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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- ACACIA RESEARCH CORP DE 8.01 03/01/12 ACADIA PHARMACEUTICALS INC DE 1.01 02/29/12 ACCURIDE CORP DE 5.02,7.01 03/05/12 ACORN ENERGY, INC. DE 5.02 03/01/12 AcuNetx, Inc. NV 8.01 01/23/12 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 03/05/12 ADVANCED MICRO DEVICES INC DE 1.01 03/04/12 AFC ENTERPRISES INC MN 5.02,9.01 03/05/12 AGENT155 MEDIA CORP. NV 3.02 02/22/12 AGENUS INC DE 1.01,9.01 03/05/12 AGENUS INC DE 2.02,9.01 03/05/12 Air Transport Services Group, Inc. DE 2.02,9.01 03/05/12 AKORN INC LA 2.01,9.01 02/28/12 Alkermes plc. 5.02,9.01 02/29/12 Allied World Assurance Co Holdings, A 7.01,9.01 03/02/12 ALLOS THERAPEUTICS INC DE 5.02,9.01 02/28/12 AMAG PHARMACEUTICALS INC. DE 2.02,5.02,9.01 03/01/12 AMERICAN AIRLINES INC DE 8.01 03/05/12 AMERICAN EAGLE OUTFITTERS INC DE 5.02 02/28/12 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01 03/02/12 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 03/04/12 AMERICAN JIANYE GREENTECH HOLDINGS, L NV 4.01,9.01 01/08/12 AMERICAN LEARNING Corp NY 5.02,9.01 03/02/12 AMERICAN REALTY CAPITAL HEALTHCARE TR MD 2.02,9.01 03/05/12 AMERICAN REALTY CAPITAL NEW YORK RECO MD 2.02,9.01 03/05/12 American Realty Capital Trust III, In MD 2.02,9.01 03/05/12 AMERISOURCEBERGEN CORP DE 5.07,8.01,9.01 03/01/12 AMR CORP DE 8.01 03/05/12 Amtrust Financial Services, Inc. DE 1.01,7.01,9.01 03/01/12 Anacor Pharmaceuticals Inc DE 5.02 02/29/12 ANGEION CORP/MN MN 5.02,9.01 02/28/12 Apple REIT Eight, Inc. VA 8.01 02/17/12 Apple REIT Nine, Inc. VA 8.01 02/17/12 Apple REIT Seven, Inc. VA 8.01 02/16/12 APPLE REIT SIX INC 8.01 02/16/12 Apple REIT Ten, Inc. VA 8.01 02/17/12 APPLETON PAPERS INC/WI 2.02,9.01 03/05/12 Aptalis Pharma Inc DE 8.01,9.01 03/01/12 Archipelago Learning, Inc. DE 1.01,2.02,9.01 03/02/12 Archipelago Learning, Inc. DE 1.01,9.01 03/03/12 Argo Group International Holdings, Lt 7.01,9.01 03/05/12 Ascena Retail Group, Inc. DE 7.01,9.01 03/01/12 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 03/05/12 Astex Pharmaceuticals, Inc DE 2.02,9.01 03/05/12 ATC Ventures Group, Inc. NV 3.01,9.01 02/28/12 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 03/02/12 AMEND BANCORPSOUTH INC MS 7.01,9.01 03/05/12 BARNWELL INDUSTRIES INC DE 5.07 03/05/12 BELO CORP DE 5.02,9.01 03/01/12 BIOANALYTICAL SYSTEMS INC IN 2.05,9.01 02/22/12 BIOLIFE SOLUTIONS INC DE 1.01,9.01 03/02/12 BIOMIMETIC THERAPEUTICS, INC. DE 5.02 02/29/12 BioNeutral Group, Inc NV 1.01 03/05/12 Black Diamond, Inc. DE 2.02,9.01 03/05/12 BOSTON BEER CO INC MA 8.01 02/29/12 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 8.01,9.01 03/05/12 Bunge LTD 5.02 02/28/12 CADENCE DESIGN SYSTEMS INC DE 7.01,9.01 03/05/12 CalAmp Corp. DE 5.02,9.01 03/01/12 CAMBRIDGE HEART INC DE 1.01,2.03,3.02,5.02, 02/28/12 8.01,9.01 CARPENTER TECHNOLOGY CORP DE 8.01 01/31/12 CASEYS GENERAL STORES INC IA 2.02,9.01 03/05/12 CDW Corp DE 8.01,9.01 03/02/12 CENTURYLINK, INC LA 8.01,9.01 03/05/12 CERADYNE INC DE 1.01 03/01/12 CHICAGO BRIDGE & IRON CO N V 7.01,9.01 03/02/12 Chineseinvestors.com, Inc. IN 3.02 03/05/12 CHS INC MN 8.01 03/05/12 CHURCHILL DOWNS INC KY 1.01,9.01 03/01/12 CIGNA CORP DE 7.01 03/05/12 CK VINEYARDS, INC. CA 5.02 10/20/11 CLAIRES STORES INC DE 1.01,2.03,8.01,9.01 02/28/12 Cleantech Solutions International, In DE 7.01,9.01 03/05/12 CLOUD PEAK ENERGY INC. DE 5.02,7.01,9.01 03/05/12 COBIZ FINANCIAL INC CO 7.01 03/05/12 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 03/01/12 Colfax CORP DE 8.01,9.01 03/05/12 Colony Financial, Inc. MD 2.01,9.01 03/05/12 COLUMBIA LABORATORIES INC DE 7.01,9.01 03/01/12 COMPUTER SCIENCES CORP NV 8.01,9.01 03/02/12 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 03/02/12 COMSCORE, INC. DE 5.02,7.01,9.01 03/05/12 CONCHO RESOURCES INC DE 5.02,7.01,9.01 02/28/12 Cono Italiano, Inc. NV 1.01,2.03,3.02 02/27/12 Cono Italiano, Inc. NV 1.01,3.02 02/27/12 CONSUMER PORTFOLIO SERVICES INC CA 3.01 02/28/12 CONTINENTAL RESOURCES INC OK 8.01,9.01 03/05/12 CORINTHIAN COLLEGES INC 2.05 02/28/12 CorMedix Inc. DE 5.02,9.01 02/29/12 Coronus Solar Inc. A1 1.01,7.01,9.01 02/29/12 CORPORATE PROPERTY ASSOCIATES 15 INC MD 7.01,9.01 03/05/12 COVANTA HOLDING CORP DE 7.01,9.01 03/05/12 CUTERA INC DE 5.02 03/05/12 CYMER INC NV 5.02 02/29/12 CYTOKINETICS INC 8.01 03/05/12 DEFENSE INDUSTRIES INTERNATIONAL INC 5.02,9.01 03/05/12 DEPOMED INC CA 8.01 02/28/12 Dialogic Inc. DE 1.01,3.01,9.01 02/28/12 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 03/05/12 DineEquity, Inc DE 7.01,9.01 03/05/12 DIODES INC /DEL/ DE 7.01,9.01 03/05/12 DISH Network CORP NV 8.01,9.01 03/05/12 DJO Finance LLC DE 7.01 03/05/12 DREW INDUSTRIES INC DE 5.07 05/18/11 AMEND DUCOMMUN INC /DE/ DE 2.02,9.01 03/05/12 DYNASIL CORP OF AMERICA NJ 8.01 02/27/12 DYNEX CAPITAL INC VA 5.02,9.01 03/01/12 EAU TECHNOLOGIES, INC. DE 1.01,2.03,3.02,5.02, 12/31/11 9.01 EINSTEIN NOAH RESTAURANT GROUP INC DE 5.02,9.01 02/28/12 EL PASO CORP/DE DE 8.01,9.01 03/05/12 Elite Nutritional Brands, Inc. FL 3.03,5.03 03/05/12 ENERGY FOCUS, INC/DE DE 1.01,3.02,8.01,9.01 02/29/12 ENGLOBAL CORP NV 5.02 03/02/12 ESCALADE INC IN 8.01,9.01 03/01/12 ESSA Bancorp, Inc. PA 1.01,9.01 02/28/12 EXCO RESOURCES INC TX 5.02,7.01,9.01 03/02/12 EXELON CORP PA 8.01 03/05/12 EZJR, Inc. NV 1.01,2.01,3.02,5.03, 03/01/12 9.01 Federal Home Loan Bank of Dallas 2.03,9.01 02/28/12 FIRST CASH FINANCIAL SERVICES INC DE 8.01,9.01 03/05/12 First Connecticut Bancorp, Inc. MD 8.01,9.01 03/05/12 FIRST SOUTH BANCORP INC /VA/ VA 1.01,5.02,9.01 02/29/12 FIRST SOUTH BANCORP INC /VA/ VA 1.01,5.02,9.01 02/29/12 Firsthand Technology Value Fund, Inc. 8.01,9.01 03/02/12 FOOTSTAR INC DE 5.02 03/01/12 Ford Credit Auto Lease Trust 2012-A DE 8.01,9.01 03/05/12 Fortegra Financial Corp DE 2.02 03/01/12 FUEL DOCTOR HOLDINGS, INC. DE 4.01,9.01 03/01/12 FUEL TECH, INC. DE 2.02,9.01 03/05/12 GALECTIN THERAPEUTICS INC NV 5.02,9.01 03/01/12 Galena Biopharma, Inc. 8.01 03/05/12 GASTAR EXPLORATION LTD 7.01,9.01 03/05/12 General Motors Co 1.01,9.01 02/29/12 GENETHERA INC FL 5.02,9.01 03/05/12 GenOn Energy, Inc. DE 5.02 02/28/12 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.03,9.01 02/28/12 GREENWAY MEDICAL TECHNOLOGIES INC 5.02,9.01 02/28/12 GXS Worldwide, Inc. DE 1.01,5.02,9.01 02/29/12 HALCON RESOURCES CORP DE 2.02,9.01 03/05/12 HALCON RESOURCES CORP DE 1.01,2.03,3.02,3.03, 02/29/12 5.03,5.07,9.01 HANMI FINANCIAL CORP DE 7.01,9.01 03/05/12 HARLEYSVILLE GROUP INC DE 8.01,9.01 03/01/12 HASCO Medical, Inc. FL 2.01,3.02 03/01/12 Hatteras Financial Corp 8.01,9.01 02/29/12 HAWAIIAN ELECTRIC INDUSTRIES INC HI 7.01,9.01 03/05/12 HAYNES INTERNATIONAL INC DE 5.07 02/27/12 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 02/29/12 HEALTH NET INC DE 7.01 03/02/12 HEALTHSOUTH CORP DE 7.01 03/05/12 HERITAGE COMMERCE CORP CA 7.01,8.01,9.01 03/05/12 HERITAGE OAKS BANCORP CA 7.01,9.01 03/02/12 HICKORY TECH CORP MN 2.03 03/01/12 AMEND HII Technologies, Inc. DE 2.02,7.01,9.01 03/05/12 HMN FINANCIAL INC DE 5.03,9.01 02/28/12 Hoku Corp DE 1.01 02/29/12 HOLLY ENERGY PARTNERS LP DE 1.01,9.01 02/28/12 HOVNANIAN ENTERPRISES INC DE 3.02 02/22/12 HUMANA INC DE 5.02,9.01 03/02/12 HYPERDYNAMICS CORP DE 5.07 03/01/12 ICON ECI FUND FIFTEEN, L.P. DE 8.01 03/05/12 ICON Equipment & Corporate Infrastruc DE 8.01 03/05/12 ICON LEASING FUND TWELVE, LLC DE 8.01 03/05/12 IDACORP INC ID 7.01,8.01,9.01 03/01/12 INSIGHT ENTERPRISES INC DE 5.02 03/02/12 INSIGNIA SYSTEMS INC/MN MN 2.02,5.02,8.01,9.01 03/01/12 INTEGRATED ELECTRICAL SERVICES INC DE 5.02 02/28/12 INTERSIL CORP/DE DE 5.02,9.01 03/05/12 ITRON INC /WA/ WA 5.02 02/29/12 JAKKS PACIFIC INC DE 1.01,3.03 03/05/12 JOE'S JEANS INC. DE 5.02,9.01 02/28/12 Kaiser Federal Financial Group, Inc. MD 1.01,9.01 03/02/12 Kallo Inc. NV 3.02 03/05/12 KAYDON CORP DE 5.02,9.01 03/05/12 KEMPER Corp DE 7.01,9.01 03/05/12 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/05/12 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/05/12 KINDER MORGAN, INC. DE 7.01 03/01/12 KNOLL INC DE 7.01 03/05/12 Kraton Performance Polymers, Inc. DE 5.02 02/28/12 L&L Acquisition Corp. DE 1.01,3.02,9.01 02/28/12 LAS VEGAS SANDS CORP NV 7.01 03/02/12 LEAP WIRELESS INTERNATIONAL INC DE 8.01,9.01 03/05/12 LEXMARK INTERNATIONAL INC /KY/ DE 1.01,9.01 02/29/12 LIBBEY INC DE 5.02 02/29/12 LUNA INNOVATIONS INC DE 5.02 02/28/12 LYRIS, INC. 3.03,5.03,9.01 03/05/12 MACATAWA BANK CORP MI 1.02,7.01,9.01 03/02/12 MAM SOFTWARE GROUP, INC. DE 8.01,9.01 03/05/12 MARSH & MCLENNAN COMPANIES, INC. DE 5.02 02/29/12 MARTEN TRANSPORT LTD DE 5.02,9.01 02/28/12 MEADOWBROOK INSURANCE GROUP INC MI 7.01,9.01 03/05/12 Medidata Solutions, Inc. DE 5.02,9.01 03/01/12 MEMC ELECTRONIC MATERIALS INC DE 1.01 02/28/12 Mesa Energy Holdings, Inc. DE 4.02 02/28/12 Mesa Energy Holdings, Inc. DE 9.01 07/22/11 AMEND METABOLIX, INC. 5.02,7.01,9.01 03/01/12 METLIFE INC DE 8.01,9.01 03/05/12 MetroCorp Bancshares, Inc. TX 7.01,9.01 03/05/12 MID AMERICA APARTMENT COMMUNITIES INC TN 1.01,2.03,7.01,9.01 03/01/12 Midway Gold Corp A1 5.02,7.01,8.01,9.01 02/28/12 MOHEGAN TRIBAL GAMING AUTHORITY 8.01,9.01 03/05/12 Molycorp, Inc. DE 5.02,9.01 02/28/12 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 7.01,9.01 03/05/12 MONTPELIER RE HOLDINGS LTD 7.01,9.01 03/05/12 MPG Office Trust, Inc. MD 2.02,7.01,9.01 03/05/12 MULTI FINELINE ELECTRONIX INC 5.07 03/05/12 NATIONAL BANK OF INDIANAPOLIS CORP IN 8.01 02/28/12 NATUS MEDICAL INC DE 1.01,2.03,9.01 03/02/12 NEW MEXICO SOFTWARE, INC NV 8.01 03/05/12 NEWMONT MINING CORP /DE/ DE 8.01,9.01 03/05/12 NEWS CORP 8.01,9.01 03/05/12 Nexxus Lighting, Inc. DE 1.01,9.01 02/28/12 NORDSON CORP OH 5.05,5.07,9.01 02/28/12 NORDSTROM INC WA 5.02 02/17/12 AMEND NORTHWESTERN CORP DE 7.01 03/05/12 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 03/05/12 NUVASIVE INC DE 8.01 03/02/12 OCWEN FINANCIAL CORP FL 5.02,8.01 03/05/12 OLIN CORP VA 7.01,9.01 03/05/12 Omagine, Inc. DE 7.01,9.01 03/05/12 Omnitek Engineering Corp CA 1.01,9.01 03/05/12 ONEOK INC /NEW/ OK 7.01,9.01 03/05/12 ONEOK Partners LP DE 7.01,9.01 03/05/12 PARK NATIONAL CORP /OH/ OH 5.02,9.01 03/02/12 PARK OHIO HOLDINGS CORP OH 2.02,9.01 03/05/12 PATRICK INDUSTRIES INC IN 8.01,9.01 03/02/12 PDL BIOPHARMA, INC. DE 8.01,9.01 03/05/12 PediatRx Inc. NV 8.01 03/01/12 Perfumania Holdings, Inc. FL 7.01,9.01 03/01/12 PHI INC LA 5.02 03/01/12 PHOTOTRON HOLDINGS, INC. DE 8.01,9.01 02/28/12 PICO HOLDINGS INC /NEW CA 2.02,9.01 02/29/12 PINNACLE AIRLINES CORP DE 5.02,9.01 03/05/12 PLUM CREEK TIMBER CO INC DE 1.01,1.02,2.03,9.01 03/02/12 PNC FINANCIAL SERVICES GROUP, INC. PA 2.01,5.02 02/29/12 PNM RESOURCES INC NM 5.02,9.01 02/28/12 PNM RESOURCES INC NM 5.02 02/28/12 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 03/05/12 PRESIDENTIAL LIFE CORP DE 5.02,9.01 03/02/12 Prestige Brands Holdings, Inc. 5.02,8.01 02/29/12 PROASSURANCE CORP DE 7.01,9.01 03/05/12 Public Storage MD 8.01,9.01 03/05/12 QUALITY DISTRIBUTION INC FL 8.01,9.01 03/05/12 Quanex Building Products CORP DE 2.02,9.01 03/05/12 RAND CAPITAL CORP NY 2.02,9.01 03/05/12 RAND WORLDWIDE INC DE 1.01,2.03,9.01 02/29/12 RARE ELEMENT RESOURCES LTD A1 7.01,9.01 03/01/12 RAYONIER INC NC 1.01,2.03,9.01 03/05/12 REGIONS FINANCIAL CORP DE 7.01,9.01 03/05/12 REPLIGEN CORP DE 8.01,9.01 03/05/12 RES CARE INC /KY/ KY 4.01,9.01 02/28/12 Rim Semiconductor CO UT 5.02 02/29/12 Roundy's, Inc. DE 5.02 02/28/12 RYLAND GROUP INC MD 5.03,9.01 02/29/12 SAIC, Inc. 5.02,9.01 03/02/12 SANTARUS INC DE 2.02,9.01 03/05/12 SATCON TECHNOLOGY CORP DE 2.02,9.01 03/01/12 SERACARE LIFE SCIENCES INC 1.01,2.03,9.01 03/01/12 SERENA SOFTWARE INC DE 7.01 03/05/12 SIRIUS XM RADIO INC. DE 5.02,9.01 03/05/12 Sitoa Global Inc. DE 1.01,5.02,9.01 03/05/12 SKULLCANDY, INC. 5.02,9.01 03/05/12 SLM Student Loan Trust 2003-1 DE 8.01,9.01 03/05/12 SLM Student Loan Trust 2003-4 DE 8.01,9.01 03/05/12 SLM Student Loan Trust 2003-7 DE 8.01,9.01 03/05/12 SMG Indium Resources Ltd. DE 8.01 03/05/12 SONIC AUTOMOTIVE INC DE 4.02 02/29/12 SOUTHERN MISSOURI BANCORP INC MO 7.01 03/05/12 SpectrumDNA, Inc. DE 1.01 02/29/12 SPRINGLEAF FINANCE CORP IN 2.05 03/05/12 SPRINGLEAF FINANCE INC IN 2.05 03/05/12 STAGE STORES INC NV 5.02 02/21/12 STEINWAY MUSICAL INSTRUMENTS INC DE 2.02,9.01 03/05/12 Stereotaxis, Inc. DE 1.01,2.02,9.01 02/29/12 STERIS CORP OH 8.01 03/01/12 STEVIA NUTRA CORP. NV 8.01 03/05/12 STONE ENERGY CORP DE 1.01,2.03,7.01,9.01 02/28/12 Sunstone Hotel Investors, Inc. MD 2.02,9.01 02/22/12 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02 03/05/12 SUREWEST COMMUNICATIONS CA 8.01,9.01 03/05/12 SWIFT ENERGY CO 1.01,3.03,8.01,9.01 03/01/12 SYNAGEVA BIOPHARMA CORP DE 1.01 02/28/12 SYNERGY RESOURCES CORP CO 8.01,9.01 03/05/12 TAL International Group, Inc. DE 8.01,9.01 02/29/12 TANGOE INC DE 9.01 12/19/11 AMEND TAUBMAN CENTERS INC MI 9.01 12/21/11 AMEND THANKSGIVING COFFEE CO INC CA 2.01 02/29/12 Tiger Oil & Energy, Inc. 1.01,2.01,5.06,9.01 08/30/10 AMEND TOR MINERALS INTERNATIONAL INC DE 5.02 02/24/12 TOR MINERALS INTERNATIONAL INC DE 1.01,2.03 03/01/12 TOYOTA MOTOR CREDIT CORP CA 9.01 03/02/12 TRANS1 INC 7.01,9.01 03/05/12 TRC COMPANIES INC /DE/ DE 1.01,9.01 02/28/12 TREDEGAR CORP VA 5.02,9.01 02/29/12 Two Harbors Investment Corp. 7.01,8.01,9.01 03/05/12 UNIGENE LABORATORIES INC DE 8.01,9.01 03/02/12 UNITED BANCSHARES INC /PA PA 9.01 01/31/12 AMEND UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 03/05/12 UNITED WESTERN BANCORP INC CO 1.03,2.04,7.01,9.01 03/02/12 URANIUM ENERGY CORP NV 1.01,9.01 02/28/12 URANIUM RESOURCES INC /DE/ DE 7.01,8.01,9.01 03/05/12 US AIRWAYS GROUP INC DE 2.02,9.01 03/05/12 USA TECHNOLOGIES INC PA 5.02,8.01,9.01 03/02/12 VelaTel Global Communications, Inc. NV 8.01,9.01 02/23/12 AMEND VENTRUS BIOSCIENCES INC DE 8.01,9.01 03/05/12 VERENIUM CORP DE 2.02,9.01 03/05/12 VERIFONE SYSTEMS, INC. DE 2.02,9.01 03/05/12 Vertro, Inc. DE 2.01,3.01,3.03,5.01, 02/29/12 5.02,5.03,5.07,9.01 VISION INDUSTRIES CORP FL 5.02 02/29/12 VISTEON CORP DE 5.02,9.01 02/28/12 WALTER INVESTMENT MANAGEMENT CORP MD 5.02,5.03,8.01,9.01 02/28/12 WASHINGTON GAS LIGHT CO DC 8.01,9.01 02/29/12 WAUSAU PAPER CORP. WI 5.02 03/01/12 WELLS CORE OFFICE INCOME REIT INC 9.01 12/28/11 AMEND WELLS FARGO & CO/MN DE 9.01 03/05/12 Western Refining, Inc. DE 7.01,9.01 03/05/12 WGL HOLDINGS INC VA 8.01,9.01 03/01/12 WYNN RESORTS LTD 8.01,9.01 03/05/12 X-CHANGE CORP NV 1.01,9.01 03/05/12 AMEND XCEL ENERGY INC MN 8.01 03/02/12 XPLORE TECHNOLOGIES CORP DE 1.01,5.07,9.01 02/29/12 Zalicus Inc. DE 8.01,9.01 03/05/12 ZILLOW INC WA 7.01 03/05/12 ZIONS BANCORPORATION /UT/ UT 9.01 03/05/12 ZOLTEK COMPANIES INC DE 1.01,9.01 03/01/12 ZYNGA INC DE 1.01,1.02,9.01 03/02/12
http://www.sec.gov/news/digest/2012/dig030612.htm
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