SEC News Digest, June 22, 2012

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Commission Announcements

Commission Meetings

Closed Meeting on Thursday, June 28, 2012 at 1:00 p.m.

The subject matter of the Closed Meeting scheduled for Thursday, June 28, 2012 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; other matters relating to enforcement proceedings; and adjudicatory matters.

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400.

Enforcement Proceedings

Delinquent Filers’ Stock Registrations Revoked

The registrations of the registered securities of Oklahoma Energy Corp., OL Funding, Inc., OmniSky Corp., Orange County Ventures, Inc., Percipio Biotherapeutics, Inc., and Priviam, Inc., have been revoked. Each had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-67235; File No. 3-14898)

Revocation of Registration of Securities of Blue Earth Refineries, Inc.

The Securities and Exchange Commission announced the revocation of the registration of the securities of Blue Earth Refineries, Inc. (Blue Earth), of Hong Kong, China, registered with the Commission pursuant to Section 12 of the Exchange Act, on June 22, 2012, pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the Exchange Act).

In its Order revoking the registration of securities of Blue Earth registered with the Commission pursuant to Section 12 of the Exchange Act, the Commission found the following:

Blue Earth (CIK No. 1299795) is a British Virgin Islands corporation located in Hong Kong, China with a class of securities registered with the Commission under Exchange Act Section 12(g). Blue Earth is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 20-F on December 19, 2007 for the period ended June 30, 2007. As of July 22, 2011, the common stock of Blue Earth was quoted on the OTC Link market, had four market makers, and was eligible for the “piggyback” exception of Exchange Act Rule 15c2-11(f)(3).

The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company.

Further, brokers and dealers should be alert to the fact that, Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence.

Without admitting or denying the findings in the Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, Blue Earth consented the entry of an order finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Blue Earth’s securities registered with the Commission pursuant to Section 12 of the Exchange Act. (Rel. 34-67236; File No. 3-14727)

Investment Company Act Releases

Orders of Deregistration Under the Investment Company Act Of 1940

Orders have been issued under Section 8(f) of the Investment Company Act of 1940 declaring that each of the following has ceased to be an investment company:

First Carolina Investors, Inc. [File No. 811-8942]
[Rel. No. IC-30106]
Legg Mason Investors Trust, Inc. [File No. 811-7692]
[Rel. No. IC-30107]
DWS Equity Trust [File No. 811-8599]
[Rel. No. IC-30108]
Argentina Fund Inc. [File No. 811-6387]
[Rel. No. IC-30109]
Credit Suisse Large Cap Blend Fund, Inc. [File No. 811-8921]
[Rel. No. IC-30110]
Credit Suisse Capital Funds [File No. 811-4604]
[Rel. No. IC-30111]
BlackRock Equity Dividend Trust [File No. 811-21443]
[Rel. No. IC-30112]
BlackRock Strategic Equity Dividend Trust [File No. 811-21493]
[Rel. No. IC-30113]
Old Mutual Funds I [File No. 811-21587]
[Rel. No. IC-30114]
Credit Suisse Global High Yield Fund, Inc. [File No. 811-8927]
[Rel. No. IC-30115]
Keystone America Tax Free Money Market Fund [File No. 811-4960]
[Rel. No. IC-30116]
Keystone America Money Market Fund [File No. 811-4948]
[Rel. No. IC-30117]
Special Value Continuation Partners, LP [File No. 811-21935]
[Rel. No. IC-30118]
TCP Capital Corp. [File No. 811-21936]
[Rel. No. IC-30119]

Medallion Financial Corp.

A notice has been issued giving interested persons until July 16, 2012 to request a hearing on an application filed by Medallion Financial Corp. for an order under Section 61(a)(3)(B) of the Investment Company Act approving applicant’s proposal to grant certain stock options to non-employee directors under applicant’s stock option plan. (Rel. IC-30121 – June 1)

Self-Regulatory Organizations

Proposed Rule Change

The NASDAQ Stock Market LLC filed with the Securities and Exchange Commission a proposed rule change (SR-NASDAQ-2012-058) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 relating to the listing and trading of Alpha Index-Linked Securities. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-67229)

Immediate Effectiveness of Proposed Rule Change

A proposed rule change filed by the Chicago Board Options Exchange, Incorporated (SR-CBOE-2012-057) to increase the class quoting limit for options on Facebook has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-67231)

Accelerated Approval of Proposed Rule Change

The Chicago Mercantile Exchange Inc. (CME) filed a proposed rule change (SR-CME-2012-24) under Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) amending CME Rule 802 regarding CME’s capital contribution to the base guaranty fund. The proposed rule change has been approved on an accelerated basis pursuant to Section 19(b)(2) of the Exchange Act. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-67232)

Withdrawal of Proposed Rule Changes

The Commission issued notice of withdrawal of a proposed rule change (SR-NYSEArca-2012-26) filed by NYSE Arca, Inc. under Rule 19b-4 of the Securities Exchange Act of 1934 to list and trade option contracts overlying 10 shares of a security (mini-options contracts) and implement rule text necessary to distinguish mini-options contracts from option contracts overlying 100 shares of a security (standard contracts). Publication is expected in the Federal Register during the week of June 25. (Rel. 34-67233)

The Commission issued notice of withdrawal of a proposed rule change (SR-ISE-2012-26) filed by the International Securities Exchange, LLC under Rule 19b-4 of the Securities Exchange Act of 1934 to list and trade option contracts overlying 10 shares of a security. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-67234)

`Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-3     ACELRX PHARMACEUTICALS INC, 351 GALVESTON DRIVE, REDWOOD CITY, CA, 
        94063, 650-216-3500 - 5,552,440 ($16,324,173.60) Equity, 
        (File 333-182245 - Jun. 21) (BR. 01B)

S-8     SPREADTRUM COMMUNICATIONS INC, 810 E ARQUES AVE, SUNNYVALE, CA, 94085, 
        4087358126 - 700,680 ($4,421,290.80) Equity, (File 333-182246 - 
        Jun. 21) (BR. 10B)

S-3ASR  PACKAGING CORP OF AMERICA, 1900 W FIELD CT, LAKE FOREST, IL, 60045, 
        8474823000 - 0 ($0.00) Debt, (File 333-182251 - Jun. 21) (BR. 04B)

S-1     NEW ENERGY TECHNOLOGIES, INC., 9192 RED BRANCH RD, SUITE 110, COLUMBIA, 
        MD, 21045, 800-213-0689 - 0 ($5,000,000.00) Equity, (File 333-182253 - 
        Jun. 21) (BR. 06B)

S-8     MITEL NETWORKS CORP, 350 LEGGET DRIVE, KANATA ONTARIO CANADA K2K 2W7, 
        A6, 00000, 6135922122 - 0 ($6,673,183.00) Equity, (File 333-182256 - 
        Jun. 21) (BR. 11C)

S-3     SARATOGA RESOURCES INC /TX, 7500 SAN FELIPE, SUITE 675, HOUSTON, TX, 
        77063, 7139148017 - 10,009,808 ($62,311,054.80) Equity, 
        (File 333-182257 - Jun. 21) (BR. 04B)

S-3ASR  AMEREN CORP, 1901 CHOUTEAU AVE, MC 1370, ST LOUIS, MO, 63166-6149, 
        314-621-3222 - 0 ($0.00) Other, (File 333-182258 - Jun. 21) (BR. 02B)

F-10    ONCOLYTICS BIOTECH INC, 1167 KENSINGTON CRES NW SUITE 210, 
        CALGARY ALBERTA CANADA T2N 1X7, ALBERTA CANADA, A0, 00000, 4036707380 - 
        147,375 ($147,375.00) Equity, (File 333-182260 - Jun. 21) (BR. 01B)

S-3ASR  PennyMac Mortgage Investment Trust, 6101 CONDOR DRIVE, THIRD FLOOR, 
        MOORPARK, CA, 93021, (818) 224-7442 - 0 ($0.00) Other, 
        (File 333-182261 - Jun. 21) (BR. 08C)

S-8     Oculus Innovative Sciences, Inc., 1129 N. MCDOWELL BLVD., PETALUMA, CA, 
        94954, 707-782-0792 - 5,779,210 ($4,045,447.00) Equity, 
        (File 333-182263 - Jun. 21) (BR. 10B)

S-3ASR  WASHINGTON REAL ESTATE INVESTMENT TRUST, 6110 EXECUTIVE BOULEVARD, 
        SUITE 800, ROCKVILLE, MD, 20852, 3019295900 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-182264 - Jun. 21) 
        (BR. 08C)

S-4     Clear Channel Worldwide Holdings, Inc., 200 E. BASSE ROAD, SAN ANTONIO, 
        TX, 78209, 210-832-3314 - 0 ($2,200,000,000.00) Non-Convertible Debt, 
        (File 333-182265 - Jun. 21) (BR. 11A)

S-4     NORTHERN OIL & GAS, INC., 315 MANITOBA AVE, WAYZATA, MN, 55391, 
        952-476-9800 - 0 ($300,000,000.00) Other, (File 333-182266 - Jun. 21) 
        (BR. 04B)

S-3ASR  WASHINGTON REAL ESTATE INVESTMENT TRUST, 6110 EXECUTIVE BOULEVARD, 
        SUITE 800, ROCKVILLE, MD, 20852, 3019295900 - 
        1,000,000 ($27,690,000.00) Equity, (File 333-182267 - Jun. 21) (BR. 08C)

S-8     GenMark Diagnostics, Inc., 5964 LA PLACE COURT, CARLSBAD, CA, 92008, 
        (760) 448-4300 - 0 ($4,251,183.00) Equity, (File 333-182268 - Jun. 21) 
        (BR. 10A)

S-8     Kennedy-Wilson Holdings, Inc., 9701 WILSHIRE BLVD., SUITE 700, 
        BEVERLY HILLS, CA, 90210, 310-887-6400 - 
        3,170,000 ($42,795,000.00) Equity, (File 333-182269 - Jun. 21) (BR. 08B)

S-3     SYNERGY PHARMACEUTICALS, INC., 420 LEXINGTON AVENUE, SUITE 1609, 
        NEW YORK, NY, 10170, 212-297-0010 - 0 ($250,000,000.00) Other, 
        (File 333-182271 - Jun. 21) (BR. 01A)

S-3     SARATOGA RESOURCES INC /TX, 7500 SAN FELIPE, SUITE 675, HOUSTON, TX, 
        77063, 7139148017 - 0 ($200,000,000.00) Unallocated (Universal) Shelf, 
        (File 333-182273 - Jun. 21) (BR. 04B)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

-----------------------------------------------------------------------------------------
A&C United Agriculture Developing Inc   NV       5.02                 06/20/12

ABAKAN, INC                             NV       5.02                 06/15/12

ABERCROMBIE & FITCH CO /DE/             DE       7.01,9.01            06/20/12

ACACIA RESEARCH CORP                    DE       8.01                 06/20/12

ACCENTIA BIOPHARMACEUTICALS INC         FL       1.01,3.02,9.01       06/15/12

ADA-ES INC                              CO       4.02,8.01,9.01       06/20/12

ADCARE HEALTH SYSTEMS INC               OH       1.01,2.03            06/15/12

ADMA BIOLOGICS, INC.                    DE       1.02,5.05,8.01,9.01  06/15/12

ADVENTRX PHARMACEUTICALS INC            DE       5.07                 06/20/12

AEROSONIC CORP /DE/                     DE       1.01,5.02            06/15/12

AFS SenSub Corp.                                 1.01,8.01,9.01       06/21/12

AGY Holding Corp.                       DE       1.01,2.03,9.01       06/15/12

ALLIANCE RESOURCE PARTNERS LP           DE       1.04                 06/15/12

ALLIANCEBERNSTEIN HOLDING L.P.          DE       5.02,7.01,9.01       06/21/12

ALLIANCEBERNSTEIN L.P.                  DE       5.02,7.01,9.01       06/21/12

ALTAIR NANOTECHNOLOGIES INC             Z4       1.01,9.01            06/15/12

AMERICAN APPAREL, INC                   DE       9.01                 03/13/12    AMEND

American Energy Development Corp.       NV       1.01,2.01,3.02,9.01  06/15/12

AMERICAN INTERNATIONAL GROUP INC        DE       5.02,9.01            06/21/12

AMERICAN RIVER BANKSHARES               CA       1.01,9.01            06/19/12

American Sands Energy Corp.             DE       1.01,5.02,8.01,9.01  06/15/12

AMERICAN SOFTWARE INC                   GA       2.02,9.01            06/21/12

APOGEE ENTERPRISES, INC.                MN       2.02,9.01            06/20/12

APPLIED MATERIALS INC /DE               DC       5.02                 06/18/12

ARCH COAL INC                           DE       7.01,9.01            06/21/12

ARDENT MINES LTD                                 1.01,5.02            06/18/12

AROTECH CORP                            DE       2.01,9.01            06/20/12

ASSISTED LIVING CONCEPTS INC            NV       1.01,1.02,2.01,9.01  06/15/12

Augme Technologies, Inc.                DE       5.02,9.01            06/15/12

AWARE INC /MA/                          MA       2.01,9.01            06/21/12

BCB BANCORP INC                                  8.01,9.01            06/19/12

BEHRINGER HARVARD REIT I INC            MD       5.07,8.01            06/20/12

BEST BUY CO INC                         MN       7.01,9.01            06/21/12

BEST BUY CO INC                         MN       5.03,5.07,7.01,9.01  06/20/12

BioDrain Medical, Inc.                  MN       1.01,3.02,9.01       06/15/12

BIOMIMETIC THERAPEUTICS, INC.           DE       8.01,9.01            06/21/12

BioRestorative Therapies, Inc.          NV       1.01,8.01,9.01       06/15/12

BKF CAPITAL GROUP INC                   DE       8.01,9.01            06/20/12

BLACK BOX CORP                          DE       5.02                 06/20/12

BlackRock Inc.                          DE       5.02,9.01            06/15/12

BSQUARE CORP /WA                        WA       1.01                 06/15/12

C&J Energy Services, Inc.               DE       5.02,9.01            06/18/12

CABOT CORP                              DE       1.01,7.01,9.01       06/20/12

CALIBRUS, INC.                          NV       1.01                 06/15/12

Calumet Specialty Products Partners,    DE       8.01,9.01            06/05/12    AMEND

CANO PETROLEUM, INC                              7.01,9.01            06/20/12

CARMAX INC                              VA       2.02,9.01            06/21/12

CAS MEDICAL SYSTEMS INC                 DE       5.07                 06/20/12

CATALYST PHARMACEUTICAL PARTNERS, INC   DE       3.01,9.01            06/18/12

CEL SCI CORP                            CO       1.01,5.01            06/18/12

CELGENE CORP /DE/                       DE       8.01,9.01            06/21/12

CENTRAL FEDERAL CORP                    DE       8.01,9.01            06/21/12

Chanticleer Holdings, Inc.              DE       8.01,9.01            06/21/12

CHEESECAKE FACTORY INC                  DE       8.01,9.01            06/20/12

China Information Technology, Inc.               8.01,9.01            06/21/12

CLARCOR INC.                            DE       2.02,9.01            06/20/12

CleanTech Biofuels, Inc.                         5.02,9.01            06/18/12

Clear Channel Outdoor Holdings, Inc.    DE       8.01,9.01            06/21/12

Clearwater Paper Corp                   DE       8.01,9.01            06/20/12

CODEXIS INC                                      5.02,9.01            06/15/12

CONAGRA FOODS INC /DE/                  DE       2.02,9.01            06/21/12

CORPORATE BOND BACKED CERT TR SER 199            8.01,9.01            06/15/12

CORTEX PHARMACEUTICALS INC/DE/          DE       8.01                 06/15/12

COSI INC                                DE       3.01                 06/15/12

Cryoport, Inc.                          NV       5.02                 06/15/12

CTPARTNERS EXECUTIVE SEARCH INC.        DE       5.07                 06/14/12

Customers Bancorp, Inc.                 PA       1.01,7.01,9.01       06/20/12

DAIS ANALYTIC CORP                               8.01,9.01            06/15/12

Delek US Holdings, Inc.                          7.01,9.01            06/21/12

Digital Systems, Inc.                   CO       8.01,9.01            06/19/12

DIGITALGLOBE INC                                 5.02                 06/21/12

DIRECT MARKETS HOLDINGS CORP.           DE       8.01,9.01            06/20/12

DITECH NETWORKS INC                     DE       2.02,5.02,9.01       06/19/12

Dividend Capital Total Realty Trust I            8.01                 06/21/12

DURECT CORP                             DE       5.07                 06/20/12

DXP ENTERPRISES INC                     TX       5.07                 06/21/12

DYAX CORP                               DE       5.02                 06/20/12

EASTMAN KODAK CO                        NJ       9.01                 06/21/12

EBIX INC                                DE       8.01                 06/19/12

EFT Holdings, Inc.                      NV       1.02                 06/15/12

eHealth, Inc.                           DE       5.07                 06/15/12

ELITE PHARMACEUTICALS INC /NV/          NV       8.01                 06/20/12

Energy Services of America CORP         DE       5.07                 06/20/12

Enhance Skin Products Inc               NV       1.01,5.02,9.01       05/31/12

ENOVA SYSTEMS INC                       CA       5.02,8.01            06/18/12

ENXNET INC                              OK       7.01,9.01            06/20/12

EPICEPT CORP                                     1.01,1.02,2.01,9.01  06/18/12

FAR EAST ENERGY CORP                    NV       1.01,9.01            06/21/12

FARMER BROTHERS CO                      CA       5.02                 06/15/12

Federal Home Loan Bank of Boston        X1       2.03                 06/19/12

Federal Home Loan Bank of Chicago       X1       2.03                 06/18/12

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01            06/19/12

Federal Home Loan Bank of Des Moines    X1       2.03,9.01            06/19/12

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01            06/21/12

Federal Home Loan Bank of New York      X1       2.03,9.01            06/18/12

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01            06/18/12

Federal Home Loan Bank of San Francis   X1       2.03                 06/19/12

Federal Home Loan Bank of Topeka                 2.03,9.01            06/18/12

FIDELITY SOUTHERN CORP                  GA       1.01,2.01,8.01,9.01  06/15/12

First Bancorp, Inc /ME/                 ME       8.01                 06/21/12

FIRST RELIANCE BANCSHARES INC           SC       7.01,9.01            06/21/12

FIRSTFED FINANCIAL CORP                 DE       8.01,9.01            06/15/12

Flux Power Holdings, Inc.               NV       8.01,9.01            06/20/12

FS Investment Corp II                   MD       2.02,3.02,9.01       06/18/12

FX ENERGY INC                           NV       7.01,9.01            06/20/12

GAIN Capital Holdings, Inc.             DE       5.07                 06/15/12

GameStop Corp.                          DE       5.07,8.01            06/19/12

GATEWAY ENERGY CORP/NE                  DE       5.07                 06/20/12

GAYLORD ENTERTAINMENT CO /DE            DE       8.01,9.01            06/21/12

GenMark Diagnostics, Inc.               DE       1.01,8.01,9.01       06/20/12

Geopulse Exploration Inc.               NV       2.03,3.02            06/14/12

GLOBAL AXCESS CORP                      NV       5.02                 06/15/12

Global Growth Trust, Inc.               MD       5.02,5.07            06/19/12

Global Income Trust, Inc.               MD       5.02,5.07            06/20/12

Granite Falls Energy, LLC               MN       8.01                 06/18/12

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01,9.01            05/31/12

GT Advanced Technologies Inc.           DE       1.01,2.03,9.01       06/15/12

HARVEST NATURAL RESOURCES, INC.         DE       1.01,7.01,9.01       06/21/12

hhgregg, Inc.                           DE       5.02                 06/20/12

HOMELAND ENERGY SOLUTIONS LLC                    5.07                 04/05/12    AMEND

HYPERDYNAMICS CORP                      DE       8.01,9.01            06/21/12

IMPERIAL SUGAR CO /NEW/                 TX       1.01,1.02,3.01,3.02, 06/20/12
                                                 3.03,5.01,5.02,5.03,
                                                 9.01
   
INDEPENDENT BANK CORP                   MA       8.01                 06/21/12

InfuSystem Holdings, Inc                DE       5.02                 06/15/12

INTERNATIONAL LEASE FINANCE CORP        CA       7.01,8.01,9.01       06/21/12

INTERNATIONAL MONETARY SYSTEMS LTD /W   WI       5.02                 06/18/12

Interval Leisure Group, Inc.            DE       1.01,2.03,7.01,9.01  06/21/12

Investors Heritage Capital Corp         KY       8.01                 06/21/12

ISLAND BREEZE INTERNATIONAL, INC.       DE       1.01,3.02,9.01       06/15/12

Iveda Solutions, Inc.                   NV       5.07                 06/19/12

KANSAS CITY SOUTHERN                    DE       7.01,9.01            06/19/12

KEY ENERGY SERVICES INC                 MD       7.01,9.01            06/20/12

KULICKE & SOFFA INDUSTRIES INC          PA       5.03,9.01            06/05/12

LAKELAND INDUSTRIES INC                 DE       5.02,5.07,9.01       06/20/12

Li3 Energy, Inc.                        NV       1.01,9.01            06/17/12

LTV CORP                                DE       8.01,9.01            06/20/12

MAGELLAN GOLD Corp                      NV       7.01,9.01            06/21/12

MCMORAN EXPLORATION CO /DE/             DE       2.06                 06/15/12

MEDASSETS INC                           DE       5.07                 06/21/12

MET PRO CORP                            PA       7.01,9.01            06/21/12

MIDDLEBY CORP                           DE       8.01                 06/15/12

MODINE MANUFACTURING CO                 WI       5.04,9.01            06/20/12

MOTRICITY INC                           DE       5.02,9.01            05/17/12    AMEND

MRI INTERVENTIONS, INC.                 DE       5.02,9.01            06/19/12

MURPHY OIL CORP /DE                     DE       5.02,9.01            06/20/12

NEW YORK TIMES CO                       NY       5.02,9.01            06/21/12

NEWS CORP                                        8.01,9.01            06/21/12

Nile Therapeutics, Inc.                 DE       5.02                 06/18/12

NOVATEL WIRELESS INC                    DE       8.01,9.01            06/20/12

Oculus Innovative Sciences, Inc.        CA       3.01                 06/18/12

Oncothyreon Inc.                        DE       8.01,9.01            06/21/12

ORACLE CORP                                      5.02                 06/18/12

Orient Paper Inc.                       NV       7.01,9.01            06/21/12

ORTHOFIX INTERNATIONAL N V                       5.07                 06/21/12

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       5.07                 06/15/12

PALADIN REALTY INCOME PROPERTIES INC    MD       5.07                 06/18/12

PCS EDVENTURES COM INC                  ID       2.03,7.01,8.01,9.01  04/18/12

PEOPLES BANCORP INC                     OH       5.02,9.01            06/21/12

PEREGRINE PHARMACEUTICALS INC           DE       5.02                 06/20/12

PG&E CORP                               CA       5.02,5.03,9.01       06/20/12

Philip Morris International Inc.        VA       8.01,9.01            06/21/12

Phillips Edison - ARC Shopping Center   MD       8.01,9.01            06/19/12

PMI GROUP INC                           DE       7.01,9.01            06/20/12

PNC FINANCIAL SERVICES GROUP, INC.      PA       2.03,9.01            06/15/12

POWER INTEGRATIONS INC                  CA       5.07                 06/18/12

POWERSECURE INTERNATIONAL, INC.         DE       5.02,5.03,5.07,9.01  06/19/12

PREMIER FINANCIAL BANCORP INC           KY       5.07                 06/20/12

PRINCETON NATIONAL BANCORP INC          DE       3.01,9.01            06/19/12

PVH CORP. /DE/                          DE       7.01,9.01            06/21/12

RAINMAKER SYSTEMS INC                   DE       1.01                 06/15/12

RBC LIFE SCIENCES, INC.                 DE       5.02                 06/18/12

REAL ESTATE ASSOCIATES LTD IV           CA       1.01                 06/15/12

REALTY INCOME CORP                      MD       5.03,5.07,9.01       06/21/12

RECOVERY ENERGY, INC.                   NV       5.07                 06/19/12

RED MOUNTAIN RESOURCES, INC.            FL       1.01,2.01,2.03,3.02, 05/26/11    AMEND
                                                 5.01,5.02,5.03,5.06,
                                                 9.01
   
RED MOUNTAIN RESOURCES, INC.            FL       4.01,9.01            08/30/11    AMEND

Resolute Forest Products Inc.           DE       2.05,2.06,9.01       06/15/12

REVLON INC /DE/                         DE       1.01                 06/21/12

REXAHN PHARMACEUTICALS, INC.            DE       5.07                 06/18/12

RITE AID CORP                           DE       2.02,9.01            06/21/12

ROMA FINANCIAL CORP                     X1       8.01,9.01            06/20/12

RUDOLPH TECHNOLOGIES INC                DE       8.01,9.01            06/21/12

Santa Fe Gold CORP                      DE       1.01,9.01            06/21/12

SEMPRA ENERGY                           CA       5.02                 06/18/12

Shire plc                                        8.01,9.01            06/20/12

SL GREEN REALTY CORP                    MD       5.07                 06/19/12

Smart Kids Group Inc.                   FL       5.02,7.01,9.01       06/18/12

SMARTPAY EXPRESS, INC.                  NV       2.01,3.02,4.01,5.01, 06/15/12
                                                 5.02,5.03,5.07,9.01
        
SOUTH DAKOTA SOYBEAN PROCESSORS LLC              5.02,5.07,9.01       06/19/12

SOUTHERN CONNECTICUT BANCORP INC        CT       5.07                 06/19/12

SOUTHWESTERN ENERGY CO                  DE       5.02,9.01            06/19/12

SPECTRASCIENCE INC                      MN       1.01,8.01,9.01       06/15/12

SpectrumDNA, Inc.                       DE       5.02,8.01            06/15/12

SRKP 16 INC                             DE       7.01,9.01            06/19/12

STATER BROS HOLDINGS INC                DE       5.02,9.01            06/08/12    AMEND

STEWART ENTERPRISES INC                 LA       8.01,9.01            06/20/12

STREAMLINE HEALTH SOLUTIONS INC.        DE       3.02                 06/15/12

SUNOCO INC                              PA       1.01,9.01            06/15/12

SUPERIOR UNIFORM GROUP INC              FL       5.02,8.01            06/21/12

TEAMSTAFF INC                           NJ       3.02,8.01,9.01       06/15/12

TECHE HOLDING CO                        LA       5.02,5.03,9.01       06/18/12

TeleNav, Inc.                           DE       5.02,9.01            06/16/12

TherapeuticsMD, Inc.                    UT       7.01,9.01            06/21/12

TherapeuticsMD, Inc.                    UT       1.01,2.03,3.02,9.01  06/19/12

TIDEWATER INC                           DE       8.01,9.01            06/20/12

Transcept Pharmaceuticals Inc           DE       5.07                 06/20/12

TSIC, Inc.                              DE       7.01,9.01            06/19/12

UNIVERSAL INSURANCE HOLDINGS, INC.      DE       8.01,9.01            06/21/12

UNS Energy Corp                         AZ       2.03,9.01            06/19/12

UTG INC                                          5.02                 06/20/12

VALASSIS COMMUNICATIONS INC             DE       9.01                 06/20/12

Valeant Pharmaceuticals International   A6       7.01,9.01            06/21/12

VERENIUM CORP                           DE       5.07                 06/20/12

VIRCO MFG CORPORATION                   DE       5.03,5.07,9.01       06/19/12

Vuzix Corp                              DE       1.01,2.01,2.03,9.01  06/15/12

Westinghouse Solar, Inc.                DE       3.01                 06/19/12

WILSHIRE BANCORP INC                             8.01,9.01            06/20/12

XCEL ENERGY INC                         MN       8.01                 06/19/12

XERIUM TECHNOLOGIES INC                 DE       5.07                 06/20/12

XIANGTIAN (USA) AIR POWER CO., LTD.              4.01,9.01            06/15/12

XSUNX INC                               CO       8.01,9.01            06/20/12

Zep Inc.                                DE       8.01                 06/21/12

ZHONGPIN INC.                           DE       8.01,9.01            06/21/12

http://www.sec.gov/news/digest/2012/dig062212.htm

SEC News Digest