SEC News Digest, June 7, 2012

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Commission announcements

Securities and Exchange Commission Suspends Trading in the Securities of Five Issuers For Failure to Make Required Periodic Filings

The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EDT on June 7, 2012 and terminating at 11:59 p.m. EDT on June 20, 2012.

Aegis Assessments, Inc. (AGSI)
APC Group, Inc. (APCU)
Aurelio Resource Corp. (AULO)
BioAuthorize Holdings, Inc. (BAZH)
Fonix Corporation (FNXC)

The Commission temporarily suspended trading in the securities of these five issuers due to a lack of current and accurate information about the companies because they have not filed periodic reports with the Commission in over two years. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act).

The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies.

Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action.

If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-67150)

ENFORCEMENT PROCEEDINGS

Commission Orders Hearings on Registration Suspension or Revocation Against Five Companies for Failure to Make Required Periodic Filings

In conjunction with this trading suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of five companies for failure to make required periodic filings with the Commission:

Aegis Assessments, Inc. (AGSI)
APC Group, Inc. (APCU)
Aurelio Resource Corp. (AULO)
BioAuthorize Holdings, Inc. (BAZH)
Fonix Corporation (FNXC)

In this Order, the Division of Enforcement (Division) alleges that the five issuers are delinquent in their required periodic filings with the Commission.

In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-67151; File No. 3-14911)

INVESTMENT COMPANY ACT RELEASES

Arrow Investment Advisers, LLC and Arrow Investments Trust

A notice has been issued giving interested persons until July 2, 2012, to request a hearing on an application filed by Arrow Investment Advisers, LLC and Arrow Investments Trust, for an order to permit: (a) actively managed series of certain open-end management investment companies to issue shares (Shares) redeemable in large aggregations only (Creation Units); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. (Rel. IC-30100 – June 6)

SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change (SR-Phlx-2012-75) relating to routing fees has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67123)

A proposed rule change filed by the Chicago Board Options Exchange, Incorporated to amend the CBOE Stock Exchange Fees Schedule (SR-CBOE-2012-052) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67124)

A proposed rule change (SR-NYSEArca-2012-52) filed by NYSE Arca, Inc. amending the qualifications for credits for electronic executions of posted Customer liquidity in Penny Pilot issues and to amend the fees for Electronic Complex Order executions has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67143)

A proposed rule change filed by the Chicago Board Options Exchange, Incorporated (SR-CBOE-2012-053) extending the pilot period to allow cabinet trading to take place below $1 per option contract has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67144)

A proposed rule change filed by NASDAQ OMX PHLX LLC (SR-Phlx-2012-72) to delay the implementation date for its Excess Order Fee has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67147)

Approval of Proposed Rule Change

The Commission granted approval of a proposed rule change (SR-NYSEArca-2012-34) submitted by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to list and trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF under NYSE Arca Equities Rule 8.600. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67145)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-1     IZEA, Inc., 150 N. ORANGE AVENUE, SUITE 412, ORLANDO, FL, 32801, 
        407-674-6911 - 0 ($16,261,430.40) Equity, (File 333-181916 - Jun. 6) 
        (BR. 11C)

S-3ASR  TYSON FOODS INC, 2200 DON TYSON PARKWAY, SPRINGDALE, AR, 72762-6999, 
        479-290-4000 - 0 ($0.00) Debt, (File 333-181918 - Jun. 6) (BR. 05B)

S-8     UNIT CORP, 1000 KENSINGTON TOWER, 7130 SO LEWIS STE 1000, TULSA, OK, 
        74136, 9184937700 - 1,030,000 ($39,366,600.00) Equity, 
        (File 333-181922 - Jun. 6) (BR. 04A)

S-3ASR  ATLAS AIR WORLDWIDE HOLDINGS INC, 2000 WESTCHESTER AVENUE, PURCHASE, 
        NY, 10577-2543, 9147018000 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-181923 - Jun. 6) (BR. 05A)

S-8     ASB Bancorp Inc, 11 CHURCH STREET, ASHEVILLE, NC, 28801, 828-254-7411 - 
        0 ($10,648,619.00) Equity, (File 333-181924 - Jun. 6) (BR. 07B)

S-8     HASTINGS ENTERTAINMENT INC, 3601 PLANS BLVD, SUITE 1, AMARILLO, TX, 
        79102, 8063512300 - 50,000 ($100,500.00) Equity, (File 333-181925 - 
        Jun. 6) (BR. 02B)

S-8     HASTINGS ENTERTAINMENT INC, 3601 PLANS BLVD, SUITE 1, AMARILLO, TX, 
        79102, 8063512300 - 0 ($100,500.00) Equity, (File 333-181926 - Jun. 6) 
        (BR. 02B)

S-8     CUMMINS INC, 500 JACKSON ST, BOX 3005 MAIL CODE 60207, COLUMBUS, IN, 
        47202-3005, 8123773842 - 3,500,000 ($329,595,000.00) Equity, 
        (File 333-181927 - Jun. 6) (BR. 10A)

S-11    Griffin-American Healthcare REIT II, Inc., 4000 MACARTHUR BOULEVARD, 
        WEST TOWER, SUITE 200, NEWPORT BEACH, CA, 92660, 949-270-9200 - 
        0 ($1.00) Equity, (File 333-181928 - Jun. 6) (BR. 08C)

S-8     INTEVAC INC, 356O BASSETT ST, SANTA CLARA, CA, 95054, 4089869888 - 
        800,000 ($5,767,000.00) Equity, (File 333-181929 - Jun. 6) (BR. 10A)

S-3     ENERGY FOCUS, INC/DE, 32000 AURORA ROAD, SOLON, OH, 44139, 5104900719 - 
        0 ($9,005,125.00) Equity, (File 333-181930 - Jun. 6) (BR. 11A)

S-8     STEWART ENTERPRISES INC, 1333 SOUTH CLEARVIEW PARKWAY, JEFFERSON, LA, 
        70121, 5047291400 - 4,000,000 ($24,200,000.00) Equity, 
        (File 333-181931 - Jun. 6) (BR. 11C)

S-8     STEIN MART INC, 1200 RIVERPLACE BLVD, JACKSONVILLE, FL, 32207, 
        9043461500 - 3,000,000 ($20,910,000.00) Equity, (File 333-181933 - 
        Jun. 6) (BR. 09A)

S-8     ACTIVE POWER INC, 2128 WEST BRAKER LANE, BK12, AUSTIN, TX, 78758, 
        5128366464 - 8,500,000 ($6,715,000.00) Equity, (File 333-181948 - 
        Jun. 6) (BR. 02A)

S-8     TearLab Corp, 12707 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA, 92130, 
        858-794-1400 - 1,800,000 ($5,607,000.00) Equity, (File 333-181949 - 
        Jun. 6) (BR. 10B)

S-8     LOWES COMPANIES INC, 1000 LOWE'S BLVD., MOORESVILLE, NC, 28117, 
        7047581000 - 25,000,000 ($659,250,000.00) Equity, (File 333-181950 - 
        Jun. 6) (BR. 06B)

S-8     ANALOG DEVICES INC, ONE TECHNOLOGY WAY, NORWOOD, MA, 02062, 
        7813294700 - 0 ($194,390,475.00) Equity, (File 333-181951 - Jun. 6) 
        (BR. 10A)

S-4     VIASAT INC, 6155 EL CAMINO REAL, CARLSBAD, CA, 92009, 760-476-2200 - 
        0 ($275,000,000.00) Debt, (File 333-181952 - Jun. 6) (BR. 11C)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

-----------------------------------------------------------------------------------------
ABM INDUSTRIES INC /DE/                 DE       2.02,8.01,9.01       06/06/12

ACCO BRANDS CORP                        DE       2.05,9.01            06/05/12

ACHILLION PHARMACEUTICALS INC           DE       5.02,9.01            06/03/12

AEMETIS, INC                            NV       1.01,9.01            05/31/12

AETHLON MEDICAL INC                     NV       5.03,9.01            06/05/12

AgFeed Industries, Inc.                 NV       8.01                 06/01/12

AIR METHODS CORP                        DE       5.07                 05/31/12

ALION SCIENCE & TECHNOLOGY CORP         DE       5.02,9.01            06/04/12

ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.   DE       5.02,9.01            06/05/12

ALPHA PRO TECH LTD                      DE       5.07                 06/05/12

AMARILLO BIOSCIENCES INC                TX       5.02                 05/31/12

AMBAC FINANCIAL GROUP INC               DE       8.01,9.01            06/05/12

AMC Networks Inc.                       DE       5.07                 06/05/12

American Realty Capital Properties, I   MD       8.01,9.01            06/06/12

American Realty Capital Trust, Inc.     DE       8.01,9.01            06/06/12

American Renal Associates Holdings, I   DE       5.02,9.01            06/01/12

American Renal Holdings Inc.            DE       5.02,9.01            06/01/12

AMERICAN SUPERCONDUCTOR CORP /DE/       DE       1.01,2.02,2.03,3.02, 06/05/12
                                                 5.02,9.01
     
AMERIGON INC                            MI       8.01,9.01            01/06/12

Ameris Bancorp                          GA       5.07                 05/31/12

AMKOR TECHNOLOGY INC                    DE       7.01,9.01            06/06/12

ANALOGIC CORP                           MA       2.02,9.01            06/06/12

Annie's, Inc.                           DE       2.02,9.01            06/06/12

ANTS SOFTWARE INC                       DE       5.02                 05/31/12

API Technologies Corp.                  DE       2.05,2.06,8.01,9.01  05/31/12

ARIAD PHARMACEUTICALS INC               DE       8.01                 06/05/12

ARKANSAS BEST CORP /DE/                 DE       1.02                 05/31/12

Armour Residential REIT, Inc.           MD       1.01,5.03,9.01       05/31/12

AUTOLIV INC                             DE       1.01,9.01            06/06/12

AVAYA INC                               DE       8.01,9.01            06/05/12

AVENTINE RENEWABLE ENERGY HOLDINGS IN   DE       8.01                 05/31/12

BANKATLANTIC BANCORP INC                FL       2.04,5.07            05/31/12

BankFinancial CORP                               8.01,9.01            06/05/12

Banks.com, Inc.                         FL       1.01                 06/05/12

BAYLAKE CORP                            WI       5.07                 06/04/12

Bazaarvoice Inc                         DE       2.02,9.01            06/06/12

BEAR STEARNS DEPOSITOR INC TRUST CERT            8.01,9.01            06/01/12

BECTON DICKINSON & CO                   NJ       8.01                 06/05/12

BIMINI CAPITAL MANAGEMENT, INC.         MD       5.07                 06/05/12

Bio-Matrix Scientific Group, Inc.       DE       1.01,9.01            06/06/12

BJs RESTAURANTS INC                     CA       5.07,9.01            06/06/12

BLUE VALLEY BAN CORP                    KS       8.01,9.01            06/06/12

BNC BANCORP                             NC       1.01,3.02,3.03,5.03, 05/31/12
                                                 8.01,9.01
     
BOYD GAMING CORP                        NV       8.01,9.01            05/31/12

BROADRIDGE FINANCIAL SOLUTIONS, INC.    DE       1.01,1.02,2.06       06/05/12

BROADVIEW INSTITUTE INC                 MN       1.01,9.01            05/31/12

BROWN FORMAN CORP                       DE       2.02,9.01            06/06/12

CACI INTERNATIONAL INC /DE/             DE       5.02,7.01,9.01       06/06/12

CACI INTERNATIONAL INC /DE/             DE       2.02,7.01,9.01       06/06/12

CAMERON INTERNATIONAL CORP              DE       9.01                 06/06/12

CARBONICS CAPITAL CORP                  DE       1.01,9.01            06/06/12

Carey Watermark Investors Inc                    1.01,2.01,9.01       05/31/12

Cereplast Inc                           NV       1.01                 06/01/12

CHDT CORP                               FL       5.02,5.03            05/30/12

CHESAPEAKE ENERGY CORP                  OK       7.01,9.01            06/04/12

China Printing & Packaging, Inc.        NV       1.01,9.01            04/10/12

CIMETRIX INC                            NV       5.07                 06/02/12

CLEAR SYSTEM RECYCLING, INC.            NV       5.02                 05/31/12

CLEAR SYSTEM RECYCLING, INC.            NV       8.01                 05/31/12

COBIZ FINANCIAL INC                     CO       4.01,9.01            05/31/12

COGNIZANT TECHNOLOGY SOLUTIONS CORP              5.07,9.01            06/05/12

Colorado Ceramic Tile, Inc.             CO       1.01                 06/01/12

COMCAST CORP                            PA       2.03                 06/06/12

COMMERCETEL CORP                        NV       1.01,5.02,9.01       05/30/12    AMEND

COMPUTER SCIENCES CORP                  NV       5.02                 06/04/12

COUPON EXPRESS, INC.                    NV       1.01,3.02,5.03,7.01, 05/31/12
                                                 9.01
          
CPI CORP                                DE       1.01                 05/31/12

CYBERONICS INC                          DE       2.02,9.01            06/06/12

DEBT RESOLVE INC                        DE       5.02                 06/01/12

DEXCOM INC                              DE       5.07                 05/31/12

Digital Generation, Inc.                DE       5.02,9.01            02/15/12    AMEND

Discover Card Execution Note Trust      DE       1.01,9.01            06/05/12

DREAMS INC                              UT       2.01,3.01,3.03,5.01, 06/06/12
                                                 5.02,5.07,7.01,9.01
        
DUKE REALTY CORP                        IN       5.02                 05/31/12

DUKE REALTY LIMITED PARTNERSHIP/        IN       5.02                 05/31/12

Dynamic Energy Alliance Corp            FL       8.01                 05/24/12

DYNASIL CORP OF AMERICA                 NJ       5.02                 05/31/12

EDAC TECHNOLOGIES CORP                  WI       1.01,2.01,2.03,9.01  06/01/12

EMMAUS LIFE SCIENCES, INC.              DE       1.02,2.04            05/31/12

ENCORE CAPITAL GROUP INC                DE       7.01,9.01            06/06/12

ENDEAVOUR INTERNATIONAL CORP            NV       1.01,1.02,2.01,2.03, 05/31/12
                                                 9.01
          
Energy Transfer Equity, L.P.            DE       8.01,9.01            03/28/12

Energy Transfer Partners, L.P.          DE       8.01,9.01            03/28/12

ENTERPRISE FINANCIAL SERVICES CORP      DE       5.02,5.07,9.01       06/04/12    AMEND

FEDERAL AGRICULTURAL MORTGAGE CORP               8.01                 06/06/12

Federal Home Loan Bank of Seattle                5.02                 05/31/12

FEI CO                                  OR       1.01,9.01            06/04/12

Fifth & Pacific Companies, Inc.         DE       8.01                 06/06/12

Fifth & Pacific Companies, Inc.         DE       8.01,9.01            06/06/12

FIRST MERCHANTS CORP                    IN       5.02,9.01            06/06/12

FIRST TRUST ENHANCED EQUITY INCOME FU            7.01,9.01            06/06/12

Fox Chase Bancorp Inc                            2.02,9.01            06/06/12

FREDERICK'S OF HOLLYWOOD GROUP INC /N   NY       1.01,1.02,2.03,9.01  05/31/12

Freescale Semiconductor, Ltd.           D0       5.02,9.01            05/31/12

FRONTIER OILFIELD SERVICES INC          TX       3.02,9.01            06/04/12

FURMANITE CORP                          DE       4.01,9.01            06/01/12

GALLAGHER ARTHUR J & CO                 DE       8.01,9.01            06/06/12

GASCO ENERGY INC                        NV       7.01,9.01            06/06/12

GCI INC                                 AK       1.01,5.02,9.01       06/05/12

GENERAL COMMUNICATION INC               AK       1.01,5.02,9.01       06/05/12

GENERAL DYNAMICS CORP                   DE       5.02,9.01            06/06/12

GIGA TRONICS INC                        CA       2.02,9.01            06/04/12

GIGA TRONICS INC                        CA       2.02,9.01            06/04/12

GLOBAL AXCESS CORP                      NV       1.01,9.01            05/31/12

Global Cash Access Holdings, Inc.       DE       5.02,9.01            06/01/12

GLOBAL CASINOS INC                      UT       1.01,9.01            06/01/12

Global Technologies Group, Inc.         FL       8.01,9.01            06/06/12

GLOBALSCAPE INC                         DE       7.01,9.01            06/06/12

GLOBE SPECIALTY METALS INC                       1.01,2.03,9.01       05/31/12

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       7.01                 06/06/12

GRACO INC                               MN       1.01,8.01,9.01       05/31/12

GRANDPARENTS.COM, INC.                  DE       7.01,9.01            06/06/12

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01,9.01            06/01/12

GREAT PLAINS ENERGY INC                 MO       1.01                 05/31/12

Great Wolf Resorts, Inc.                DE       4.01,9.01            05/31/12

GREEN EARTH TECHNOLOGIES, INC           DE       5.02,8.01,9.01       06/04/12

Griffin Capital Net Lease REIT, Inc.             9.01                 03/16/12    AMEND

Griffin-American Healthcare REIT II,    MD       1.01,1.02,2.03,7.01, 06/05/12
                                                 9.01
          
GULFSLOPE ENERGY, INC.                  DE       1.01,3.02,9.01       06/01/12

GYMBOREE CORP                           DE       2.02,9.01            06/06/12

HALCON RESOURCES CORP                   DE       1.01                 06/05/12

HEALTH NET INC                          DE       7.01                 06/06/12

HEALTHCARE TRUST OF AMERICA, INC.       MD       7.01,9.01            06/06/12

HELMERICH & PAYNE INC                   DE       8.01                 06/06/12

HELMERICH & PAYNE INC                   DE       7.01,9.01            06/06/12

HERITAGE BANKSHARES INC /VA             VA       5.02                 06/04/12

HMS HOLDINGS CORP                                9.01                 12/16/11    AMEND

HMS INCOME FUND, INC.                   MD       8.01                 06/05/12

HOOKER FURNITURE CORP                   VA       5.07                 06/05/12

HOVNANIAN ENTERPRISES INC               DE       2.02,9.01            06/06/12

ICF International, Inc.                 DE       5.07                 06/01/12

Independent Film Development CORP       NV       4.02,9.01            05/18/12    AMEND

INFRAX SYSTEMS, INC.                    NV       5.02,8.01            06/06/12

INTEGRATED DEVICE TECHNOLOGY INC        DE       8.01                 06/05/12

INTERLINE BRANDS, INC./DE               DE       7.01                 06/06/12

INTERSECTIONS INC                       DE       7.01,9.01            06/06/12

ISTA PHARMACEUTICALS INC                DE       1.02,2.01,3.01,3.03, 06/06/12
                                                 5.01,5.02,5.03,9.01
        
ISTAR FINANCIAL INC                     MD       5.07                 05/31/12

KAMAN CORP                              CT       5.02                 06/06/12

KATY INDUSTRIES INC                     DE       1.01,9.01            05/31/12

KBS Real Estate Investment Trust III,   MD       2.01,9.01            04/30/12    AMEND

Laredo Petroleum Holdings, Inc.         DE       7.01,9.01            06/06/12

Leo Motors, Inc.                                 1.01                 06/05/12

LOOKSMART LTD                           DE       3.01                 06/01/12

Macquarie Infrastructure CO LLC         DE       5.07                 05/31/12

MDC PARTNERS INC                        A6       5.07                 06/05/12

MEDICINES CO /DE                        DE       8.01,9.01            06/06/12

MEDICIS PHARMACEUTICAL CORP             DE       8.01                 06/04/12

MEDIFAST INC                            DE       8.01                 05/29/12

MEDIVATION, INC.                        DE       8.01,9.01            06/06/12

MENS WEARHOUSE INC                      TX       2.02,9.01            06/06/12

MERCANTILE BANK CORP                    MI       1.01,9.01            06/06/12

METABOLIX, INC.                                  5.07                 05/31/12

METRO BANCORP, INC.                              8.01                 05/30/12

METRO BANCORP, INC.                              5.02                 06/01/12

MGP INGREDIENTS INC                     KS       1.01,2.03,3.03,9.01  05/31/12

MITEL NETWORKS CORP                              8.01,9.01            06/06/12

MOLINA HEALTHCARE INC                   DE       7.01                 06/06/12

Molycorp, Inc.                          DE       5.02,5.03,5.07,9.01  05/31/12

MOSAIC CO                                        7.01,9.01            06/06/12

NABORS INDUSTRIES LTD                   D0       5.07                 06/05/12

NACCO INDUSTRIES INC                    DE       1.01,9.01            05/31/12

NANOPHASE TECHNOLOGIES CORPORATION      IL       8.01,9.01            06/06/12

National American University Holdings   DE       3.01                 05/31/12

NAUTILUS, INC.                          WA       5.02                 04/02/12    AMEND

NET TALK.COM, INC.                      FL       2.03,3.02,5.02,9.01  05/28/12

Neuralstem, Inc.                        DE       8.01,9.01            06/05/12

NEWCASTLE INVESTMENT CORP               MD       1.01,7.01,9.01       05/31/12

NEWS CORP                                        8.01,9.01            06/06/12

NGA Holdco, LLC                         NV       5.03                 06/04/12

NorthStar Real Estate Income Trust, I   MD       5.07                 06/06/12

NUTRI SYSTEM INC /DE/                   DE       5.02,9.01            06/06/12

Obagi Medical Products, Inc.            DE       1.02,3.03,5.07       06/06/12

OIL DRI CORP OF AMERICA                 DE       2.02,8.01,9.01       06/06/12

OLD STONE CORP                          RI       1.03                 06/05/12

OPTI INC                                CA       8.01                 06/06/12

Orexigen Therapeutics, Inc.             DE       8.01                 06/06/12

PARKWAY PROPERTIES INC                  MD       1.01,3.02,5.02,9.01  05/31/12

PARKWAY PROPERTIES INC                  MD       8.01,9.01            06/06/12

PDI INC                                          5.07                 06/05/12

PDL BIOPHARMA, INC.                     DE       7.01,9.01            06/06/12

PDL BIOPHARMA, INC.                     DE       5.07                 06/05/12

PENSON WORLDWIDE INC                    DE       2.01,9.01            05/31/12

PEP BOYS MANNY MOE & JACK               PA       2.02,9.01            06/06/12

Phillips Edison - ARC Shopping Center   MD       1.01,2.01,8.01,9.01  06/04/12

POWERSECURE INTERNATIONAL, INC.         DE       1.01,7.01,9.01       06/05/12

PROGRESS SOFTWARE CORP /MA              MA       5.07                 05/31/12

PROVIDENT FINANCIAL HOLDINGS INC        DE       8.01,9.01            06/06/12

QUALITY DISTRIBUTION INC                FL       2.01,8.01,9.01       06/06/12

QUESTCOR PHARMACEUTICALS INC            CA       7.01,9.01            06/06/12

REALPAGE INC                            DE       5.02,5.07            06/06/12

Redwood Mortgage Investors IX           DE       8.01,9.01            06/05/12

REINSURANCE GROUP OF AMERICA INC        MO       5.02,9.01            05/31/12

Remark Media, Inc.                      DE       1.01                 06/05/12

SANDRIDGE ENERGY INC                    DE       5.02,5.07,9.01       06/01/12

SAUER DANFOSS INC                       DE       5.07                 06/06/12

SCHAWK INC                                       7.01                 06/06/12

SCHWAB CHARLES CORP                     DE       3.03,5.03,8.01,9.01  05/31/12

SEACHANGE INTERNATIONAL INC             DE       2.02,9.01            06/06/12

SHAW GROUP INC                          LA       7.01                 06/05/12

SHAW GROUP INC                          LA       8.01,9.01            06/06/12

SHAW GROUP INC                          LA       7.01,9.01            06/06/12

ShoreTel Inc                            CA       2.01,9.01            03/23/12    AMEND

SHUFFLE MASTER INC                      MN       1.01,9.01            05/31/12

SIRONA DENTAL SYSTEMS, INC.             DE       1.01,9.01            05/31/12

SL INDUSTRIES INC                       NJ       5.07                 06/05/12

SMART ONLINE INC                        DE       1.01,2.03,9.01       05/31/12

Solido Ventures Inc.                             5.01,5.02,5.07,9.01  06/05/12

SOUTH JERSEY INDUSTRIES INC             NJ       1.01,2.03,9.01       06/01/12

SOUTHERN MICHIGAN BANCORP INC           MI       7.01,9.01            06/06/12

STANDARD PARKING CORP                   DE       1.01,7.01,9.01       06/05/12

STEEL PARTNERS HOLDINGS L.P.            DE       2.01,9.01            05/31/12

STIFEL FINANCIAL CORP                   DE       5.07                 06/06/12

Stratex Oil & Gas Holdings, Inc.        CO       8.01,9.01            05/31/12

SUN HEALTHCARE GROUP INC                DE       7.01,9.01            06/06/12

SYNTROLEUM CORP                         DE       8.01                 06/06/12

SYSCO CORP                              DE       9.01                 06/06/12

T3 Motion, Inc.                         DE       3.01,9.01            06/01/12

TAPIMMUNE INC                           NV       3.02,8.01            05/29/12

TARGACEPT INC                                    5.02,5.07,9.01       05/31/12

TAYLOR CAPITAL GROUP INC                DE       5.03,5.07,9.01       05/31/12

TCF FINANCIAL CORP                      DE       8.01,9.01            06/05/12

TearLab Corp                            DE       5.07,9.01            06/06/12

Technologies Scan Corp                  A8       4.01,9.01            06/01/12

TEMPUR PEDIC INTERNATIONAL INC          DE       7.01,9.01            06/06/12

TESSERA TECHNOLOGIES INC                DE       7.01,9.01            06/06/12

TIANYIN PHARMACEUTICAL CO., INC.        DE       5.02,9.01            06/04/12

TIBCO SOFTWARE INC                      DE       1.01,9.01            05/31/12

TRACTOR SUPPLY CO /DE/                  DE       5.02,9.01            06/06/12

TUESDAY MORNING CORP/DE                 DE       5.02,8.01,9.01       05/31/12

TYSON FOODS INC                         DE       1.01                 06/04/12

ULTRALIFE CORP                          DE       5.07,8.01            06/05/12

UNIGENE LABORATORIES INC                DE       5.02,9.01            05/31/12

United American Petroleum Corp.         NV       2.03,3.02,8.01,9.01  06/01/12

UNITED STATES STEEL CORP                DE       7.01,9.01            06/06/12

UNIVERSAL HEALTH SERVICES INC           DE       1.01,8.01,9.01       06/03/12

UNIVERSAL TECHNICAL INSTITUTE INC       DE       8.01,9.01            06/05/12

UQM TECHNOLOGIES INC                    CO       8.01                 06/06/12

URSTADT BIDDLE PROPERTIES INC           MD       2.02,9.01            06/05/12

VAIL RESORTS INC                        DE       2.02,9.01            04/30/12

VALSPAR CORP                            DE       5.02,7.01,9.01       06/06/12

Vanity Events Holding, Inc.             DE       1.01,9.01            05/30/12

Venoco, Inc.                            DE       5.07                 06/05/12

VERINT SYSTEMS INC                      DE       2.02,7.01,9.01       06/06/12

WebMD Health Corp.                      DE       9.01                 05/29/12    AMEND

WESCO INTERNATIONAL INC                          5.02,9.01            06/06/12

WEST PHARMACEUTICAL SERVICES INC        PA       7.01,9.01            06/06/12

ZILLOW INC                              WA       7.01                 06/06/12

ZION OIL & GAS INC                      DE       1.01,9.01            06/06/12

ZOGENIX, INC.                           DE       5.07                 06/06/12

http://www.sec.gov/news/digest/2012/dig060712.htm

SEC News Digest