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commission announcementsCommission MeetingsClosed Meeting on Friday, August 3, 2012 at 10:00 a.m.The subject matter of the Closed Meeting scheduled for Friday, August 3, 2012 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. INVESTMENT COMPANY ACT RELEASESAQR Capital Management, LLC, et al.An order has been issued on an application filed by AQR Capital Management, LLC, et al., under Section 12(d)(1)(J) of the Investment Company Act of 1940 (Act) for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 6(c) of the Act for an exemption from Rule 12d1-2(a) under the Act. The order (a) permits certain registered management investment companies to acquire shares of certain registered open-end management investment companies that are outside the same group of investment companies as the acquiring investment companies, and (b) permits funds of funds relying on rule 12d1-2 under the Act to invest in certain financial instruments. (Rel. IC-30153 – July 26) Gladstone Capital Corporation, et al.An order has been issued on an application filed by Gladstone Capital Corporation, et al., under Sections 17(d), 57(a)(4) and 57(i) of the Investment Company Act of 1940 (Act) and Rule 17d-1 under the Act. The order permits certain business development companies and registered closed-end management investment companies to co-invest in portfolio companies with each other and with an affiliated investment fund. (Rel. IC-30154 – July 26) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangeA proposed rule change filed by The NYSE MKT LLC deleting existing rule text found in Rule 923NY(d)(1) to (4) concerning the number of ATP’s required by an NYSE Amex Options market maker to quote on the exchange and move it to the fee schedule (SR-NYSEMKT-2012-24) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67505) Proposed Rule ChangesThe Options Clearing Corporation (OCC) filed a proposed rule change (SR-OCC-2012-12) under Section 19(b)(1) of the Exchange Act to amend OCC’s By-Laws to allow the Corporation to approve OCC’s form of clearing member application and form of clearing agreement. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67506) The NASDAQ Stock Market LLC filed with the Securities and Exchange Commission a proposed rule change (SR-NASDAQ-2012-090) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend Rule 4626 – limitation of liability. Publication in the Federal Register is expected during the week of July 30. (Rel. 34-67507) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-3 BNC BANCORP, 1226 EASTCHESTER DRIVE, HIGH POINT, NC, 27265, 3364769200 - 10,356,612 ($81,402,970.00) Equity, (File 333-182848 - Jul. 26) (BR. 07C) S-8 Noranda Aluminum Holding CORP, 801 CRESCENT DRIVE, SUITE 600, FRANKLIN, TN, 37067, 615-771-5760 - 500,000 ($3,145,000.00) Equity, (File 333-182849 - Jul. 26) (BR. 09B) S-8 UNITED THERAPEUTICS Corp, 1040 SPRING ST, SILVER SPRING, MD, 20910, 3016089292 - 0 ($135,252,000.00) Equity, (File 333-182851 - Jul. 26) (BR. 01B) S-3ASR BRISTOL MYERS SQUIBB CO, 345 PARK AVE, NEW YORK, NY, 10154, 2125464000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-182852 - Jul. 26) (BR. 01A) S-8 Vringo Inc, 18 EAST 16TH STREET, NEW YORK, NY, 10003, 646-861-5575 - 15,641,178 ($56,824,930.93) Equity, (File 333-182853 - Jul. 26) (BR. 11A) F-3 SEQUANS COMMUNICATIONS, 19 LE PARVIS, BATIMENT CITICENTER, PARIS LA DEFENSE, I0, 92073, 0170721600 - 0 ($50,000,000.00) Unallocated (Universal) Shelf, (File 333-182854 - Jul. 26) (BR. 10B) S-3 Community Partners Bancorp, 1250 HIGHWAY 35 SOUTH, MIDDLETOWN, NJ, 07748, 732-706-9009 - 30,000,000 ($30,000,000.00) Equity, (File 333-182855 - Jul. 26) (BR. 07B) S-1 MarketKast, Inc, 171 ENGLISH LANDING DRIVE, SUITE 215, KANSAS CITY, MO, 64152, 816-505-5217 - 326,500 ($326,500.00) Equity, (File 333-182856 - Jul. 26) (BR. 05) S-3 LEXICON PHARMACEUTICALS, INC./DE, 8800 TECHNOLOGY FOREST PLACE, THE WOODLANDS, TX, 77381, 2818633000 - 13,237,519 ($32,431,922.00) Equity, (File 333-182859 - Jul. 26) (BR. 01A) S-1 XPLORE TECHNOLOGIES CORP, 14000 SUMMIT DRIVE SUITE 900, AUSTIN, TX, 78746, 512-336-7797 - 0 ($12,125,000.00) Equity, (File 333-182860 - Jul. 26) (BR. 03C) S-8 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($9,906,420.00) Equity, (File 333-182862 - Jul. 26) (BR. 03C) S-8 QUEST DIAGNOSTICS INC, 3 GIRALDA FARMS, MADISON, NJ, 07940, 9735202700 - 5,000,000 ($287,275,000.00) Equity, (File 333-182863 - Jul. 26) (BR. 09B) S-8 Georgetown Bancorp, Inc., 2 EAST MAIN STREET, GEORGETOWN, MA, 01833, 978-352-8600 - 0 ($1,762,690.00) Equity, (File 333-182864 - Jul. 26) (BR. 07) S-8 HOLLY ENERGY PARTNERS LP, 2828 N. HARWOOD, SUITE 1300, DALLAS, TX, 75201, 214-871-3555 - 1,000,000 ($61,420,000.00) Equity, (File 333-182865 - Jul. 26) (BR. 04B) S-8 SCBT FINANCIAL CORP, 520 GERVAIS STREET, COLUMBIA, SC, 29201, 803-231-3581 - 0 ($58,620,040.00) Equity, (File 333-182866 - Jul. 26) (BR. 07B) S-4 Global Geophysical Services Inc, 13927 SOUTH GESSNER, MISSOURI CITY, TX, 77489, 713-972-9200 - 50,000,000 ($50,000,000.00) Non-Convertible Debt, (File 333-182867 - Jul. 26) (BR. 04B) S-8 ALTERA CORP, 101 INNOVATION DR, SAN JOSE, CA, 95134, 408.544.8790 - 19,000,000 ($667,660,000.00) Equity, (File 333-182868 - Jul. 26) (BR. 10A) S-1 TRANS LUX CORP, 26 PEARL STREET, NORWALK, CT, 06850-1647, 2038534321 - 31,835,000 ($10,187,200.00) Equity, (File 333-182870 - Jul. 26) (BR. 06A) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 1ST SOURCE CORP IN 2.02,9.01 07/26/12 3D SYSTEMS CORP DE 2.02,7.01,9.01 07/26/12 3M CO DE 2.02,9.01 07/26/12 ABAXIS INC CA 2.02,9.01 07/26/12 ACACIA RESEARCH CORP DE 8.01 07/25/12 ACADIA REALTY TRUST MD 2.02,9.01 07/24/12 Accelerated Acquisition XVI, Inc. DE 1.01,5.01,5.02,9.01 07/26/12 AMEND ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 07/26/12 ACME PACKET INC DE 2.02,9.01 07/26/12 ACNB CORP PA 2.02,9.01 07/26/12 Affinion Group Holdings, Inc. DE 2.02,9.01 07/26/12 AG Mortgage Investment Trust, Inc. MD 2.02 07/26/12 AGCO CORP /DE DE 2.02,9.01 07/26/12 AGREE REALTY CORP DE 2.02,9.01 07/26/12 ALASKA AIR GROUP, INC. DE 2.02,7.01,9.01 07/25/12 ALICO INC FL 8.01,9.01 07/25/12 Alkermes plc. 2.02,9.01 07/26/12 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 07/26/12 Altisource Portfolio Solutions S.A. N4 2.02,9.01 07/26/12 AMAG PHARMACEUTICALS INC. DE 2.02,9.01 07/26/12 AMAZON COM INC DE 2.02,9.01 07/26/12 AMERICAN EXPRESS CREDIT CORP DE 2.02 07/26/12 American Railcar Industries, Inc. ND 2.02,9.01 07/25/12 American Realty Capital Properties, I MD 7.01,9.01 07/26/12 American Realty Capital Trust, Inc. DE 7.01,9.01 07/26/12 AMERICAN SCIENCE & ENGINEERING, INC. MA 5.02 07/25/12 AMERISOURCEBERGEN CORP DE 2.02,7.01,9.01 07/26/12 AMGEN INC DE 2.02,9.01 07/26/12 AMKOR TECHNOLOGY INC DE 2.02,9.01 07/26/12 AMPHENOL CORP /DE/ DE 2.02,9.01 07/26/12 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 07/26/12 APOLLO GROUP INC AZ 8.01 07/26/12 APTARGROUP INC DE 2.02,9.01 07/26/12 ARCH CAPITAL GROUP LTD. 2.02,9.01 07/25/12 ARCH CAPITAL GROUP LTD. 7.01 07/26/12 ARCTIC CAT INC MN 2.02,9.01 07/26/12 ARIBA INC DE 2.02,9.01 07/26/12 ASHLAND INC. KY 2.02,9.01 07/26/12 ASHLAND INC. KY 7.01,9.01 07/26/12 ASPEN TECHNOLOGY INC /DE/ DE 5.02,9.01 07/25/12 Atlas Energy, L.P. DE 2.01,9.01 07/25/12 Atlas Resource Partners, L.P. DE 1.01,2.01,2.03,3.02, 07/25/12 7.01,8.01,9.01 AUDIENCE INC 2.02,9.01 07/26/12 AVALONBAY COMMUNITIES INC MD 2.02,9.01 07/25/12 Avery Dennison Corp DE 8.01,9.01 07/25/12 AWARE INC /MA/ MA 2.02,9.01 07/26/12 BALL CORP IN 2.02,9.01 07/26/12 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 07/26/12 BankUnited, Inc. DE 7.01,9.01 07/26/12 BANNER CORP WA 2.02,9.01 07/25/12 BAR HARBOR BANKSHARES ME 2.02 07/26/12 BARRETT BUSINESS SERVICES INC MD 7.01 07/26/12 BEL FUSE INC /NJ NJ 2.02,9.01 07/26/12 BEMIS CO INC MO 2.02,9.01 07/26/12 Beneficial Mutual Bancorp Inc X1 2.02,9.01 07/26/12 BGC Partners, Inc. DE 2.02,9.01 07/26/12 Bidz.com, Inc. CA 5.02 07/26/12 BIO-PATH HOLDINGS INC UT 8.01,9.01 07/25/12 BIOTIME INC CA 1.01,9.01 07/24/12 Birmingham Bloomfield Bancshares MI 2.02,9.01 07/24/12 Bizzingo, Inc. NV 7.01,8.01,9.01 07/26/12 BJs RESTAURANTS INC CA 2.02,9.01 07/26/12 BLACKSANDS PETROLEUM, INC. NV 1.01,2.01,2.03,9.01 07/20/12 BLUCORA, INC. DE 2.02,9.01 07/26/12 BMC SOFTWARE INC DE 5.07 07/25/12 BORGWARNER INC DE 2.02,9.01 07/26/12 BOSTON SCIENTIFIC CORP DE 2.02,9.01 07/26/12 BOSTON SCIENTIFIC CORP DE 2.06 07/23/12 BRANDYWINE REALTY TRUST MD 2.02,9.01 07/25/12 BRAZIL FAST FOOD CORP DE 4.01,9.01 07/03/12 AMEND Bridge Capital Holdings CA 2.02,9.01 07/26/12 BRIGHTCOVE INC DE 1.01,2.02,7.01,9.01 07/26/12 BRINKS CO VA 2.02,7.01,9.01 07/26/12 BRUNSWICK CORP DE 2.02,9.01 07/26/12 BRYN MAWR BANK CORP PA 2.02,9.01 07/26/12 BSD MEDICAL CORP DE 7.01,9.01 07/24/12 BUCKEYE TECHNOLOGIES INC DE 5.02,7.01,8.01,9.01 07/26/12 BUILD A BEAR WORKSHOP INC DE 1.01,2.02,9.01 07/25/12 Bunge LTD 2.02,9.01 07/26/12 Bureau of Fugitive Recovery Inc CO 1.01,9.01 07/24/12 CA, INC. DE 2.02,9.01 07/26/12 CABELAS INC DE 2.02,7.01,9.01 07/26/12 CABOT MICROELECTRONICS CORP DE 2.02,9.01 07/26/12 Cadista Holdings Inc. DE 5.02 07/22/12 Calendar Dragon Inc. NV 5.01,5.02 07/23/12 CALIFORNIA WATER SERVICE GROUP DE 5.02,7.01,9.01 07/25/12 CALLAWAY GOLF CO DE 2.02,9.01 07/26/12 CAMERON INTERNATIONAL CORP DE 2.02,9.01 07/23/12 Cape Bancorp, Inc. MD 2.02,9.01 07/25/12 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 07/25/12 CARBO CERAMICS INC DE 2.02,9.01 07/26/12 CASH AMERICA INTERNATIONAL INC TX 2.02,7.01,9.01 07/25/12 Castle Brands Inc FL 1.01,2.03,9.01 07/23/12 CDI CORP PA 2.02,8.01 07/24/12 CELGENE CORP /DE/ DE 2.02,9.01 07/26/12 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 06/30/12 Cereplast Inc NV 3.02 07/20/12 CERNER CORP /MO/ DE 2.02,9.01 07/26/12 CHARLES & COLVARD LTD NC 2.02,9.01 07/26/12 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/26/12 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 07/26/12 China Herb Group Holdings Corp NV 5.02 07/24/12 CHOICE HOTELS INTERNATIONAL INC /DE DE 1.01,1.02,2.03,9.01 07/25/12 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 07/26/12 CHUBB CORP NJ 2.02,9.01 07/26/12 CINCINNATI FINANCIAL CORP OH 2.02,9.01 07/26/12 CITIZENS & NORTHERN CORP PA 8.01,9.01 07/26/12 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,9.01 07/26/12 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,9.01 07/26/12 Clearfield, Inc. MN 2.02,9.01 07/26/12 Clearwire Corp /DE DE 2.02,5.02,7.01,9.01 07/26/12 CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 07/25/12 CME GROUP INC. DE 2.02,9.01 07/26/12 CMS ENERGY CORP MI 2.02,9.01 07/26/12 CNO Financial Group, Inc. DE 2.02,9.01 07/26/12 COBIZ FINANCIAL INC CO 8.01 07/24/12 COHERENT INC DE 2.02,9.01 07/26/12 COHU INC DE 2.02,9.01 07/25/12 COINSTAR INC DE 2.02,9.01 07/26/12 COLGATE PALMOLIVE CO DE 2.02,9.01 07/26/12 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 07/26/12 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 07/26/12 COLUMBIA LABORATORIES INC DE 1.01,9.01 07/24/12 COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 07/26/12 COMMERCE BANCSHARES INC /MO/ MO 2.02,7.01,9.01 07/26/12 AMEND COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,8.01 07/24/12 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 07/26/12 CONMED CORP NY 2.02,9.01 07/26/12 CONSOL Energy Inc DE 2.02,7.01,9.01 07/26/12 CONSOLIDATED TOMOKA LAND CO FL 1.01,9.01 07/18/12 Constant Contact, Inc. DE 1.01,2.02,5.02,9.01 07/24/12 CONTINENTAL RESOURCES INC OK 2.02,9.01 07/26/12 CoreSite Realty Corp MD 2.02,9.01 07/26/12 CORNERSTONE BANCSHARES INC TN 2.02,9.01 07/26/12 Corporate Capital Trust, Inc. MD 2.02 07/26/12 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 07/26/12 COSTAR GROUP INC DE 2.02,9.01 07/25/12 COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 07/25/12 Covidien plc 2.02,9.01 07/26/12 CRA INTERNATIONAL, INC. MA 2.02,2.05,9.01 07/22/12 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 07/25/12 CRYOLIFE INC FL 5.02 07/23/12 CVR PARTNERS, LP DE 7.01,9.01 07/26/12 CYTOKINETICS INC 8.01 07/26/12 DANA HOLDING CORP DE 2.02,7.01,8.01,9.01 07/24/12 DATALINK CORP MN 2.02,9.01 07/26/12 DATAWATCH CORP DE 2.02,5.02,9.01 07/24/12 DAWSON GEOPHYSICAL CO TX 7.01,9.01 07/25/12 DECKERS OUTDOOR CORP DE 2.02,8.01,9.01 07/26/12 DELUXE CORP MN 2.02,9.01 07/26/12 Demandware Inc DE 1.01 07/26/12 DENMARK BANCSHARES INC WI 2.02,9.01 07/25/12 DGT Holdings Corp. NY 5.02 07/24/12 DIGI INTERNATIONAL INC DE 2.02,9.01 07/26/12 Digimarc CORP OR 2.02,7.01,9.01 07/26/12 DIGIRAD CORP DE 2.02,9.01 07/26/12 DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 07/24/12 DISH DBS CORP CO 2.03,9.01 07/26/12 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 07/26/12 DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 07/26/12 DOW CHEMICAL CO /DE/ DE 2.02,9.01 07/26/12 Dr Pepper Snapple Group, Inc. DE 2.02,9.01 07/26/12 DUNKIN' BRANDS GROUP, INC. DE 2.02,8.01,9.01 07/26/12 Durata Therapeutics, Inc. DE 5.02,9.01 07/20/12 DYNAMICS RESEARCH CORP MA 2.02,9.01 07/25/12 Echo Global Logistics, Inc. DE 2.02,9.01 07/26/12 Education Realty Trust, Inc. MD 2.02,7.01,9.01 07/26/12 eHealth, Inc. DE 2.02,9.01 07/26/12 EMCOR GROUP INC DE 2.02,9.01 06/30/12 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 07/26/12 ENB Financial Corp PA 8.01,9.01 07/25/12 ENCORE WIRE CORP DE 2.02,7.01,9.01 07/25/12 ENDOCYTE INC DE 5.02,9.01 07/25/12 ENDOLOGIX INC /DE/ DE 2.02,9.01 07/26/12 ENERGEN CORP AL 2.02,7.01,9.01 07/25/12 Ensco plc 2.02,9.01 07/25/12 Ensco plc 2.02 07/26/12 AMEND Enservco Corp DE 5.07 07/25/12 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 07/26/12 ENTERTAINMENT PROPERTIES TRUST MD 2.02,9.01 07/26/12 EPLUS INC DE 1.01,2.03,9.01 07/23/12 EQT Corp PA 2.02,9.01 07/26/12 EQUITY LIFESTYLE PROPERTIES INC MD 1.01,2.03,9.01 07/20/12 EQUITY RESIDENTIAL MD 2.02,8.01,9.01 07/25/12 ESSA Bancorp, Inc. PA 2.02,9.01 07/25/12 ETERNITY HEALTHCARE INC. NV 5.02 07/26/12 EverBank Financial Corp DE 2.02,7.01,9.01 07/25/12 Evercore Partners Inc. DE 5.02 07/24/12 Evercore Partners Inc. DE 2.02,9.01 07/26/12 Expedia, Inc. DE 2.02,8.01,9.01 07/26/12 EXXON MOBIL CORP NJ 2.02,7.01 07/26/12 Facebook Inc 2.02,9.01 07/26/12 Federal Home Loan Bank of Atlanta X1 2.03 07/26/12 Federal Home Loan Bank of Boston X1 2.02,9.01 07/20/12 Federal Home Loan Bank of Boston X1 8.01,9.01 07/26/12 Federal Home Loan Bank of Boston X1 2.03 07/23/12 Federal Home Loan Bank of Chicago X1 2.02,9.01 07/26/12 Federal Home Loan Bank of Chicago X1 2.03 07/23/12 Federal Home Loan Bank of New York X1 2.03,9.01 07/23/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/23/12 Federal Home Loan Bank of San Francis X1 2.03 07/23/12 Federal Home Loan Bank of Seattle 2.03 07/23/12 Federal Home Loan Bank of Topeka 2.03,9.01 07/23/12 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 07/26/12 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 07/26/12 FEDERAL MOGUL CORP DE 9.01 07/26/12 AMEND FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 07/26/12 Fifth & Pacific Companies, Inc. DE 2.02,9.01 07/26/12 First American Financial Corp DE 2.02,9.01 07/26/12 FIRST BANCSHARES INC /MS/ MS 2.02,7.01,9.01 07/23/12 First California Financial Group, Inc DE 2.02,9.01 07/26/12 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 07/26/12 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 07/25/12 FIRST MERCHANTS CORP IN 2.02,9.01 07/26/12 FIRST MERCHANTS CORP IN 2.02,9.01 07/26/12 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 06/30/12 FIVE BELOW, INC PA 5.03,9.01 07/24/12 FLIR SYSTEMS INC OR 2.02,9.01 07/26/12 Ford Credit Auto Owner Trust 2012-C DE 1.01,9.01 07/25/12 Forever Zen Ltd. NV 5.01,5.02,8.01 07/25/12 Fortress International Group, Inc. DE 5.02,9.01 07/25/12 Fortune Brands Home & Security, Inc. DE 2.02,8.01,9.01 07/25/12 FOSTER L B CO PA 5.02 07/26/12 FRANKLIN COVEY CO UT 5.02 07/25/12 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 2.02,9.01 07/25/12 FRISCHS RESTAURANTS INC OH 2.02,9.01 07/26/12 FRONTIER OILFIELD SERVICES INC TX 1.01,2.01,3.02,9.01 07/23/12 FUQI INTERNATIONAL, INC. DE 5.02,9.01 07/20/12 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 07/26/12 GENCORP INC OH 1.01,9.01 07/22/12 GENTA INC DE/ DE 5.07 07/26/12 GEO GROUP INC FL 5.02,8.01 07/20/12 GEOGLOBAL RESOURCES INC. DE 8.01,9.01 07/20/12 GFI Group Inc. DE 2.02,9.01 07/26/12 GILEAD SCIENCES INC DE 2.02,9.01 07/26/12 GLOBAL PAYMENTS INC GA 2.02,9.01 07/26/12 GLOBALSCAPE INC DE 7.01,9.01 07/26/12 GLOBALSCAPE INC DE 7.01,9.01 07/26/12 GLU MOBILE INC DE 2.02,9.01 07/26/12 GNC HOLDINGS, INC. DE 2.02,8.01,9.01 07/26/12 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 07/26/12 GRAHAM CORP DE 2.02,8.01,9.01 07/26/12 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 07/20/12 GRAPHIC PACKAGING HOLDING CO DE 2.02,5.07,9.01 07/25/12 GREEN DOT CORP DE 2.02,9.01 07/26/12 GREENE COUNTY BANCORP INC DE 2.02,9.01 07/25/12 GreenHunter Energy, Inc. DE 1.01,5.03,8.01,9.01 07/24/12 GROEN BROTHERS AVIATION INC /UT/ UT 1.01,3.03,9.01 07/19/12 GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 07/26/12 GSI TECHNOLOGY INC 2.02,9.01 07/26/12 HANCOCK HOLDING CO MS 2.02,9.01 07/26/12 HANDENI GOLD INC. NV 8.01,9.01 07/24/12 Hanesbrands Inc. MD 5.02 07/24/12 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV 8.01,9.01 07/25/12 HARRIS CORP /DE/ DE 5.02 07/26/12 HARRIS CORP /DE/ DE 5.02,9.01 07/23/12 AMEND HARSCO CORP DE 5.02,9.01 07/24/12 HEALTH CARE REIT INC /DE/ DE 1.02,5.02 07/25/12 HEALTHSOUTH CORP DE 2.02,7.01,9.01 07/26/12 HEARTLAND PAYMENT SYSTEMS INC DE 1.01,2.03,5.02,9.01 07/20/12 HECLA MINING CO/DE/ DE 8.01,9.01 07/25/12 HERITAGE BANKSHARES INC /VA VA 2.02,8.01,9.01 07/25/12 HERITAGE FINANCIAL CORP /WA/ WA 2.02,8.01,9.01 07/25/12 Heritage Financial Group Inc MD 2.02,5.02,9.01 07/25/12 HERITAGE OAKS BANCORP CA 1.02,2.02,9.01 07/23/12 Heritage-Crystal Clean, Inc. DE 2.02,9.01 07/25/12 HERSHEY CO DE 2.02 07/26/12 Hill-Rom Holdings, Inc. IN 2.02,9.01 07/26/12 Hill-Rom Holdings, Inc. IN 1.01,2.01,9.01 07/23/12 HITTITE MICROWAVE CORP 2.02,9.01 07/26/12 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 07/25/12 Home Federal Bancorp, Inc. of Louisia LA 2.02,9.01 07/26/12 HORIZON PHARMA, INC. DE 8.01,9.01 07/26/12 HOST HOTELS & RESORTS, INC. MD 8.01 07/26/12 HUGHES Telematics, Inc. DE 1.02,2.01,3.01,3.03, 07/26/12 5.01,5.02,5.03,9.01 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 07/26/12 HUTCHINSON TECHNOLOGY INC MN 1.01,9.01 07/23/12 IBERIABANK CORP LA 2.02,7.01,9.01 07/25/12 IBERIABANK CORP LA 8.01,9.01 07/25/12 ICAHN ENTERPRISES L.P. DE 8.01,9.01 07/26/12 ICG GROUP, INC. DE 2.02,9.01 07/26/12 ICG GROUP, INC. DE 5.02,5.05,8.01,9.01 07/23/12 IDEX CORP /DE/ DE 7.01,9.01 07/24/12 IKANOS COMMUNICATIONS CA 2.02,9.01 07/26/12 IMATION CORP DE 2.02,9.01 07/26/12 IMAX CORP A6 2.02,9.01 07/26/12 IMPERIAL OIL LTD 8.01,9.01 07/26/12 Industrial Income Trust Inc. MD 9.01 05/10/12 AMEND INFORMATICA CORP DE 2.02,9.01 07/26/12 INGRAM MICRO INC DE 2.02,9.01 07/26/12 INNODATA INC DE 2.02,9.01 07/26/12 INOLIFE TECHNOLOGIES, INC. 3.02,5.03,5.07,9.01 06/25/12 INSULET CORP DE 5.02,9.01 07/25/12 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 07/26/12 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 07/25/12 INTERFACE INC GA 1.01,2.02,2.05,9.01 07/25/12 INTERMOLECULAR INC DE 2.02,9.01 07/26/12 INTERNAP NETWORK SERVICES CORP DE 2.02,5.02,9.01 07/26/12 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 07/26/12 INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 07/25/12 Intervia Inc. 8.01 07/18/12 INVACARE CORP OH 2.02,9.01 07/26/12 Invesco Ltd. D0 2.02,9.01 07/26/12 Investors Bancorp Inc DE 2.02,9.01 07/25/12 IPC The Hospitalist Company, Inc. DE 2.02,9.01 07/26/12 Iron Eagle Group, Inc. DE 1.01,3.02,9.01 07/19/12 IRON MOUNTAIN INC DE 2.02,9.01 07/26/12 ITERIS, INC. DE 2.02,9.01 07/26/12 ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 07/26/12 IXIA CA 2.02,9.01 07/26/12 J C PENNEY CO INC DE 8.01 07/20/12 JANUS CAPITAL GROUP INC DE 2.02,9.01 07/26/12 JBI, INC. NV 8.01,9.01 07/23/12 JOURNAL COMMUNICATIONS INC 2.02,9.01 07/26/12 KAMAN CORP CT 2.02,9.01 07/26/12 KEMET CORP DE 2.02,7.01,9.01 07/26/12 KEMET CORP DE 2.05,9.01 07/25/12 Kenergy Scientific, Inc. NJ 1.01,3.02,9.01 07/26/12 KENNAMETAL INC PA 2.02,9.01 07/26/12 KIMBERLY CLARK CORP DE 2.02,9.01 07/26/12 KIRBY CORP NV 2.02,9.01 07/25/12 KKR Financial Holdings LLC DE 2.02,8.01,9.01 07/26/12 KLA TENCOR CORP DE 2.02,9.01 07/26/12 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 07/26/12 LANDSTAR SYSTEM INC DE 2.02,8.01,9.01 07/25/12 LAS VEGAS RAILWAY EXPRESS, INC. DE 3.02,9.01 07/23/12 Lazard Group LLC DE 5.02 07/25/12 AMEND Lazard Ltd D0 2.02,9.01 07/26/12 Lazard Ltd D0 5.02 07/25/12 AMEND LEGG MASON, INC. MD 5.07 07/26/12 LEGGETT & PLATT INC MO 2.02,7.01,9.01 07/26/12 LIBBEY INC DE 2.02,9.01 07/26/12 Liberty Global, Inc. DE 2.02,7.01 07/26/12 Linkwell CORP FL 9.01 05/11/12 AMEND LINN ENERGY, LLC DE 2.02,9.01 07/26/12 LINN ENERGY, LLC DE 9.01 07/26/12 LITTLEFIELD CORP DE 2.02,9.01 07/25/12 LKQ CORP DE 2.02,9.01 07/26/12 LNB BANCORP INC OH 2.02,9.01 07/26/12 LOGITECH INTERNATIONAL SA 2.02,9.01 07/25/12 LVB Acquisition, Inc. 8.01,9.01 07/25/12 M I HOMES INC OH 2.02,9.01 07/26/12 MACATAWA BANK CORP MI 9.01 06/30/12 MACK CALI REALTY CORP MD 2.02,7.01,9.01 07/25/12 Magyar Bancorp, Inc. DE 2.02,9.01 07/26/12 MANNKIND CORP DE 8.01,9.01 07/23/12 MARCUS CORP WI 2.02,9.01 07/26/12 MARINEMAX INC DE 2.02,9.01 07/26/12 Marriott Vacations Worldwide Corp DE 2.02,9.01 07/26/12 MASCO CORP /DE/ DE 8.01 07/23/12 MASSEY EXPLORATION CORP. NV 5.03,9.01 07/23/12 MATTSON TECHNOLOGY INC DE 2.02,9.01 07/26/12 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 07/25/12 Mayflower Bancorp Inc MA 5.07 07/24/12 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 07/26/12 MCKESSON CORP DE 2.02,9.01 07/26/12 Mead Johnson Nutrition Co DE 2.02,9.01 07/26/12 MEDIFAST INC DE 1.01,7.01,9.01 07/20/12 MEREDITH CORP IA 2.02,9.01 07/25/12 MEREDITH CORP IA 2.02,9.01 07/26/12 MERIDIAN BIOSCIENCE INC OH 2.02,9.01 07/26/12 MERIT MEDICAL SYSTEMS INC UT 2.02,9.01 07/26/12 Meritage Homes CORP MD 2.02,9.01 07/26/12 MERU NETWORKS INC DE 2.02,9.01 07/26/12 METABOLIX, INC. 2.02,9.01 07/26/12 METROPCS COMMUNICATIONS INC DE 2.02,9.01 07/25/12 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 07/26/12 MICREL INC CA 2.02,8.01,9.01 07/26/12 MICROSEMI CORP DE 2.02,9.01 07/26/12 Mid-Con Energy Partners, LP DE 7.01,8.01,9.01 07/25/12 MidWestOne Financial Group, Inc. IA 2.02,9.01 07/26/12 MILLER ENERGY RESOURCES, INC. TN 3.01,5.02 07/26/12 MIMEDX GROUP, INC. FL 2.02,9.01 07/26/12 MINERALS TECHNOLOGIES INC DE 2.02,8.01,9.01 07/26/12 MOLINA HEALTHCARE INC DE 2.02,9.01 07/26/12 MONEYGRAM INTERNATIONAL INC 2.02,9.01 07/26/12 MONRO MUFFLER BRAKE INC NY 2.02,5.02,9.01 07/26/12 MONTPELIER RE HOLDINGS LTD 2.02,9.01 07/26/12 MOODYS CORP /DE/ DE 2.02,7.01,9.01 07/26/12 Morningstar, Inc. IL 2.02,9.01 07/25/12 MOTRICITY INC DE 2.02,9.01 07/26/12 MPG Office Trust, Inc. MD 8.01,9.01 07/23/12 MS STRUCTURED SATURNS SERIES 2001-6 DE 8.01,9.01 07/25/12 MYLAN INC. PA 2.02,9.01 07/26/12 N-VIRO INTERNATIONAL CORP DE 5.07 07/26/12 NANOMETRICS INC DE 2.02 07/26/12 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 07/26/12 NATIONAL OILWELL VARCO INC DE 2.02,9.01 07/26/12 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/26/12 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 07/26/12 NATIONAL SECURITY GROUP INC DE 5.02 07/20/12 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 5.02,9.01 07/25/12 NATUS MEDICAL INC DE 2.02,9.01 07/26/12 NAVIGANT CONSULTING INC DE 2.02,9.01 07/26/12 Neogenix Oncology Inc MD 1.01,1.03,8.01,9.01 07/19/12 NETGEAR, INC DE 2.02,9.01 07/26/12 NETSUITE INC DE 2.02,9.01 07/26/12 NeuroMetrix, Inc. DE 2.02,9.01 07/26/12 NEUSTAR INC 2.02,7.01,9.01 07/26/12 New Enterprise Stone & Lime Co., Inc. DE 7.01 07/26/12 NEW YORK TIMES CO NY 2.02,9.01 07/26/12 NEWMONT MINING CORP /DE/ DE 5.02,9.01 07/24/12 NEWS CORP 8.01,9.01 07/26/12 NEXTERA ENERGY INC FL 2.02,9.01 07/26/12 NOBLE ENERGY INC DE 2.02,9.01 07/26/12 NORTHWESTERN CORP DE 8.01 07/24/12 NU SKIN ENTERPRISES INC DE 2.02,9.01 06/29/12 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 07/26/12 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 07/26/12 O REILLY AUTOMOTIVE INC 2.02,9.01 07/25/12 OCCIDENTAL PETROLEUM CORP /DE/ DE 2.02,8.01,9.01 07/26/12 Ocean Shore Holding Co. 2.02,9.01 07/25/12 OFFICE DEPOT INC DE 5.02 07/24/12 OLD NATIONAL BANCORP /IN/ IN 5.02 07/26/12 AMEND Omega Flex, Inc. PA 2.02,7.01,9.01 07/26/12 ON ASSIGNMENT INC DE 2.02,9.01 07/26/12 Oneida Financial Corp. MD 2.02,9.01 07/24/12 Opexa Therapeutics, Inc. TX 1.01,2.03,3.02,3.03, 07/25/12 5.03,8.01,9.01 OPTICAL CABLE CORP VA 1.01,9.01 07/25/12 ORAMED PHARMACEUTICALS INC. NV 5.07 07/26/12 Oritani Financial Corp DE 2.02,9.01 07/25/12 ORTHOFIX INTERNATIONAL N V 2.02,9.01 07/26/12 OSHKOSH CORP WI 2.02,9.01 07/26/12 PACER INTERNATIONAL INC TN 2.02,9.01 07/26/12 PACIFIC BIOSCIENCES OF CALIFORNIA INC 2.02,9.01 07/26/12 PALADIN REALTY INCOME PROPERTIES INC MD 1.01,8.01,9.01 07/24/12 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 07/26/12 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 07/26/12 PANTRY INC DE 8.01,9.01 07/25/12 Park Sterling Corp NC 2.02,7.01,8.01 07/26/12 PATRICK INDUSTRIES INC IN 2.02,9.01 07/26/12 PATTERSON UTI ENERGY INC DE 2.02,9.01 07/26/12 PAWS Pet Company, Inc. IL 1.01,2.03,3.02,9.01 07/26/12 PEER REVIEW MEDIATION & ARBITRATION I FL 4.01,9.01 01/03/12 Peninsula Gaming, LLC DE 2.02,9.01 07/26/12 PENN NATIONAL GAMING INC PA 2.02,9.01 07/24/12 PENN VIRGINIA RESOURCE PARTNERS L P DE 9.01 05/17/12 AMEND PEOPLES BANCORP INC OH 8.01,9.01 07/26/12 Peoples Federal Bancshares, Inc. 2.02,9.01 07/26/12 PetroLogistics LP DE 2.02,9.01 07/26/12 PIONEER BANKSHARES INC/VA 2.02,9.01 07/26/12 PLURISTEM THERAPEUTICS INC NV 8.01 07/26/12 Porter Bancorp, Inc. KY 2.02,9.01 07/26/12 POTASH CORP OF SASKATCHEWAN INC Z4 2.02,9.01 07/26/12 POWER ONE INC DE 2.02,9.01 07/26/12 PRECISION CASTPARTS CORP OR 2.02,9.01 07/26/12 Prologis, Inc. MD 2.02,7.01,9.01 07/26/12 PSS WORLD MEDICAL INC FL 2.02,9.01 07/26/12 PULASKI FINANCIAL CORP MO 2.02,9.01 07/24/12 PULTEGROUP INC/MI/ MI 2.02,9.01 07/26/12 Pzena Investment Management, Inc. DE 2.02,9.01 06/30/12 QLIK TECHNOLOGIES INC DE 2.02,9.01 07/26/12 QLOGIC CORP DE 2.02,9.01 07/26/12 QNB CORP PA 2.02,9.01 07/26/12 QUALITY SYSTEMS, INC CA 2.02,8.01,9.01 07/25/12 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,1.02,2.03,3.02, 07/25/12 9.01 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,2.03,3.02,9.01 07/25/12 RADISYS CORP OR 2.02,9.01 07/26/12 RAINMAKER SYSTEMS INC DE 1.01 07/25/12 RAIT Financial Trust MD 2.02,9.01 07/26/12 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 07/25/12 RAYONIER INC NC 2.02,9.01 07/26/12 RAYTHEON CO/ DE 2.02,9.01 07/26/12 REALTY INCOME CORP MD 2.02,9.01 07/26/12 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 07/26/12 Regency Energy Partners LP DE 7.01,8.01,9.01 07/26/12 REINSURANCE GROUP OF AMERICA INC MO 2.02,9.01 07/26/12 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 07/26/12 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01 07/20/12 REPUBLIC SERVICES, INC. DE 2.02,8.01,9.01 07/26/12 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 07/26/12 ROOMLINX INC NV 5.02 07/23/12 ROYAL CARIBBEAN CRUISES LTD 2.02,7.01,9.01 07/26/12 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 07/25/12 Sabra Health Care REIT, Inc. MD 1.01,2.03,9.01 07/26/12 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 07/26/12 SAKS INC TN 5.02,9.01 07/26/12 SandRidge Mississippian Trust I DE 2.02,9.01 07/26/12 SandRidge Mississippian Trust II DE 2.02,9.01 07/26/12 SandRidge Permian Trust 2.02,9.01 07/26/12 Santander Holdings USA, Inc. VA 2.02,9.01 07/26/12 SAVIENT PHARMACEUTICALS INC DE 2.04 06/04/12 AMEND SELECTICA INC DE 2.02,9.01 07/26/12 SEQUENOM INC DE 2.02,9.01 07/26/12 SHORE BANCSHARES INC MD 2.02,9.01 07/24/12 SIERRA RESOURCE GROUP INC NV 4.01,9.01 07/25/12 SIMMONS FIRST NATIONAL CORP AR 2.02,9.01 07/26/12 SJW CORP CA 2.02,9.01 07/25/12 SKOOKUM SAFETY SOLUTIONS CORP. NV 5.01,5.02,8.01 07/26/12 SL GREEN REALTY CORP MD 2.02,7.01,9.01 07/25/12 SL GREEN REALTY CORP MD 2.02,7.01,9.01 07/25/12 AMEND SOCKET MOBILE, INC. DE 2.02,9.01 07/26/12 SOLTA MEDICAL INC DE 2.02,7.01,9.01 07/26/12 SONIC FOUNDRY INC MD 2.02,9.01 07/26/12 SOUTHERN COMMUNITY FINANCIAL CORP 5.02,9.01 07/25/12 SOUTHERN FIRST BANCSHARES INC SC 8.01 07/25/12 SPECTRANETICS CORP DE 2.02,9.01 07/26/12 SPORT CHALET INC DE 2.02,9.01 07/25/12 SPRINT NEXTEL CORP KS 2.02,9.01 07/26/12 SPS COMMERCE INC 2.02,9.01 07/26/12 Spy Inc. DE 2.02,9.01 07/25/12 STAMPS.COM INC DE 2.02,9.01 07/25/12 Standard Financial Corp. MD 5.02,9.01 07/25/12 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 07/26/12 STANDARD PARKING CORP DE 8.01 07/26/12 STARBUCKS CORP WA 2.02,9.01 07/26/12 STARWOOD HOTEL & RESORTS WORLDWIDE, I MD 2.02,9.01 07/26/12 StellarOne CORP VA 2.02,9.01 06/30/12 STEPAN CO DE 2.02,9.01 07/25/12 STERLING BANCORP NY 2.02,7.01,9.01 07/24/12 STERLING FINANCIAL CORP /WA/ WA 2.02,8.01,9.01 07/26/12 STEVEN MADDEN, LTD. DE 2.02,9.01 07/26/12 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 07/26/12 STRAYER EDUCATION INC MD 2.02,9.01 07/26/12 SUN COMMUNITIES INC MD 9.01 07/26/12 SunCoke Energy, Inc. 2.02,7.01,9.01 07/26/12 SVB FINANCIAL GROUP 2.02,9.01 07/26/12 SYNTA PHARMACEUTICALS CORP 1.01,8.01,9.01 07/25/12 Tao Minerals Ltd. NV 1.01,9.01 05/15/11 TASER INTERNATIONAL INC 2.02,9.01 07/26/12 TAUBMAN CENTERS INC MI 2.02,9.01 07/26/12 TD AMERITRADE HOLDING CORP DE 5.02 07/20/12 TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 07/26/12 TeleNav, Inc. DE 1.01,2.02,9.01 07/26/12 TENNANT CO MN 1.01,2.02,9.01 07/26/12 TENNECO INC DE 2.02,9.01 07/26/12 TERADYNE, INC MA 2.02,9.01 07/25/12 TESARO, Inc. DE 2.02,9.01 07/26/12 TESSERA TECHNOLOGIES INC DE 2.02,9.01 07/26/12 TF FINANCIAL CORP DE 2.02,9.01 07/26/12 TF FINANCIAL CORP DE 2.02,9.01 07/26/12 AMEND TIMKEN CO OH 2.02,9.01 07/26/12 TITAN INTERNATIONAL INC IL 2.02,9.01 07/26/12 TOOTSIE ROLL INDUSTRIES INC VA 2.02,9.01 06/30/12 TOWER FINANCIAL CORP IN 2.02,9.01 07/26/12 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 07/26/12 TOYS R US INC DE 7.01,9.01 07/26/12 TRESORO MINING CORP. NV 8.01,9.01 07/23/12 TREX CO INC DE 2.02,9.01 07/26/12 TRINITY INDUSTRIES INC DE 2.02,7.01,9.01 07/25/12 TYLER TECHNOLOGIES INC DE 2.02 07/25/12 U S PHYSICAL THERAPY INC /NV NV 3.01,9.01 07/26/12 UNIFI INC NY 2.02,5.02,7.01,8.01, 07/25/12 9.01 UNIGENE LABORATORIES INC DE 8.01,9.01 07/26/12 UNION PACIFIC CORP UT 5.02,9.01 07/26/12 UNIONBANCAL CORP DE 2.02,9.01 07/26/12 UNITED BANKSHARES INC/WV WV 2.02,9.01 07/26/12 UNITED COMMUNITY BANKS INC GA 2.02,9.01 07/26/12 United Continental Holdings, Inc. DE 2.02,7.01,9.01 07/26/12 UNITED ONLINE INC DE 8.01 07/26/12 UNITED PARCEL SERVICE INC DE 5.02 07/26/12 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 07/26/12 UNITED TECHNOLOGIES CORP /DE/ DE 1.02,2.01,2.03,9.01 07/26/12 UNITED THERAPEUTICS Corp DE 2.02,9.01 07/26/12 UNIVERSAL AMERICAN CORP. DE 2.02,9.01 07/25/12 Universal Truckload Services, Inc. MI 2.02,9.01 07/26/12 Universal Truckload Services, Inc. MI 1.01,3.02,5.02,5.03, 07/25/12 7.01,9.01 URANIUM ENERGY CORP NV 5.07 07/23/12 USEC INC DE 5.02 07/26/12 usell.com, Inc. DE 8.01 07/23/12 UTAH MEDICAL PRODUCTS INC UT 2.02 07/26/12 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 07/26/12 VALIDUS HOLDINGS LTD 2.02,9.01 07/24/12 VALIDUS HOLDINGS LTD 2.02,9.01 07/26/12 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 07/26/12 VALLEY NATIONAL BANCORP NJ 2.02,9.01 07/26/12 VCA ANTECH INC DE 2.02,9.01 07/26/12 VEECO INSTRUMENTS INC DE 2.02,9.01 07/26/12 VENTAS INC DE 2.02,9.01 07/26/12 VERISIGN INC/CA DE 2.02 07/26/12 ViewPoint Financial Group Inc. 2.02,8.01,9.01 07/26/12 VISION SCIENCES INC /DE/ DE 1.01,2.02,5.07,9.01 07/25/12 VISTAPRINT N.V. P7 2.02,9.01 07/26/12 VLOV INC. NV 8.01,9.01 07/26/12 VWR Funding, Inc. DE 5.02 07/25/12 WADDELL & REED FINANCIAL INC DE 2.02,9.01 07/26/12 WALGREEN CO IL 1.01,2.03,9.01 07/23/12 WASHINGTON BANKING CO WA 2.02,8.01,9.01 07/26/12 WASTE MANAGEMENT INC DE 2.02,5.02,5.03,9.01 07/23/12 WATSON PHARMACEUTICALS INC NV 2.02,9.01 07/26/12 Wayside Technology Group, Inc. DE 2.02,9.01 07/26/12 WELLPOINT, INC IN 7.01 07/25/12 WEST BANCORPORATION INC IA 5.02,5.07,8.01,9.01 04/26/12 AMEND WEST MARINE INC DE 2.02,9.01 07/26/12 WESTAMERICA BANCORPORATION CA 8.01,9.01 07/26/12 WET SEAL INC DE 5.02 07/23/12 Williams Partners L.P. 5.02 07/23/12 WILSHIRE BANCORP INC 2.02,9.01 07/23/12 WINMARK CORP MN 7.01,8.01,9.01 07/25/12 WMX Group Holdings, Inc. FL 5.02,5.03,8.01,9.01 07/26/12 Woodward, Inc. DE 8.01,9.01 07/25/12 WORDLOGIC CORP NV 5.07 07/20/12 WORLD ACCEPTANCE CORP SC 2.02,7.01,9.01 07/26/12 WPCS INTERNATIONAL INC DE 1.01,2.01,7.01,9.01 07/25/12 WSFS FINANCIAL CORP DE 2.02,9.01 07/26/12 XENOPORT INC DE 8.01,9.01 07/25/12 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 07/26/12 YUHE INTERNATIONAL, INC. NV 5.02 07/20/12 ZIMMER HOLDINGS INC DE 2.02,9.01 07/26/12
http://www.sec.gov/news/digest/2012/dig072712.htm
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