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Commission announcementsCommission Issues Financial Literacy Study Mandated by the Dodd-Frank ActThe Commission today issued a staff study, mandated by the Dodd-Frank Act, with findings on what investors want to know about financial professionals and investment products and services, and when and how investors want to receive such information. (Rel. 2012-172) Commission MeetingsFollowing is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Closed Meeting on Thursday, September 6, 2012 at 2:00 p.m. The subject matter of the Closed Meeting scheduled for Thursday, September 6, 2012 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. Commission Approves Revisions to EDGAR Filer Manual.The EDGAR system was updated to Release 12.1 and, as such, the EDGAR Filer Manual has been updated to share the appropriate information with the filers. For EDGAR Release 12.1, the revisions are being made primarily to support submission of Confidential Registration Statements; require Form ID authentication documents in PDF format; automate LTID generation for Large Trader Registrations; support minor updates to Form D and Form 13H; remove superseded XBRL Taxonomies; remove the OMB expiration date from Form TA-1, TA-2, TA-W, and 25-NSE; and submission of request of unused funds. (Rel. 33-9353). ENFORCEMENT PROCEEDINGSDelinquent Filers' Stock Registrations RevokedThe registrations of the registered securities of Redcell Power Corp., Regency Property Group, Inc. (f/k/a Island Residences Club, Inc.), Riddle Records, Inc., Wareforce.com, Inc., and Whistler, Inc., have been revoked. Each had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-67757; File No. 3-14969). SELF-REGULATORY ORGANIZATIONSApproval Of Proposed Rule ChangeThe Commission approved a proposed rule change filed by NASDAQ OMX PHLX LLC (SR-Phlx-2012-78) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 regarding strike price intervals in the short term options program. Publication is expected in the Federal Register during the week of September 3rd. (Rel. 34-67753) The Commission approved a proposed rule change, as modified by Amendment No. 1, filed by International Securities Exchange, LLC (SR-ISE-2012-33) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 regarding strike price intervals for certain option classes. Publication is expected in the Federal Register during the week of September 3rd. (Rel. 34-67754). The Commission approved a proposed rule change, as Modified by Amendment No. 1, submitted by BATS-Y Exchange, Inc. (SR-BYX-2012-012) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to adopt a new Market Maker Peg Order available to exchange market makers. Publication is expected in the Federal Register during the week of September 3rd. (Rel. 34-67755) The Commission approved a proposed rule change, as Modified by Amendment No. 1, submitted by BATS Exchange, Inc. (SR-BATS-2012-026) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to adopt a new Market Maker Peg Order available to exchange market makers. Publication is expected in the Federal Register during the week of September 3rd. (Rel. 34-67756) The Commission issued a notice of filing of Amendment No. 1 and granted accelerated approval to a proposed rule change, as modified by Amendment No. 1, submitted by the Financial Industry Regulatory Authority, Inc. (SR-FINRA-2012-024), pursuant to Rule 19b-4 of the Securities Exchange Act of 1934, relating to FINRA Rule 4210 (Margin Requirements). Publication is expected in the Federal Register during the week of September 3rd. (Rel. 34-67751) The Commission approved a proposed rule change (SR€‘CBOE-2012-043) submitted by the Chicago Board Options Exchange, Incorporated, under Rule 19b-4 of the Securities Exchange Act of 1934, relating to the spread margin rules. Publication is expected in the Federal Register during the week of September 3rd. (Rel. 34-67752) INVESTMENT COMPANY ACT RELEASESPruco Life Insurance Company, Et Al. A notice has been issued giving interested persons until September 19, 2012 to request a hearing on an application filed by Pruco Life Insurance Company (“Pruco Life”), Pruco Life Flexible Premium Variable Annuity Account (“Pruco Life Variable Annuity Account”), Pruco Life Insurance Company of New Jersey (“Pruco Life of New Jersey”), Pruco Life of New Jersey Flexible Premium Variable Annuity Account (“PLNJ Variable Annuity Account”), Prudential Annuities Life Assurance Corporation (“Prudential Annuities”), Prudential Annuities Life Assurance Corporation Variable Account B (“Variable Account B”), Allstate Life Insurance Company (“Allstate Life”), Allstate Financial Advisors Separate Account I (“Separate Account I”), Allstate Life Insurance Company of New York (“Allstate New York” and collectively with Pruco Life, Pruco Life of New Jersey, Prudential Annuities and Allstate Life, the “Insurance Companies”), Allstate Life of New York Separate Account A (“Separate Account A” and collectively with Pruco Life Variable Annuity Account, PLNJ Variable Annuity Account, Variable Account B and Separate Account I, the “Separate Accounts”), and Advanced Series Trust (“AST”). The Insurance Companies and the Separate Accounts seek an order pursuant to Section 26(c) of the Investment Company Act of 1940 Act (“1940 Act”), approving the substitution of the securities of AST Franklin Templeton Founding Funds Allocation Portfolio for shares of the Franklin Templeton VIP Founding Funds Allocation Fund, a series of Franklin Templeton Variable Insurance Products Trust, held by the Separate Accounts to fund certain individual variable annuity contracts issued by the Insurance Companies. Pruco Life, Pruco Life of New Jersey, Prudential Annuities, Pruco Life Variable Annuity Account, PLNJ Variable Annuity Account, Variable Account B and AST seek an order pursuant to Section 17(b) of the 1940 Act exempting them from Section 17(a) of the Act to the extent necessary to permit them to engage in certain in-kind transactions in connection with the substitution. (Rel. IC-30186; August 29, 2012). SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-1 OvaScience, Inc., 215 FIRST STREET, SUITE 240, CAMBRIDGE, MA, 02142,
617-902-0682 - 0 ($41,968,756.50) Equity, (File 333-183602 - Aug. 29)
(BR. 01A)
S-8 APPLIED MICRO CIRCUITS CORP, 215 MOFFETT PARK DRIVE, SUNNYVALE, CA,
94089, 4085428694 - 14,810,567 ($75,610,948.40) Equity,
(File 333-183603 - Aug. 29) (BR. 10A)
S-1 Pivotal Group Inc., 3145 GREEN VALLEY ROAD, BIRMINGHAM, AL, 35243,
205-977-7755 - 950,000 ($950,000.00) Equity, (File 333-183604 -
Aug. 29) (BR. 01B)
N-2 TICC Capital Corp., 8 SOUND SHORE DR, SUITE 255, GREENWICH, CT, 06830,
2039835275 - 0 ($500,000,000.00) Equity, (File 333-183605 - Aug. 29)
(BR. 16)
S-8 American Electric Technologies Inc, 6410 LONG DRIVE, HOUSTON, TX,
77087, 713-644-8182 - 300,000 ($1,320,000.00) Equity,
(File 333-183609 - Aug. 29) (BR. 10A)
S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW STREET, SIMSBURY, CT, 06089,
860-547-5000 - 0 ($853,518,750.00) Other, (File 333-183610 - Aug. 29)
(BR. 01A)
S-8 PROCERA NETWORKS INC, 4121 CLIPPER COURT, FREMONT, CA, 94538,
510-230-2777 - 800,000 ($17,480,000.00) Equity, (File 333-183611 -
Aug. 29) (BR. 03C)
F-1 Amira Nature Foods Ltd., 29E, A.U. Tower, Jumeirah Lake Towers, Dubai,
C0, 00000, 9714-235-1755 - 0 ($100,000,000.00) Equity,
(File 333-183612 - Aug. 29) (BR. 04A)
S-11 Griffin Capital Net Lease REIT, Inc., 2121 ROSECRANS AVENUE,
SUITE 3321, EL SEGUNDO, CA, 90245, 310-606-5900 -
0 ($492,000,000.00) Equity, (File 333-183614 - Aug. 29) (BR. 08B)
S-1 C WOLTERS CONSULTANTS INC, 2980 S RAINBOW BLVD H-22, LAS VEGAS, NV,
89146, 702-595-6955 - 3,500,000 ($105,000.00) Equity,
(File 333-183615 - Aug. 29) (BR. )
S-8 FLOTEK INDUSTRIES INC/CN/, 2930 W. SAM HOUSTON PARKWAY N, SUITE 300,
HOUSTON, TX, 77043, 7138499911 - 0 ($5,945,000.00) Equity,
(File 333-183617 - Aug. 29) (BR. 06A)
F-3ASR PETROBRAS - PETROLEO BRASILEIRO SA, AVENIDA REPUBLICA DO CHILE 65,
RIO DE JANERIO RJ BR, D5, 20035-900, 55-21-534-4477 -
0 ($0.00) Unallocated (Universal) Shelf, (File 333-183618 - Aug. 29)
(BR. 04B)
S-3 JMP Group Inc., 600 MONTGOMERY STREET, SAN FRANCISCO, CA, 94111,
415-835-8900 - 0 ($1.00) Equity, (File 333-183619 - Aug. 29) (BR. 12A)
S-1 4G ENTERPRISES,INC., 800 TOWN & COUNTRY BLVD, STE 300, HOUSTON, TX,
77024, 832 267 9236 - 5,000,000 ($75,000.00) Equity, (File 333-183620 -
Aug. 29) (BR. )
S-3ASR HOME DEPOT INC, 2455 PACES FERRY ROAD, ATLANTA, GA, 30339-4024,
770-433-8211 - 0 ($0.00) Debt, (File 333-183621 - Aug. 29) (BR. 06C)
S-3 RACKSPACE HOSTING, INC., 5000 WALZEM RD., SAN ANTONIO, TX, 78218,
2103124000 - 45,895 ($2,722,032.00) Equity, (File 333-183622 - Aug. 29)
(BR. 03B)
RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. NAME OF ISSUER STATE 8K ITEM NUMBERS DATE COMMENT 30DC, INC. MD 7.01,9.01 08/27/12 3M CO DE 1.01,2.03,9.01 08/24/12 ADEPT TECHNOLOGY INC DE 2.02,9.01 08/29/12 ADVANCED MICRO DEVICES INC DE 5.02,9.01 08/28/12 ALTERRA CAPITAL HOLDINGS Ltd 7.01,9.01 08/29/12 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,7.01,9.01 08/27/12 AMERICAN SOFTWARE INC GA 2.02,9.01 08/29/12 Applied Visual Sciences, Inc. DE 8.01 08/29/12 ARBITRON INC DE 5.02,9.01 08/28/12 ARIBA INC DE 5.07,9.01 08/29/12 ARQULE INC DE 8.01 08/28/12 ASSOCIATED ESTATES REALTY CORP OH 8.01,9.01 08/28/12 ASSURED GUARANTY LTD D0 2.02 08/29/12 AXA EQUITABLE LIFE INSURANCE CO NY 8.01,9.01 08/29/12 BANK JOS A CLOTHIERS INC /DE/ DE 2.02,9.01 08/29/12 Bank of Commerce Holdings CA 5.02 07/19/12 AMEND BARFRESH FOOD GROUP INC. DE 8.01,9.01 08/29/12 BASSETT FURNITURE INDUSTRIES INC VA 8.01,9.01 08/29/12 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 08/29/12 BELDEN INC. DE 1.01,2.03,3.03,9.01 08/24/12 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 08/28/12 BOEING CO DE 5.03,9.01 08/27/12 Booz Allen Hamilton Holding Corp DE 7.01 08/29/12 BOSTON PROPERTIES LTD PARTNERSHIP DE 3.02 08/29/12 BROWN FORMAN CORP DE 2.02,9.01 08/29/12 CAMCO FINANCIAL CORP DE 5.07 08/28/12 CAREFUSION Corp 8.01,9.01 08/29/12 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 08/29/12 Chimera Energy Corp TX 8.01,9.01 08/28/12 China Precision Steel, Inc. CO 5.03,7.01,9.01 08/28/12 CHRISTOPHER & BANKS CORP DE 2.02,9.01 08/29/12 CHUY'S HOLDINGS, INC. DE 2.02,9.01 08/29/12 CLICKER INC. NV 1.01,2.03,3.02,9.01 08/28/12 CMS ENERGY CORP MI 7.01,9.01 08/29/12 COLDWATER CREEK INC DE 2.02,9.01 08/29/12 CONMED CORP NY 8.01 08/29/12 Conmed Healthcare Management, Inc. DE 2.01,3.01,3.03, 08/27/12 5.01,5.02,5.03,9.01 Cornerstone OnDemand Inc DE 5.07 06/04/12 AMEND CORONADO BIOSCIENCES INC DE 1.01,2.03,3.02,9.01 08/28/12 CROSSROADS SYSTEMS INC DE 2.02,9.01 08/29/12 CSG SYSTEMS INTERNATIONAL INC DE 5.02,9.01 08/24/12 CULP INC NC 2.02,9.01 08/29/12 DAEGIS INC. DE 2.02,9.01 08/28/12 DCP Midstream Partners, LP DE 5.02 08/28/12 Diversified Restaurant Holdings, Inc. NV 3.03,5.03,9.01 08/23/12 DLH Holdings Corp. NJ 1.01,5.02,9.01 08/23/12 DOUBLE CROWN RESOURCES INC. NV 5.02,9.01 08/27/12 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 08/28/12 Earn-A-Car Inc. NV 1.01,2.01,5.01, 12/07/11 AMEND 5.02,5.06,9.01 EASTMAN KODAK CO NJ 7.01,9.01 08/29/12 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 08/29/12 El Paso Pipeline Partners, L.P. DE 7.01 08/28/12 EMMIS COMMUNICATIONS CORP IN 5.02 08/23/12 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 08/29/12 EPLUS INC DE 8.01 08/24/12 EQUITY ONE, INC. 1.01,5.02,9.01 08/27/12 EQUITY RESIDENTIAL MD 5.02 08/28/12 EXELIXIS INC DE 8.01 08/29/12 FARMER BROTHERS CO CA 5.02 08/23/12 FBL FINANCIAL GROUP INC IA 5.02,7.01 08/29/12 AMEND Federal Home Loan Bank of Dallas 2.03,9.01 08/23/12 FedFirst Financial Corp 8.01,9.01 08/28/12 Feihe International Inc UT 5.02,9.01 08/23/12 FINANCIAL INSTITUTIONS INC NY 5.02,9.01 08/27/12 Finishing Touches Home Goods Inc. 2.01,2.03,9.01 06/14/12 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 5.07 08/23/12 FLOW INTERNATIONAL CORP WA 2.02,9.01 08/29/12 Flux Power Holdings, Inc. NV 1.01,2.01,4.01,5.01, 06/14/12 AMEND 5.02, 5.03,5.06,8.01,9.01 Fresh Market, Inc. DE 2.02,9.01 08/29/12 FutureFuel Corp. DE 1.01 08/28/12 G&K SERVICES INC MN 5.02 08/23/12 GALECTIN THERAPEUTICS INC NV 5.02,9.01 08/27/12 GELTOLOGY INC DE 1.01,2.01,3.02,4.01, 07/11/12 AMEND 5.01,5.02,5.06,8.01,9.01 General Finance CORP DE 8.01,9.01 08/29/12 GENESCO INC TN 2.02,9.01 08/29/12 GOLD RESOURCE CORP CO 5.02 08/27/12 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 08/24/12 GREAT SOUTHERN BANCORP INC MD 7.01 08/28/12 GreenHunter Energy, Inc. DE 1.01,3.02,9.01 08/27/12 GREENWAY MEDICAL TECHNOLOGIES INC 2.02,9.01 08/29/12 GRYPHON GOLD CORP NV 7.01,9.01 08/29/12 Hallwood Group Inc DE 1.01,9.01 08/24/12 HANGER, INC. DE 5.02,5.03,9.01 08/27/12 HARRIS CORP /DE/ DE 5.02,9.01 08/24/12 HEINZ H J CO PA 2.02,7.01,9.01 08/29/12 HELICOS BIOSCIENCES CORP DE 1.01,5.02,9.01 08/24/12 Homeland Security Capital CORP DE 1.01,3.03,5.02, 08/29/12 HORNBECK OFFSHORE SERVICES INC /LA DE 8.01,9.01 08/28/12 HOSPIRA INC DE 1.01 08/29/12 IAC/INTERACTIVECORP DE 8.01,9.01 08/26/12 IHS Inc. DE 1.01 08/29/12 INCYTE CORP DE 5.02 08/29/12 Industrial Income Trust Inc. MD 8.01 08/29/12 Innovaro, Inc. 3.01,9.01 08/24/12 INTERLEUKIN GENETICS INC DE 5.02,8.01,9.01 08/23/12 INTERLINE BRANDS, INC./DE DE 5.07,8.01,9.01 08/29/12 Investview, Inc. NV 1.01,2.03,3.02,9.01 08/17/12 AMEND IRIDEX CORP DE 5.02,9.01 08/24/12 ISLE OF CAPRI CASINOS INC DE 2.02,9.01 08/29/12 IXIA CA 2.01,8.01,9.01 08/24/12 IXYS CORP /DE/ DE 5.07 08/24/12 JOY GLOBAL INC DE 2.02,7.01,9.01 08/29/12 JTH Holding, Inc. DE 2.02,9.01 08/29/12 KNIGHT CAPITAL GROUP, INC. DE 5.02,9.01 08/27/12 LAKELAND BANCORP INC NJ 1.01,8.01,9.01 08/28/12 LANTRONIX INC DE 2.02,5.02,7.01,9.01 08/23/12 LML PAYMENT SYSTEMS INC A1 5.07 08/28/12 LTX-CREDENCE CORP MA 2.02,9.01 08/29/12 LTX-CREDENCE CORP MA 5.02 08/28/12 Lyons Liquors Inc. NV 8.01 08/29/12 MABCURE INC. NV 5.02 08/28/12 Maiden Holdings, Ltd. D0 5.03,8.01,9.01 08/22/12 MAP Pharmaceuticals, Inc. DE 8.01,9.01 08/29/12 Medefile International, Inc. NV 1.01,3.02,9.01 08/24/12 Mericol, Inc. NV 5.03,9.01 08/22/12 MONMOUTH REAL ESTATE INVESTMENT CORP MD 8.01,9.01 08/28/12 NAVARRE CORP /MN/ MN 8.01,9.01 08/29/12 NEW YORK MORTGAGE TRUST INC MD 8.01 08/29/12 NEW YORK TIMES CO NY 1.01,9.01 08/26/12 NEWS CORP 8.01,9.01 08/29/12 NORTHWEST BIOTHERAPEUTICS INC DE 7.01,9.01 08/23/12 Oak Valley Bancorp CA 7.01,9.01 08/29/12 ON4 COMMUNICATIONS INC. DE 5.02 07/23/12 Onteco Corp NV 5.03,9.01 08/27/12 ORRSTOWN FINANCIAL SERVICES INC PA 5.03,9.01 08/29/12 OXFORD INDUSTRIES INC GA 2.02,9.01 08/29/12 Pandora Media, Inc. DE 2.02,9.01 08/29/12 Parametric Sound Corp NV 7.01,9.01 08/28/12 Pike Electric CORP 5.02,9.01 08/23/12 Pivotal Group Inc. DE 2.01,3.02,5.02, 08/24/12 5.06,9.01 ProShares Trust II DE 8.01,9.01 08/29/12 RALCORP HOLDINGS INC /MO MO 7.01,9.01 08/29/12 RALPH LAUREN CORP DE 5.02,9.01 08/23/12 Real Goods Solar, Inc. CO 1.01,9.01 08/28/12 RED MOUNTAIN RESOURCES, INC. FL 3.02 08/28/12 REPUBLIC BANCORP INC /KY/ KY 1.02 08/27/12 REX AMERICAN RESOURCES Corp DE 2.02,9.01 08/29/12 SANDERSON FARMS INC MS 2.02,9.01 08/28/12 Sarepta Therapeutics, Inc. OR 5.02 08/23/12 SCHWAB CHARLES CORP DE 8.01,9.01 08/27/12 SEALED AIR CORP/DE DE 5.02,9.01 08/29/12 SEARS HOLDINGS CORP DE 8.01,9.01 08/28/12 SHILOH INDUSTRIES INC DE 1.01,5.02 08/23/12 SIMMONS FIRST NATIONAL CORP AR 8.01 08/27/12 SkyPeople Fruit Juice, Inc FL 2.02,9.01 08/29/12 Soltera Mining Corp. NV 3.02,7.01,9.01 08/20/12 Somaxon Pharmaceuticals, Inc. DE 1.01,1.02,7.01,9.01 08/24/12 Spectra Energy Partners, LP DE 5.02,9.01 08/28/12 SPECTRASCIENCE INC MN 1.01,2.03,3.02,7.01 08/28/12 Strike Axe, Inc DE 1.01,2.01,3.02,4.01, 11/29/11 AMEND 5.01,5.02,5.06,8.01,9.01 SUN HEALTHCARE GROUP INC DE 8.01,9.01 08/29/12 SUPERNUS PHARMACEUTICALS INC DE 8.01,9.01 08/29/12 TEREX CORP DE 8.01,9.01 08/29/12 TESSERA TECHNOLOGIES INC DE 5.02,5.03,7.01,9.01 08/29/12 Texas Rare Earth Resources Corp. NV 3.03,5.03,9.01 08/24/12 THERAPEUTIC SOLUTIONS INTERNATIONAL, NV 5.03,5.07 08/24/12 THQ INC DE 5.07 08/23/12 TIVO INC DE 2.02,9.01 08/29/12 Transcept Pharmaceuticals Inc DE 8.01 08/28/12 Travelport LTD D0 1.01,2.03,9.01 08/23/12 TrovaGene Inc. DE 7.01,9.01 08/29/12 U.S. RARE EARTHS, INC NV 5.02,8.01 08/23/12 U.S. SILICA HOLDINGS, INC. DE 7.01,9.01 08/29/12 United States 12 Month Natural Gas Fu 7.01,9.01 08/29/12 United States 12 Month Oil Fund, LP 7.01,9.01 08/29/12 United States Brent Oil Fund, LP DE 7.01,9.01 08/29/12 United States Commodity Index Funds T DE 7.01,9.01 08/29/12 United States Gasoline Fund, LP DE 7.01,9.01 08/29/12 United States Heating Oil Fund, LP DE 7.01,9.01 08/29/12 United States Natural Gas Fund, LP 7.01,9.01 08/29/12 United States Oil Fund, LP DE 7.01,9.01 08/29/12 United States Short Oil Fund, LP DE 7.01,9.01 08/29/12 UNIVERSAL INSURANCE HOLDINGS, INC. DE 5.02,9.01 08/23/12 US FUEL CORP NV 8.01 08/29/12 USA Graphite Inc. NV 5.03,9.01 08/28/12 VALERO ENERGY CORP/TX DE 7.01,9.01 08/29/12 Vera Bradley, Inc. 2.02,9.01 08/29/12 VERISIGN INC/CA DE 7.01,9.01 08/29/12 Viking Minerals Inc. NV 3.02 07/12/12 VISTEON CORP DE 1.02 08/24/12 Vitacost.com, Inc. DE 1.01,9.01 08/28/12 VRDT Corp DE 1.01,7.01,9.01 08/23/12 Vringo Inc DE 5.02 08/24/12 Wellness Center USA, Inc. NV 1.01,2.01,3.02, 08/24/12 5.01,5.02,9.01 WELLPOINT, INC IN 5.02,9.01 08/28/12 WELLS REAL ESTATE INVESTMENT TRUST II MD 8.01 08/29/12 WESTFIELD FINANCIAL INC MA 8.01,9.01 08/29/12 XRS Corp MN 3.01 08/23/12 ZALE CORP DE 2.02,9.01 08/29/12 Zeltiq Aesthetics Inc DE 5.02 08/23/12 ZIPREALTY INC 5.02 08/23/12
http://www.sec.gov/news/digest/2012/dig083012.htm
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