLING ENERGY CORP                      8.01                 12/20/12

CHINA SHEN ZHOU MINING & RESOURCES, I   NV       5.02,5.07            12/20/12

CLEAR CHANNEL COMMUNICATIONS INC        TX       1.01,2.03,9.01       12/24/12

COMM 2012-CCRE5 Mortgage Trust          DE       9.01                 12/11/12    AMEND

COMMERCE GROUP CORP /WI/                         8.01                 12/19/12

CONAGRA FOODS INC /DE/                  DE       1.01,2.03,9.01       12/21/12

CONTINENTAL AIRLINES INC /DE/           DE       8.01,9.01            12/27/12

CORONADO BIOSCIENCES INC                DE       1.01,9.01            12/21/12

Cryoport, Inc.                          NV       8.01                 12/20/12

CSG SYSTEMS INTERNATIONAL INC           DE       1.01                 12/21/12

CUMULUS MEDIA INC                       DE       1.01,9.01            12/27/12

CVR ENERGY INC                          DE       1.01,1.02,2.03,9.01  12/20/12


DELTA APPAREL, INC                      GA       5.02                 12/21/12

Digital Cinema Destinations Corp.       DE       5.07                 12/27/12

DISH Network CORP                       NV       1.01,2.03,9.01       12/27/12

DORAL FINANCIAL CORP                    PR       5.02,9.01            12/26/12

Duke Energy CORP                        DE       7.01                 12/27/12

DUNE ENERGY INC                         DE       7.01,9.01            12/27/12

Energy Future Holdings Corp /TX/        TX       5.02                 12/20/12

ERHC Energy Inc                         CO       8.01,9.01            12/27/12

EV Energy Partners, LP                  DE       1.01,7.01,9.01       12/20/12

ExamWorks Group, Inc.                   DE       5.02                 12/21/12

FARMERS & MERCHANTS BANCORP INC         OH       5.02                 12/26/12

Federal Home Loan Bank of Atlanta       X1       2.03                 12/19/12

Federal Home Loan Bank of Boston        X1       2.03                 12/20/12

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01            12/27/12

Federal Home Loan Bank of Indianapoli   X1       5.02                 12/27/12

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01            12/24/12

FIDELITY SOUTHERN CORP                  GA       5.02,9.01            12/21/12

First Connecticut Bancorp, Inc.         MD       7.01,9.01            12/27/12

FLUIDIGM CORP                           DE       1.01,9.01            12/21/12
FTI CONSULTING INC                      MD       8.01,9.01            12/27/12

Fushi Copperweld, Inc.                  NV       3.01,3.03,5.01,5.02, 12/26/12
                                                 5.03,9.01
     
GALLAGHER ARTHUR J & CO                 DE       8.01,9.01            12/27/12

GEORGIA GULF CORP /DE/                  DE       8.01                 12/27/12

GLOBAL EARTH ENERGY, INC.               NV       1.01,9.01            12/27/12

Global Growth Trust, Inc.               MD       1.01,2.01,2.03,9.01  12/20/12

GOLDEN STAR RESOURCES LTD                        5.02                 12/20/12

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01,9.01            12/21/12

Graymark Healthcare, Inc.               OK       4.01                 12/21/12

GSE SYSTEMS INC                         DE       5.02,9.01            12/20/12

HARDINGE INC                            NY       1.01                 12/20/12

HARDINGE INC                            NY       1.01,2.03            12/20/12

HEALTH DISCOVERY CORP                   2Q       5.02                 12/18/12

HINTO ENERGY, INC                       WY       1.01,3.02,8.01       12/18/12

HUDSON TECHNOLOGIES INC /NY             NY       5.02                 12/20/12

ICAHN ENTERPRISES L.P.                  DE       8.01                 12/20/12

IGI LABORATORIES, INC                   DE       1.01,3.02,9.01       12/20/12

IMAGE SENSING SYSTEMS INC               MN       1.01,9.01            12/24/12

INFERX CORP                             DE       5.02,9.01            12/21/12

Infinity Resources Holdings Corp.       NV       9.01                 10/17/12    AMEND

Infor, Inc.                                      5.02                 12/20/12

INFORMATION SYSTEMS ASSOCIATES, INC.    FL       5.02                 12/26/12

Innophos Holdings, Inc.                          1.01,8.01            12/21/12

INREIT Real Estate Investment Trust     ND       1.01,9.01            12/20/12

INTERCONTINENTALEXCHANGE INC            DE       1.01                 12/20/12

INVACARE CORP                           OH       2.05,8.01,9.01       12/21/12

KANSAS CITY SOUTHERN                    DE       7.01,9.01            12/26/12

LBI MEDIA HOLDINGS INC                           7.01,9.01            12/27/12

LIN TV CORP.                            DE       1.01,2.03,9.01       12/24/12

M I HOMES INC                           OH       5.02,9.01            12/27/12

MAGICJACK VOCALTEC LTD                  L3       8.01                 12/27/12

MARVELL TECHNOLOGY GROUP LTD            D0       8.01,9.01            12/26/12

MCMORAN EXPLORATION CO /DE/             DE       8.01,9.01            12/27/12

MidWestOne Financial Group, Inc.        IA       5.02,9.01            12/27/12

MOBILE MINI INC                         DE       5.02                 12/26/12

MONROE CAPITAL Corp                     MD       2.03,7.01,9.01       12/26/12

MS STRUCTURED ASSET CORP CBT SERIES 2   DE       8.01,9.01            12/26/12

MS STRUCTURED ASSET CORP CBT SERIES 2   DE       8.01,9.01            12/27/12

MSB FINANCIAL CORP.                     X1       5.02                 12/26/12

MUNICIPAL MORTGAGE & EQUITY LLC         DE       5.02                 12/20/12

NANOVIRICIDES, INC.                     NV       1.01,9.01            12/21/12

New Mountain Finance Corp               DE       7.01,9.01            12/27/12

NEWS CORP                                        8.01,9.01            12/27/12

NGP Capital Resources Co                MD       3.01                 09/25/12    AMEND

NIKE INC                                OR       2.02,9.01            12/20/12

NYSE Euronext                           DE       1.01                 12/20/12

Oaktree Capital Group, LLC              DE       1.01,1.02,2.03,9.01  12/21/12

OMEROS CORP                             WA       8.01,9.01            12/27/12

Onstream Media CORP                     FL       3.03,5.03,9.01       12/21/12

ORBCOMM Inc.                            DE       1.01,1.02            12/21/12

ORIGINOIL INC                           NV       1.01                 12/20/12

OXIGENE INC                             DE       3.01,5.07,8.01,9.01  12/21/12

PALADIN REALTY INCOME PROPERTIES INC    MD       8.01                 12/24/12

Panache Beverage, Inc.                           1.01,2.03,3.02,5.02  12/21/12

PAREXEL INTERNATIONAL CORP              MA       1.01,2.03,9.01       12/20/12

PATRIOT TRANSPORTATION HOLDING INC      FL       1.01,2.03            12/27/12

PediatRx Inc.                           NV       5.02                 12/27/12

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA       8.01                 12/21/12

Petron Energy II, Inc.                  NV       8.01                 12/27/12

PINNACLE AIRLINES CORP                  DE       1.01                 12/26/12

PostRock Energy Corp                    DE       7.01,9.01            12/27/12

PPG INDUSTRIES INC                      PA       8.01,9.01            12/27/12

QUALSTAR CORP                           CA       1.01                 12/27/12

RECOVERY ENERGY, INC.                   NV       7.01,9.01            12/27/12

Revel AC, Inc.                          DE       1.01,2.03,3.03,7.01, 12/20/12
                                                 9.01
          
Revolution Lighting Technologies, Inc   DE       1.01,2.01,2.04,3.02, 12/20/12
                                                 3.03,5.03,9.01

ROBBINS & MYERS, INC.                   OH       5.07,8.01,9.01       12/27/12

ROYAL CARIBBEAN CRUISES LTD                      8.01,9.01            12/27/12

RR Donnelley & Sons Co                  DE       5.02                 12/27/12

RVPlus Inc.                             DE       1.01,9.01            12/27/12

SAFEGUARD SCIENTIFICS INC               PA       1.01,9.01            12/21/12

SALISBURY BANCORP INC                   CT       5.02,9.01            12/21/12

Santander Holdings USA, Inc.            VA       8.01,9.01            12/27/12

SEABOARD CORP /DE/                      DE       1.02,5.02            12/21/12

SECURITY NATIONAL FINANCIAL CORP        UT       8.01,9.01            12/19/12

Shire plc                                        8.01,9.01            12/27/12

SIMPSON MANUFACTURING CO INC /CA/       DE       8.01                 12/21/12

SMITH & WESSON HOLDING CORP             NV       8.01,9.01            12/27/12

SOLIGENIX, INC.                         DE       1.01,9.01            12/20/12

SOUTHWEST BANCORP INC                   OK       5.02,5.03,9.01       12/20/12

SPIRE Corp                              MA       1.01,3.01            12/20/12

Steadfast Income REIT, Inc.             MD       1.01,2.01,2.03,7.01, 12/20/12
                                                 9.01
          
STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            12/17/12

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            12/17/12

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            12/17/12

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            12/17/12

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            12/17/12

SUNTRUST BANKS INC                      GA       8.01,9.01            12/26/12

SUPREME INDUSTRIES INC                  DE       5.02                 12/21/12

Swisher Hygiene Inc.                    DE       5.02,9.01            12/21/12

SWORDFISH FINANCIAL, INC.               MN       5.02                 12/26/12

SYNCHRONOSS TECHNOLOGIES INC                     1.01,2.01,8.01,9.01  12/24/12

SYNERGY PHARMACEUTICALS, INC.           DE       8.01,9.01            12/27/12

SYNTHESIS ENERGY SYSTEMS INC            DE       1.01,8.01,9.01       12/21/12

TAIWAN FUND INC                         DE       7.01,9.01            11/30/12

TEAM HEALTH HOLDINGS INC.               DE       8.01,9.01            12/19/12

TELOS CORP                              MD       8.01,9.01            12/18/12

TESORO CORP /NEW/                       DE       5.02,9.01            12/20/12

TESSCO TECHNOLOGIES INC                 DE       5.02,9.01            12/25/12

Texas Rare Earth Resources Corp.        DE       8.01                 12/27/12

Timberline Resources Corp               DE       7.01,9.01            12/26/12

Tonix Pharmaceuticals Holding Corp.     NV       1.01,3.02,8.01,9.01  12/21/12

Tonix Pharmaceuticals Holding Corp.     NV       1.01,3.02,8.01,9.01  12/21/12    AMEND

TORVEC INC                              NY       5.02,9.01            12/20/12

TrovaGene Inc.                          DE       7.01,9.01            12/27/12

ULURU INC.                              NV       1.01,3.02,7.01,9.01  12/27/12

UMH PROPERTIES, INC.                    MD       7.01,9.01            12/27/12

United Continental Holdings, Inc.       DE       7.01,9.01            12/27/12

United Financial Bancorp, Inc.                   8.01                 12/20/12

United States 12 Month Natural Gas Fu            7.01,9.01            12/27/12

United States 12 Month Oil Fund, LP              7.01,9.01            12/27/12

United States Brent Oil Fund, LP        DE       7.01,9.01            12/27/12

United States Commodity Index Funds T   DE       7.01,9.01            12/27/12

United States Diesel-Heating Oil Fund   DE       7.01,9.01            12/27/12

United States Gasoline Fund, LP         DE       7.01,9.01            12/27/12

United States Natural Gas Fund, LP               7.01,9.01            12/27/12

United States Oil Fund, LP              DE       7.01,9.01            12/27/12

United States Short Oil Fund, LP        DE       7.01,9.01            12/27/12

UNS Energy Corp                         AZ       8.01                 12/21/12

usell.com, Inc.                         DE       5.02                 12/21/12

USG CORP                                DE       8.01                 12/27/12

VMWARE, INC.                            DE       5.07                 12/24/12

WEBSTER FINANCIAL CORP                  DE       5.02,9.01            12/21/12

WELLS FARGO & COMPANY/MN                DE       9.01                 12/27/12

Wheeler Real Estate Investment Trust,   MD       1.01,9.01            12/20/12

ZaZa Energy Corp                        DE       2.01,7.01,9.01       12/27/12

http://www.sec.gov/news/digest/2012/dig122812.htm

SEC News Digest