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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT A123 SYSTEMS, INC. DE 5.02 07/23/12 ABIOMED INC DE 1.01,7.01 07/27/12 ACACIA RESEARCH CORP DE 8.01 07/26/12 ACCELLENT INC 5.02 07/24/12 ACCURIDE CORP DE 2.02,7.01,9.01 07/26/12 ACELRX PHARMACEUTICALS INC DE 5.07 07/24/12 ACRO INC. NV 2.01,9.01 07/27/12 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 07/27/12 AETHLON MEDICAL INC NV 5.02,5.03,9.01 07/24/12 AETRIUM INC MN 2.02,9.01 07/26/12 AGILYSYS INC OH 2.02,7.01,9.01 07/26/12 AKAMAI TECHNOLOGIES INC DE 5.02 07/25/12 ALLEGHENY TECHNOLOGIES INC DE 8.01 07/27/12 Alliance Holdings GP, L.P. DE 2.02,9.01 07/27/12 ALLIANCE RESOURCE PARTNERS LP DE 2.02,9.01 07/27/12 Alon USA Energy, Inc. DE 1.01,5.02 07/20/12 Alpha Natural Resources, Inc. DE 1.04 07/25/12 ALST Casino Holdco, LLC DE 5.02 07/26/12 Altra Holdings, Inc. DE 2.02,9.01 07/27/12 AMARIN CORP PLC\UK X0 8.01,9.01 07/26/12 AMCOL INTERNATIONAL CORP DE 2.02,9.01 06/27/12 AMERICA FIRST TAX EXEMPT INVESTORS LP DE 8.01,9.01 07/26/12 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 07/27/12 AMERICAN EAGLE OUTFITTERS INC DE 1.01,5.02,9.01 07/25/12 AMERICAN EXPRESS CREDIT CORP DE 9.01 06/12/12 AMEND American Mining Corp NV 5.02 07/25/12 AMERICAN REALTY CAPITAL HEALTHCARE TR MD 1.01,2.01,2.03 07/26/12 American Realty Capital Trust III, In MD 2.03,9.01 07/26/12 AMERICAN REALTY INVESTORS INC NV 5.07 05/09/12 AMERICAN RESTAURANT CONCEPTS INC 4.02 07/18/12 AMEND American Standard Energy Corp. DE 1.01,2.03,3.02,9.01 07/23/12 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 5.02,5.07,9.01 07/26/12 AMERICAS CARMART INC TX 5.02,9.01 11/13/09 AMEND AMKOR TECHNOLOGY INC DE 2.02,7.01,9.01 07/26/12 AMPCO PITTSBURGH CORP PA 2.02,9.01 07/27/12 AmREIT, Inc. MD 1.01,5.03,9.01 07/23/12 AMSCAN HOLDINGS INC DE 5.01,8.01,9.01 07/27/12 AMSCAN HOLDINGS INC DE 5.01,8.01,9.01 07/27/12 ANIXTER INTERNATIONAL INC DE 8.01 07/27/12 AnythingIT, Inc. DE 5.02,9.01 07/24/12 Aon plc X0 2.02,9.01 07/27/12 Approach Resources Inc DE 2.02,9.01 07/27/12 ARCH COAL INC DE 2.02,9.01 07/27/12 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 07/27/12 Armour Residential REIT, Inc. MD 1.01,5.03,8.01,9.01 07/27/12 ASHLAND INC. KY 8.01,9.01 07/27/12 ASURE SOFTWARE INC DE 5.02 07/27/12 ATMOS ENERGY CORP TX 7.01,9.01 07/27/12 AUTHENTEC INC DE 1.01,8.01,9.01 07/26/12 AUTOBYTEL INC DE 8.01,9.01 07/26/12 AV Homes, Inc. DE 5.07 07/24/12 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 1.01,2.03 07/27/12 AXESSTEL INC NV 5.07 07/26/12 Bacterin International Holdings, Inc. DE 7.01,9.01 07/27/12 Bank of Commerce Holdings CA 2.02,9.01 07/27/12 BARNES GROUP INC DE 2.02 07/27/12 BASIC ENERGY SERVICES INC 2.02,9.01 07/26/12 BE AEROSPACE INC DE 1.01,5.02,5.07,9.01 07/23/12 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 07/27/12 BELDEN INC. DE 1.01,9.01 07/23/12 BELO CORP DE 2.02,9.01 07/27/12 BENCHMARK ELECTRONICS INC TX 2.02,9.01 07/26/12 BEST BUY CO INC MN 7.01,9.01 07/27/12 BillMyParents, Inc. CO 1.01,5.02,9.01 07/23/12 BioDrain Medical, Inc. MN 5.02 07/22/12 BofI Holding, Inc. DE 7.01,9.01 07/27/12 Bridgepoint Education Inc DE 8.01 07/25/12 BROWN FORMAN CORP DE 2.02,5.02,5.07,7.01, 07/26/12 9.01 BRYN MAWR BANK CORP PA 7.01,9.01 07/27/12 BSB Bancorp, Inc. MD 1.04,9.01 07/26/12 CALPINE CORP DE 2.02,9.01 06/27/12 CAMAC Energy Inc. DE 1.01,7.01,9.01 07/23/12 CAMCO FINANCIAL CORP DE 2.02,9.01 07/27/12 Car Charging Group, Inc. NV 8.01,9.01 07/17/12 CARROLLTON BANCORP MD 2.02,8.01,9.01 07/27/12 Cascade Springs Ltd. NV 2.01 07/27/12 CATERPILLAR INC DE 8.01,9.01 07/27/12 CATERPILLAR INC DE 8.01,9.01 07/27/12 AMEND CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 07/26/12 CC Media Holdings Inc 5.02,9.01 01/20/12 AMEND CELL THERAPEUTICS INC WA 5.02 07/25/12 CENTER BANCORP INC NJ 2.02,9.01 07/26/12 CenterState Banks, Inc. FL 5.02,9.01 07/27/12 ChemoCentryx, Inc. DE 5.02 07/24/12 Cheviot Financial Corp. MD 2.02,9.01 07/27/12 CHEVRON CORP DE 2.02 07/27/12 Chile Mining Technologies Inc. NV 8.01 07/27/12 CHINA RECYCLING ENERGY CORP 1.01 07/24/12 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 07/27/12 CHUY'S HOLDINGS, INC. DE 5.03,9.01 07/27/12 CINTAS CORP WA 5.02,9.01 07/24/12 CLEAR CHANNEL COMMUNICATIONS INC TX 5.02,9.01 01/20/12 AMEND Clear Channel Outdoor Holdings, Inc. DE 5.02,9.01 01/20/12 AMEND CLEARONE COMMUNICATIONS INC UT 4.01,9.01 07/23/12 CNL Healthcare Trust, Inc. MD 1.01,5.02 07/27/12 COBRA ELECTRONICS CORP DE 2.02,9.01 07/27/12 COCA COLA CO DE 5.03,9.01 07/27/12 Colfax CORP DE 2.02,9.01 07/27/12 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 07/27/12 Community Bankers Trust Corp DE 2.02,9.01 07/27/12 COMPUWARE CORP MI 2.02,9.01 07/24/12 COMSCORE, INC. DE 5.07 07/24/12 COVENTRY HEALTH CARE INC DE 2.02,9.01 07/27/12 CROWN DYNAMICS CORP DE 1.01,3.02,5.06,9.01 01/18/12 AMEND CROWN MEDIA HOLDINGS INC DE 2.02,9.01 07/27/12 CTPARTNERS EXECUTIVE SEARCH INC. DE 5.03,9.01 07/25/12 CVR ENERGY INC DE 5.02,9.01 07/23/12 CVR PARTNERS, LP DE 5.02,9.01 07/27/12 DAKOTA PLAINS HOLDINGS, INC. NV 1.01,2.01,3.02,5.01, 03/22/12 AMEND 5.02,5.03,9.01 DATARAM CORP NJ 2.02,9.01 07/27/12 DecisionPoint Systems, Inc. 1.01,5.02,9.01 07/23/12 Destination Maternity Corp DE 2.02,9.01 07/26/12 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 07/27/12 DIGAGOGO VENTURES CORP DE 5.02 07/23/12 Diversified Resources Inc. NV 5.01,5.02,8.01 07/25/12 Domtar CORP DE 2.02,9.01 07/27/12 DONALDSON CO INC DE 8.01,9.01 07/27/12 DONEGAL GROUP INC DE 2.02,9.01 07/27/12 DTE ENERGY CO MI 2.02,7.01,9.01 07/27/12 Duke Energy CORP DE 5.02,9.01 07/27/12 Dynastar Holdings, Inc. NV 1.01 07/23/12 Ecologic Transportation, Inc. 1.01 07/27/12 EDUCATION MANAGEMENT CORPORATION 5.02,9.01 07/27/12 ELECTRONIC ARTS INC. DE 5.07,9.01 07/26/12 ELRAY RESOURCES, INC. NV 1.01 07/27/12 EMPIRE DISTRICT ELECTRIC CO KS 8.01 07/26/12 EMPIRE GLOBAL CORP. DE 4.01,8.01,9.01 07/23/12 AMEND Emrise CORP DE 5.07,8.01 07/27/12 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 07/26/12 ENTRAVISION COMMUNICATIONS CORP DE 5.02 07/26/12 EVANS BANCORP INC NY 2.02,9.01 07/26/12 EXACT SCIENCES CORP DE 5.07 07/26/12 EXELON CORP PA 8.01,9.01 07/27/12 Exterra Energy Inc. NV 7.01,9.01 07/20/12 Federal Home Loan Bank of Chicago X1 2.02,7.01,9.01 07/27/12 Federal Home Loan Bank of San Francis X1 2.02,7.01,9.01 07/26/12 FIDELITY D & D BANCORP INC PA 2.02,9.01 07/27/12 FIRST BUSINESS FINANCIAL SERVICES, IN WI 2.02,9.01 07/26/12 FIRST COMMUNITY BANCSHARES INC /NV/ NV 2.02,7.01,8.01,9.01 07/25/12 FIRST DEFIANCE FINANCIAL CORP OH 5.03,9.01 07/23/12 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 07/27/12 FIRST NIAGARA FINANCIAL GROUP INC DE 7.01,9.01 07/26/12 FIRST POTOMAC REALTY TRUST MD 2.02,5.02,7.01,9.01 07/23/12 Firsthand Technology Value Fund, Inc. 5.07 07/27/12 FLUSHING FINANCIAL CORP DE 7.01,9.01 07/27/12 FORUM ENERGY TECHNOLOGIES, INC. DE 2.02,9.01 07/26/12 FORUM ENERGY TECHNOLOGIES, INC. DE 1.01,2.03,9.01 07/27/12 Fox Chase Bancorp Inc 2.02,9.01 07/25/12 FREDERICK COUNTY BANCORP INC MD 5.02,7.01,9.01 07/23/12 FREQUENCY ELECTRONICS INC DE 1.01,9.01 02/21/12 AMEND FSP 50 South Tenth Street Corp 1.01,2.03,9.01 07/27/12 GameStop Corp. DE 5.02,9.01 07/26/12 GE Dealer Floorplan Master Note Trust DE 1.01,9.01 07/25/12 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 07/25/12 GENERAL ELECTRIC CAPITAL CORP CT 3.03,8.01,9.01 07/25/12 GENTA INC DE/ DE 4.02 07/24/12 Georgia-Carolina Bancshares, Inc GA 7.01,9.01 07/27/12 GIGA TRONICS INC CA 8.01,9.01 07/27/12 Graystone Co DE 3.02 06/25/12 GREENMAN TECHNOLOGIES INC DE 5.07 07/23/12 Griffin-American Healthcare REIT II, MD 1.01,2.03,9.01 06/05/12 AMEND Guidance Software, Inc. DE 1.01,9.01 07/26/12 GULF ISLAND FABRICATION INC LA 2.02,9.01 07/26/12 GULF ISLAND FABRICATION INC LA 8.01,9.01 07/26/12 GULF ISLAND FABRICATION INC LA 5.02 07/26/12 GYMBOREE CORP DE 5.02 07/24/12 HANMI FINANCIAL CORP DE 5.07 07/26/12 HELMERICH & PAYNE INC DE 2.02,9.01 07/27/12 HERCULES OFFSHORE, INC. DE 2.02,9.01 07/27/12 HMN FINANCIAL INC DE 2.02,9.01 07/20/12 HMS HOLDINGS CORP 2.02,9.01 07/27/12 Home Federal Bancorp, Inc. MD 2.02,9.01 07/27/12 HomeStreet, Inc. WA 5.02,9.01 07/26/12 HOPFED BANCORP INC DE 2.02,9.01 07/26/12 Horizon Lines, Inc. 5.02,9.01 07/25/12 HORTON D R INC /DE/ DE 2.02,9.01 07/27/12 HOST HOTELS & RESORTS, INC. MD 8.01,9.01 01/01/11 AMEND HOUSTON AMERICAN ENERGY CORP DE 8.01,9.01 07/27/12 HPIL HOLDING NV 8.01,9.01 07/27/12 AMEND HSBC USA INC /MD/ MD 9.01 07/27/12 ICAHN ENTERPRISES L.P. DE 1.01,9.01 07/24/12 ICON ECI FUND FIFTEEN, L.P. DE 8.01 07/27/12 ICON Equipment & Corporate Infrastruc DE 8.01 07/27/12 ICON LEASING FUND TWELVE, LLC DE 8.01 07/27/12 ICONIX BRAND GROUP, INC. DE 2.02,9.01 07/25/12 IMPAC MORTGAGE HOLDINGS INC MD 5.07,7.01 07/24/12 Imprimis Pharmaceuticals, Inc. DE 1.01,5.02 07/24/12 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.07 05/09/12 INERGY L P DE 1.01,2.03,9.01 07/26/12 INSIGNIA SYSTEMS INC/MN MN 2.02,9.01 07/25/12 Integrated Freight Systems, Inc. FL 5.02,9.01 04/12/12 INTER PARFUMS INC DE 2.02 07/26/12 INTERACTIVE DATA CORP/MA/ DE 2.02,9.01 07/26/12 INTERNATIONAL BUSINESS MACHINES CORP NY 9.01 07/25/12 INTERPHASE CORP TX 2.02,9.01 07/26/12 INTUIT INC DE 5.02,8.01,9.01 07/24/12 IO World Media, Inc FL 3.03 07/26/12 Islet Sciences, Inc NV 1.01,9.01 07/23/12 ISTAR FINANCIAL INC MD 2.02,9.01 07/27/12 ITRONICS INC TX 8.01 07/17/12 AMEND J2 GLOBAL, INC. DE 1.01,2.03,8.01,9.01 07/26/12 JARDEN CORP DE 1.01,5.02,9.01 07/23/12 JPMORGAN CHASE & CO DE 5.02 07/27/12 KAYAK SOFTWARE Corp 3.02 07/25/12 KAYDON CORP DE 2.02,9.01 07/27/12 KEMET CORP DE 5.07 07/26/12 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 07/27/12 KEY ENERGY SERVICES INC MD 2.02,9.01 07/26/12 KEY TECHNOLOGY INC OR 2.02,9.01 07/26/12 KEY TECHNOLOGY INC OR 5.02 07/27/12 KKR & Co. L.P. DE 2.02,9.01 07/27/12 KRANEM CORP CO 1.01,2.01,3.02,4.01, 07/27/12 AMEND 5.01,5.02,5.06,9.01 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 9.01 07/24/12 AMEND KRONOS WORLDWIDE INC 7.01,9.01 07/26/12 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 07/27/12 LACLEDE GROUP INC MO 2.02,7.01,9.01 07/27/12 Lake Shore Bancorp, Inc. X1 8.01 07/25/12 LAKELAND BANCORP INC NJ 7.01,9.01 07/27/12 LaPorte Bancorp, Inc. X1 2.02,9.01 07/27/12 LEE ENTERPRISES, INC DE 5.02 07/23/12 LEGG MASON, INC. MD 2.02,9.01 07/27/12 Liberty Global, Inc. DE 7.01 07/27/12 Liberty Interactive Corp 8.01,9.01 07/25/12 Liberty Media Corp DE 7.01,9.01 07/25/12 Liberty Media Corp DE 7.01,9.01 07/25/12 AMEND LIFEPOINT HOSPITALS, INC. 2.02,9.01 07/27/12 Location Based Technologies, Inc. NV 8.01,9.01 07/24/12 LyondellBasell Industries N.V. P7 2.02,7.01,9.01 07/27/12 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 07/27/12 MAGELLAN MIDSTREAM PARTNERS LP DE 7.01,8.01,9.01 07/26/12 MAJIC WHEELS CORP 1.01,2.03,9.01 07/24/12 MATERION Corp 2.02,9.01 07/27/12 MCCLATCHY CO DE 9.01 07/27/12 MCKESSON CORP DE 5.07 07/25/12 MEDALLION FINANCIAL CORP DE 5.02 07/26/12 MEDALLION FINANCIAL CORP DE 5.07 07/26/12 AMEND Medical Care Technologies Inc. NV 1.01,1.02,2.03,2.04, 06/12/12 3.02,9.01 MEDISWIPE INC. DE 4.02 07/25/07 AMEND MERCHANTS BANCSHARES INC DE 7.01,9.01 07/25/12 Merck & Co. Inc. NJ 2.02,9.01 07/27/12 MERISEL INC /DE/ DE 5.02 07/27/12 MESA LABORATORIES INC /CO CO 9.01 05/15/12 AMEND METLIFE INC DE 5.02,9.01 07/23/12 MetroCorp Bancshares, Inc. TX 1.02 07/20/12 MIDDLEFIELD BANC CORP OH 2.02,9.01 07/26/12 MILLER ENERGY RESOURCES, INC. TN 5.02,7.01,9.01 07/26/12 ML MACADAMIA ORCHARDS L P DE 1.01 07/23/12 MONARCH CASINO & RESORT INC NV 2.02,9.01 07/26/12 Monotype Imaging Holdings Inc. DE 2.02,5.02,8.01,9.01 07/25/12 MOOG INC NY 2.02,9.01 07/27/12 MUELLER INDUSTRIES INC DE 8.01,9.01 07/27/12 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,9.01 07/20/12 NET TALK.COM, INC. FL 3.02,5.02,9.01 07/25/12 NEULION, INC. 1.01,9.01 07/23/12 Neuralstem, Inc. DE 5.02,8.01,9.01 07/25/12 NEWELL RUBBERMAID INC DE 2.02,9.01 07/27/12 NEWMONT MINING CORP /DE/ DE 2.02,9.01 07/26/12 NEWPARK RESOURCES INC DE 2.02,9.01 07/26/12 NEWS CORP 8.01,9.01 07/27/12 NEXTERA ENERGY INC FL 5.02 07/26/12 NII HOLDINGS INC DE 5.02 07/25/12 NORTHEAST BANCORP /ME/ ME 8.01 06/30/12 NORTHRIDGE VENTURES INC. 5.02 07/25/12 NORTHRIDGE VENTURES INC. 5.02 07/25/12 AMEND NOVAGEN SOLAR INC. NV 1.01 06/24/12 NuStar Energy L.P. DE 2.02,9.01 07/27/12 NuStar GP Holdings, LLC DE 2.02,9.01 07/27/12 Nutrastar International Inc. NV 5.07,9.01 07/27/12 NV ENERGY, INC. NV 2.02,7.01,9.01 07/27/12 OCLARO, INC. DE 2.01,5.02,5.07,7.01, 07/23/12 9.01 Oconee Federal Financial Corp. 8.01,9.01 07/26/12 OHIO VALLEY BANC CORP OH 2.02,9.01 06/30/12 OLD LINE BANCSHARES INC MD 2.02,9.01 07/26/12 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 07/26/12 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 07/27/12 OmniAmerican Bancorp, Inc. MD 2.02,9.01 07/27/12 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 07/27/12 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 07/27/12 ONEOK INC /NEW/ OK 7.01,8.01,9.01 07/27/12 ONEOK Partners LP DE 7.01,8.01,9.01 07/27/12 Opera Jet International Ltd DE 2.01,3.02,5.06,9.01 02/06/12 AMEND OPNEXT INC 2.01,3.01,3.03,5.01, 07/23/12 5.02,5.03,9.01 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 07/26/12 ORRSTOWN FINANCIAL SERVICES INC PA 5.02 07/26/12 Oxford Resource Partners LP DE 7.01,9.01 07/27/12 P&F INDUSTRIES INC DE 1.01,9.01 07/24/12 PALMETTO BANCSHARES INC SC 2.02,9.01 07/27/12 PARK ELECTROCHEMICAL CORP NY 5.07 07/24/12 PARKE BANCORP, INC. NJ 2.02,9.01 07/27/12 PATRIOT SCIENTIFIC CORP DE 8.01,9.01 07/24/12 Pazoo, Inc. 3.02,7.01,9.01 07/27/12 PediatRx Inc. NV 1.01,2.03,9.01 07/25/12 PENN VIRGINIA RESOURCE PARTNERS L P DE 5.02 07/24/12 PENSON WORLDWIDE INC DE 3.01,5.02 07/24/12 PEOPLES BANCORP OF NORTH CAROLINA INC NC 2.02,9.01 07/27/12 PEOPLES FINANCIAL CORP /MS/ MS 8.01,9.01 07/27/12 PEP BOYS MANNY MOE & JACK PA 7.01,9.01 07/27/12 PHOTOTRON HOLDINGS, INC. DE 1.01,2.01,2.03,9.01 07/23/12 PILGRIMS PRIDE CORP DE 2.02,9.01 07/27/12 PILGRIMS PRIDE CORP DE 7.01 07/27/12 POKERTEK, INC. NC 1.01,9.01 07/23/12 PREMIER FINANCIAL BANCORP INC KY 7.01,9.01 07/27/12 PREMIER HOLDING CORP. NV 5.02 07/27/12 PRIME GLOBAL CAPITAL GROUP Inc NV 2.01,9.01 07/26/12 PRINCIPAL FINANCIAL GROUP INC DE 2.02,9.01 07/26/12 PROSPERITY BANCSHARES INC TX 2.02,9.01 07/27/12 PROVIDENCE SERVICE CORP DE 2.02,5.02,7.01,9.01 07/25/12 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 07/27/12 PSB HOLDINGS INC /WI/ WI 2.02,9.01 07/27/12 Public Storage MD 5.02 07/27/12 RBC LIFE SCIENCES, INC. DE 5.02 07/24/12 Reliance Bancshares, Inc. MO 2.02,9.01 07/27/12 RESPONSE BIOMEDICAL CORP A1 5.02,8.01,9.01 07/25/12 RETAIL PROPERTIES OF AMERICA, INC. MD 7.01,9.01 07/27/12 RICKS CABARET INTERNATIONAL INC TX 5.02,9.01 07/23/12 RIMAGE CORP MN 2.02,8.01,9.01 07/26/12 RIVERVIEW BANCORP INC WA 2.02,9.01 07/25/12 Roebling Financial Corp, Inc. 1.01,1.02,9.01 07/23/12 ROWAN COMPANIES PLC X0 5.07,8.01 07/25/12 ROYAL GOLD INC DE 8.01,9.01 07/26/12 Ruths Hospitality Group, Inc. DE 2.02,9.01 07/27/12 SAIA INC DE 2.02,9.01 07/27/12 SBA COMMUNICATIONS CORP FL 8.01,9.01 07/27/12 SCBT FINANCIAL CORP SC 2.02,9.01 07/27/12 SCBT FINANCIAL CORP SC 5.02,9.01 07/26/12 SCIQUEST INC DE 1.01,9.01 07/24/12 SEACOR HOLDINGS INC /NEW/ DE 2.02,9.01 07/27/12 SEMTECH CORP DE 5.02 07/25/12 SIGNET JEWELERS LTD 5.02,9.01 07/25/12 SILGAN HOLDINGS INC DE 2.02,9.01 07/25/12 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 07/26/12 SIMULATIONS PLUS INC 7.01,9.01 07/27/12 SKYLINE CORP IN 2.02,9.01 07/27/12 SMITH & WESSON HOLDING CORP NV 8.01,9.01 07/26/12 Solar Power, Inc. CA 5.02 07/24/12 Solera National Bancorp, Inc. DE 5.02 07/26/12 SONIC AUTOMOTIVE INC DE 8.01,9.01 07/27/12 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 07/27/12 STANDARD REGISTER CO OH 2.02,9.01 07/27/12 STERLING BANCORP NY 7.01,9.01 07/25/12 SUNPEAKS VENTURES, INC. NV 1.01,2.01,3.02,5.01, 02/13/12 AMEND 5.02,5.03,5.06,8.01, 9.01 SUPERMEDIA INC. DE 2.02,7.01,9.01 07/27/12 SURREY BANCORP NC 7.01,9.01 07/27/12 Target Acquisitions I, Inc. DE 2.01,3.02,5.01,5.06, 09/30/11 AMEND 9.01 TELECOMMUNICATION SYSTEMS INC /FA/ MD 2.02,9.01 07/26/12 TELEDYNE TECHNOLOGIES INC DE 5.02,9.01 07/24/12 TELLABS INC DE 2.02,8.01,9.01 07/26/12 TERADATA CORP /DE/ 5.02,9.01 07/24/12 TEREX CORP DE 2.02,9.01 07/26/12 Terreno Realty Corp MD 9.01 05/30/12 AMEND Terreno Realty Corp MD 9.01 07/03/12 AMEND TESSCO TECHNOLOGIES INC DE 5.07 07/26/12 TEXAS CAPITAL BANCSHARES INC/TX 1.01,8.01,9.01 07/27/12 TEXAS CAPITAL BANCSHARES INC/TX 5.02 07/24/12 TIFFANY & CO DE 1.01,2.03,9.01 07/26/12 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.07 05/09/12 TRI COUNTY FINANCIAL CORP /MD/ MD 2.02,9.01 07/25/12 TRICO BANCSHARES / CA 8.01,9.01 07/27/12 UMH PROPERTIES, INC. MD 7.01,9.01 07/27/12 UMPQUA HOLDINGS CORP OR 7.01,9.01 07/27/12 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 07/27/12 UNITED BANCORP INC /MI/ MI 2.02,7.01,9.01 07/27/12 UNITED BANCORP INC /OH/ OH 2.02,9.01 07/24/12 United Community Bancorp X1 8.01,9.01 07/26/12 United States 12 Month Natural Gas Fu 7.01,9.01 07/27/12 United States 12 Month Oil Fund, LP 7.01,9.01 07/27/12 United States Brent Oil Fund, LP DE 7.01,9.01 07/27/12 United States Commodity Index Funds T DE 7.01,9.01 07/27/12 United States Gasoline Fund, LP DE 7.01,9.01 07/27/12 United States Heating Oil Fund, LP DE 7.01,9.01 07/27/12 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 07/27/12 United States Natural Gas Fund, LP 7.01,9.01 07/27/12 United States Oil Fund, LP DE 7.01,9.01 07/27/12 United States Short Oil Fund, LP DE 7.01,9.01 07/27/12 UNIVERSAL DISPLAY CORP \PA\ PA 1.01,2.01,9.01 07/23/12 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 07/26/12 VERISIGN INC/CA DE 2.02,9.01 07/26/12 VIAD CORP DE 2.02,9.01 07/27/12 VIKING INVESTMENTS GROUP, INC. NV 8.01,9.01 07/23/12 VISTAPRINT N.V. P7 2.02,9.01 07/26/12 AMEND Vulcan Materials CO NJ 2.02,9.01 07/26/12 WABCO Holdings Inc. DE 2.02,7.01,9.01 07/27/12 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,8.01,9.01 07/26/12 Weatherford International Ltd./Switze V8 2.02,7.01 07/24/12 WEBSTER FINANCIAL CORP DE 5.02,9.01 07/27/12 WEST BANCORPORATION INC IA 2.02,9.01 07/26/12 WESTMORELAND COAL Co DE 5.02,9.01 07/27/12 WEYERHAEUSER CO WA 2.02,9.01 07/26/12 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 07/27/12 WILLIAMS SONOMA INC CA 5.02,9.01 07/27/12 WisdomTree Investments, Inc. DE 5.02,5.07 07/24/12 WisdomTree Investments, Inc. DE 2.02,9.01 07/27/12 WMI HOLDINGS CORP. WA 8.01,9.01 07/27/12 XPLORE TECHNOLOGIES CORP DE 8.01,9.01 07/26/12 YAHOO INC DE 2.05 04/04/12 AMEND ZALE CORP DE 1.01,2.03,9.01 07/24/12
http://www.sec.gov/news/digest/2012/dig073112.htm
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