|
|
1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ADA-ES INC CO 5.07 07/19/12 ADMA BIOLOGICS, INC. DE 5.02,8.01 07/17/12 ADVANCED VENTURES CORP DE 5.02 07/16/12 AKAMAI TECHNOLOGIES INC DE 5.02 07/18/12 Alexza Pharmaceuticals Inc. DE 1.01,9.01 07/20/12 Allezoe Medical Holdings Inc DE 1.01,9.01 07/18/12 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 07/23/12 Ally Master Owner Trust 1.01,8.01,9.01 07/18/12 Ally Master Owner Trust 1.01,8.01,9.01 07/18/12 ALSERES PHARMACEUTICALS INC /DE DE 1.01 07/17/12 Alveron Energy Corp. DE 2.01,3.02,5.01,5.02, 07/20/12 5.06 American Capital Agency Corp 1.01,9.01 07/18/12 AMERICAN NATIONAL INSURANCE CO /TX/ TX 2.02,9.01 07/23/12 AMERICAN PETRO-HUNTER INC NV 5.02,8.01,9.01 07/17/12 AMICUS THERAPEUTICS INC DE 1.01,3.02,9.01 07/17/12 Apollo Medical Holdings, Inc. DE 8.01,9.01 07/20/12 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02 07/23/12 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 07/20/12 ASURE SOFTWARE INC DE 8.01 07/23/12 BANK OF HAWAII CORP DE 2.02,9.01 07/23/12 Bank of Marin Bancorp CA 2.02,8.01,9.01 07/19/12 Bank of New York Mellon CORP DE 2.02,9.01 07/18/12 BAYLAKE CORP WI 2.02,9.01 07/20/12 Behringer Harvard Opportunity REIT II MD 7.01,9.01 07/23/12 BIODELIVERY SCIENCES INTERNATIONAL IN DE 5.07 07/19/12 BLUCORA, INC. DE 1.01 07/19/12 BLUE CALYPSO, INC. DE 7.01,9.01 07/20/12 Booz Allen Hamilton Holding Corp DE 7.01 07/23/12 BRAINSTORM CELL THERAPEUTICS INC 8.01,9.01 07/23/12 BRIDGE BANCORP INC NY 2.02,9.01 07/23/12 CAI International, Inc. 9.01 07/23/12 CALLISTO PHARMACEUTICALS INC DE 1.01,8.01,9.01 07/20/12 Carey Watermark Investors Inc 5.02 07/17/12 Cellteck Inc. NV 1.01,9.01 07/20/12 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 07/17/12 CHART INDUSTRIES INC DE 1.01,7.01,9.01 07/23/12 CHEMICAL FINANCIAL CORP MI 2.02,9.01 07/23/12 China Kangtai Cactus Bio-tech, Inc. NV 2.01,9.01 07/23/12 AMEND CHINA VALVES TECHNOLOGY, INC NV 4.01,9.01 07/23/12 AMEND Chino Commercial Bancorp CA 2.02,9.01 07/23/12 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 07/20/12 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 07/23/12 Cleantech Solutions International, In DE 5.07,8.01,9.01 07/19/12 CLOUD PEAK ENERGY INC. DE 7.01,8.01,9.01 07/23/12 CNO Financial Group, Inc. DE 7.01,9.01 07/23/12 COCA-COLA ENTERPRISES, INC. DE 2.02 07/23/12 COEUR D ALENE MINES CORP ID 1.01,5.03,9.01 07/17/12 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 07/23/12 COMMUNITY FIRST INC TN 5.02 07/17/12 Community Partners Bancorp NJ 2.02,9.01 07/23/12 COMPUTER TASK GROUP INC NY 2.02,9.01 07/23/12 CONCURRENT COMPUTER CORP/DE DE 1.01,5.02,7.01,9.01 07/23/12 CONSOLIDATED TOMOKA LAND CO FL 2.02,9.01 07/19/12 CORELOGIC, INC. DE 2.02,9.01 07/23/12 CORPORATE PROPERTY ASSOCIATES 15 INC MD 5.02 07/17/12 CORPORATE PROPERTY ASSOCIATES 16 GLOB MD 5.02 07/17/12 Corporate Property Associates 17 - Gl MD 5.02 07/17/12 CORTEX PHARMACEUTICALS INC/DE/ DE 5.02,9.01 07/17/12 CVR ENERGY INC DE 5.07 07/17/12 DEVRY INC DE 2.02,9.01 07/23/12 DIGITALGLOBE INC 1.01,7.01,9.01 07/22/12 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 07/23/12 DreamWorks Animation SKG, Inc. 1.01,8.01,9.01 07/20/12 EAGLE BANCORP INC MD 2.02,9.01 07/23/12 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 07/20/12 EASTMAN KODAK CO NJ 8.01 07/23/12 EATON CORP OH 2.02,9.01 07/23/12 EMPIRE GLOBAL CORP. DE 4.01,8.01,9.01 07/23/12 Engility Holdings, Inc. DE 5.02 07/18/12 AMEND ENTERPRISE BANCORP INC /MA/ MA 5.02 07/17/12 ENTEST BIOMEDICAL, INC. NV 4.02 07/22/12 EWRX INTERNET SYSTEMS INC NV 1.01,5.01,5.02,9.01 07/20/12 FAIRPOINT COMMUNICATIONS INC DE 8.01,9.01 07/23/12 FAR VISTA INTERACTIVE CORP. NV 8.01 07/23/12 Fidelity National Financial, Inc. 2.02,9.01 07/23/12 FIDELITY SOUTHERN CORP GA 2.02,9.01 07/19/12 First Financial Northwest, Inc. WA 2.02,9.01 07/23/12 FIRSTENERGY CORP OH 1.01,9.01 07/17/12 FLOWERS FOODS INC GA 1.01,2.01,3.02,9.01 07/21/12 GENCORP INC OH 5.02,8.01,9.01 07/23/12 GENCORP INC OH 8.01,9.01 07/23/12 GENERAL ELECTRIC CO NY 5.02,8.01 07/17/12 GENESEE & WYOMING INC DE 1.01,3.02,5.02,7.01, 07/23/12 9.01 GENESIS FINANCIAL INC WA 1.01,2.01,3.02,9.01 07/19/12 GenOn Energy, Inc. DE 1.01,7.01,9.01 07/20/12 GeoEye, Inc. DE 1.01,7.01,9.01 07/22/12 Gevo, Inc. DE 8.01,9.01 07/19/12 Global Geophysical Services Inc DE 1.01,2.03,9.01 07/20/12 Global Geophysical Services Inc DE 8.01,9.01 07/23/12 GNC HOLDINGS, INC. DE 5.02,8.01,9.01 07/19/12 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 8.01 07/23/12 Graystone Co DE 3.02 07/19/12 GS Mortgage Securities Trust 2012-GC6 DE 9.01 02/09/12 GS Mortgage Securities Trust 2012-GCJ DE 9.01 06/07/12 GSI GROUP INC A3 1.01,9.01 07/19/12 GULFMARK OFFSHORE INC DE 5.02 06/13/12 AMEND HARLEY DAVIDSON CUSTOMER FUNDING CORP NV 1.01,8.01,9.01 07/17/12 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 07/23/12 HASBRO INC RI 2.02,9.01 07/23/12 HCP, INC. MD 8.01,9.01 07/18/12 HEALTH ENHANCEMENT PRODUCTS INC NV 5.07 07/18/12 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 07/23/12 HEALTHSTREAM INC TN 2.02,7.01,9.01 07/23/12 HEMISPHERX BIOPHARMA INC DE 1.01,9.01 07/23/12 HEXCEL CORP /DE/ DE 2.02,7.01,8.01,9.01 07/23/12 Howard Bancorp Inc MD 3.02,8.01,9.01 07/20/12 HPIL HOLDING NV 8.01,9.01 07/23/12 HYDROMER INC NJ 1.04,8.01 07/23/12 Imperial Resources, Inc. 4.02 07/23/12 INDEPENDENT BANK CORP MA 8.01,9.01 07/20/12 INERGY MIDSTREAM, L.P. 9.01 05/14/12 AMEND INFERX CORP DE 5.01,5.02 07/17/12 Innophos Holdings, Inc. 1.01,8.01,9.01 07/17/12 INTERMUNE INC DE 2.02,8.01,9.01 07/23/12 INTEST CORP DE 5.07 06/27/12 J&J SNACK FOODS CORP NJ 2.02,9.01 07/23/12 Jazz Pharmaceuticals plc L2 3.01,5.02 07/20/12 JBI, INC. NV 7.01,9.01 07/23/12 KAISER ALUMINUM CORP DE 8.01,9.01 07/23/12 KAISER ALUMINUM CORP DE 8.01,9.01 07/23/12 KIT digital, Inc. DE 5.03,8.01,9.01 07/20/12 KIT digital, Inc. DE 8.01,9.01 07/23/12 KIT digital, Inc. DE 9.01 07/20/12 AMEND Kodiak Oil & Gas Corp B0 2.02,9.01 07/19/12 LEXARIA CORP. NV 1.01,2.03,9.01 07/23/12 LOCAL.COM DE 8.01 07/23/12 LTC PROPERTIES INC MD 1.01,2.03,7.01,9.01 07/19/12 LUCAS ENERGY, INC. NV 8.01,9.01 07/20/12 LVB Acquisition, Inc. 7.01,9.01 07/23/12 MAKO Surgical Corp. DE 5.02,9.01 07/17/12 Mantra Venture Group Ltd. 1.01,9.01 07/18/12 Mattersight Corp DE 5.02,9.01 07/23/12 Mayflower Bancorp Inc MA 2.02,9.01 07/18/12 MCDONALDS CORP DE 2.02,9.01 07/23/12 McEwen Mining Inc. CO 7.01,9.01 07/20/12 MEDICIS PHARMACEUTICAL CORP DE 8.01 07/17/12 MERCHANTS BANCSHARES INC DE 5.02 07/18/12 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 07/16/12 METALS USA HOLDINGS CORP. DE 2.02,9.01 07/23/12 METRO BANCORP, INC. 2.02,9.01 07/23/12 MICHAELS STORES INC DE 5.02,8.01,9.01 07/19/12 Midas Medici Group Holdings, Inc. 1.01,9.01 07/17/12 MILLER HERMAN INC MI 5.02,9.01 07/17/12 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 07/23/12 MUTUALFIRST FINANCIAL INC MD 8.01,9.01 07/23/12 N-VIRO INTERNATIONAL CORP DE 1.01,9.01 07/23/12 NATIONAL HOLDINGS CORP DE 1.01,5.02 07/17/12 NEW FRONTIER MEDIA INC CO 3.01,9.01 07/17/12 New Leaf Brands, Inc. NV 5.02,9.01 07/10/12 NEWBRIDGE BANCORP NC 8.01,9.01 07/23/12 NEWCASTLE INVESTMENT CORP MD 1.01,2.03,9.01 07/17/12 NEWS CORP 8.01,9.01 07/23/12 NiMin Energy Corp. A0 8.01,9.01 07/20/12 Northwest Bancshares, Inc. MD 2.02,9.01 07/23/12 NRG ENERGY, INC. DE 1.01,7.01,9.01 07/20/12 NRG ENERGY, INC. DE 8.01,9.01 07/23/12 Nuance Communications, Inc. DE 2.01,9.01 06/01/12 AMEND PACIFIC BIOSCIENCES OF CALIFORNIA INC 5.02,7.01,9.01 07/20/12 Parametric Sound Corp NV 8.01,9.01 07/23/12 PARK NATIONAL CORP /OH/ OH 2.02,7.01,8.01,9.01 07/23/12 Pazoo, Inc. 3.02,5.02,7.01,9.01 07/23/12 PetroLogistics LP DE 5.02 07/17/12 PLATINUM UNDERWRITERS HOLDINGS LTD D0 8.01 07/23/12 Primoris Services Corp DE 1.01,9.01 07/18/12 PROTECTIVE LIFE CORP DE 1.01,1.02,2.03,9.01 07/17/12 PROTECTIVE LIFE INSURANCE CO TN 1.01,1.02,2.03,9.01 07/17/12 QCR HOLDINGS INC DE 2.02,9.01 07/23/12 QUAINT OAK BANCORP INC 2.02,9.01 07/23/12 Rackwise, Inc. NV 5.02 07/18/12 RAILAMERICA INC /DE DE 1.01,5.07,8.01,9.01 07/23/12 RALPH LAUREN CORP DE 5.02 07/17/12 RAMTRON INTERNATIONAL CORP DE 1.01,9.01 07/20/12 RAYONIER INC NC 8.01,9.01 07/23/12 REALPAGE INC DE 7.01,9.01 07/23/12 REGIS CORP MN 5.02,9.01 07/17/12 RELIABRAND INC. 1.01,3.02,5.02,9.01 07/11/12 REPROS THERAPEUTICS INC. DE 8.01,9.01 07/23/12 Revett Minerals Inc. A6 1.04 07/20/12 Rhino Resource Partners LP DE 7.01,9.01 07/23/12 ROGERS CORP MA 2.05 07/17/12 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 07/23/12 S&T BANCORP INC PA 2.02,9.01 07/23/12 Sabra Health Care REIT, Inc. MD 2.02,7.01 07/23/12 Sally Beauty Holdings, Inc. 1.01,8.01,9.01 07/17/12 SANMINA-SCI CORP DE 2.02,9.01 07/23/12 SAVE THE WORLD AIR INC NV 8.01 06/19/12 SIERRA BANCORP CA 2.02,9.01 07/23/12 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 07/23/12 SIGMA DESIGNS INC CA 5.02,7.01 07/22/12 Skagit State Bancorp, Inc. WA 5.02,9.01 07/18/12 SLM FUNDING LLC DE 6.01,9.01 07/23/12 SMTC CORP DE 5.07 07/23/12 SONIC AUTOMOTIVE INC DE 2.02,7.01,9.01 07/23/12 SS&C Technologies Holdings Inc DE 1.01,8.01,9.01 07/17/12 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 07/23/12 STEC, INC. CA 8.01,9.01 07/20/12 STERLING BANCORP NY 7.01,9.01 07/20/12 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 07/16/12 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 07/16/12 SUPERVALU INC DE 8.01,9.01 07/20/12 SYNERGY PHARMACEUTICALS, INC. DE 1.01,8.01,9.01 07/20/12 T.O ENTERTAINMENT, INC. CO 1.01,2.01,3.02,5.01, 01/03/12 AMEND 5.02,5.03,5.06,9.01 TEXAS INSTRUMENTS INC DE 2.02,9.01 07/23/12 TIDEWATER INC DE 8.01,9.01 07/19/12 TIDEWATER INC DE 8.01,9.01 07/20/12 TOMPKINS FINANCIAL CORP NY 2.02,5.07,8.01,9.01 07/18/12 Tongxin International, Ltd. D8 8.01,9.01 07/20/12 TOR MINERALS INTERNATIONAL INC DE 8.01,9.01 07/18/12 TRAVELZOO INC DE 2.02,9.01 07/19/12 TRUSTCO BANK CORP N Y NY 2.02,9.01 07/23/12 TSIC, Inc. DE 7.01,9.01 07/19/12 U.S. China Mining Group, Inc. NV 8.01,9.01 07/23/12 ULTRA CLEAN HOLDINGS INC DE 2.02,9.01 07/23/12 UNIGENE LABORATORIES INC DE 7.01 07/20/12 UNITED BANCSHARES INC/OH OH 5.02,9.01 07/17/12 UNITED INSURANCE HOLDINGS CORP. DE 1.01,3.03,5.03,9.01 07/23/12 UNITED RENTALS INC /DE DE 1.01,9.01 07/23/12 UNITED SECURITY BANCSHARES CA 2.02,9.01 07/23/12 UNITED STATIONERS INC DE 1.01,2.03,9.01 07/18/12 UNIVERSAL TECHNICAL INSTITUTE INC DE 8.01,9.01 07/23/12 US BANCORP \DE\ DE 8.01,9.01 07/23/12 Vantiv, Inc. 2.02,9.01 07/23/12 Vantiv, Inc. 5.02 05/15/12 AMEND VelaTel Global Communications, Inc. NV 3.02,5.03,9.01 07/18/12 Venoco, Inc. DE 5.02 07/23/12 VICOR CORP DE 2.02,9.01 07/23/12 VIVUS INC CA 1.01,9.01 07/17/12 VMWARE, INC. DE 1.01,2.02,5.02,5.07, 07/17/12 8.01,9.01 VOLTERRA SEMICONDUCTOR CORP 2.02,8.01,9.01 07/20/12 VOXX International Corp DE 5.07 07/19/12 WASHINGTON TRUST BANCORP INC RI 2.02,9.01 07/23/12 WASTE CONNECTIONS, INC. DE 2.02,7.01,9.01 07/23/12 WEINGARTEN REALTY INVESTORS /TX/ TX 5.07 05/04/11 AMEND WELLCARE HEALTH PLANS, INC. DE 1.01,2.03,9.01 07/20/12 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 07/23/12 Western Gas Partners LP DE 5.02 07/23/12 WESTWOOD HOLDINGS GROUP INC DE 7.01,9.01 07/19/12 WHY USA FINANCIAL GROUP INC NV 4.01,9.01 07/10/12 AMEND WILLIAMS COMPANIES INC DE 2.02,9.01 07/23/12 Williams Partners L.P. 2.02,9.01 07/23/12 Woodward, Inc. DE 2.02,9.01 07/23/12 WORLD FINANCIAL NETWORK CREDIT CARD M DE 1.01,8.01,9.01 07/19/12 WPX ENERGY, INC. DE 5.02,9.01 07/18/12 WSB Holdings Inc DE 2.02,9.01 07/20/12 WSFS FINANCIAL CORP DE 8.01,9.01 07/20/12 XOMA Corp DE 5.02 07/19/12 ZIONS BANCORPORATION /UT/ UT 2.02,9.01 07/23/12 ZOGENIX, INC. DE 2.02 07/23/12
http://www.sec.gov/news/digest/2012/dig072412.htm
Home | Previous Page | Modified: 07/24/2012 |