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|
1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ACNB CORP PA 1.01,5.02,9.01 03/28/12 Advance America, Cash Advance Centers DE 8.01,9.01 04/02/12 Affinity Gaming, LLC NV 2.02,9.01 04/03/12 Aircastle LTD D0 7.01,9.01 04/03/12 ALICO INC FL 8.01,9.01 04/02/12 Alon Refining Krotz Springs, Inc. DE 8.01,9.01 04/03/12 Alon USA Energy, Inc. DE 8.01,9.01 04/03/12 American Capital Agency Corp 1.01,5.03,9.01 04/02/12 American Casino & Entertainment Prope DE 8.01 03/28/12 AMERICAN INTERNATIONAL VENTURES INC / DE 5.01,7.01,9.01 03/26/12 AMERICAN SCIENCE & ENGINEERING, INC. MA 5.02 03/29/12 Annie's, Inc. DE 5.03,9.01 04/02/12 APPLETON PAPERS INC/WI 2.05 04/03/12 AMEND ASTROTECH Corp \WA\ WA 5.07,9.01 03/29/12 AUTONATION, INC. DE 7.01,9.01 04/03/12 AVX Corp DE 5.02 04/03/12 Bazaarvoice Inc DE 8.01 03/30/12 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 04/03/12 BGC Partners, Inc. DE 8.01 03/28/12 BILL BARRETT CORP DE 7.01,9.01 04/03/12 BIO-PATH HOLDINGS INC UT 2.02,8.01,9.01 03/29/12 BioDrain Medical, Inc. MN 1.01,2.03,3.02,9.01 03/28/12 BIOVEST INTERNATIONAL INC DE 5.02 03/30/12 Bizzingo, Inc. NV 7.01,9.01 04/03/12 BJs RESTAURANTS INC CA 8.01,9.01 04/03/12 Black Ridge Oil & Gas, Inc. DE 5.03,9.01 04/02/12 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 04/03/12 Bluefire Renewables, Inc. NV 1.01,2.03,3.02 03/28/12 Bluefire Renewables, Inc. NV 1.01,3.02 03/28/12 Bohai Pharmaceuticals Group, Inc. NV 8.01 04/03/12 BPZ RESOURCES, INC. TX 5.02,8.01,9.01 03/28/12 Buckeye Oil & Gas, Inc. FL 5.02,9.01 04/02/12 BUCKEYE PARTNERS, L.P. DE 5.02,8.01,9.01 03/29/12 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 03/31/12 Campus Crest Communities, Inc. MD 7.01,9.01 04/03/12 CANO PETROLEUM, INC 7.01,9.01 04/03/12 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 04/02/12 Cardigant Medical Inc. DE 5.02 04/01/12 CARROLS RESTAURANT GROUP, INC. 2.06 03/16/12 Celldex Therapeutics, Inc. DE 1.02 03/29/12 CENTURY PROPERTIES FUND XIX CA 2.01,9.01 03/29/12 CFS BANCORP INC IN 7.01,9.01 04/03/12 CHEMICAL FINANCIAL CORP MI 7.01 04/03/12 China Housing & Land Development, Inc NV 2.02,7.01,9.01 03/30/12 CHINA MARINE FOOD GROUP LTD NV 2.02,9.01 03/27/12 CHINA SKY ONE MEDICAL, INC. NV 4.01,9.01 03/12/12 AMEND Chrysler Group LLC DE 8.01,9.01 04/03/12 CIT GROUP INC DE 8.01,9.01 04/02/12 CLAIBORNE LIZ INC DE 5.02,9.01 03/28/12 CleanTech Innovations, Inc. NV 5.02 04/02/12 Cogdell Spencer Inc. MD 1.02,3.01,3.03,5.01, 04/02/12 5.02,5.03,9.01 COMMERCIAL BARGE LINE CO DE 5.02,9.01 03/30/12 Compass Diversified Holdings DE 1.01,2.03,9.01 04/02/12 COMPETITIVE TECHNOLOGIES INC DE 5.02 04/03/12 COMPUTER SCIENCES CORP NV 8.01,9.01 03/16/12 Computer Software Innovations, Inc. DE 8.01,9.01 04/03/12 COMVERSE TECHNOLOGY INC/NY/ NY 2.02,9.01 04/03/12 CONNS INC DE 2.02,9.01 04/03/12 COVANTA HOLDING CORP DE 7.01,9.01 04/03/12 CVS CAREMARK CORP DE 5.02,9.01 03/29/12 DELTA AIR LINES INC /DE/ DE 8.01,9.01 04/03/12 DEPOMED INC CA 8.01 03/30/12 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 04/03/12 AMEND DOMINION RESOURCES INC /VA/ VA 2.02,9.01 04/03/12 DOUBLE EAGLE PETROLEUM CO MD 1.02,5.02,9.01 03/30/12 DPL INC OH 4.01,9.01 03/27/12 AMEND DST SYSTEMS INC DE 5.02 04/02/12 DYAX CORP DE 5.02 03/30/12 EARTHSTONE ENERGY INC DE 8.01,9.01 04/03/12 Ecologic Transportation, Inc. 1.01,2.01 03/15/12 AMEND EL PASO ELECTRIC CO /TX/ TX 1.01,2.03 03/29/12 ELECTRO RENT CORP CA 2.02,9.01 04/03/12 EME HOMER CITY GENERATION LP PA 1.01 03/29/12 ENERGY FOCUS, INC/DE DE 8.01,9.01 03/29/12 EnteroMedics Inc 8.01,9.01 04/03/12 EnteroMedics Inc 1.01 03/28/12 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 04/02/12 ENTREMED INC DE 5.02,9.01 04/02/12 Envision Solar International, Inc. NV 3.02,8.01 03/22/12 AMEND EPICEPT CORP 1.01,5.03,9.01 03/28/12 EPOCH HOLDING CORP DE 8.01,9.01 04/03/12 FARMER BROTHERS CO CA 5.02 03/28/12 Federal Home Loan Bank of Atlanta X1 2.03 04/03/12 Federal Home Loan Bank of Boston X1 2.03 03/29/12 Federal Home Loan Bank of Chicago X1 5.02 03/30/12 Federal Home Loan Bank of Chicago X1 2.03 03/30/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/28/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/30/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 04/03/12 Federal Home Loan Bank of New York X1 2.03,9.01 03/28/12 Federal Home Loan Bank of New York X1 8.01,9.01 04/03/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/28/12 Federal Home Loan Bank of San Francis X1 2.03 03/28/12 Federal Home Loan Bank of Seattle 2.03 03/28/12 Federal Home Loan Bank of Topeka 2.03,9.01 03/28/12 FIRST BANCORP /NC/ NC 5.02 03/30/12 FIRST COLOMBIA GOLD CORP. NV 1.01,2.03,3.02,9.01 03/29/12 FIRST FINANCIAL HOLDINGS INC /DE/ DE 8.01 03/28/12 FLOWERS FOODS INC GA 1.01,2.03,9.01 03/29/12 FNBH BANCORP INC MI 5.02 03/28/12 FORD MOTOR CO DE 8.01,9.01 04/03/12 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 04/03/12 FTI CONSULTING INC MD 5.02,8.01,9.01 03/28/12 FTI CONSULTING INC MD 5.05,9.01 04/01/12 FUQI INTERNATIONAL, INC. DE 5.02,9.01 03/31/12 GAIAM, INC CO 2.01,2.03,9.01 03/28/12 GASTAR EXPLORATION LTD 7.01,9.01 04/03/12 GENCORP INC OH 5.02,5.07,9.01 03/28/12 General Growth Properties, Inc. DE 8.01 04/02/12 Genie Energy Ltd. DE 5.02 03/28/12 GENSPERA INC DE 8.01,9.01 03/29/12 GLOBAL AXCESS CORP NV 5.02 04/02/12 GOLDMAN SACHS GROUP INC DE 5.02,8.01,9.01 03/30/12 GRAMERCY CAPITAL CORP MD 1.01,9.01 03/30/12 GRAN TIERRA ENERGY, INC. NV 5.02 02/03/12 AMEND Green Ballast, Inc. DE 1.01,9.01 03/28/12 GROUP 1 AUTOMOTIVE INC DE 7.01,8.01,9.01 03/30/12 GRYPHON GOLD CORP NV 7.01,9.01 04/03/12 Hallwood Group Inc DE 2.02,9.01 04/02/12 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 03/29/12 HeartWare International, Inc. DE 1.01,9.01 03/29/12 AMEND Heelys, Inc. DE 1.02,5.02 03/28/12 Higher One Holdings, Inc. DE 1.01 04/03/12 HILLMAN COMPANIES INC DE 5.02 04/02/12 Hines Global REIT, Inc. MD 2.01,7.01,9.01 03/29/12 HOMELAND ENERGY SOLUTIONS LLC 8.01 04/02/12 HOVNANIAN ENTERPRISES INC DE 7.01,9.01 04/03/12 HUDSON VALLEY HOLDING CORP NY 2.01,9.01 03/28/12 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 03/28/12 IMAGING3 INC CA 3.02,8.01 04/03/12 IMAGING3 INC CA 5.02 03/31/12 Innovaro, Inc. 4.02,9.01 03/30/12 Inrad Optics, Inc. NJ 2.02,9.01 04/02/12 INTEGRATED ELECTRICAL SERVICES INC DE 2.02,8.01,9.01 03/03/12 Intellicell Biosciences, Inc. NV 8.01,9.01 03/28/12 INTERNATIONAL SPEEDWAY CORP FL 2.02,7.01,8.01,9.01 04/03/12 ISTA PHARMACEUTICALS INC DE 1.01,2.03,9.01 03/30/12 JOE'S JEANS INC. DE 8.01,9.01 03/29/12 KAISER VENTURES LLC DE 8.01 03/30/12 KBS Real Estate Investment Trust, Inc MD 1.01,8.01 03/30/12 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 5.02 04/02/12 KFORCE INC FL 7.01,8.01 03/30/12 LANDMARK BANCORP INC DE 2.01,9.01 04/01/12 LEXON TECHNOLOGIES INC DE 5.02,5.07,8.01,9.01 01/01/12 LIFEWAY FOODS INC IL 7.01,9.01 04/02/12 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 04/03/12 Lithium Exploration Group, Inc. NV 1.01,9.01 03/28/12 MACERICH CO MD 5.02,9.01 03/30/12 MAGNEGAS CORP DE 1.01,7.01,8.01,9.01 03/28/12 Maidenform Brands, Inc. DE 1.01,9.01 04/02/12 MARTIN MARIETTA MATERIALS INC NC 8.01,9.01 04/03/12 Measurement Specialties Inc NJ 1.01,9.01 04/02/12 Measurement Specialties Inc NJ 5.02 03/29/12 AMEND MEDINA INTERNATIONAL HOLDINGS, INC. CO 1.01,9.01 04/02/12 Memorial Production Partners LP DE 8.01,9.01 04/02/12 MERGE HEALTHCARE INC DE 1.01 03/28/12 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 04/03/12 MIDAMERICAN ENERGY CO IA 7.01,9.01 04/03/12 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 7.01,9.01 04/03/12 Millennial Media Inc. DE 5.03,9.01 04/03/12 Mister Goody, Inc. FL 8.01,9.01 04/03/12 MITCHAM INDUSTRIES INC TX 2.02,9.01 04/03/12 MITEK SYSTEMS INC DE 8.01,9.01 04/03/12 MOCON INC MN 1.01,2.01,2.03,9.01 03/28/12 ModusLink Global Solutions Inc DE 7.01 04/03/12 MOLSON COORS BREWING CO DE 1.01,2.03,8.01,9.01 04/03/12 Monster Offers NV 7.01,9.01 04/03/12 Morgan Stanley Capital I Trust 2012-C DE 8.01,9.01 04/03/12 MRV COMMUNICATIONS INC DE 5.02,9.01 03/30/12 MS STRUCTURED SATURNS SERIES 2001-6 DE 8.01,9.01 04/03/12 MS STRUCTURED SATURNS SERIES 2003-7 DE 8.01,9.01 04/03/12 NAVIDEA BIOPHARMACEUTICALS, INC. DE 8.01,9.01 04/03/12 NCO Group, Inc. DE 8.01,9.01 04/03/12 NDB Energy, Inc. NV 2.01,3.02,5.02,7.01, 03/30/12 9.01 NEVADA GOLD & CASINOS INC NV 1.01,9.01 03/30/12 NEW FRONTIER MEDIA INC CO 1.01,7.01,9.01 03/23/12 NEWS CORP 8.01,9.01 04/03/12 Nexxus Lighting, Inc. DE 5.02 04/02/12 NN INC DE 8.01,9.01 04/02/12 NORTHEAST UTILITIES MA 8.01 04/02/12 Northumberland Resources, Inc. NV 5.02 04/01/12 NSTAR/MA 8.01 04/03/12 Och-Ziff Capital Management Group LLC DE 7.01 04/03/12 OCWEN FINANCIAL CORP FL 2.01 04/02/12 Oncothyreon Inc. DE 8.01,9.01 04/03/12 OPENTABLE INC DE 5.02,9.01 03/29/12 PACER INTERNATIONAL INC TN 8.01 03/27/12 PACIFICORP /OR/ OR 7.01,9.01 04/03/12 Parabel Inc. DE 8.01 04/02/12 PARK ELECTROCHEMICAL CORP NY 2.05,9.01 01/25/12 PARKWAY PROPERTIES INC MD 4.01,9.01 04/02/12 PARLUX FRAGRANCES INC DE 1.01,5.02,9.01 03/30/12 PEABODY ENERGY CORP DE 5.02,8.01,9.01 03/07/12 AMEND PENN VIRGINIA CORP VA 5.02,9.01 02/16/12 AMEND PERMA FIX ENVIRONMENTAL SERVICES INC DE 3.03,5.03,9.01 03/29/12 PHARMATHENE, INC DE 1.01,2.03,9.01 03/30/12 PHOTRONICS INC CT 5.07 04/02/12 Pinnacle Foods Finance LLC DE 5.01 04/02/12 Pioneer Southwest Energy Partners L.P DE 1.01,2.03,9.01 04/03/12 PIXELWORKS, INC OR 8.01 03/29/12 PLUG POWER INC DE 1.01,9.01 03/30/12 POLYMER GROUP INC DE 4.01,9.01 03/30/12 POTASH AMERICA, INC. NV 7.01,9.01 04/03/12 PREMIERWEST BANCORP OR 7.01 04/02/12 PRIME GLOBAL CAPITAL GROUP Inc NV 1.01,3.02,9.01 03/30/12 PRIVATE MEDIA GROUP INC NV 5.02,8.01 03/21/12 Proto Labs Inc 5.02,9.01 04/03/12 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 04/03/12 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 04/03/12 QUEPASA CORP NV 7.01 04/03/12 RADIENT PHARMACEUTICALS Corp DE 2.04 04/03/12 RAYMOND JAMES FINANCIAL INC FL 1.01,9.01 04/02/12 RCM TECHNOLOGIES INC NV 7.01 04/03/12 RDA Holding Co. 1.01,2.03,9.01 03/30/12 RENTECH INC /CO/ CO 7.01,9.01 04/03/12 Rexnord Corp DE 1.01,1.02,3.03,5.03, 04/03/12 8.01,9.01 RGC RESOURCES INC VA 1.01,2.03,9.01 03/30/12 RING ENERGY, INC. NV 8.01,9.01 03/28/12 Rock Energy Resources, Inc. DE 7.01,9.01 04/03/12 Rockville Financial, Inc. /CT/ CT 7.01,9.01 04/03/12 ROLLINS INC DE 8.01,9.01 04/02/12 Rosewood Acquisition Corp DE 3.02,5.01,5.02 03/31/12 ROYALE ENERGY INC CA 3.02 03/28/12 S&T BANCORP INC PA 1.01,8.01,9.01 03/29/12 SAN DIEGO GAS & ELECTRIC CO CA 2.03 03/30/12 SANDISK CORP DE 2.02,9.01 04/03/12 Scripps Networks Interactive, Inc. OH 5.02,9.01 03/29/12 SEACOAST BANKING CORP OF FLORIDA FL 8.01,9.01 04/03/12 Secure Luggage Solutions Inc. 5.02,9.01 03/01/12 SEMPRA ENERGY CA 2.03 03/30/12 Shire plc 8.01,9.01 04/02/12 Shire plc 8.01,9.01 04/03/12 SL INDUSTRIES INC NJ 2.02,9.01 03/30/12 SM Energy Co DE 5.02,7.01,9.01 03/29/12 SOLAZYME INC DE 1.01 04/02/12 SOUTH JERSEY GAS Co NJ 1.01,2.03,9.01 03/29/12 SOUTHERN CALIFORNIA GAS CO CA 2.03 03/30/12 SPECTRUM PHARMACEUTICALS INC DE 8.01 04/01/12 SSI Investments II Ltd L2 2.02,9.01 04/03/12 STAGE STORES INC NV 5.02 03/28/12 STAMPS.COM INC DE 5.02 04/02/12 STARTEK INC DE 5.02 03/28/12 STELLAR PHARMACEUTICALS INC 7.01,9.01 03/16/12 STELLAR PHARMACEUTICALS INC 2.02,9.01 04/02/12 STONE ENERGY CORP DE 7.01,9.01 04/03/12 Strategic Mining Corp 4.02 03/30/12 AMEND Strategic Storage Trust, Inc. MD 7.01,8.01,9.01 04/02/12 STUDIO II BRANDS INC FL 5.02 03/29/12 SUNESIS PHARMACEUTICALS INC DE 1.01,3.02,9.01 03/29/12 SUNOVIA ENERGY TECHNOLOGIES INC NV 5.02,9.01 03/26/12 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 04/03/12 TBS International plc L2 1.03,3.03,9.01 03/29/12 TELOS CORP MD 5.02,9.01 03/29/12 TENGION INC DE 3.01,7.01,9.01 04/03/12 TESORO CORP /NEW/ DE 1.01,2.01,2.03,9.01 03/30/12 TESORO LOGISTICS LP DE 1.01,2.01,2.03,3.02, 03/30/12 5.03,9.01 TESSERA TECHNOLOGIES INC DE 5.07 03/30/12 THERMODYNETICS INC DE 5.02 03/31/12 Timberline Resources Corp DE 7.01,9.01 03/30/12 TMX Finance LLC DE 2.02,9.01 03/29/12 Tonix Pharmaceuticals Holding Corp. NV 1.01,2.01,3.02,4.01, 10/07/11 AMEND 5.01,5.02,5.06,8.01, 9.01 Transcept Pharmaceuticals Inc DE 7.01,9.01 04/03/12 Transocean Ltd. V8 8.01 03/29/12 Treaty Energy Corp NV 2.03,9.01 03/27/12 TWO RIVERS WATER Co CO 2.03 03/29/12 UNIGENE LABORATORIES INC DE 8.01,9.01 04/03/12 UNITED INSURANCE HOLDINGS CORP. DE 1.01,5.02,9.01 03/28/12 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 04/03/12 UniTek Global Services, Inc. DE 1.01,5.02,9.01 03/28/12 URANIUM ENERGY CORP NV 1.01,8.01,9.01 04/02/12 USG CORP DE 8.01,9.01 04/02/12 VALUECLICK INC/CA DE 5.02,9.01 04/03/12 Vantage Drilling CO E9 8.01,9.01 03/30/12 VISHAY INTERTECHNOLOGY INC DE 1.01,2.03,8.01,9.01 04/03/12 VISTA GOLD CORP B0 7.01,9.01 03/30/12 VYCOR MEDICAL INC DE 2.02,9.01 03/30/12 W R GRACE & CO DE 7.01,9.01 04/03/12 WABCO Holdings Inc. DE 5.02,9.01 03/28/12 WALTER INVESTMENT MANAGEMENT CORP MD 5.02,8.01,9.01 03/09/12 WASHINGTON GAS LIGHT CO DC 8.01 03/29/12 WEIKANG BIO-TECHNOLOGY GROUP CO., INC NV 2.02,9.01 04/02/12 WELLCARE HEALTH PLANS, INC. DE 8.01,9.01 04/03/12 Wendy's Co DE 7.01 04/03/12 Western Refining, Inc. DE 8.01,9.01 03/29/12 WFRBS Commercial Mortgage Trust 2012- NC 8.01,9.01 03/30/12 WILSHIRE BANCORP INC 1.01,9.01 03/28/12 WNC Housing Tax Credit Fund VI, L.P., CA 2.02,9.01 04/03/12 WORLD HEART CORP DE 1.01,9.01 03/29/12 WORTHINGTON INDUSTRIES INC OH 2.02,9.01 03/29/12 WPCS INTERNATIONAL INC DE 5.02,9.01 04/03/12 XCEL ENERGY INC MN 8.01 03/29/12 YAHOO INC DE 8.01 04/02/12 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 04/03/12 ZIOPHARM ONCOLOGY INC DE 5.02,9.01 03/30/12
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