SEC News Digest, January 5, 2012

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Commission announcements

Administrative Law Judge Robert G. Mahony Retires After 46 Years of Federal Service

The Securities and Exchange Commission today announced that Administrative Law Judge Robert G. Mahony has retired from the federal government after 46 years of public service, including more than 14 years at the SEC.

During his tenure with the SEC, Judge Mahony presided over and issued initial decisions in administrative proceedings brought by the SEC's Division of Enforcement. His initial decisions covered a broad range of alleged violations of securities law, including insider trading, the sale of unregistered securities, delinquent filings, failure to supervise, and disciplinary actions involving corporate officers and directors, brokers, accountants, auditors, and other financial professionals.

Before coming to the SEC, Judge Mahony spent 20 years as an Administrative Law Judge at the U.S. Department of Labor. He served as a temporary member of the Labor Department’s Benefits Review Board from 1986 to 1987. He began his career as a trial attorney in the Criminal Division of the U.S. Justice Department in Washington, D.C.

Judge Mahony graduated from the University of Notre Dame in 1961, and received his law degree from Loyola University of Chicago in 1965. He served in active duty in the U.S. Army from 1965 to 1967. (Press Rel. 2012-5)

Commission Meetings

Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration.

Open meetings will be held in the Auditorium, Room L-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting.

Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

Open Meeting on Wednesday, January 11, 2012 at 10:00 a.m.

The subject matter of the Open Meeting will be: The Commission will consider whether to approve the 2012 budget of the Public Company Accounting Oversight Board and will consider the related annual accounting support fee for the Board under Section 109 of the Sarbanes-Oxley Act of 2002.

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400.

Investment company act releases

Wells Fargo Bank, N.A., et al.

The Commission has issued a permanent order to Wells Fargo Bank, N.A., et al. under Section 9(c) of the Investment Company Act of 1940 (Act) with respect to an injunction issued by the U.S. District Court for the District of New Jersey on December 9, 2011. The permanent order exempts Wells Fargo Bank, N.A. (Wells Fargo Bank), First International Advisors, LLC, Metropolitan West Capital Management, LLC, Golden Capital Management, LLC, Alternative Strategies Brokerage Services, Inc., Alternative Strategies Group, Inc., Wells Fargo Funds Management, LLC, Wells Capital Management Incorporated, Peregrine Capital Management, Inc., Galliard Capital Management, Inc., Nelson Capital Management, and Wells Fargo Funds Distributor, LLC as well as companies of which Wells Fargo Bank is or becomes an affiliated person, from the provisions of Section 9(a) of the Act. (Rel. IC-29913 – January 4)

Seasons Series Trust, et al.

An order has been issued on an application filed by Seasons Series Trust, et al. under Section 6(c) of the Investment Company Act of 1940 (Act) for an exemption from Rule 12d1-2(a) under the Act. The order permits open-end management investment companies relying on Rule 12d1-2 under the Act to invest in certain financial instruments. (Rel. IC-29914 - January 4)

Self-Regulatory Organizations

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by The NASDAQ Stock Market LLC to modify fees for members using the NASDAQ Market Center (SR-NASDAQ-2011-175) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66092)

A proposed rule change filed by NASDAQ OMX BX, Inc. to amend the definition of theoretical price (SR-BX-2011-086) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66093)

A proposed rule change filed by NYSE ARCA, Inc. extending the implementation date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders that are not Financial Industry Regulatory Authority Members to March 31, 2012 (SR-NYSEARCA-2011-103) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66094)

A proposed rule change filed by the NASDAQ Stock Market LLC to extend the fee pilot program for NASDAQ Last Sale (SR-NASDAQ-2011-174) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66095)

A proposed rule change filed by the NASDAQ OMX PHLX LLC (SR-Phlx-2011-184) relating to the rebates and fees for adding and removing liquidity in Select Symbols has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66099)

A proposed rule change filed by the NASDAQ OMX PHLX LLC (SR-Phlx-2011-185) relating to the rebates and fees for adding and removing liquidity in Select Symbols has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66100)

Approval of Proposed Rule Changes

The Commission approved a proposed rule change (SR-FINRA-2011-044) submitted by the Financial Industry Regulatory Authority, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to FINRA’s Code of Procedure. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66096)

The Commission approved a proposed rule change filed by NASDAQ OMX PHLX LLC (SR-Phlx-2011-149), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to delete Exchange Rule 795 “Member Officer or Director.” Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66097)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

-8     DARDEN RESTAURANTS INC, 1000 DARDEN CENTER DRIVE, ORLANDO, FL, 32837, 
        4072454000 - 0 ($67,815,000.00) Equity, (File 333-178876 - Jan. 4) 
        (BR. 05B)

S-8     Clean Energy Fuels Corp., 3020 OLD RANCH PARKWAY, SUITE 400, 
        SEAL BEACH, CA, 90740, (562) 493-2804 - 0 ($12,510,000.00) Equity, 
        (File 333-178877 - Jan. 4) (BR. 02C)

S-3     Walker & Dunlop, Inc., 7501 WISCONSIN AVENUE, SUITE 1200E, BETHESDA, 
        MD, 20814, (301) 215-5500 - 0 ($141,554,996.00) Equity, 
        (File 333-178878 - Jan. 4) (BR. 07)

S-3ASR  AMERIGAS PARTNERS LP, 460 N GULPH RD, BOX 965, VALLEY FORGE, PA, 19406, 
        6103377000 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-178879 - Jan. 4) (BR. 02B)

S-8     SENESCO TECHNOLOGIES INC, 34 CHAMBERS STREET, PO BOX 3303, PRINCETON, 
        NJ, 08542, 908-864-4444 - 2,210,257 ($508,359.11) Equity, 
        (File 333-178881 - Jan. 4) (BR. 01A)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT 

AAA CAPITAL ENERGY FUND L.P. II         NY       3.02                 01/01/12

Abingdon Futures Fund LP                NY       3.02                 01/01/12

ACACIA RESEARCH CORP                    DE       8.01                 12/29/11

ADA-ES INC                              CO       7.01,9.01            01/04/12

Aegion Corp                             DE       5.02,9.01            12/31/11

AEROFLEX HOLDING CORP.                  DE       2.02,9.01            01/03/12

ALEXION PHARMACEUTICALS INC             DE       1.01,8.01,9.01       12/28/11

AMARIN CORP PLC\UK                      X0       8.01,9.01            01/03/12

AMERICAN EAGLE ENERGY Corp                       5.02                 01/01/12

AMERIGAS PARTNERS LP                    DE       8.01,9.01            12/29/11

AMERIGAS PARTNERS LP                    DE       8.01,9.01            01/04/12

AMERIGAS PARTNERS LP                    DE       7.01,9.01            01/04/12

AMP Holding Inc.                        NV       1.01,3.02,9.01       05/10/11    AMEND

ante5, Inc.                             DE       7.01,9.01            01/04/12

Apple REIT Ten, Inc.                    VA       2.01                 12/30/11

Aptalis Pharma Inc                      DE       1.01                 12/28/11

ARMSTRONG WORLD INDUSTRIES INC          PA       2.02,8.01,9.01       01/03/12

Ascend Acquisition Corp.                DE       1.01,2.03,3.02,5.02, 12/30/11
                                                 5.03,7.01,9.01

ASTA FUNDING INC                        DE       1.01,8.01,9.01       12/28/11

ATHENA SILVER CORP                      CA       2.03,9.01            10/26/11

AtheroNova Inc.                         DE       5.02                 01/03/12

AVATAR HOLDINGS INC                     DE       1.01,5.02            12/31/11

AVIS BUDGET GROUP, INC.                 DE       5.02                 01/04/12

BALDWIN TECHNOLOGY CO INC               DE       8.01                 12/29/11

BALLANTYNE STRONG, INC.                 DE       2.05,9.01            12/28/11

Banks.com, Inc.                         FL       1.01,2.03,3.02,9.01  12/28/11

BB&T CORP                               NC       5.02                 12/31/11

Behringer Harvard Opportunity REIT I,   MD       7.01,9.01            01/04/12

BHM Discretionary Futures Fund L.P.     DE       3.02                 01/01/12

BILL BARRETT CORP                                7.01,9.01            01/03/12

BIO-PATH HOLDINGS INC                   UT       8.01,9.01            01/04/12

BIOMIMETIC THERAPEUTICS, INC.           DE       8.01,9.01            01/03/12

BIONOVO INC                             DE       1.01,3.02,3.03,5.02, 12/30/11
                                                 5.03,8.01,9.01

Bonds.com Group, Inc.                   DE       1.01,4.01,9.01       12/28/11

BRIDGE BANCORP INC                      NY       8.01,9.01            01/04/12

BUILD A BEAR WORKSHOP INC               DE       1.01,8.01,9.01       12/30/11

CABOT OIL & GAS CORP                    DE       8.01                 01/03/12

CALGON CARBON CORPORATION               DE       5.02,9.01            12/29/11

CALLIDUS SOFTWARE INC                   DE       1.01,7.01,9.01       01/03/12

Camelot Entertainment Group, Inc.       DE       3.02                 12/30/11

CARDINAL BANKSHARES CORP                VA       8.01,9.01            12/30/11

CCFNB BANCORP INC                       PA       5.02,9.01            01/03/12

CENTERPOINT ENERGY INC                           3.03                 12/31/11

CENTRAL VERMONT PUBLIC SERVICE CORP     VT       8.01                 12/28/11

CH2M HILL COMPANIES LTD                 DE       5.02                 01/01/12

CHARTER COMMUNICATIONS, INC. /MO/       DE       8.01,9.01            12/29/11

CHESAPEAKE MIDSTREAM PARTNERS LP        DE       1.01,2.01,3.02,9.01  12/28/11

China Nutrifruit Group LTD              NV       5.02,9.01            01/04/12

CHINA SHEN ZHOU MINING & RESOURCES, I   NV       5.02                 12/31/11

ChinaNet Online Holdings, Inc.          NV       7.01,9.01            12/30/11

Chrysler Group LLC                      DE       8.01,9.01            01/04/12

CHURCH & DWIGHT CO INC /DE/             DE       8.01                 12/01/11

CHYRON CORP                             NY       1.01,2.03            12/28/11

Citadel EFT, Inc.                       NV       5.03                 01/04/12

CLAIBORNE LIZ INC                       DE       8.01,9.01            01/04/12

Command Center, Inc.                    WA       5.02                 01/04/12

COMMUNITY FIRST INC                     TN       7.01,8.01,9.01       12/28/11

Compressco Partners, L.P.               DE       7.01,9.01            01/04/12

COMPUTER TASK GROUP INC                 NY       7.01,9.01            01/04/12

Core-Mark Holding Company, Inc.         DE       5.07                 05/24/11    AMEND

CorMedix Inc.                           DE       8.01,9.01            12/30/11

CORNERSTONE THERAPEUTICS INC            DE       1.01,2.01,9.01       12/28/11

COSTAR GROUP INC                        DE       8.01                 01/03/12

Crexendo, Inc.                          DE       5.02,9.01            01/04/12

Customers Bancorp, Inc.                 PA       1.01,1.02,9.01       12/28/11

DDI CORP                                CA       1.01                 12/30/11

DIAMOND HILL INVESTMENT GROUP INC       OH       8.01                 01/04/12

DJSP Enterprises, Inc.                  D8       1.01,7.01,9.01       12/29/11

DOCUMENT SECURITY SYSTEMS INC           NY       1.01,1.02,2.03,9.01  12/30/11

DOVER MOTORSPORTS INC                   DE       1.01,9.01            12/28/11

Duff & Phelps Corp                      DE       3.02,9.01            01/04/12

DYAX CORP                               DE       1.01,2.03            12/29/11

Echo Therapeutics, Inc.                 DE       1.01,5.02,9.01       12/28/11

EMERGING CTA PORTFOLIO LP               NY       3.02                 01/01/12

Energy Transfer Partners, L.P.          DE       8.01,9.01            12/29/11

ENTECH SOLAR, INC.                      DE       2.03,3.02,9.01       01/03/12

ENTROPIC COMMUNICATIONS INC             DE       2.02                 01/04/12

EPOCH HOLDING CORP                      DE       8.01,9.01            01/04/12

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01            12/28/11

Federal Home Loan Bank of Des Moines    X1       2.03,9.01            12/30/11

FINISH LINE INC /IN/                    IN       5.02,9.01            01/04/12

FIRST CENTURY BANKSHARES INC            WV       8.01                 01/03/12

FNB CORP/FL/                            FL       8.01,9.01            01/01/12

FNB CORP/FL/                            FL       3.02,3.03,5.02,5.03, 12/28/11
                                                 9.01
          
FORD MOTOR CO                           DE       8.01,9.01            01/04/12

FORD MOTOR CREDIT CO LLC                DE       8.01,9.01            01/04/12

Fortress Investment Group LLC           DE       7.01                 01/04/12

FORWARD AIR CORP                        TN       8.01                 01/04/12

FUNCTION (X) INC.                       DE       1.01,2.01,9.01       12/31/11

FUTURES PORTFOLIO FUND L.P.             MD       3.02                 01/01/12

GARDNER DENVER INC                      DE       7.01,9.01            12/29/11

GENERAL EMPLOYMENT ENTERPRISES INC      IL       5.02                 12/30/11

GENERAL METALS CORP                     DE       4.01,9.01            12/16/11    AMEND

General Moly, Inc                       DE       5.02,9.01            01/04/12

GeoVax Labs, Inc.                       DE       8.01,9.01            01/04/12

GLACIER BANCORP INC                     DE       5.02,9.01            12/28/11

GLIMCHER REALTY TRUST                   MD       8.01                 01/01/12

GOLDEN PHOENIX MINERALS INC             NV       7.01,9.01            01/03/12

GRANITE CITY FOOD & BREWERY LTD         MN       1.01,2.01,2.03,9.01  12/30/11

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01,9.01            12/30/11

GREENE COUNTY BANCORP INC               DE       8.01,9.01            01/04/12

Griffin-American Healthcare REIT II,    MD       1.01,5.03,7.01,8.01, 12/30/11
                                                 9.01
          
GRUBB & ELLIS CO                        DE       3.01,9.01            01/03/12

HARRIS CORP /DE/                        DE       5.02                 12/31/11

HEADWATERS INC                          DE       8.01,9.01            01/01/12

Hines Global REIT, Inc.                 MD       7.01,8.01,9.01       01/04/12

HollyFrontier Corp                      DE       7.01,9.01            01/04/12

Homeland Security Capital CORP          DE       1.01,5.02            12/29/11

HOT TOPIC INC /CA/                      CA       8.01,9.01            01/04/12

HUNTINGTON BANCSHARES INC/MD            MD       3.03,5.03,8.01,9.01  12/28/11

Hydrodynex, Inc.                        NV       5.07                 12/29/11

ILLUMINA INC                            DE       5.02                 01/04/12

INFORMATION ARCHITECTS CORP             NC       2.01,9.01            01/04/12

INFORMATION SYSTEMS ASSOCIATES, INC.    FL       5.02                 12/13/11

Infrared Systems International          NV       9.01                 04/21/10    AMEND

INFRAX SYSTEMS, INC.                    NV       1.01,9.01            01/04/12

InterDigital, Inc.                      PA       5.02                 12/30/11

IRIDEX CORP                             DE       1.01,9.01            12/30/11

IRONWOOD PHARMACEUTICALS INC                     8.01                 12/29/11

ISIS PHARMACEUTICALS INC                DE       1.01,9.01            01/04/12

ISTA PHARMACEUTICALS INC                DE       2.02,7.01,9.01       01/04/12

Juhl Wind, Inc                                   1.01,9.01            11/29/11

KBS Legacy Partners Apartment REIT, I   MD       1.01                 12/28/11

La Cortez Energy, Inc.                  NV       1.01,9.01            12/28/11

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                 01/04/12

Lantheus Medical Imaging, Inc.          DE       5.02,9.01            01/03/12

LaSalle Hotel Properties                MD       7.01,8.01,9.01       12/29/11

LAWSON PRODUCTS INC/NEW/DE/             DE       1.01,2.03,9.01       12/29/11

Liberator, Inc.                         FL       5.06,7.01,9.01       01/04/12

Liberty Global, Inc.                    DE       5.02                 12/30/11

Liberty Global, Inc.                    DE       7.01                 01/03/12

Liberty Gold Corp.                      DE       1.01,2.01,9.01       12/23/11

LIGHTING SCIENCE GROUP CORP             DE       1.01                 12/28/11

Lightyear Network Solutions, Inc.       NV       5.02,8.01,9.01       12/28/11

LOGITECH INTERNATIONAL SA                        1.01,2.03,9.01       12/29/11

Longhai Steel Inc.                      NV       5.02                 01/04/12

LoopNet, Inc.                           DE       8.01                 01/03/12

LUCAS ENERGY, INC.                      NV       2.01,3.02,5.03,9.01  12/29/11

LUCID INC                               NY       1.01,7.01,9.01       12/28/11

McCormick & Schmicks Seafood Restaura            1.01,1.02,3.01,3.02, 01/04/12
                                                 3.03,5.01,5.02,5.03,
                                                 9.01
   
MICROWAVE FILTER CO INC /NY/            NY       5.02                 12/30/11

MISSION COMMUNITY BANCORP               CA       1.01,9.01            12/28/11

MobileBits Holdings Corp                NV       5.02,9.01            12/28/11

MOCON INC                               MN       5.02                 12/28/11

Mojo Ventures, Inc.                     DE       5.03,5.07,7.01,9.01  12/28/11

Monza Ventures Inc.                     NV       5.02                 12/22/11

Mount Knowledge Holdings, Inc.          NV       1.01,3.02,5.02       09/30/11

MS STRUCTURED ASSET CORP CBT SERIES 2   DE       8.01,9.01            12/25/11

MULTIBAND CORP                          MN       7.01                 01/03/12

NetApp, Inc.                            CA       5.02                 12/31/11

NeuMedia, Inc.                          DE       1.01,2.01,3.02,5.02, 12/28/11
                                                 9.01
          
NEUSTAR INC                                      5.02                 01/03/12

NEWMONT MINING CORP /DE/                DE       5.02                 01/01/12

NGP Capital Resources Co                MD       8.01,9.01            01/04/12

NIGHTINGALE INC                         UT       3.03                 12/30/11

NTS MORTGAGE INCOME FUND                DE       1.01,9.01            12/30/11

NUCOR CORP                              DE       5.02                 12/30/11

Oak Valley Bancorp                      CA       5.02,7.01,8.01       01/04/12

Och-Ziff Capital Management Group LLC   DE       7.01                 01/04/12

Oiltanking Partners, L.P.               DE       1.01                 01/04/12

OLD LINE BANCSHARES INC                 MD       1.01,9.01            12/29/11

OMEGA PROTEIN CORP                      NV       5.02,7.01,9.01       01/01/12

OnTarget360 Group, Inc.                 DE       5.01,5.02,9.01       12/29/11

ORGANOVO HOLDINGS, INC.                 NV       1.01,5.03,8.01,9.01  12/28/11

ORION FUTURES FUND LP                   NY       3.02                 01/01/12

Oxford Resource Partners LP             DE       1.01,2.03            12/28/11

P&F INDUSTRIES INC                      DE       5.02,9.01            12/29/11

PACIFIC CAPITAL BANCORP /CA/            DE       1.02                 12/30/11

PACWEST BANCORP                         DE       8.01,9.01            01/03/12

PALOMAR MEDICAL TECHNOLOGIES INC        DE       1.01,9.01            01/04/12    AMEND

PCS EDVENTURES COM INC                  ID       8.01,9.01            01/03/12

PDL BIOPHARMA, INC.                     DE       8.01,9.01            01/03/12

Pebblebrook Hotel Trust                 MD       7.01                 01/03/12

PEETS COFFEE & TEA INC                  WA       5.02                 12/27/11

Pendrell Corp                           DE       9.01                 10/31/11    AMEND

PennantPark Floating Rate Capital Ltd            7.01                 01/03/12

PEOPLES FINANCIAL SERVICES CORP.        PA       9.01                 12/31/11    AMEND

PHOENIX MEDICAL SOFTWARE, INC.          NV       2.01                 01/03/12    AMEND

PIONEER DRILLING CO                     TX       7.01,9.01            01/04/12

PIZZA INN HOLDINGS, INC /MO/                     5.02,8.01,9.01       01/03/12

Polaris Futures Fund L.P.               DE       3.02                 01/01/12

POWERWAVE TECHNOLOGIES INC              DE       1.01                 12/29/11

PRESSURE BIOSCIENCES INC                MA       5.07                 12/29/11

PRIVATE MEDIA GROUP INC                 NV       3.01                 01/03/12

PROGRESS SOFTWARE CORP /MA              MA       5.02,7.01,9.01       01/04/12

PROGRESSIVE CORP/OH/                    OH       1.01,9.01            12/31/11

ProPhase Labs, Inc.                     NV       7.01,9.01            01/02/12

PSB HOLDINGS INC /WI/                   WI       5.02                 01/03/12

PSM HOLDINGS INC                        NV       5.02,5.03,9.01       12/29/11

QUANTUM SOLAR POWER CORP.                        1.02                 12/30/11

RAYONIER INC                            NC       5.02,9.01            01/03/12

READING INTERNATIONAL INC               NV       5.02,8.01            01/03/12

REALPAGE INC                            DE       7.01,9.01            01/04/12

REDDY ICE HOLDINGS INC                  DE       8.01,9.01            12/28/11

RENTECH INC /CO/                        CO       1.01,2.03,9.01       12/28/11

Rentech Nitrogen Partners, L.P.         DE       1.01,2.03,9.01       12/28/11

REPROS THERAPEUTICS INC.                DE       1.01,5.02,9.01       12/30/11

REPROS THERAPEUTICS INC.                DE       8.01,9.01            01/04/12

RESOURCES CONNECTION INC                DE       2.02,9.01            01/04/12

ROLLINS INC                             DE       8.01,9.01            01/03/12

RVUE HOLDINGS, INC.                     NV       2.03                 12/29/11

SAGE FUND LP                            MD       3.02                 01/01/12

SATCON TECHNOLOGY CORP                  DE       2.02,2.05,2.06,9.01  12/29/11

SAVE THE WORLD AIR INC                  NV       5.02,9.01            12/31/11

Seagate Technology plc                  L2       2.02,9.01            01/04/12

SENIOR HOUSING PROPERTIES TRUST         MD       8.01,9.01            12/30/11

SENTRY PETROLEUM LTD.                            8.01                 01/03/12

SGB International Holdings Inc.         A1       4.01,9.01            12/29/11

SIERRA RESOURCE GROUP INC               NV       5.03,9.01            12/20/11

SimplePons, Inc.                        DE       7.01,9.01            01/04/12

SIRIUS XM RADIO INC.                    DE       2.02,7.01,9.01       01/04/12

SONESTA INTERNATIONAL HOTELS CORP       NY       5.07,8.01,9.01       12/28/11

SONIC CORP                              DE       2.02,9.01            01/04/12

SWIFT TRANSPORTATION Co                          8.01                 01/03/12

SYNAGEVA BIOPHARMA CORP                 DE       8.01,9.01            01/04/12

SYSTEMAX INC                            DE       5.01                 01/03/12

TACTICAL DIVERSIFIED FUTURES FUND L.P   NY       3.02                 01/01/12

TANDY BRANDS ACCESSORIES INC            DE       5.02,9.01            12/31/11

TEAM INC                                TX       8.01                 01/04/12

Tennessee Valley Authority                       5.02                 01/03/12

TESSERA TECHNOLOGIES INC                DE       8.01,9.01            01/03/12

TETRA TECHNOLOGIES INC                  DE       7.01,9.01            01/04/12

THERMOENERGY CORP                       DE       1.01,3.02,9.01       12/30/11

TIDEWATER INC                           DE       8.01,9.01            12/30/11

TITAN PHARMACEUTICALS INC               DE       1.01,5.02,9.01       12/30/11

TJX COMPANIES INC /DE/                  DE       5.02                 12/30/11

TrackSoft Systems, Inc.                 WY       5.02                 12/28/11

TRIDENT MICROSYSTEMS INC                DE       1.01,1.03,9.01       01/04/12

TRX INC/GA                              GA       1.01                 12/29/11

U S GOLD CORP                           CO       7.01,9.01            01/04/12

U.S. Auto Parts Network, Inc.           DE       5.02,9.01            01/03/12

UNIFIRST CORP                           MA       2.02,9.01            01/04/12

URANIUM ENERGY CORP                     NV       7.01,9.01            01/04/12

US ENERGY CORP                          WY       7.01,9.01            01/04/12

US GEOTHERMAL INC                       DE       8.01,9.01            01/04/12

VALERO ENERGY CORP/TX                   DE       7.01,9.01            01/04/12

VALPEY FISHER CORP                      MD       8.01                 12/26/11

VERIFONE SYSTEMS, INC.                  DE       1.01,1.02,2.01,7.01, 12/28/11
                                                 9.01
          
ViewPoint Financial Group Inc.          MD       5.02                 12/28/11

VIROPHARMA INC                          DE       5.02,8.01,9.01       01/03/12

VistaGen Therapeutics, Inc.             NV       1.01,3.02,8.01,9.01  12/29/11

W P CAREY & CO LLC                      DE       8.01,9.01            01/02/12

W P CAREY & CO LLC                      DE       1.01,1.02,2.03,9.01  12/28/11

WARRINGTON FUND LP                      NY       3.02                 01/01/12

WELLS FARGO & CO/MN                     DE       9.01                 01/04/12

WELLS REAL ESTATE INVESTMENT TRUST II   MD       8.01                 12/29/11

Western Refining, Inc.                  DE       5.02,7.01,8.01,9.01  01/03/12

Westinghouse Solar, Inc.                DE       1.01,3.02,3.03,9.01  12/30/11

WESTPORT JWH FUTURES FUND LP            NY       3.02                 01/01/12

WEYERHAEUSER CO                         WA       1.01,9.01            12/07/11

WEYERHAEUSER CO                         WA       5.02,9.01            12/08/11

WHITE SMILE GLOBAL, INC.                NV       1.01                 12/27/11

WINNER MEDICAL GROUP INC                NV       5.02,9.01            12/28/11

World Monitor Trust III - Series J      DE       8.01,9.01            12/19/11

WORTHINGTON INDUSTRIES INC              OH       1.01,2.01,9.01       12/29/11

Z TRIM HOLDINGS, INC                    IL       1.01,9.01            10/17/11    AMEND

Zayo Group LLC                          DE       7.01,9.01            12/30/11

Zumiez Inc                              WA       7.01,9.01            01/04/12

http://www.sec.gov/news/digest/2012/dig010512.htm

SEC News Digest