SEC News Digest, July 16, 2012

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Commission announcements

SEC Staff Publishes Final Report on Work Plan For Global Accounting Standards

On July 13, 2012, the Securities and Exchange Commission’s Office of the Chief Accountant published its final staff report on the Work Plan related to global accounting standards.

The Commission directed the staff in February 2010 to develop and execute the work plan. The Commission issued a statement at the time indicating that the information obtained through the Work Plan would aid the Commission in evaluating the implications of incorporating International Financial Reporting Standards (IFRS) into the financial reporting system for U.S. companies.

The SEC staff welcomes feedback on the final staff report. Submissions to the Commission may be made either on paper or electronically; please use only one method.

Electronic submissions:

Use the SEC’s Internet comment form or send an e-mail to rule-comments@sec.gov.

Paper submissions:

Send paper submissions in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street N.E., Washington, D.C. 20549-1090.

All submissions should refer to File Number 4-600. This file number should be included on the subject line if e-mail is used. Please note that all submissions received will be made publicly available and posted on the SEC’s website. (Press Rel. 2012-135)

Paul A. Beswick Named Acting Chief Accountant

Securities and Exchange Commission Chairman Mary Schapiro today announced the appointment of Paul A. Beswick as the Acting Chief Accountant in the SEC's Office of the Chief Accountant. In his new role, Mr. Beswick will oversee accounting interpretations, international accounting matters, and professional practice issues. Mr. Beswick replaces James L. Kroeker, who left the SEC last Friday.

Since joining the SEC in September 2007, Mr. Beswick has fulfilled a number of key roles in the Office of the Chief Accountant. Most recently, as Deputy Chief Accountant, he was responsible for the day-to-day operations of the office's accounting group, including resolution of accounting practice issues, rulemaking, and oversight of private sector standard-setting efforts.

Mr. Beswick also served as staff director of a multi-year effort to help the Commission evaluate the implications of incorporating International Financial Reporting Standards (IFRS) into the financial reporting system for U.S. companies. The effort was begun in February 2010 and a final staff report was published last Friday.

“I am delighted to welcome Paul as our Acting Chief Accountant,” said SEC Chairman Mary L. Schapiro. “Paul’s experience at the Office of the Chief Accountant and his knowledge of the profession will help him to lead the office and continue to counsel the Commission on critical accounting questions.”

Prior to joining the SEC staff, Mr. Beswick was a Partner with Ernst & Young LLP, where he worked in the firm's Professional Practice and Risk Management Group. Mr. Beswick previously served as a practice fellow at the Financial Accounting Standards Board from July 2005 to June 2007.

Mr. Beswick is a graduate of Miami University in Oxford, Ohio. (Press Rel. 2012-136)

Commission Meetings

Closed Meeting on Monday, July 16, 2012 at 11:00 a.m.

The subject matter of the Closed Meeting held on Monday, July 16, 2012 was: examinations of financial institutions and a regulatory matter regarding a financial institution.

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400.

Enforcement proceedings

In the Matter of QPC Lasers, Inc.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in QPC Lasers, Inc., Admin. Proc. File No. 3-14882. The Order Instituting Proceedings alleges that each Respondent repeatedly failed to timely file periodic reports while its securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true as to QPC Lasers, Inc., Stratcomm Media, Ltd., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp. and revokes the registration of each class of their registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-67441; File No. 3-14882)

Delinquent Filer’s Stock Registration Revoked

The registration of the registered securities of Gammacan International, Inc., has been revoked. It had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Rel. 34-67442; File No. 3-14903)

In the Matter of China MediaExpress Holdings, Inc.

An Administrative Law Judge has issued an Initial Decision in China MediaExpress Holdings, Inc., Admin. Proc. No. 3-14799. The Order Instituting Proceedings alleges that: (1) since November 2010, China MediaExpress Holdings, Inc. (China Media), has repeatedly failed to file required annual and quarterly reports while its securities were registered with the Securities and Exchange Commission; and (2) China Media’s independent auditor stated in March 2011, that reliance should not be placed on the audited financial statements in China Media’s 2009 Form 10-K. The Initial Decision finds these allegations to be true and revokes the registration of the registered securities of China Media, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Initial Decision No. 464; File No. 3-14799)

SELF-REGULATORY ORGANIZATIONS

Proposed Rule Changes

NASDAQ OMX BX, Inc. filed with the Securities and Exchange Commission a proposed rule change under Rule 19b-4 of the Securities Exchange Act of 1934 (SR-BX-2012-052) with respect to the amendment of the by-laws of its parent corporation, the NASDAQ OMX Group, Inc. (“NASDAQ OMX”). Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67433)

NASDAQ OMX PHLX LLC filed with the Securities and Exchange Commission a proposed rule change under Rule 19b-4 of the Securities Exchange Act of 1934 (SR-Phlx-2012-95) with respect to the amendment of the by-laws of its parent corporation, the NASDAQ OMX Group, Inc. (“NASDAQ OMX”). Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67434)

Approval of Proposed Rule Change

The Commission approved a proposed rule change submitted by NYSE Arca, Inc. (SR-NYSEArca-2012-45) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 amending its rules to reflect the merger of Archipelago Holdings, Inc. (“Archipelago Holdings”), an intermediate holding company, into and with NYSE Group, Inc., thereby eliminating Archipelago Holdings from the ownership structure of the exchange. Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67435)

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by NYSE ARCA, Inc. establishing a fee for television distribution of the NYSE Arca Trades Data Product (SR-NYSEArca-2012-73) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67436)

A proposed rule change filed by NYSE MKT LLC (SR-NYSEMKT-2012-19) establishing a fee for televised distribution of the NYSE MKT Trades Data Product. Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67438)

A proposed rule change (SR-Phlx-2012-90) relating to pricing in Select Symbols and multiply-listed options has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67439)

A proposed rule change filed by Chicago Board Options Exchange, Incorporated (SR-CBOE-2012-062) to amend the fees schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of July 16. (Rel. 34-67440)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-8     DATALINK CORP, 8170 UPLAND CIRCLE, CHANHASSEN, MN, 55317, 
        (952) 944-3462 - 0 ($4,490,000.00) Equity, (File 333-182653 - Jul. 13) 
        (BR. 03A)

S-8     BON TON STORES INC, 2801 E MARKET ST, YORK, PA, 17402-2406, 
        7177577660 - 0 ($16,400,000.00) Equity, (File 333-182655 - Jul. 13) 
        (BR. 02A)

F-3D    BROOKFIELD ASSET MANAGEMENT INC., BCE PLACE 181 BAY ST, 
        STE 300 PO BOX 762, TORONTO ONTARIO, A6, M5J2T3, 4163639491 - 
        0 ($19,854,000.00) Equity, (File 333-182656 - Jul. 13) (BR. 08B)

S-8     Labor Smart, Inc., 44 DARBY'S CROSSING DRIVE, SUITE 116, HIRAM, GA, 
        30141, 770-222-5888 - 3,000,000 ($600,000.00) Equity, 
        (File 333-182661 - Jul. 13) (BR. 11C)

S-1     Gigamon LLC, 736 SOUTH HILLVIEW DRIVE, MILPITAS, CA, 95035, 
        408-263-2022 - 0 ($100,000,000.00) Equity, (File 333-182662 - Jul. 13) 
        (BR. 03)

S-8     TIBCO SOFTWARE INC, 3303 HILLVIEW AVENUE, PALO ALTO, CA, 94304, 
        6508461000 - 4,000,000 ($108,800,000.00) Equity, (File 333-182663 - 
        Jul. 13) (BR. 03B)

S-1     Lone Star Gold, Inc., 6565 AMERICAS PARKWAY NE, SUITE 200, ALBUQUERQUE, 
        NM, 87110, (505) 563-5828 - 30,000,000 ($4,500,000.00) Equity, 
        (File 333-182664 - Jul. 13) (BR. 09B)

F-9     CANADIAN IMPERIAL BANK OF COMMERCE /CAN/, PO BOX 770, SUITE 4440, 
        BCE PLACE, 181 BAY STREET, TORONTO ONTARIO, A6, A6 M5L 1A2, 
        2128563612 - 0 ($8,000,000,000.00) Debt, (File 333-182665 - Jul. 13) 
        (BR. 12A)

S-8     HAMPTON ROADS BANKSHARES INC, 999 WATERSIDE DR., STE. 200, NORFOLK, VA, 
        23510, 757-217-1000 - 10,925,000 ($14,311,750.00) Equity, 
        (File 333-182666 - Jul. 13) (BR. 07C)

S-3     Whitestone REIT, 2600 SOUTH GESSNER, SUITE 500, HOUSTON, TX, 77063, 
        713-827-9595 - 0 ($350,000,000.00) Equity, (File 333-182667 - Jul. 13) 
        (BR. 08C)

S-8     Cardiovascular Systems Inc, 651 CAMPUS DRIVE, ST. PAUL, MN, 55112, 
        651-259-1600 - 450,000 ($4,639,500.00) Other, (File 333-182668 - 
        Jul. 13) (BR. 10A)

S-8     Cardiovascular Systems Inc, 651 CAMPUS DRIVE, ST. PAUL, MN, 55112, 
        651-259-1600 - 180,000 ($1,855,800.00) Equity, (File 333-182669 - 
        Jul. 13) (BR. 10A)

S-8     Tree.com, Inc., 11115 RUSHMORE DRIVE, CHARLOTTE, NC, 28277, 
        704-943-8942 - 0 ($26,536,824.00) Equity, (File 333-182670 - Jul. 13) 
        (BR. 07C)

S-3     AG Mortgage Investment Trust, Inc., 245 PARK AVENUE, 26TH FLOOR, 
        NEW YORK, NY, 10167, 212-692-2000 - 0 ($1,000,000,000.00) Other, 
        (File 333-182671 - Jul. 13) (BR. 08B)

N-2     Nuveen Active Allocation Real Return Fund, 333 WEST WACKER DR., 
        CHICAGO, IL, 60606, 312-917-8146 - 1,000 ($20,000.00) Equity, 
        (File 333-182672 - Jul. 13) (BR. 18)

S-3     Alon USA Energy, Inc., 7616 LBJ FREEWAY, SUITE 300, DALLAS, TX, 75251, 
        972 367 3600 - 2,908,645 ($24,694,396.05) Equity, (File 333-182673 - 
        Jul. 13) (BR. 04B)

S-8     SOUNDBITE COMMUNICATIONS INC, 22 CROSBY DRIVE, BEDFORD, MA, 01730, 
        781-897-2500 - 820,521 ($1,994,634.77) Equity, (File 333-182674 - 
        Jul. 13) (BR. 08C)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT
-----------------------------------------------------------------------------------------
ABBOTT LABORATORIES                     IL       5.02                 07/11/12

ACADIA PHARMACEUTICALS INC              DE       8.01                 07/13/12

AFFIRMATIVE INSURANCE HOLDINGS INC      DE       5.02,9.01            07/09/12

Alamo Energy Corp.                      NV       8.01                 07/10/12

ALBEMARLE CORP                          VA       8.01                 07/12/12

ALCO STORES INC                         KS       5.02,7.01,9.01       07/06/12

ALCOA INC                               PA       2.02,9.01            07/09/12

ALLIANCEBERNSTEIN HOLDING L.P.          DE       7.01,9.01            07/12/12

ALLIANCEBERNSTEIN L.P.                  DE       7.01,9.01            07/12/12

AMERICAN REALTY CAPITAL HEALTHCARE TR   MD       5.02                 07/10/12

American Realty Capital Trust III, In   MD       5.02                 07/10/12

American Realty Capital Trust, Inc.     DE       5.02,8.01,9.01       07/12/12

Amerilithium Corp.                               4.02,9.01            05/18/12    AMEND

AMES NATIONAL CORP                      IA       2.02,7.01,9.01       07/13/12

Ampio Pharmaceuticals, Inc.             DE       1.01,9.01            07/12/12

AMSCAN HOLDINGS INC                     DE       8.01,9.01            07/13/12

ANNAPOLIS BANCORP INC                   MD       2.02,9.01            07/13/12

APPLETON PAPERS INC/WI                           1.02,8.01,9.01       07/13/12

APRICUS BIOSCIENCES, INC.               NV       2.01,3.02,9.01       07/12/12

Armour Residential REIT, Inc.           MD       1.01,8.01,9.01       07/09/12

Armour Residential REIT, Inc.           MD       1.01,5.03,9.01       07/13/12

Aspect Software Group Holdings Ltd.     DE       5.02,9.01            07/09/12

Bank of Marin Bancorp                   CA       7.01,9.01            07/13/12

BANK OF THE OZARKS INC                  AR       2.02,7.01,9.01       07/12/12

BAZI INTERNATIONAL, INC.                NV       4.01,9.01            07/13/12

BOB EVANS FARMS INC                     DE       5.02                 07/13/12

BON TON STORES INC                      PA       1.01,2.03,9.01       07/09/12

BOVIE MEDICAL CORP                      DE       5.07                 07/12/12

Bridgepoint Education Inc               DE       8.01                 07/13/12

BRIGHTPOINT INC                         IN       1.01,9.01            07/12/12

BROADVIEW NETWORKS HOLDINGS INC         DE       1.01,5.02,5.03,8.01, 07/13/12
                                                 9.01 
         
Business Development Corp of America    MD       1.01,9.01            07/13/12

Cal Dive International, Inc.            DE       8.01,9.01            07/13/12

CALLAWAY GOLF CO                        DE       2.02,2.05,5.02,9.01  07/09/12

CAMBIUM LEARNING GROUP, INC.                     5.02                 07/10/12

CAMPBELL SOUP CO                        NJ       1.01,9.01            07/09/12

Carey Watermark Investors Inc                    1.01,2.01,9.01       07/09/12

Cascade Springs Ltd.                    NV       5.01,5.02,5.03       07/06/12

CAVCO INDUSTRIES INC                    DE       5.07                 07/11/12

CELL THERAPEUTICS INC                   WA       1.01                 07/09/12

CENTRAL FEDERAL CORP                    DE       8.01,9.01            07/13/12

CHASE CORP                              MA       2.02,9.01            07/09/12

Chelsea Therapeutics International, L   DE       5.02,8.01,9.01       07/09/12

CHESAPEAKE ENERGY CORP                  OK       7.01,9.01            07/10/12

Chesapeake Lodging Trust                MD       1.01,3.03,5.03,8.01, 07/10/12
                                                 9.01
          
CHINA VALVES TECHNOLOGY, INC            NV       4.01                 07/13/12

CHINA YIDA HOLDING, CO.                          5.07,9.01            07/08/12

Chineseinvestors.com, Inc.              IN       8.01                 07/13/12

CIRCLE STAR ENERGY CORP.                NV       1.01,3.02,9.01       07/11/12

CITRIX SYSTEMS INC                      DE       2.01,9.01            07/09/12

CITY NATIONAL BANCSHARES CORP           NJ       5.02                 07/11/12

CMS ENERGY CORP                         MI       1.01,9.01            07/10/12

CNB CORP /MI/                           MI       8.01,9.01            07/13/12

COLDWATER CREEK INC                     DE       1.01,2.03,3.02,5.02, 07/09/12    AMEND
                                                 5.03,9.01
     
Consolidated Communications Holdings,   DE       8.01,9.01            07/12/12

Cooper Industries plc                            8.01,9.01            07/12/12

CROSS COUNTRY HEALTHCARE INC            DE       1.01,1.02,2.03,9.01  07/10/12

CRYO CELL INTERNATIONAL INC             DE       5.07,9.01            07/10/12

CYS Investments, Inc.                   MD       8.01,9.01            07/11/12

dELiAs, Inc.                            DE       5.02,5.07,9.01       07/09/12

Digital Development Group Corp          NV       5.02,7.01,9.01       07/11/12

Digital Domain Media Group, Inc.        FL       1.01,9.01            07/12/12

Divine Skin Inc.                        FL       5.02,9.01            07/09/12

DXP ENTERPRISES INC                     TX       1.01,7.01,9.01       07/12/12

DYNEGY INC.                             DE       8.01,9.01            07/12/12

EAGLE ROCK ENERGY PARTNERS L P          DE       1.01,2.03,9.01       07/10/12

EATON CORP                              OH       8.01,9.01            07/12/12

EcoReady Corp                           FL       1.01,2.01,3.02,5.02, 05/11/10    AMEND
                                                 9.01 
         
EMERSON RADIO CORP                      DE       2.02,9.01            07/13/12

EnerJex Resources, Inc.                 NV       8.01                 07/10/12

EnteroMedics Inc                                 5.02,9.01            07/10/12

ENXNET INC                              OK       4.01                 07/13/12

Federal Home Loan Bank of Cincinnati    X1       5.02                 07/12/12

Federal Home Loan Bank of Dallas                 2.03,9.01            07/09/12

FEMALE HEALTH CO                        WI       7.01,9.01            07/13/12

FERRO CORP                              OH       7.01,9.01            07/13/12

Fifth & Pacific Companies, Inc.         DE       8.01                 07/13/12

Firemans Contractors, Inc.              NV       5.03,9.01            07/05/12

FIVE STAR QUALITY CARE INC                       8.01,9.01            07/09/12

FLAGSTAR BANCORP INC                    MI       5.02,7.01,9.01       07/09/12

FLORIDA GAMING CORP                     DE       1.01,3.02,5.02,9.01  07/09/12

Flux Power Holdings, Inc.               NV       1.01,5.02,9.01       07/12/12

FS Bancorp, Inc.                                 8.01,9.01            07/09/12

GARB OIL & POWER CORP                   UT       1.01,9.01            07/09/12

GEOGLOBAL RESOURCES INC.                DE       7.01,9.01            07/11/12

GLIMCHER REALTY TRUST                   MD       1.01,2.03            07/11/12

Global Stevia Corp.                     NV       1.01,5.06,9.01       07/10/12

GOLDEN GLOBAL CORP.                     NV       5.02                 07/11/12

GOLDEN PHOENIX MINERALS INC             NV       1.01,5.02,7.01,9.01  06/09/12

GREEN & QUALITY HOME LIFE, INC.         NV       5.03,9.01            07/12/12

GROUP 1 AUTOMOTIVE INC                  DE       8.01,9.01            07/11/12

Guanwei Recycling Corp.                 NV       3.01                 07/09/12

Hampden Bancorp, Inc.                   DE       7.01,9.01            07/12/12

HEARTLAND PAYMENT SYSTEMS INC           DE       5.02                 07/13/12

HELEN OF TROY LTD                                2.02,9.01            07/10/12

Hicks Acquisition CO II, Inc.                    1.01,1.02,5.07,8.01, 07/12/12
                                                 9.01 
         
Hoku Corp                               DE       2.04,8.01            06/27/12

HUGHES Telematics, Inc.                 DE       8.01                 07/13/12

IGATE CORP                              PA       2.02,9.01            07/13/12

IMPERIAL INDUSTRIES INC                 DE       8.01,9.01            07/12/12

INERGY L P                              DE       8.01,9.01            07/13/12

Inland Diversified Real Estate Trust,   MD       5.02                 07/11/12

Insynergy Products, Inc                 NV       3.02,5.02            07/13/12

JBI, INC.                               NV       2.05,9.01            07/09/12

JMG Exploration, Inc.                   NV       1.01,9.01            07/12/12

Jones Lang LaSalle Income Property Tr   MD       5.07,7.01            07/11/12

JPMORGAN CHASE & CO                     DE       2.02,4.02,9.01       07/13/12

JPMORGAN CHASE & CO                     DE       2.02,9.01            07/13/12

JPMORGAN CHASE & CO                     DE       7.01,9.01            07/13/12

KAPSTONE PAPER & PACKAGING CORP         DE       7.01                 07/13/12

KV PHARMACEUTICAL CO /DE/               DE       5.08                 06/14/12    AMEND

LA JOLLA PHARMACEUTICAL CO              CA       7.01,9.01            07/12/12

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                 07/13/12

LADENBURG THALMANN FINANCIAL SERVICES   FL       5.02                 07/12/12

LBI MEDIA HOLDINGS INC                           1.01,5.02,9.01       07/12/12

LEHMAN ABS CORP BACKED TR CERT FED EX   DE       8.01,9.01            07/02/12

LEXMARK INTERNATIONAL INC /KY/          DE       7.01,9.01            07/12/12

LUCID INC                               NY       5.02,9.01            07/09/12

Lustros Inc.                            UT       4.01,9.01            06/28/12    AMEND

MAXWELL TECHNOLOGIES INC                DE       5.02,9.01            07/10/12

MEDTRONIC INC                           MN       5.02                 07/13/12

MERRIMACK PHARMACEUTICALS INC           DE       5.02                 07/09/12

MetaStat, Inc.                          NV       1.01,2.01,3.02,5.01, 02/27/12    AMEND
                                                 5.02,5.03,5.06,8.01, 
                                                 9.01  
 
MHI Hospitality CORP                    MD       1.01,2.03,7.01,9.01  07/10/12

MOTRICITY INC                           DE       7.01,9.01            07/13/12

MULTIBAND CORP                          MN       5.02                 07/10/12

MultiPlayer Online Dragon, Inc.         NV       5.02                 07/12/12

NATIONAL BEVERAGE CORP                  DE       2.02,9.01            07/12/12

NATURAL HEALTH TRENDS CORP              DE       2.02,9.01            07/13/12

NETWORK ENGINES INC                     DE       5.02                 07/09/12

NEW FRONTIER MEDIA INC                  CO       1.01,7.01,9.01       07/12/12

NEW HAMPSHIRE THRIFT BANCSHARES INC     DE       2.02,9.01            07/13/12

NEWMONT MINING CORP /DE/                DE       1.04                 07/11/12

NEWS CORP                                        8.01,9.01            07/13/12

NORTH BAY RESOURCES INC                 DE       1.01,2.03,3.02,9.01  07/11/12

NORTHSTAR REALTY FINANCE CORP.          MD       1.01,5.03,8.01,9.01  07/09/12

OCCIDENTAL PETROLEUM CORP /DE/          DE       5.02,9.01            07/11/12

Ocean Power Technologies, Inc.          NJ       2.02,9.01            07/13/12

OLD SECOND BANCORP INC                  DE       8.01                 07/13/12

OPNEXT INC                                       5.02,8.01            07/09/12

OxySure Systems Inc                              1.01                 07/09/12

PACCAR INC                              DE       5.02,5.03,9.01       07/10/12

Patriot Coal CORP                       DE       1.01,1.02,2.03,2.04, 07/09/12
                                                 3.01,7.01,9.01

PC TEL INC                              DE       1.01,2.01,9.01       07/09/12

PDL BIOPHARMA, INC.                     DE       1.01,2.03            07/10/12

PEAPACK GLADSTONE FINANCIAL CORP        NJ       5.02,9.01            07/13/12

PEOPLES FINANCIAL SERVICES CORP.        PA       9.01                 06/30/12

Point.360                               CA       5.02                 07/12/12

Poly Shield Technologies Inc.           DE       1.01,5.03,9.01       07/11/12

POSITIVEID Corp                         DE       1.01,2.03,3.02,9.01  07/09/12

PRESIDENTIAL LIFE CORP                  DE       1.01,5.02,7.01,9.01  07/12/12

Propell Corporation.                    DE       1.01,3.02,5.03,9.01  07/06/12

Puramed Bioscience Inc.                 MN       4.01,9.01            07/11/12

PURE BIOSCIENCE, INC.                   DE       1.01,9.01            07/09/12    AMEND

QUESTCOR PHARMACEUTICALS INC            CA       7.01,9.01            07/13/12

QUICKSILVER RESOURCES INC               DE       5.02                 07/09/12

RALPH LAUREN CORP                       DE       5.02,9.01            07/13/12

REINSURANCE GROUP OF AMERICA INC        MO       8.01,9.01            07/13/12

RETAIL OPPORTUNITY INVESTMENTS CORP     DE       8.01,9.01            05/04/12

RETAIL OPPORTUNITY INVESTMENTS CORP     DE       8.01,9.01            02/16/12

Santa Fe Petroleum, Inc.                DE       4.01,9.01            07/10/12

SAVIENT PHARMACEUTICALS INC             DE       2.05,5.02,9.01       07/09/12

SED INTERNATIONAL HOLDINGS INC          2Q       8.01,9.01            07/12/12

SIGMATRON INTERNATIONAL INC             DE       2.02,9.01            07/13/12

SIMULATIONS PLUS INC                             8.01,9.01            07/12/12

SLM Student Loan Trust 2003-14                   8.01,9.01            07/13/12

SLM Student Loan Trust 2004-1                    8.01,9.01            07/13/12

SLM Student Loan Trust 2004-10          DE       8.01,9.01            07/13/12

SLM Student Loan Trust 2004-5                    8.01,9.01            07/13/12

Southern National Bancorp of Virginia   VA       2.01,9.01            04/27/12    AMEND

SOUTHWEST GAS CORP                      CA       5.02                 07/12/12

SPECTRASCIENCE INC                      MN       5.07,7.01,9.01       07/12/12

Steadfast Income REIT, Inc.             MD       7.01,8.01,9.01       07/12/12

Stratex Oil & Gas Holdings, Inc.        CO       1.01,2.01,3.02,4.01, 07/06/12    AMEND
                                                 5.01,5.02,5.06,9.01  
      
SUN RIVER ENERGY, INC                   CO       1.01,8.01,9.01       07/11/12

SUNLINK HEALTH SYSTEMS INC              OH       1.01,7.01,8.01,9.01  07/11/12

SUPERNUS PHARMACEUTICALS INC            DE       8.01,9.01            07/13/12

SupportSave Solutions Inc                        1.01,3.02,5.02,9.01  07/12/12

TEL INSTRUMENT ELECTRONICS CORP         NJ       4.02                 07/09/12

THERAVANCE INC                          DE       8.01,9.01            07/13/12

Tonix Pharmaceuticals Holding Corp.     NV       7.01,9.01            07/13/12

TRANS WORLD ENTERTAINMENT CORP          NY       5.03,5.07,9.01       07/12/12

TRANSUNION CORP.                                 8.01,9.01            04/30/12    AMEND

TRIDENT MICROSYSTEMS INC                DE       5.03,8.01,9.01       07/09/12

UNIT CORP                               DE       1.01,8.01,9.01       07/12/12

UQM TECHNOLOGIES INC                    CO       5.02                 07/12/12

USA TECHNOLOGIES INC                    PA       1.01,2.03            07/10/12

VALENCE TECHNOLOGY INC                  DE       1.03,2.04,3.01,9.01  07/12/12

Vanguard Natural Resources, LLC         DE       9.01                 07/13/12    AMEND

VERISIGN INC/CA                         DE       2.02,9.01            07/13/12

Vestin Realty Mortgage I, Inc.                   3.03                 07/13/12

Vestin Realty Mortgage II, Inc          MD       3.03                 07/13/12

Victor Technologies Group, Inc.         DE       8.01,9.01            07/09/12

ViewPoint Financial Group Inc.                   8.01,9.01            07/13/12

VOXX International Corp                 DE       2.02,8.01            07/10/12

Vu1 CORP                                CA       5.02                 07/09/12

WAVE SYSTEMS CORP                       DE       3.01                 07/13/12

WEBSTER FINANCIAL CORP                  DE       2.02,9.01            07/13/12

WELLCARE HEALTH PLANS, INC.             DE       1.01                 07/09/12

WELLS FARGO & COMPANY/MN                DE       2.02,9.01            07/13/12

WELLS FARGO & COMPANY/MN                DE       9.01                 07/13/12

WEST SUBURBAN BANCORP INC               IL       8.01                 07/13/12

WHY USA FINANCIAL GROUP INC             NV       4.01,9.01            07/10/12

WINLAND ELECTRONICS INC                 MN       5.07                 07/10/12

Wizard World, Inc.                      DE       1.01,5.02,9.01       07/09/12

World Omni Auto Receivables Trust 201   DE       1.01,8.01,9.01       07/11/12

XCEL ENERGY INC                         MN       5.02                 07/12/12

XOMA Corp                               DE       5.02,9.01            07/10/12

YAHOO INC                               DE       5.02,5.07,9.01       07/12/12

http://www.sec.gov/news/digest/2012/dig071612.htm

SEC News Digest